Atalig v. Commonwealth Superior Court
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledOctober 16, 2008
Docket2008-SCC-0006-PET
JudgeDemapan, Castro, Manglona
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
ANTONIO M. ATALIG and REYNALDO O. YANA,
Petitioners,
v.
COMMONWEALTH SUPERIOR COURT,
Respondent.
SUPREME COURT NO. 2008-SCC-0006-PET
Cite as: 2008 MP 19
Decided October 16, 2008
Antonio M. Atalig, Petitioner, Pro Se.
Reynaldo O. Yana, Petitioner, Pro Se.
BEFORE: MIGUEL S. DEMAPAN, Chief Justice; ALEXANDRO C. CASTRO, Associate Justice;
JOHN A. MANGLONA, Associate Justice
PER CURIAM:
¶1 Antonio M. Atalig and Reynaldo O. Yana (“petitioners”) seek review of a trial court
order suspending them from the practice of law. Petitioners argue that the trial court acted in
excess of its jurisdiction by suspending them under its inherent power over proceedings before it.
We decline to consider whether petitioners’ suspension was a proper exercise of the trial court’s
inherent power. Instead, we invoke our supervisory power to require the trial court to follow the
Commonwealth Disciplinary Rules and Procedure when seeking to encumber an attorney’s
license to practice law. Because the trial court did not follow the disciplinary rules, petitioners’
suspensions are VACATED and this case is REMANDED to the trial court for proceedings
consistent with this opinion.
I
¶2 On February 16, 2007, this Court reversed a trial court order upholding $1,138,500 in
attorney fees that petitioners were awarded from representing an estate in a related civil action.
Malite v. Tudela, 2007 MP 3. We instructed the trial court to evaluate the propriety of the
attorney fees in accordance with the Commonwealth Rules of Probate Procedure. Id. ¶ 2.
¶3 On remand, the trial court ordered petitioners to disgorge the attorney fees and provide a
detailed billing statement so it could evaluate the reasonableness of the attorney fees. Petitioners
provided a billing statement, however, the trial court found it to be both cursory and deficient.
Furthermore, petitioners failed to disgorge the attorney fees, claiming the “fees received have
already been distributed and exhausted by both counsels.” In Re Estate of Angel Maliti, Civ. No.
97-0369 (NMI Super. Ct. Jan. 15, 2008) (Amended Order at 3). The trial court was not satisfied
with either the billing statement or petitioners’ refusal to disgorge the attorney fees. It ordered
petitioners to submit a detailed accounting as to how the attorney fees were distributed and
spent. 1
¶4 On December 21, 2007, the set deadline for submitting the detailed billing statements,
petitioners filed a motion requesting ninety additional days to compile the billing records. The
trial court denied the motion and scheduled an order to show cause (OSC) hearing, requiring
petitioners to demonstrate why they should not be held in contempt for their failure to disgorge
1
The trial court ordered petitioners to provide the following information: “(1) names of person(s)
to whom funds were distributed; (2) dates the funds were disbursed to the above-mentioned person(s); (3)
amounts of funds distributed to the above-mentioned person(s); (4) purpose of distribution; and (5)
documents in support of or proving that the distribution took place.” Id.
the attorney fees, submit a detailing billing statement, or provide an accounting as to how the
attorney fees were spent.
¶5 At the conclusion of the OSC hearing, the trial court was unpersuaded by petitioners’
arguments and, as a result, found petitioners in contempt and orally suspended them from
practicing law in “the Commonwealth of the Northern Mariana Islands.” Transcript of
Suspension Hearing at 13. On January 15, 2008, the trial court issued a written order, which
stated that petitioners were in contempt for failure to disgorge the attorney fees, failure to provide
a detailed accounting so the propriety attorney fees could be assessed, and failure to provide an
accounting of how the attorney fees were exhausted. The written order suspended petitioners
from practicing law “in the Superior Court” until they disgorge the attorney fees. Id.
¶6 Petitioners immediately filed a writ of prohibition in this Court. In so doing, they argued
that the trial court acted in excess of its jurisdiction, requested that this Court vacate the
suspension order, and sought review of other issues in the underlying case. Petitioners also filed
a second writ of prohibition in conjunction with Commonwealth v. Kaipat, 2008-SCC-0003-PET,
arguing that the trial court, in suspending petitioners from practicing law, intruded on this Court’s
authority to regulate the practice of law in the Commonwealth. On February 8, 2008, this Court
issued an order severing the issue of attorney suspension from the other issues presented in the
writs. Atalig v. Superior Court, 2008-SCC-0006-PET.
II
¶7 Every person practicing law in the Commonwealth is bound by the Commonwealth
Disciplinary Rules and Procedure. Com. Disc. R. 1. The disciplinary rules provide a
comprehensive procedure to discipline attorneys for professional misconduct. They require that
“[a]ny complaint arising within the Judiciary as a result of direct acts or omissions of attorneys
concerning violation of these rules shall be filed with . . . the Presiding Judge, if the conduct
occurs in the Superior Court.” Com. Disc. R. 4(a). Once properly notified, the Presiding Judge,
or a respective designee, must determine whether to commence an investigation into the alleged
misconduct or hold a disciplinary hearing in accordance with the procedures set forth in Rule 9.
Com. Disc. R. 4(a). If the Presiding Judge orders an investigation, he may refer the matter to the
Disciplinary Committee of the Northern Marianas Bar Association for investigation or he may
order the trial court to conduct its own investigation. Com. Disc. R. 4(a)-(b), 6-7. If the
Presiding Judge elects to hold a disciplinary hearing, he has the authority to determine which trial
judge presides over it. Com. Disc. R. 4(a). 2
2
Complaints relating to attorney conduct that are not levied by either the trial court or the Supreme
Court are typically governed by Rule 4(b). For example, if an attorney violates the disciplinary rules, or
¶8 Before the trial court may conduct a disciplinary hearing, an attorney must be served with
a complaint and have twenty days to file an answer. Com. Disc. R. 9(c). Additionally, the trial
court “shall serve notice of the time and place of the hearing upon all counsel at least 10 days
prior thereto.” Com. Disc. R. 9(d). After providing proper notice, the trial court may hold a
disciplinary hearing, which “shall be closed to the public, unless the respondent requests
otherwise.” The proceedings of the disciplinary hearing only become public when the trial court
“finds a violation and impose[s] a sanction equal to or greater than public reprimand.” Com.
Disc. R. 9(f).
¶9 In the instant case, although the trial court demonstrated its familiarity with the
disciplinary rules, it only applied them selectively. When describing the terms of petitioners’
suspensions, the trial court relied heavily on Com. R. Disc. 15, which is the disciplinary rule
governing suspension or disbarment. Estate of Angel Maliti, Civ. No. 97-0369 (Amended Order
at 19). And the trial court clearly stated its intent to file a complaint with the Presiding Judge
pursuant to Com. R. Disc. 4(a). Id. at 20. However, the trial court was equally clear that it was
not relying on the disciplinary rules to suspend petitioners, but was instead relying on “the
inherent power of the Court to regulate the practice of law for the protection of the public and to
manage its own affairs so as to achieve the orderly and expeditious disposition of case[s].” Id. at
19. The trial court found its inherent power over the proceedings before it included the authority
to suspend attorneys for civil contempt. We therefore find it appropriate to review the
relationship between our disciplinary rules and the trial court’s inherent authority in the context of
attorney discipline.
Relationship between disciplinary rules and trial court’s inherent authority
¶ 10 As a general principle, where rules exist to sanction misconduct occurring within the
context of a court proceeding, courts should rely on such rules to the extent they provide adequate
mechanisms to deal with the misconduct in question. See Chambers v. NASCO, Inc., 501 U.S.
32, 50 (1991). When rules are inadequate, inherent power may be employed. Id. But even when
rules provide an adequate remedy, courts are not necessarily precluded from acting pursuant to
their inherent power. Indeed, Commonwealth courts possess inherent power to regulate the
otherwise engages in unprofessional or dishonest conduct, the attorney’s client may file a complaint with
the disciplinary committee. Com. Disc. R. 4(b). The disciplinary committee must notify the Chief Justice
and Presiding Judge of all complaints. Com. Disc. R. 4(b). If the disciplinary committee fails to act on the
complaint, the Presiding Judge, or his designee, may order the court to conduct its own investigation or
hold a disciplinary hearing. Com. Disc. R. 6. If the disciplinary committee investigates a complaint but
recommends that it not be prosecuted, the Presiding Judge, or his designee, may order further investigation,
appoint disciplinary counsel, or hold a disciplinary hearing. Com. Disc. R. 7(a). If the disciplinary
committee recommends that an attorney be disciplined, the Presiding Judge “shall order a [disciplinary]
hearing . . . .” Com. Disc. R. 7(b).
practice of law in proceedings before them regardless of whether redress can also be had through
the disciplinary rules. Matsunaga v. Matsunaga, 2001 MP 11 ¶ 19. Not only does our case law
support this proposition, our disciplinary rules state as much. Rule 1 states, “[n]othing herein
contained shall be construed to deny any Court of the Commonwealth such powers as are
necessary for that Court to maintain control over proceedings conducted before it, such as the
power of contempt.” Com. R. Disc. 1. Consequently, when disciplining attorneys, each
Commonwealth court is bound by the disciplinary rules only to the extent the court’s inherent
power over the practice of law before it is lacking.
¶ 11 This Court’s inherent power to discipline attorneys practicing before us is well
established. 3 See, e.g., In re Nisperos, 2007 MP 33 ¶ 7; In re Roy, 2007 MP 28 ¶ 3; Saipan Lau
Lau Dev., Inc. v. Superior Court, 2001 MP 2 ¶ 37. The trial court’s inherent power to do so is
less clear. However, a brief review of our case law provides some clarity.
¶ 12 In Commonwealth v. Borja, we reversed a $10,000 sanction imposed by the trial court
against the Attorney General’s Office “for failure to take notice of local rules of procedure,” and
an additional $2000 per day conditional sanction if the Attorney General’s Office failed to pay. 3
NMI 156, 162-63 (1992). Noting that the trial court did not specify the authority under which it
acted, we saw fit to “examine the possible bases upon which the Superior Court may have
imposed sanctions . . . .” Id. at 164. Without discussion, we concluded that the trial court must
have acted through its criminal contempt or civil contempt power. Id. Although we reversed the
sanctions on due process grounds, id. at 173, we nevertheless made clear that Commonwealth
courts punishing criminal contempt do so through a statutory grant of authority, not inherent
power. Id. at 166. Inherent power, however, is the source of the courts’ authority to sanction
civil contempt. Id. at 172.
¶ 13 Borja can be read to imply that the trial court’s authority to sanction an attorney is
coterminous with its contempt power. Id. at 164-65, 172-73. However, to the extent Borja is so
read, our subsequent cases increasingly broadened trial court’s authority to sanction misconduct
beyond the confines of contempt. In Lucky Dev. Co., Ltd. v. Tokai, U.S.A., Inc., we reversed an
attorney suspension order issued by a trial court relying on its inherent power to punish attorney
misconduct. 3 NMI 343, 354 (1992). We cited Borja’s contempt-focused reasoning to find the
3
The conduct at issue in In re: Nisperos did not occur within an adversarial proceeding before us.
2007 MP 33 ¶ 3. However, because it came to our attention while respondent was seeking admission to
practice law in the Commonwealth, we took jurisdiction over the matter without referring it to Disciplinary
Committee or instructing the Presiding Judge to conduct a disciplinary hearing. Similarly, in In re: Rhodes,
we held our own hearing after being notified of inconsistencies between a bar applicant’s application for
admission and his previous application for limited admission. 2002 MP 2 ¶ 1.
suspension an invalid criminal contempt punishment rather than an exercise of the trial court’s
inherent authority over its courtroom. Id. at 356-58. However, we took care not to foreclose the
possibility that regulatory powers beyond contempt were available to the trial court. 4 Id. at 358.
¶ 14 Tokai did not expressly support extra-contempt regulatory power for the trial court, but
our next case to address the issue did. In Sonoda v. Villagomez, we determined the trial court
possesses “inherent judicial power to enforce its promulgated rules and may impose sanctions
upon attorneys who violate the rules.” 5 3 NMI 535, 541 (1993). Accordingly, we upheld a
$1000 sanction against an attorney for violating Com. R. Prac. 5. Id. at 544. Although we did
not expressly overrule Borja – indeed, we cited it approvingly, id. at 541 – our reasoning in
Sonoda departed from Borja in one significant way. Because Borja concluded that the trial court
must have relied on its contempt power to sanction an attorney for violating court rules, the
operative question then became whether the resulting sanction was a proper exercise of its
criminal or civil contempt power. 3 NMI at 164. Since the sanction was punitive, it was likely an
improper punishment for criminal contempt. Id. at 167. Similarly, under Borja’s reasoning, the
$1000 sanction in Sonoda would have been an improper punishment for criminal contempt. By
upholding the sanction in Sonoda, we recognized that the trial court possesses inherent power to
sanction attorneys for rule violations separate from its contempt power.
¶ 15 Following Sonoda, our next major case to consider the trial court’s authority to sanction
misconduct is Matsunaga, 2001 MP 11. At issue in Matsunaga was a trial court order
disqualifying counsel and sanctioning him for violating the Model Rules of Professional Conduct.
Id. ¶ 6. The trial court ordered counsel to reimburse attorney fees incurred by the party moving to
disqualify him, and barred counsel from charging his client attorney fees for defending against
the motion. Id. ¶ 7. Counsel maintained “that in the absence of a statute or rule authorizing the
sanctions in question, the trial court lacked jurisdiction to impose and award sanctions . . . .” Id. ¶
19. In rejecting appellant’s argument, we articulated the trial court’s inherent power in the
broadest language to date. We stated, “[a] court may rely upon its inherent power to regulate the
4
We stated, “[t]here is no need to address the issue raised by [appellant] that the Superior Court has
no authority to suspend an attorney. We limit our holding only to the conclusion that what is involved here
is criminal contempt.” 3 NMI at 358.
5
At the time this Court delivered its decision in Sonoda, the trial court enjoyed the same degree of
rule-making authority as did this Court. The Commonwealth Code granted the Chief Justice authority to
propose rules for the Supreme Court and the Presiding Judge authority to propose rules for the Superior
Court. 6 CMC § 3403. Rule-making authority is now vested solely in this Court, through the Chief Justice.
NMI Const. art. IV, § 9(a). However, divesting the trial court of its rule-making authority did not divest it
of power to sanction rule violations. See Matsunaga v. Matsunaga, 2001 MP 11 ¶ 19 (decided after the
trial court lost rule-making authority, yet recognizing trial court’s broad inherent power to regulate the
practice of law).
conduct of lawyers appearing before it . . . even when specific statutes and rules regulating the
conduct are in place.” Id. Consequently, we affirmed the sanction as a valid exercise of the trial
court’s inherent power despite the fact that our disciplinary rules provide a means to address
appellant’s professional misconduct. Id.
¶ 16 We reached a similar conclusion in Milne v. Lee Po Tin, where we affirmed a sanction
against appellant’s counsel intended to compensate the opposing party for the cost of bringing a
motion to dismiss for failure to prosecute. 2001 MP 16 ¶¶ 23-25. We noted that, although Com.
R. Civ. P. 41(b)(1) lists only dismissal as a consequence for failure to prosecute, the trial court is
free to fashion an appropriate sanction in such instances. Id. ¶¶ 22, 25. “Under its inherent
power to control case management, and to regulate the practice of law both in and out of courts,
the trial court may consider a range of appropriate sanctions, where . . . litigants or attorneys
engage in dilatory conduct.” Id. ¶ 25 (citations omitted).
¶ 17 Much like this Court, the trial court has inherent power to control the proceedings before
it. Included within that inherent power is the authority to sanction attorney misconduct. Whether
the misconduct is limited to a particular proceeding, as in Milne, or involves ethics violations that
may have wider disciplinary ramifications, as in Matsunaga, the trial court retains a degree of
inherent power to sanction misconduct in addition to that provided by rule.
Trial court’s authority to suspend attorneys from practicing law
¶ 18 Our case law clearly upholds the trial court’s inherent power to impose compensatory
monetary sanctions for ethics and rule violations, Matsunaga, 2001 MP 11 ¶ 19, and as an
alternative to dismissing a case for failure to prosecute. Milne, 2001 MP 16 ¶ 27. We have also
affirmed, at least in principle, the trial court’s inherent authority to impose punitive monetary
sanctions on attorneys who fail to follow court rules. Sonoda, 3 NMI at 541-42 (upholding
inherent power to sanction but reversing on procedural grounds). However, this Court has not
directly addressed whether the trial court’s inherent power includes the power to suspend
attorneys from the practice of law. We have made clear that the trial court may not suspend an
attorney for criminal contempt, but we have not considered whether suspension is available to a
trial court acting through its inherent power to regulate proceedings before it. Tokai, 3 NMI at
358 (issue of trial court’s authority to suspend not addressed because the attorney suspension was
reversed as an invalid criminal contempt punishment).
¶ 19 The division of disciplinary authority between high courts, inferior courts, and bar
associations is an issue with which many jurisdictions have grappled. However, few general
principles readily present themselves because the question invariably involves the unique
historical, constitutional, and statutory framework within which the particular jurisdiction
operates. In certain jurisdictions, a trial court’s inherent power to control proceedings before it
includes the authority to suspend an attorney from practicing in that particular courtroom, In re:
Ngo, 2001-NMC-041 ¶ 25, to disbar an attorney from all trial courts in that particular district, In
re: Moseley, 273 Va. 688, 698 (2007), or to disbar an attorney from the entire jurisdiction, In re:
Robinson, 37 N.C. App. 671, 676 (1978). By contrast, trial courts in other jurisdictions do not
have inherent power to suspend or disbar attorneys. See, e.g., In re: General Order of March 15,
1993, 258 Ill. App. 3d 13, 17 (“the ability of the circuit court to suspend an attorney is not an
aspect of the court’s inherent ability to control its courtroom . . . .”). Because we dispose of this
case on other grounds, we need not determine whether the inherent power of the Commonwealth
trial court includes the authority to suspend attorneys from practicing law. Instead, we invoke our
supervisory power to require trial courts to adhere to our disciplinary rules when seeking to
encumber an attorney’s license to practice law in the Commonwealth.
¶ 20 The United States Supreme Court first invoked its supervisory power over inferior federal
courts in McNabb v. United States. 318 U.S. 332 (1946). In McNabb, federal agents interrogated
the defendants for two days without arraigning them, as required by federal statute. Id. at 333-38.
The defendants challenged the admission of their confessions on the ground of coercion. Id. at
338-39. The Court, declining to reach the coercion issue, held that its “supervisory authority over
the administration of criminal justice in the federal courts” required it to exclude the evidence.
Id. at 341. The Court justified its invocation of its supervisory power on the basis of courts’
responsibility for “establishing and maintaining civilized standards of procedure” beyond the
minimal protections of due process. Id. at 340.
¶ 21 In the years since McNabb, the United States Supreme Court has exercised its
supervisory power to prescribe procedures for inferior courts. For example, in Young v. United
States ex rel. Vuitton, the Court established a rule forbidding an inferior court from appointing an
interested prosecutor in contempt proceedings. 481 U.S. 787, 808-09 (1987). In Rosales-Lopez
v. United States, the Court established a rule requiring district courts to inquire into racial
prejudice on voir dire when there is a possibility that racial prejudice may influence a jury. 451
U.S. 182, 190-92 (1981). In Western Pacific Railroad Corp. v. Western Pacific Railroad Co., the
Court relied on its supervisory power to issue guidelines regulating the way the courts of appeals
consider petitions for rehearing en banc. 345 U.S. 247, 260-68 (1953). In each of these cases, the
Court did not prescribe rules governing its own procedure. Rather, the Court displaced inferior
court discretion by announcing rules governing the procedure of the inferior court. Consequently,
the cases involved the Court’s supervisory authority, as opposed to its rule-making authority
under the Rules Enabling Act.
¶ 22 Neither McNabb nor its progeny explicitly cite the constitutional provision giving rise to
the Court’s supervisory power. However, the supervisory power likely stems from Article III of
the United States Constitution, which grants the Supreme Court “judicial power.” U.S. Const. art.
III, § 1. A study of United States Supreme Court precedent indicates that the Court interprets
Article III to grant federal appellate courts the inherent authority to accomplish those tasks
necessary to the execution of the “judicial power.” See, e.g., Chambers, 501 U.S. at 43 (“It has
long been understood that ‘[c]ertain implied powers must necessarily result to our Courts of
justice from the nature of their institution,’ powers ‘which cannot be dispensed with a Court,
because they are necessary to the exercise of all others.’”) (quoting United States v. Hudson, 11
U.S. (7 Cranch) 32, 34 (1812)). In so doing, federal appellate courts can, in the absence of
statutory guidance, rely on their implied Article III authority to create judicial guidelines and
procedures for inferior federal courts. See, e.g., Burton v. United States, 483 F.2d 1182, 1187
(9th Cir. 1973) (citing twenty nine cases in which courts exercised supervisory power).
Consequently, this inherent authority to exercise its judicial power provides a constitutional basis
for the Supreme Court’s procedural regulation of inferior courts. 6
¶ 23 Just as the United States Constitution grants the United States Supreme Court supervisory
power over inferior federal courts, we find that the Commonwealth Constitution grants this Court
supervisory power over the trial court. Indeed, the constitutional basis of our supervisory power
is arguably stronger than the constitutional basis of the United States Supreme Court’s
supervisory power. While both the United States Supreme Court and the Commonwealth
judiciary are granted “judicial power,” see U.S. Const. art. III, § 1; NMI Const. art. IV, § 1, the
United States Supreme Court’s grant of inherent power is implicit whereas this Court’s is explicit.
NMI Const. art. IV, § 3. Moreover, the Commonwealth Constitution grants the Chief Justice, as
the primary representative of this Court, with rule-making and administrative authority over the
trial court. NMI Const. art. IV, § 9. The Chief Justice may propose rules governing “civil and
criminal procedure, judicial ethics, admission to and governance of the bar of the
Commonwealth, and other matters of judicial administration.” Id. The Chief Justice may also
designate pro tem judges to the trial court. Id. Taken together, these provisions indicate that this
Court has rule-making and procedural authority over the trial court and may, therefore, prescribe
rules and guidelines to govern trial court procedure. 7
6
See Sara Sun Beale, Reconsidering Supervisory Power in Criminal Cases: Constitutional and
Statutory Limits on the Authority of the Federal Courts, 84 Colum. L. rev. 1433, 1465, 1470 (1984).
7
We are not the first appellate court outside the federal system to invoke our supervisory power
over lower courts. See, e.g., Pierce v. State, 677 N.E.2d 39 (Ind. 1997); Shackelford v. Chester County
¶ 24 Accordingly, we invoke our supervisory power to require trial judges wishing to
encumber an attorney’s license to practice law to do so by means of our disciplinary rules rather
than resorting to their inherent power. At the very least, we consider disbarment, suspension, or
censure to be encumbrances on an attorney’s license to practice law. We do not, however, limit a
trial judge’s inherent power to maintain the integrity and decorum of his or her courtroom.
Although trial judges must follow the proper disciplinary procedures in order to encumber an
attorney’s license to practice law, trial judges still have the full panoply of contempt proceedings
and rule-based sanctions provisions to ensure their courtrooms remain respected and functional.
¶ 25 As noted above, our disciplinary rules do not diminish the inherent power of
Commonwealth courts to regulate the conduct of attorneys practicing before them. This Court
has, on occasion, invoked its inherent power to sanction attorneys who engaged in contemptuous,
dishonest, or otherwise unjustified conduct before this Court. In such circumstances, we have
refrained from referring the matter to the Presiding Judge for a disciplinary hearing before the
trial court. Instead, we have exercised our discretion to conduct our own hearings in order to
maintain the integrity of the proceedings directly before us. See, e.g., In re Roy, 2007 MP 28
(suspending an attorney from practicing law after she unapologetically disregarded a court order
to file a brief and engaged in disrespectful conduct toward the Court). The trial court also has the
inherent power to sanction professional misconduct occurring before it. Matsunaga, 2001 MP 11
¶ 19. Given our broad reading of the trial court’s inherent power, we understand how a trial court
might find its inherent power includes the authority to suspend attorneys from practicing law, and
we express no opinion on the issue. However, we do not believe it a wise policy to permit
individual trial judges to suspend attorneys, either from their courtroom or from all trial courts,
unless such discipline is accomplished through adherence to our disciplinary rules.
¶ 26 The practical realities of our small legal community do not lend themselves to a
decentralized disciplinary structure, particularly when a license to practice law is at issue. If trial
judges were to discipline attorneys without regard to the guidelines set forth in the
Commonwealth Disciplinary Rules and Procedure, the consequences might cripple the judiciary’s
ability to perform its constitutional duties. Even if a trial judge were to only suspend an attorney
from practicing law before him or her individually, the reverberations would be felt throughout
the trial court and would create a number of concerning questions. For example, if an attorney
suspended before a particular trial judge files a new case in the trial court, is the attorney, or his
Hosp., 690 A.2d 732 (Pa. Super. Ct. 1997); Cruz v. Virginia, 482 S.E.2d 880 (Va. Ct. App. 1997); State v.
Porter, 526 N.W.2d 359 (Minn. 1995).
or her client, entitled to have the case assigned to a different judge? What happens when the only
trial judge available to hear an emergency motion is one before whom the moving attorney is
suspended? What is the responsibility of an attorney trying a case in Rota or Tinian when the
attorney is suspended from practicing before the trial judge assigned to the Rota or Tinian
docket? Would a change in venue be justified in such circumstances? Would the attorney’s
clients be prejudiced by their counsel having to withdraw late into judicial proceedings?
¶ 27 We prefer to avoid these potential questions and dilemmas by avoiding the situation
giving them rise. 8 We therefore invoke our supervisory power to require trial judges to comply
with the procedures set forth in our disciplinary rules before encumbering an attorney’s license to
practice law. In so doing, we note that our opinion should not be understood as an attempt to
supplant our constitutional rule-making procedure with a broad supervisory power. First, as
mentioned above, supervisory powers permit appellate courts to prescribe procedures only for
inferior courts. When we act outside the confines of our own rules, we do so through our inherent
power, not our supervisory power. See, e.g., Matsunaga, ¶ 19. Second, our supervisory power
emanates largely from our constitutional rule-making and administrative power, and therefore
cannot supersede it. Resort to our supervisory power is appropriate only when our constitutional
rule-making power is inadequate to address the issue before us. In the instant case, our rule-
making authority does not provide an adequate remedy. Although we are clearly able to propose
rule amendments expressly precluding trial court judges from suspending attorneys outside of a
full disciplinary proceeding, rule amendments are prospective. Where, as here, the conduct has
already occurred, we may invoke our supervisory power to correct such action and, in so doing,
set future precedent.
III
¶ 28 For the foregoing reasons, we conclude that the trial court did not comply with the
procedures necessary to suspend attorneys in the Commonwealth. Therefore, petitioners’
suspensions from the practice of law are VACATED and this case is REMANDED to the trial
court for proceedings consistent with this opinion.
8
Our concerns regarding piecemeal suspension before the trial court simply do not apply to
suspension before this Court. Consequently, we will use our inherent power to suspend, disbar, or censure
attorneys if, in our discretion, doing so is necessary to maintain courtroom decorum and protect the dignity
of the Court.