Commonwealth v. Demapan
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledAugust 15, 2008
Docket04-0006-GA
JudgeDemapan
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
FRANCISCO R. DEMAPAN,
Defendant-Appellant.
SUPREME COURT NO. 04-0006-GA
SUPERIOR COURT NO. 02-0225
Cite as: 2008 MP 16
Decided August 15, 2008
Jeanne H. Rayphand, Assistant Attorney General, Commonwealth Attorney General’s Office, for
Plaintiff-Appellee.
Douglas W. Hartig, Assistant Public Defender, Commonwealth Public Defender’s Office, for
Defendant-Appellant.
BEFORE: JOHN A. MANGLONA, Associate Justice; TIMOTHY H. BELLAS, Justice Pro Tem;
HERBERT D. SOLL, Justice Pro Tem
MANGLONA, J.:
¶1 Defendant Francisco R. Demapan appeals his convictions of assault with a dangerous
weapon, assault and battery, and disturbing the peace arguing (1) the trial court erroneously
instructed the jury on the law of self-defense; (2) there is insufficient evidence to sustain the
assault and battery and disturbing the peace convictions; and (3) the trial court erred in applying
the forty-month mandatory minimum sentence to his assault with a dangerous weapon conviction.
We find that the trial court misinstructed the jury on the law of self-defense when it failed to state
that a person threatened with an attack of either non-deadly or deadly force that justifies the right
of self-defense has no duty to retreat. Additionally, we find that the trial court erred in presuming
that Demapan used deadly force in self-defense rather than allowing the jury to determine
whether he used non-deadly or deadly force. In misinstructing the jury, the trial court imposed a
retreat requirement that we decline to adopt, which, in turn, adversely affected its ability to
accurately rule on the assault and battery and disturbing the peace charges. Furthermore, the trial
court erred in applying the statutory mandatory minimum sentence to Demapan’s assault with a
dangerous weapon conviction. Accordingly, Demapan’s convictions for assault with a dangerous
weapon, assault and battery, and disturbing the peace are VACATED, and this case is
REMANDED to the trial court for proceedings consistent with this opinion.
I
¶2 On July 27, 2002, Joann A. Cabrera hosted a barbeque at her parents’ residence in Capital
Hill. She invited a number of people to attend, including her cousin, Allen B. Aldan, and his
friend, Demapan. After arriving, Demapan and Aldan got into an argument with another guest,
Daniel Johnny. During the argument, Johnny’s friends, Anthony J. Benavente, Jr. and Jonathan J.
Benavente (collectively, “Benaventes”), arrived at the barbeque and the dispute quickly escalated
into a physical confrontation.
¶3 Meanwhile, Joann Cabrera’s father, Juan S. Cabrera, was sleeping inside. As a result of
the ongoing fracas, Juan Cabrera’s wife, Juliana Cabrera, woke him up and told him that their
daughter’s barbeque was quickly becoming a brawl. Juan Cabrera went outside and found the
Benaventes fighting Aldan. After stopping the fight, the Cabreras told Johnny and the
Benaventes to go home and Aldan to go inside. Johnny and the Benaventes began walking to
their vehicle, while Aldan went into the Cabrera’s kitchen and got two knives. Aldan then
returned to the barbeque and gave one of the knives to Demapan, who put it in his pocket.
¶4 Rather than leaving, Johnny charged both Aldan and Demapan, which resulted in another
melee. Anthony Benavente removed his belt and wrapped one end around his hand. He then
swung the belt buckle at Demapan, striking him in the face. Demapan turned away from Anthony
Benavente and began walking away. However, Anthony Benavente swung his belt again and
struck Demapan in the back of the head. Demapan turned to face Anthony Benavente, who
swung his belt a third time and struck Demapan in the face before the belt buckle flew off the
belt. Demapan took the knife out of his pocket, and allegedly told Anthony Benavente in
Chamorro, “Bi puno,” which means, “I am going to kill you.” Appellant’s Excerpts of Record
(“ER”) at 13. Demapan swung his knife at Anthony Benavente, cutting his lower abdomen.
Demapan then turned around and walked toward Aldan and Jonathan Benavente, who were still
fighting. As Demapan approached them, the two stopped fighting and Jonathan Benavente ran to
his vehicle, where Anthony Benavente and Johnny were waiting for him.
¶5 Johnny and the Benaventes got into their vehicle and drove away. Thereafter, Anthony
Benavente noticed he was bleeding around his lower abdomen. However, he did not seek
medical treatment until after driving home and returning to the Cabrera residence to briefly meet
with police. When Anthony Benavente went to the hospital, a nurse determined he had a
“superficial” laceration on his lower abdomen that was about two inches in length. ER at 148-49.
¶6 In December 2003, the Commonwealth charged Demapan with one count of rioting, in
violation of 6 CMC § 3102(a); three counts of assault with a dangerous weapon, in violation of 6
CMC §§ 1204(a) and 201; three counts of assault and battery, in violation of 6 CMC § 1202(a);
and three counts of disturbing the peace, in violation of 6 CMC 3101(a). 1 Demapan pled not
guilty to all charges, arguing that he acted in self-defense.
¶7 Prior to jury deliberation, 2 the trial court instructed the jury on the elements of assault
with a dangerous weapon, but provided a separate instruction on self-defense. The trial court
provided the following self-defense instruction:
The defendant has offered evidence of having acted in self-defense. Use
of force is justified when a person reasonably believes that it is necessary for the
defense of oneself or another against the immediate use of unlawful force.
However, a person must use no more force than appears reasonably necessary
under the circumstances.
1
The Commonwealth also charged Aldan with rioting, in violation of 6 CMC § 3102(a); three
counts of assault with a dangerous weapon, in violation of 6 CMC § 1204(a); three counts of assault and
battery, in violation of 6 CMC § 1202(a); three counts disturbing the peace, in violation of 6 CMC 3101(a);
and one count of attempted aggravated assault and battery, in violation of 6 CMC § 1203(a). However,
Aldan entered into a plea agreement with the Commonwealth in exchange for testifying against Demapan.
2
Demapan’s charges of assault with a dangerous weapon were tried before a jury, while all other
charges were tried before the trial court.
Force likely to cause death or great bodily harm is justified in self-
defense only if a person reasonably believes that such force is necessary to
prevent death or great bodily harm. It is never reasonable to use deadly force
against a non-deadly attack.
....
The government must prove beyond a reasonable doubt that the
defendant did not act in self-defense.
ER at 361 (emphasis added). 3 Demapan objected to the instruction, arguing it presumed he used
deadly force in fighting Johnny and the Benaventes. Demapan asserted that the jury should be
instructed on both non-deadly and deadly force, and that the instruction should clearly indicate
that the jury must determine whether Demapan used non-deadly or deadly force. The trial court
rejected his arguments and did not specifically instruct the jury on the use of non-deadly force.
¶8 Demapan also requested a jury instruction indicating that he did not have a duty to retreat
before defending himself. 4 The trial court, however, rejected the request and instead provided the
following instruction: “A person threatened with an attack of deadly force that justifies the right
of self-defense need not retreat.” ER at 295. Demapan objected to this instruction, arguing it
implies that a person threatened with non-deadly force must retreat before acting in self-defense.
This implication was made explicit when the prosecution specifically asked the jury to make such
an inference. 5 However, the trial court overruled Demapan’s objection.
3
This instruction was later reinforced when the trial court, in instructing the jury on the “use of
force in defense of another,” provided:
It is lawful for a person, who as a reasonable person, has grounds for believing
and does believe that bodily injury is about to be inflicted upon another person to protect
that individual from attack.
In doing so, he may use all force and means which that person believes to be
reasonably necessary to prevent the injury which appears to be imminent.
Force likely to cause death or great bodily harm is justified in defense of another
only if a person reasonably believes that such force is necessary to prevent death or great
bodily harm. It is never reasonable to use deadly force against a non-deadly attack.
ER at 363 (emphasis added). The defense objected to the last sentence of this instruction.
4
Demapan proposed the following jury instruction:
A person threatened with an attack that justifies the exercise of the right of self-defense
need not retreat. In the exercise of his right of self-defense a person may stand his
ground and defend himself by the use of all force and means which would appear to be
necessary to a reasonable person in a similar situation and with a similar knowledge; and
a person may pursue his assailant until he has secured himself from danger if that course
likewise appears reasonably necessary. This law applies even though the assailed person
might more easily have gained safety by flight or by withdrawing from the scene.
ER at 298 (citing 1 Cal. Jury Instr., Crim. 5.50 (7th ed. 2003)).
5
Over Demapan’s objection, Assistant Attorney General Karen L. Severy told the jury, “[y]ou’re
going to hear an instruction from the judge that if you’re threatened with deadly force, you may not retreat
¶9 Demapan was convicted of one count of assault with a dangerous weapon, one count of
assault and battery, and one count of disturbing the peace. The jury found Demapan guilty of
assault with a dangerous weapon against Anthony Benavente, but acquitted Demapan of assault
with a dangerous weapon against Jonathan Benavente and Johnny. The trial court convicted
Demapan of assault and battery against Anthony Benavente, but acquitted him of assault and
battery against Jonathan Benavente and Johnny. Additionally, the trial court convicted Demapan
of disturbing the peace of Juan Cabrera, but acquitted him of disturbing the peace of Joann and
Juliana Cabrera. Finally, the trial court acquitted Demapan of rioting.
¶ 10 In March 2004, the trial court, over Demapan’s objection, sentenced Demapan in
accordance with the mandatory minimum sentencing provisions set forth in 6 CMC § 4102(a).
The trial court sentenced Demapan to five years imprisonment with all but forty months
suspended for his assault with a dangerous weapon conviction. The trial court also sentenced
Demapan to twelve months imprisonment for his assault and battery conviction and six months
imprisonment for his disturbing the peace conviction. 6 The trial court allowed Demapan to serve
his sentences concurrently.
¶ 11 Demapan appealed, 7 arguing: (1) the trial court erroneously instructed the jury on the law
of self-defense; (2) there is insufficient evidence to sustain his assault and battery and disturbing
the peace convictions; and (3) the trial court erred in applying the forty-month mandatory
minimum sentence to his assault with a dangerous weapon conviction.
II
Self-Defense Jury Instruction
¶ 12 The trial court has a duty to instruct the jury “in all essential questions of law whether
requested or not.” Commonwealth v. Esteves, 3 NMI 447, 454 (1993). In reviewing the
sufficiency of a jury instruction, this Court must “consider whether the instructions as a whole
were misleading or inadequate to guide the jury’s determination.” Id. (quoting Stoker v. United
States, 587 F.2d 438, 440 (9th Cir. 1987)). Whether the trial court erroneously instructed the jury
on the law of self-defense is a question of law reviewed de novo. Commonwealth v. Ramangmau,
first. But that also mean[s] that [if] you’re threaten[ed] with non deadly force, you must retreat.” ER at
320 (emphasis added).
6
The trial court also sentenced Demapan to supervised probation for the remaining term of his
suspended sentences. Additionally, the trial court ordered him to attend anger management counseling and
pay probation and court assessment fees.
7
Demapan appealed his convictions in March 18, 2004, as well as filed an emergency motion under
Com. R. App. P. 27(f) seeking to stay the imposition of his sentence pending appeal before this Court. This
motion was denied.
4 NMI 227, 238 (1995); see also United States v. Petrosian, 126 F.3d 1232, 1233 n.1 (9th Cir.
1997) (“Whether a jury instruction misstates an element of a statutory crime is a question of law
that we must review de novo.”); United States v. Joetzki, 952 F.2d 1090, 1095 (9th Cir. 1991)
(stating that a defendant is entitled to jury instructions on his or her theory of defense, and if the
court rejects the defendant’s proposed instructions, “we review the instructions actually given de
novo to determine if they adequately covered the defense theory”).
¶ 13 In the Commonwealth, criminal defendants are entitled to a jury finding of guilt beyond a
reasonable doubt when charged with “a felony punishable by more than five years imprisonment
or by more than $2,000 fine, or both . . . .” 7 CMC § 3101(a). To convict a defendant of assault
with a dangerous weapon in the Commonwealth, the prosecution must prove that the defendant
(1) threatened to cause, attempted to cause, or purposely caused, (2) bodily injury to another, (3)
with a dangerous weapon. 6 CMC § 1204(a). Additionally, when evidence of self-defense is
presented to the jury, the prosecution has the burden of proving, beyond a reasonable doubt, that
the defendant did not act in self-defense. 6 CMC § 251(b).
¶ 14 Demapan acknowledges that the trial court instructed the jury on the elements of assault
with a dangerous weapon as well the law of self-defense, but argues that the instructions were
flawed. First, Demapan maintains that the jury instructions erroneously implied that a person
attacked with non-deadly force has a duty to retreat before acting in self-defense. Additionally,
Demapan argues that there was insufficient evidence to support the trial court’s instruction on the
use of deadly force. Finally, Demapan asserts that even if there was sufficient evidence to
warrant the deadly force instruction, the trial court erred in failing to have the jury, as fact-finder,
determine whether Demapan’s use of force constituted deadly or non-deadly force.
A
Self-Defense and the Duty to Retreat
¶ 15 Whether a person has a duty to retreat before acting in self-defense is an issue of first
impression in the Commonwealth, as both our statutory law and case law are silent on the issue.
In order to determine whether the trial court erroneously instructed the jury on the law of self-
defense, we review the law of self-defense in other United States jurisdictions. 8 7 CMC § 3401;
Rosario v. Camacho, 2001 MP 3 ¶ 10 n.2 (“It is well established that the Commonwealth may
8
In defining the duty to retreat in the Commonwealth, the prosecution suggests that this Court
adopt the standards set forth in the Restatement (Second) of Torts. See Appellee’s Response Br. at 10-11
(citing Restatement (Second) of Torts § 65 cmt. g, § 63 cmt. m (1965)). Although we look to the
restatements in the absence of local statutory and customary law, we find it inappropriate to base
Commonwealth criminal law solely on common law tort principles.
look to the law of other United States jurisdictions where the Commonwealth’s written law, local
customary law, and the restatements lack guidance.”).
¶ 16 Individuals are generally allowed to use force to protect themselves, or others, from the
use of force by a third party. The doctrine of self-defense arose to prevent punishment for actions
that are necessary under the circumstances. United States v. Peterson, 483 F.2d 1222, 1229 (D.C.
Cir. 1973). Statutes and case law from other United States jurisdictions reveal significant
commonality among the states regarding self-defense. Among the most universal and long-
standing requirements of justified self-defense are the following: (1) the defendant must have a
reasonable fear of imminent danger; (2) the defendant may only use force against an unlawful
aggressor; (3) the defendant’s use of force must be necessary; and (4) the defendant’s use of force
must be proportional to the aggressor’s use of force.
¶ 17 Most states have enacted statutes requiring a defendant to have a reasonable fear of
imminent danger in order to successfully claim self-defense. Colorado’s statute concerning self-
defense typifies this principle: “A person is justified in using physical force upon another person
in order to defend himself or a third person from what he reasonably believes to be the use or
imminent use of unlawful physical force by that other person . . . .” Colo. Rev. Stat. § 18-1-
704(1) (2006). Implicit in the principle of reasonable fear of imminent danger is the assumption
that those acting in self-defense are engaged in a legal activity in a place where they are legally
authorized to be. See, e.g., Ind. Code § 35-41-3-2 (2006) (stating that for self-defense to be
justified, the person has to be “in a place she has the right to be”).
¶ 18 Another commonly-held principle of self-defense dictates that a person may only use
force against an unlawful aggressor. See, e.g., Bellcourt v. State, 390 N.W.2d 269, 272 (Minn.
1986) (noting that an aggressor “has no right to a claim of self-defense”). As such, initial
aggressors generally may not claim self-defense. Id. Additionally, if undisputed evidence
establishes that the defendant was the initial aggressor, a court may properly deny a self-defense
instruction. See, e.g., Gray v. State, 463 P.2d 897, 908 (Alaska 1970). Initial aggressors do not
have a self-defense claim unless they abandon the attack and give the initial victim reasonable
notice of their intention to withdraw from the conflict. See, e.g., Commonwealth v. Naylor, 407
Mass. 333, 335 (1990); see also Castillo v. State, 614 P.2d 756, 766 (Alaska 1980) (stating it is a
“well-established rule of law” that initial aggressors cannot claim self-defense unless they began
an encounter with non-deadly force but are met with deadly force, or if they effectively withdraw
from the encounter and the initial victim continues the assault).
¶ 19 Another principle of self-defense requires the use of force to be necessary. One common
formulation of the necessity requirement gives a person the right to act when “such force is
necessary to defend himself.” E.g., Iowa Code Ann. §§ 704.1, 704.3 (West 1979 & West
Cu.Supp. 1983 to 1984); accord Fla. Stat. Ann. § 776.012 (West 1976); Ga. Code Ann. § 16-3-
21(a) (Michie 1982); Ill. Comp Stat. ch. 38, ¶ 7-1 (1972); Kan. Stat. Ann. § 21-3211 (1981);
Mont. Code Ann. § 45-3-102 (1981); N.Y. Penal Law § 35.15(1) (McKinney 1975); Utah Code
Ann. § 76-2-402(1) (1978). Thus, a person acting in self-defense is not permitted to use force
when such force would be equally effective at a later time and the person would suffer no harm or
risk by waiting. See, e.g., Commonwealth v. Jones, 332 A.2d 464 (Pa. Super. Ct. 1974) (where
defendant previously called the police and then left the safety of his home to confront trespassers
on his porch, defendant’s act is not considered necessary for the purpose of self-defense). As
such, once a victim reasonably believes an original attack has ceased, the victim’s use of force
must also cease. Additionally, persons acting in self-defense are not permitted to use more force
than is necessary to defend themselves. See, e.g., People v. Seiber, 394 N.E.2d 1044 (Ill. App.
Ct. 1979) (force must be of the amount and kind necessary to avoid the harm); People v. Glenn,
68 A.D.2d 626 (N.Y. App. Div. 1979) (jury properly rejected self-defense claim where attacker
was shot three times and the force was more than reasonably necessary), rev’d on other grounds,
52 N.Y.2d 880. In evaluating the necessity of a defendant’s force, physical characteristics, such
as special skills and attributes or special handicaps, are typically considered. See, e.g., State v.
Wanrow, 559 P.2d 548, 558 (Wash. 1977).
¶ 20 Self-defense also requires proportionality. Once a reasonable justification for the use of
force is established, a person “may use a degree of force which he reasonably believes to be
necessary for such purpose.” N.H. Rev. Stat. § 627:4 (2007). Thus, the amount of force exerted
in self-defense must be proportional to the force being threatened. See, e.g., People v. Robertson,
34 Cal.4th 156, 167 (2004) (“One is entitled to use such force as is reasonable under the
circumstances to repel what is honestly and reasonably perceived to be a threat of imminent
harm.”).
¶ 21 Much of the discussion surrounding the theory of self-defense focuses upon the necessity
and reasonableness of a person’s actions. Although the definition of both necessity and
reasonableness vary according to the jurisdiction, the terms are often shaped by a jurisdiction’s
stance on the duty to retreat. In general terms, duty to retreat laws impose an obligation to retreat
before exercising physical force in self-defense, so long as retreating would not impose a
reasonable risk of harm.
¶ 22 Jurisdictions typically apply duty to retreat laws differently depending on whether the
defendant used non-deadly or deadly force in exercising the right of self-defense. Due to the less
serious consequences associated with non-deadly encounters, nearly all jurisdictions allow
defendants to use non-deadly force without imposing a duty to retreat. 9 Even states that require
defendants to retreat before exercising deadly force typically do not require them to retreat before
using non-deadly force. 10 In fact, “[i]t seems everywhere agreed that one who can safely retreat
need not do so before using non-deadly force.” Redondo v. State, 380 So.2d 1107, 1110 n.1 (Fla.
App. 1980) (quoting Wayne R. LaFave & Austin W. Scott, Jr., Substantive Criminal Law 155,
395 (2d ed. 2003)).
¶ 23 Conversely, there is a split of authority regarding the duty to retreat before using deadly
force. Under the English common law, before defendants could claim that their use of deadly
force was justified, they had to show (1) they retreated “to the wall,” and (2) they were threatened
with death or serious bodily injury. 11 This English duty to retreat rule has survived among a
minority of United States jurisdictions. Today, twenty jurisdictions impose a retreat requirement
before a defendant may justifiably use deadly force in self-defense. 12 These duty to retreat
jurisdictions are supported by the Model Penal Code, which also requires defendants to prove that
9
See, e.g., Del. Code tit. 11, § 464 (2007) (stating that defendants have no duty to retreat unless
they resort to deadly force); People v. Riddle, 649 N.W.2d 30, 34 (Mich. 2002) (stating that before a
defendant uses deadly force in self-defense, he must first try and retreat or apply non-deadly force); People
v. Toler, 9 P.3d 341, 347 (Colo. 2000) (“[A] person does not have to try to escape before using reasonable
non-deadly physical force to defend against unlawful force by an aggressor); State v. Abbott, 174 A.2d 881,
885 (N.J. 1961) (stating that even when a safe retreat is available, “one who is assailed may hold his
ground” so long as “he does not resort to deadly force”); Cleveland v. Welms, 863 N.E.2d 1125, 1128 (Ohio
Ct. App. 2006) (“[T]here is no duty to retreat, even if it is possible to do so, before using nondeadly force in
self-defense.”); Young v. State, 530 S.W.2d 120, 123 (Tex. Crim. App. 1975) (“[T]he requirement to retreat
is not applicable in the use of non-deadly force and only comes into play before the use of deadly force.”).
10
See, e.g., Delaware, Del. Code tit. 11, § 464 (2007); Maine, Me. Rev. Stat. tit. 17-A, § 108 (2007);
Nebraska, Neb. Rev. Stat. § 28-1409(4)(b) (2007); New Hampshire, N.H. Rev. Stat. § 627:4 (2007); New
York, N.Y. Penal Law § 35.15 (2008); Ohio, Cleveland v. Welms, 863 N.E.2d 1125, 1128 (Ohio Ct. App.
2006); Pennsylvania, Dunlavey v. Court of Common Pleas, 2004 WL 1563012 at 10-11, 12 (E.D. Pa.);
Rhode Island, State v. Silvia, 836 A.2d 197, 199-200 (R.I. 2003).
11
M. Jaffe, Up in Arms Over Florida’s New “Stand Your Ground” Law, 30 Nova L. Rev. 155, 160
(2005).
12
These twenty states are: Alaska, Alaska. Stat. § 11.81.335 (2008); Arkansas, Ark. Code § 5-2-607
(2008); Connecticut, Conn. Gen. Stat. § 53a-19 (2007); Delaware, Del. Code tit. 11, § 464; Idaho, State v.
Carter, 655 P.2d 434, 436 (Idaho 1981); Iowa, State v. Sedig, 16 N.W.2d 247, 250 (Iowa 1944); Maine,
Me. Rev. Stat. tit. 17-A, § 108 (2007); Maryland, Dawson v. State, 395 A.2d 160, 163 (Md. Ct. Spec. App.
1978); Massachusetts, Commonwealth v. Toon, 773 N.E.2d 993, 1004 (Mass. App. Ct. 2002); Minnesota,
State v. Edwards, 717 N.W.2d 405, 413 (Minn. 2006); Nebraska, Neb. Rev. Stat. § 28-1409(4)(b) (2007);
New Hampshire, N.H. Rev. Stat. § 627:4 (2007); New Jersey, State v. Rodriguez, 920 A.2d 101, 114 (N.J.
Super. Ct. App. Div. 2007); New York, People v. Chung, 835 N.Y.S.2d 223, 224 (N.Y. App. Div. 2007);
North Dakota, N.D. Cent. Code § 12.1-05-07 (2007); Ohio, Ohio Rev. Code Ann. § 2901.09 (West 2008);
Pennsylvania, Commonwealth v. Serge, 837 A.2d 1255, 1266-67 (Pa. Super. Ct. 2003); Rhode Island, State
v. Silvia, 836 A.2d 197, 199-200 (R.I. 2003); Vermont, State v. Albano, 102 A. 333, 334-35 (Vt. 1917); and
Wyoming, Small v. State, 689 P.2d 420, 424 (Wyo. 1984).
they could not have safely retreated before using deadly force against an aggressor. Model Penal
Code § 3.04(2)(b)(ii) (1985).
¶ 24 Duty to retreat jurisdictions espouse the idea that “[a]ll human life, even that of an
aggressor, should be preserved if at all possible,” and that lethal self-defense should only be
allowed as a non-aggressor’s last resort. 13 Nonetheless, even in jurisdictions that impose a duty
to retreat, the retreat requirement is typically tempered with conditions. For instance, retreat is
usually required only where non-aggressors can attempt escape without increasing their own risk
of harm. E.g., N.Y. Penal Law § 35.15(2)(a) (McKinney 2007). This subjective standard focuses
on what a person knew at the time of the attack, rather than whether a person, with the benefit of
hindsight, “could have retreated with complete safety.” People v. Doctor, 98 A.D.2d 780, 781
(N.Y. App. Div. 1983) (quotation omitted). Additionally, fleeing is rarely, if ever, required when
a person is threatened with a firearm. Laney v. United States, 294 F. 412, 414-15 (D.C. Cir.
1923) (“Indeed, to retreat [from a firearm] would be to invite almost certain death.”).
Furthermore, nearly all jurisdictions follow the “castle doctrine” exception, which allows a person
in his or her own home to use deadly force in self-defense without first retreating, even if a
reasonably safe means of escape exists. See, e.g., People v. Toler, 9 P.3d 341, 347 (Colo. 2000).
¶ 25 Although the duty to retreat rule found root in a number of jurisdictions, many
jurisdictions began rejecting it in the late nineteenth and early twentieth century. See, e.g., Boykin
v. People, 45 P. 419, 422 (Colo. 1896); Runyan v. State, 57 Ind. 80, 84 (1877); State v. Gardner,
104 N.W. 971, 974-75 (Minn. 1905); Erwin v. State, 29 Ohio St. 186, 199-200 (1876). This
rejection was hastened after the doctrine fell out of favor with the United States Supreme Court.
The earliest United States Supreme Court case addressing the duty to retreat is Beard v. United
States. 158 U.S. 550 (1895). In Beard, the defendant was convicted of murdering a trespasser
after the trial court instructed the jury that the defendant had a duty to retreat, even when on his
own property, before using deadly force. Id. at 555. However, the United States Supreme Court
reversed the conviction on appeal, holding that the trial court improperly instructed the jury on
self-defense. Id. at 563. In so holding, the Court refused to recognize any common law duty to
retreat when defendants are in their homes or on the land surrounding their homes. Id. at 563-64.
¶ 26 Decades later, the Court expanded the no duty to retreat rule in Brown v. United States.
256 U.S. 335 (1921). The case involved a long-standing dispute between Brown and his co-
worker. Id. at 342. Due to their troubled history, Brown brought a gun to work for protection.
13
S. Aggergaard, Criminal Law – Retreat from Reason: How Minnesota’s New No-Retreat Rule
Confuses the Law and Cries for Alteration – State v. Glowacki, 29 Wm. Mitchell L. Rev. 657, 662 (2002)
(quoting Joshua Dressler, Understanding Criminal Law 227 (3d ed. 2001)).
Id. Shortly thereafter, Brown and his co-worker got into an altercation. Id. The co-worker
attacked Brown and began punching him. Id. In response, Brown ran to his gun, which was in
his coat pocket approximately twenty feet away, and fired four shots at his co-worker, killing
him. Id. At trial, Brown was convicted of second-degree murder after the trial court instructed
the jury that “in considering the question of self defense . . . the party assaulted is always under
the obligation to retreat so long as retreat is open to him, provided that he can do so without
subjecting himself to the danger of death or great bodily harm.” Id. On appeal, the United States
Supreme Court reversed Brown’s conviction, holding that defendants have no duty to retreat
when they face a reasonable fear of imminent death or severe bodily harm. Id. at 343-44.
¶ 27 Today, a majority of jurisdictions embrace the Supreme Court’s holding in Brown, which
serves as the basis of the modern-day “no duty to retreat” or “stand your ground” doctrine.
Twenty-nine states employ versions of the stand your ground doctrine and do not require
defendants to retreat before exercising deadly force, so long as they reasonably believe their use
of force is necessary to prevent death or serious bodily harm. 14 These jurisdictions espouse the
idea that “victims need not yield their rights, surrender their dignity, or reveal their weak side to
aggressive wrongdoers.” 15
¶ 28 Two jurisdictions attempt to appease both theories of retreat and adopt a middle ground
theory. Wisconsin, see, e.g., State v. Wenger, 593 N.W.2d 467, 471 (Wis. Ct. App. 1999), and
the District of Columbia, see, e.g., Gillis v. United States, 400 A.2d 311, 313 (D.C. 1979),
analyze the “possibility of escape” and “opportunity to retreat” to determine whether deadly force
was necessary and reasonable. Wenger, 593 N.W.2d at 471. In essence, the middle ground
14
These twenty-nine states are: Alabama, Ala Code § 13A-3-23 (1975); Arizona, Ariz. Rev. Stat. §
13-411 (2008); California, Cal. Penal Code § 197 (2008); Colorado, Cassels v. People, 92 P.3d 951, 958
(Colo. 2004); Florida, Fla. Stat. § 776.013 (2005); Georgia, McClendon v. State, 651 S.E.2d 165, 170 (Ga.
Ct. App. 2007); Hawaii, Haw. Rev. Stat. § 703-304 (2008); Illinois, People v. McGraw, 149 N.E.2d 100,
103 (Ill. 1958); Indiana, Ind. Code § 35-41-3-2(a) (2006); Kansas, Kan. Stat. § 21-3211 (2006); Kentucky,
Ky. Rev. Stat. § 503.050 (2008); Louisiana, La. Rev. Stat. § 14:20 (2008); Michigan, Mich. Comp. Laws §
780.972 (2008); Mississippi, Miss. Code § 97-3-15 (2008); Missouri, Mo. Rev. Stat. § 563.031 (2008);
Montana, State v. Merk, 164 P. 655, 657-58 (Mont. 1917); Nevada, Culverson v. State, 797 P.2d 238, 240
(Nev. 1990); New Mexico, State v. Horton, 258 P.2d 371, 372-74 (N.M. 1953); North Carolina, State v.
Davis, 627 S.E.2d 474, 477-78 (N.C. Ct. App. 2006); Oklahoma, Bechtel v. State, 840 P.2d 1, 13 (Okla.
Crim. App. 1992); Oregon, State v. Sandoval, 156 P.3d 60, 64 (Or. 2007); South Carolina, S.C. Code § 16-
11-440(c) (2007); South Dakota, S.D. Codified Laws §§ 22-16-34, 22-16-35 (2008); Tennessee, Tenn.
Code § 39-11-611 (2008); Texas, Tex. Penal Code § 9.31 (2008); Utah, Utah Code § 76-2-402 (2008);
Virginia, Foote v. Commonwealth, 396 S.E.2d 851, 855-56 (Va. Ct. App. 1990); Washington, State v.
Redmond, 78 P.3d 1001, 1004 (Wash. 2003); and West Virginia, Feliciano v. 7-Eleven, Inc., 559 S.E.2d
713, 722 (W. Va. 2001).
15
Aggergaard, 29 Wm. Mitchell L. Rev. at 661 (2002).
theory assesses the opportunity to retreat as a factor in determining whether a defendant’s use of
deadly force was both necessary and reasonable. Id.
¶ 29 In light of our review of the law of self-defense within other United States jurisdictions,
we adopt the majority view that defendants are not required to retreat before using reasonable
deadly or non-deadly force to defend against unlawful aggressors. However, in order to
justifiably claim self-defense in exercising physical force, the following factors must be satisfied:
(1) the defendant must have a reasonable fear of imminent danger; (2) the defendant may only use
force against an unlawful aggressor; (3) the defendant’s use of force must be necessary; and (4)
the defendant’s use of force must be proportional to the aggressor’s use of force. In so holding,
we bring Commonwealth law into conformity with the United States Supreme Court’s decision in
Brown v. United States, which reasoned that “[d]etached reflection cannot be demanded in the
presence of an uplifted knife.” 256 U.S. at 343. Victims need not yield their rights to unlawful
aggressors, for “[i]f a defender is obligated to retreat, he is obligated to give way to the forces of .
. . the Wrong.” 16
¶ 30 Having reviewed the applicable law of self-defense, we now address Demapan’s specific
claims. During closing statements, the prosecutor told the jury that “[y]ou’re going to hear an
instruction from the judge that if you’re threatened with deadly force, you may not retreat first.
But that also means that you’re threatened with non deadly force, you must retreat.” ER at 320
(emphasis added). The trial court then provided the jury with the following instruction: “A
person threatened with an attack of deadly force that justifies the right of self-defense need not
retreat.” ER at 295. Demapan argues that the jury instruction, combined with the prosecutor’s
statement during closing arguments, erroneously implied that a person attacked with non-deadly
force has a duty to retreat before acting in self-defense. He claims that the trial court erred in
refusing to instruct the jury in accordance with his proposed instruction, which stated that “[a]
person threatened with an attack that justifies the right of self-defense need not retreat.” ER at
298 (citing 1 Cal. Jury Instr., Crim. 5.50 (7th ed. 2003)). As noted above, Commonwealth
residents have no duty to retreat before using reasonable force in defending against unlawful
aggressors. We therefore must determine whether the jury instructions were “misleading or
inadequate to guide the jury’s determination” when they failed to state that Demapan had no duty
to retreat before using non-deadly force in self-defense. Esteves, 3 NMI at 454.
¶ 31 In State v. Redmond, the Washington Supreme Court held that a defendant is entitled to a
no duty to retreat instruction when the jury might objectively conclude that retreat is a reasonable
alternative to the use of force in self-defense. 78 P.3d 1001, 1003-04 (Wash. 2003). Redmond
16
George P. Fletcher, Rethinking Criminal Law 865 (1978).
involved a fight in a high school parking lot between the defendant, a former student, and a
current student. Id. at 1002. During the fight, the defendant punched the other student and
fractured his jaw. Id. As a result, the defendant was charged with second-degree assault. Id. At
trial, each party alleged that the other was the initial aggressor and provided witnesses to support
their allegations. Id. There was also evidence that the defendant could have easily retreated, but
did not attempt to do so. Id. The defendant requested a no duty to retreat instruction as part of
his theory of self-defense. Id. The