Teddy Baltimore Smith v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledJune 16, 2023
Docket2D2022-2585
StatusPublished
๐ฐ News Coverage: Read the LAWS.com news report on this case
Full Opinion
DISTRICT COURT OF APPEAL OF FLORIDA
SECOND DISTRICT
TEDDY BALTIMORE SMITH,
Petitioner,
v.
STATE OF FLORIDA,
Respondent.
No. 2D22-2585
June 16, 2023
Petition Alleging Ineffective Assistance of Appellate Counsel.
Hillsborough County; Melissa M. Polo, Judge.
Teddy Baltimore Smith, pro se.
Ashley Moody, Attorney General, Tallahassee, and Taylor A. Schell,
Assistant Attorney General, Tampa, for Respondent.
NORTHCUTT, Judge.
In his petition under Florida Rule of Appellate Procedure 9.141(d),
Teddy Baltimore Smith contends that his appellate counsel was
ineffective for failing to challenge his manslaughter conviction on the
ground that the trial court improperly denied his motion to proceed pro
se. We agree.
The State charged Smith with second-degree murder. At a pretrial
hearing, Smith moved to proceed pro se, asserting that he knowingly and
intelligently waived his right to counsel. The trial court questioned
Smith extensively on his motion. Among the topics covered were whether
Smith understood the rules of evidence (whether he knew how to conduct
depositions, introduce exhibits, and cross-examine witnesses) and
whether he understood that he faced a potential life sentence. These
questions were appropriate to the court's consideration of Smith's motion
under Faretta v. California, 422 U.S. 806 (1975).
But even though Smith's motion did not mention his trial counsel
or complain about her performance, much of the trial court's questioning
was more suited to a motion to discharge appointed counsel under
Nelson v. State, 274 So. 2d 256, 258โ59 (Fla. 4th DCA 1973). Thus, the
court pressed Smith about his attorney's performance, observing that a
difference of opinion about the facts did not constitute ineffective
assistance of counsel. Smith responded, "I didn't say that. I said I
wanted to go pro se. I didn't say nothing with ineffective assistance of
counsel. I just said that I wanted to go pro se." Nevertheless, the court
ruled, "well[W]ell, I'm not discharging your attorney because I find that
. . . counsel has been effective. I'm denying your motion to, your pro se
motion to go pro se, proceed pro se."
At a later pretrial hearing, the State asked the trial court to clarify
its reason for previously denying Smith's motion to proceed pro se. The
State noted that the court had only declared that counsel was not
ineffective. The court rebuffed the State's suggestion that it had denied
Smith's motion to proceed pro se because it concluded his counsel was
effective. The court then found for the record that Smith had not made a
knowing, intelligent, and voluntary waiver of counsel.
2
Smith proceeded to a jury trial with appointed counsel and was
found guilty of the lesser included offense of manslaughter with a
weapon. The trial court sentenced him to twenty-eight years'
imprisonment. On appeal, Smith's appointed counsel did not raise any
issue regarding the denial of Smith's motion to proceed pro se. This
court affirmed Smith's conviction and sentence.
When considering a claim of ineffective assistance of appellate
counsel, this court must make two determinations:
[F]irst, whether the alleged omissions are of such magnitude
as to constitute a serious error or substantial deficiency
falling measurably outside the range of professionally
acceptable performance and, second, whether the deficiency
in performance compromised the appellate process to such a
degree as to undermine confidence in the correctness of the
result.
Pope v. Wainwright, 496 So. 2d 798, 800 (Fla. 1986).
Here, appellate counsel's failure to raise the denial of Smith's
motion to proceed pro se satisfied the first prong. Both justifications
offered by the trial court for denying the motion were incorrect. First,
Smith's motion did not allege that his trial counsel was ineffective; as a
matter of law, his right to represent himself did not require it. Thus, the
court's initial denial of the motion on that basis erroneously conflated the
showing necessary to discharge counsel for ineffectiveness under Nelson
with the standard applicable in a Faretta hearing. As this court has
observed:
Defendants in a criminal trial have a constitutional right
of self-representation, and thus once a defendant makes an
unequivocal request for self-representation, the trial court
must "hold a hearing[ ] to determine whether the defendant is
knowingly and intelligently waiving his right to court-
appointed counsel." Tennis v. State, 997 So. 2d 375, 378 (Fla.
2008). "[A] defendant need not articulate a reason to invoke
his right of self-representation." Laramee v. State, 90 So. 3d
3
341, 345 (Fla. 5th DCA 2012). As part of the Faretta inquiry,
"[t]rial courts are . . . required to instruct defendants about
the disadvantages and dangers associated with self-
representation." Goldsmith v. State, 937 So. 2d 1253, 1256
(Fla. 2d DCA 2006).
Eib v. State, 191 So. 3d 977, 979 (Fla. 2d DCA 2016) (alterations in
original); see also Neal v. State, 132 So. 3d 949, 951 (Fla. 1st DCA 2014)
(reversing and remanding for a new trial because the trial court did not
address whether the defendant's request to represent himself was
knowing and intelligent and the error was not subject to harmless error
review).
The trial court further abused its discretion when it later stated
that it had denied Smith's motion to proceed pro se because Smith's
waiver of counsel was not knowing and voluntary. That rationale is
unsupported by the record. Notably, "a defendant does not need to
possess the technical legal knowledge of an attorney before being
permitted to proceed pro se." Fleck v. State, 956 So. 2d 548, 549 (Fla.
2d DCA 2007) (quoting Hill v. State, 688 So. 2d 901, 905 (Fla. 1996)).
Rather, "the competence that is required of a defendant seeking to
waive his right to counsel is the competence to waive the right, not the
competence to represent himself." Hill, 688 So. 2d at 905 (quoting
Godinez v. Moran, 509 U.S. 389, 399 (1993)); see also Fla. R. Crim. P.
3.111(d)(3) ("Regardless of the defendant's legal skills or the complexity
of the case, the court shall not deny a defendant's unequivocal request
to represent himself or herself, if the court makes a determination of
record that the defendant has made a knowing and intelligent waiver of
the right to counsel, and does not suffer from severe mental illness to
the point where the defendant is not competent to conduct trial
proceedings by himself or herself.").
4
Throughout the trial court's comprehensive Faretta inquiry, Smith
steadfastly asserted his right to represent himself and prove his
innocence. The record confirms that, in doing so, he generally
understood his rights and the ramifications of that choice; nothing
suggested that Smith lacked competence to waive his right to counsel.
See Potts v. State, 718 So. 2d 757, 760 (Fla. 1998) (approving the trial
court's decision to allow a defendant to proceed pro se where
"[c]ompetent substantial evidence supports the conclusion that [the
defendant] had a general understanding of his rights and that his
decision to proceed without counsel was made with eyes open").
If Smith's appellate counsel had argued that the trial court abused
its discretion when denying Smith's motion to proceed pro se, this court
would have reversed and remanded for a new trialโthe relief that Smith
requests in his petition. Consequently, appellate counsel's failure to
raise the issue "compromised the appellate process to such a degree as to
undermine confidence in the correctness of the result." See Pope, 496
So. 2d at 800.
Since a new appeal would be redundant in this case, we reverse
Smith's judgment and sentence for manslaughter and remand for a new
trial.
Petition granted.
BLACK and LABRIT, JJ., Concur.
Opinion subject to revision prior to official publication.
5