James Money v. Home Performance Alliance, Inc. and Time Investment Company, Inc.
CourtDistrict Court of Appeal of Florida
Date FiledJanuary 6, 2021
Docket2D19-1642
StatusPublished
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Full Opinion
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING
MOTION AND, IF FILED, DETERMINED
IN THE DISTRICT COURT OF APPEAL
OF FLORIDA
SECOND DISTRICT
JAMES MONEY, )
)
Appellant, )
)
v. ) Case No. 2D19-1642
)
HOME PERFORMANCE ALLIANCE, )
INC., )
)
Appellee. )
)
Opinion filed January 6, 2021.
Appeal from the Circuit Court for Sarasota
County; Maria Ruhl, Judge.
Albert A. Sanchez, Jr. of Sanchez Law,
PLLC, Sarasota; and David A. Wallace of
Bentley and Bruning, P.A., Sarasota, for
Appellant.
Richard N. Asfar and Mason A. Pokorny of
Cotney Construction Law, LLP, Tampa, for
Appellee.
LaROSE, Judge.
Following a settlement payment and the voluntary dismissal of his lawsuit,
James Money appeals the trial court's order denying his motion for attorney's fees. We
have jurisdiction. See Fla. R. App. P. 9.030(b)(1)(A). Because the statute under which
Mr. Money sought fees does not authorize such relief absent a judgment, we affirm.
Background
Mr. Money sued Home Performance Alliance, Inc., and Time Investment
Company, Inc.,1 alleging, among other causes of action, violations of the Florida
Deceptive and Unfair Trade Practices Act (FDUTPA). §§ 501.201-.213, Fla. Stat.
(2017). The suit arose from Home Performance's alleged defective installation of doors
and windows in Mr. Money's home and the purported bait-and-switch credit agreement
he signed to finance the work. Mr. Money sought attorney's fees under FDUTPA.
Mr. Money extended a proposal for settlement to Home Performance,
pursuant to section 768.79, Florida Statutes (2018). The proposal did not "include
attorney's fees or court costs." See Fla. R. Civ. P. 1.442(c)(2)(F) (requiring that a
proposal for settlement "state whether the proposal includes attorneys' fees and
whether attorneys' fee[s] are part of the legal claim").
The parties exchanged a flurry of counterproposals, all of which focused
on the amount of the settlement and whether attorney's fees were included. Eventually,
the parties settled. The settlement agreement covered "all claims for damages and
monetary relief which could be awarded to [Mr.] Money against [Home Performance] in
a final judgment in the above-styled action." Upon acceptance of the proposal and
receipt of a $9000 settlement amount, the agreement obligated Mr. Money to dismiss
the lawsuit with prejudice. The agreement provided that it "does not include attorney's
fees or court costs which [Mr. Money] claims against [Home Performance] in this
action."
1Time Investment Company, Inc., was dismissed below before Mr. Money
filed his notice of appeal.
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Home Performance filed a written notice of acceptance and remitted
$9000 to Mr. Money's counsel. Mr. Money filed a "Notice of Dismissal with Prejudice."
The notice dismissed "all claims affected by [Mr. Money]'s Proposal for Settlement";
however, it "expressly exclude[d Mr. Money]'s claim for attorney's fees against . . .
Home Performance."
Several weeks later, Mr. Money moved for attorney's fees, arguing that he
"[wa]s the prevailing party in this action as a result of [Home Performance]'s acceptance
of the proposal for settlement." Mr. Money sought fees pursuant to section 501.2105(1),
FDUTPA's attorney's fees provision.
The trial court denied the motion, reasoning that section 501.2105(1)
"strictly requires the entry of a judgment by the trial court." Absent such judgment, Mr.
Money was not entitled to attorney's fees. Further, the trial court reasoned that it lacked
jurisdiction to enter a judgment because Mr. Money had dismissed the case.
Mr. Money asserts that the trial court's rationale flies in the face of Mady v.
DaimlerChrysler Corp., 59 So. 3d 1129, 1133 (Fla. 2011), in which the court held that
the acceptance of a proposal for settlement and the corresponding payment is
tantamount to a final judgment when considering the assessment of prevailing party
attorney's fees. Thus, he argues, the trial court erred by holding that Home
Performance's acceptance of his proposal for settlement is not the equivalent of a
judgment under section 501.2105. Further, he complains that the reasoning in Mady,
which involved a federal cause of action under the Magnuson-Moss Warranty-Federal
Trade Commission Improvement Act, 15 U.S.C. §§ 2301-2312 (2000) (MMWA), should
apply to his FDUTPA claim. Lastly, he contends that the trial court retained jurisdiction
to award fees.
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Analysis
We first address whether the trial court had jurisdiction to entertain Mr.
Money's motion for fees. It did. Our opinion in Ekonomides v. Sharaka, 133 So. 3d
1174, 1175 (Fla. 2d DCA 2014), illustrates the point:
Pursuant to the offer of judgment statute, "[u]pon filing of
both the offer and acceptance, the court has full jurisdiction
to enforce the settlement agreement." § 768.79(4), Fla. Stat.
(2011); see also Mady v. DaimlerChrysler Corp., 59 So. 3d
1129, 1133 (Fla. 2011) (stating that "a settlement produced
pursuant to Florida's offer of judgment statute is subject to
that court's full continuing jurisdiction thereafter"). Thus, if
the Tenant had accepted the proposal and Ekonomides had
failed to pay the $100, the trial court would have had
jurisdiction to enforce the settlement agreement.
(Alteration in original.) We are unpersuaded that the dismissal of the lawsuit left the trial
court powerless to enforce the settlement's terms. Indeed, the settlement explicitly
reserved the issue of attorney's fees for the trial court's consideration. Unfortunately for
Mr. Money, we can side no further with him.
FDUTPA's "attorney's fees provision applies to claims asserted under
FDUTPA." Diamond Aircraft Indus., Inc. v. Horowitch, 107 So. 3d 362, 368 (Fla. 2013).
FDUTPA's attorney's fees provision applies so long as the legal action is filed pursuant
to FDUTPA, irrespective of its success, see, e.g., Brown v. Gardens by the Sea S.
Condo. Ass'n, 424 So. 2d 181, 184 (Fla. 4th DCA 1983) (holding that despite the trial
court's finding that FDUTPA was inapplicable, because the plaintiff invoked FDUTPA's
protections and filed an action under FDUTPA, the nonprevailing plaintiff was
responsible to the defendant for attorney's fees under the act), or even if the trial court
ultimately finds FDUTPA inapplicable, see, e.g., Rustic Vill., Inc. v. Friedman, 417 So.
2d 305, 305-06 (Fla. 3d DCA 1982) (stating that upon a trial court's finding that a plaintiff
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filed a claim under FDUTPA, an award of attorney's fees to a prevailing defendant is
permissible despite the trial court's conclusion that FDUTPA did not apply).
Our task is to review the trial court's construction and application of
section 501.2105(1). "Generally, a trial court's order on attorney's fees is reviewed for
an abuse of discretion. When entitlement to attorney's fees is based on the
interpretation of a statute, however, this Court's review is de novo." Saltzman v.
Hadlock, 112 So. 3d 772, 774 (Fla. 5th DCA 2013) (citation omitted). It is a
"fundamental premise that legislative intent is the polestar that guides us in our
[statutory construction] inquiry." Donato v. Am. Tel. & Tel. Co., 767 So. 2d 1146, 1150
(Fla. 2000). "[T]he primary source for determining legislative intent is the language
chosen by the Legislature to express its intent." Id. Furthermore, "[i]t is . . . well-
established in Florida that a statute that awards attorney's fees is in derogation of the
common law rule that each party pay its own attorney's fees and must be strictly
construed." Diamond Aircraft Indus., Inc., 107 So. 3d at 367.
No one can dispute that "[w]hen the language of the statute is clear and
unambiguous and conveys a clear and definite meaning, there is no occasion for
resorting to the rules of statutory interpretation and construction; the statute must be
given its plain and obvious meaning." Holly v. Auld, 450 So. 2d 217, 219 (Fla. 1984)
(quoting A.R. Douglass, Inc. v. McRainey, 137 So. 157, 159 (Fla. 1931)). With these
principles in mind, we turn to the statute's language. See Fla. Birth-Related
Neurological Injury Comp. Ass'n v. Dep't of Admin. Hearings, 29 So. 3d 992, 997 (Fla.
2010) ("As a general rule, statutory interpretation begins with the plain meaning of the
statute.").
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Section 501.2105(1) states that "[i]n any civil litigation resulting from an act
or practice involving a violation of this part . . . the prevailing party, after judgment in the
trial court and exhaustion of all appeals, if any, may receive his or her reasonable
attorney's fees and costs from the nonprevailing party." Under the statute's plain and
obvious meaning, it is only after entry of a judgment2 in the trial court that the prevailing
party3 may be entitled to attorney's fees.
Mr. Money did not obtain a judgment. Pursuant to the parties' agreement,
he voluntarily dismissed his lawsuit. Therefore, Mr. Money is not entitled to attorney's
fees under FDUTPA. See, e.g., Diamond Aircraft Indus., Inc., 107 So. 3d at 368 ("In
accordance with the plain language of [section 501.2105(1), Florida Statutes (2011)], to
recover attorney's fees in a FDUTPA action, a party must prevail in the litigation;
meaning that the party must receive a favorable judgment from a trial court with regard
to the legal action, including the exhaustion of all appeals." (emphasis added)); Black
Diamond Props., Inc. v. Haines, 36 So. 3d 819, 821 (Fla. 5th DCA 2010) ("[S]ection
501.2105(1) . . . requires that there be an entry of judgment before attorney's fees can
be awarded. In this case, attorney's fees cannot be granted to Black Diamond under
section 501.2105(1) because judgment is not entered . . . ."); Sanborn v. Jagen Pty.
Ltd., No. 8:10-cv-142-T-30MAP, 2010 WL 3781641, at *1 (M.D. Fla. Sept. 23, 2010)
2The term "judgment" is not defined in FDUTPA; however, "final judgment"
is defined. See § 501.203(1) (" 'Final judgment' means a judgment, including any
supporting opinion, that determines the rights of the parties and concerning which
appellate remedies have been exhausted or the time for appeal has expired."). This is
the only instance throughout FDUTPA in which the term "final judgment" is utilized.
3The parties also dispute whether Mr. Money was a "prevailing party"
under section 501.2105. Because our conclusion on the threshold issue of whether the
absence of a judgment precludes an award of attorney's fees under 501.2105 is
dispositive, we do not address this argument.
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("Florida case law makes it clear that . . . an [attorney's fee] award is inappropriate in a
FDUTPA case under these circumstances because section 501.2105(1) specifically
requires a 'judgment.' "). Mr. Money alerts us to no case specifically holding otherwise.
Mr. Money relies on Mady to salvage his claim. He insists "the trial court
erred by ruling that . . . Mady . . . is not applicable to the fee shifting provision contained
in [section] 501.2105(1)." He concedes that there must be a "judgment in the trial
court." However, he argues that "Mady holds that a settlement produced pursuant to
Florida's offer of judgment statutes [sic], section 768.79 . . . and 'the corresponding
payment is tantamount to a final judgment when considering prevailing party type
attorney fee assessments' " (quoting Mady, 59 So. 3d at 1131). We disagree.
Mady addressed whether a consumer who resolves an action against a
warrantor pursuant to section 768.79 is a prevailing party under the MMWA and may
recover attorney's fees. 59 So. 3d at 1131. The court held that under those
circumstances, the consumer "may recover attorneys' fees as allowed by that statute."
Id. at 1137.
Seemingly, the court focused a keen eye on the the purposes of the
MMWA. See id. at 1131 ("The MMWA was designed to 'encourage warrantors to
establish procedures whereby consumer disputes are fairly and expeditiously settled
through informal dispute settlement mechanisms.' " (quoting 15 U.S.C. § 2310(a)(1)
(2000))). Accordingly,
[a] consumer who has exhausted all non-judicial remedies
as a condition required by the MMWA and later secures a
favorable formal settlement offer of judgment from a
defendant which is accepted in a Florida legal action filed
under the MMWA 'finally prevails' and may be entitled to
recover costs, expenses, and attorneys' fees under the
MMWA.
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Id. (citation omitted). The MMWA offers a "carrot-and-stick" approach to resolving
disputes:
Subsection (d)(2)'s fee-shifting provision is consistent with
the MMWA's overarching concern to provide consumer
protection at the lowest cost possible. In enacting the
MMWA, Congress designed a process intended to
encourage warrantors to resolve claims quickly, efficiently,
and informally without the necessity of forcing consumers to
file legal actions. See 15 U.S.C. § 2310(a)(1). If a warrantor
waits to resolve a meritorious claim until after the consumer
is forced to involve the courts, the MMWA provides a remedy
and method of shifting costs to the warrantor which at times
may be associated with a more extensive resolution process
in our courts when the outcome acknowledges the validity of
the warranty claim. See 15 U.S.C. § 2310(d)(2).
Mady, 59 So. 3d at 1132 (emphasis added).
Although Congress designed the MMWA with the goal of expeditiously
resolving disputes "without the necessity of forcing consumers to file legal actions," id.,
the plain language of FDUTPA's attorney's fees provision requires a party to file a legal
action and obtain a "judgment in the trial court," § 501.2105(1). In other words,
FDUTPA's attorney's fees provision requires a legal action be resolved in favor of the
prevailing party and that such favorable resolution be memorialized in a judgment. On
the other hand, the MMWA's objectives are advanced by the requirement that
"warrantors . . . establish an 'informal dispute settlement procedure' that adheres to
minimum requirements prescribed by the Federal Trade Commission." Mady, 59 So. 3d
at 1131-32 (quoting 15 U.S.C. § 2310(a)(2)). In short, FDUTPA's attorney fees
provision is distinguishable from the MMWA fee shifting provision, in that the former
requires entry of a "judgment in the trial court," § 501.2105(1), while the latter merely
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requires that the consumer "finally prevail[ ]," 15 U.S.C. § 2310(d)(2). Mr. Money's
reliance on Mady is misplaced.
Conclusion
In the absence of a judgment entered in Mr. Money's favor, we conclude
that the trial court properly denied his motion for attorney's fees under section
501.2105(1).
Affirmed.
KHOUZAM, C.J., and LUCAS, J., Concur.
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