Commonwealth v. Bashar
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledDecember 5, 2018
Docket2017-SCC-0014-CRM
JudgeManglona
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
MOHAMMAD A. BASHAR,
Defendant-Appellant.
Supreme Court No. 2017-SCC-0014-CRM
Superior Court No. 09-0036A
OPINION
Cite as: 2018 MP 11
Decided December 5, 2018
Michele Harris, Assistant Attorney General, Office of the Attorney General,
Saipan, MP, for Appellee.
Janet King, Saipan, MP, for Appellant.
Commonwealth v. Bashar, 2018 MP 11
BEFORE: ALEXANDRO C. CASTRO, Chief Justice; JOHN A. MANGLOÑA,
Associate Justice; PERRY B. INOS, Associate Justice.
MANGLOÑA, J.:
¶1 Defendant-Appellant Mohammad A. Bashar (“Bashar”) appeals the trial
court’s orders denying his motion to set aside his post-conviction plea and
denying his motion for reconsideration. Bashar asserts the court erred by: (1)
interpreting the local savings clause to apply to Bashar’s prosecution; (2) finding
federal law did not preempt Commonwealth law at the time of Bashar’s marriage;
and (3) failing to find Bashar was provided with ineffective assistance of counsel.
For the following reasons, we AFFIRM Bashar’s conviction.
I. FACTS AND PROCEDURAL HISTORY
¶2 Bashar, a citizen of Bangladesh, originally entered the Commonwealth of
the Northern Mariana Islands (“Commonwealth”) in 1997. On March 13, 2009,
Bashar wed Jayna Lynn Taitano (“Taitano”). 1 Later that month, the
Commonwealth charged Bashar with Marriage Fraud pursuant to 3 CMC §
4366(a). 2 As Bashar’s trial proceeded, he agreed to enter a plea of nolo
contendere to the marriage fraud charge; the trial court accepted Bashar’s plea
on February 10, 2011. The plea indicated that Bashar understood and had been
advised by then-counsel Edward A. Arriola (“Arriola”) of the “nature, content,
and legal consequences of the agreement, including ‘any potential immigration
consequences that may or may not occur as a result of entering into the
agreement.’” Commonwealth v. Bashar, 2015 MP 4 ¶ 2 (“Bashar I”). Based on
Bashar’s plea, the United States Immigration Court found him removable. He
currently faces removal.
¶3 Meanwhile, in May 2008, the federal government enacted the
Consolidated Natural Resources Act (“CNRA” or “the Act”), fundamentally
altering the Commonwealth’s immigration functions. In particular, the CNRA
enabled the federal government to apply federal immigration law to the
Commonwealth, superseding local immigration laws. The CNRA became
effective in the Commonwealth on November 28, 2009.
¶4 On March 22, 2010, the Commonwealth enacted Public Law 17-1, seeking
to “amend the Commonwealth Code to reflect the assumption of immigration
responsibilities by the federal government.” PL 17-1, § 2. Created in response to
the CNRA’s removal of Commonwealth control over the administration and
1
Taitano filed for divorce in November 2009, alleging she and Bashar had married and
separated on the same day.
2
3 CMC § 4366(a) provided that “[a]ny individual who knowingly enters into a marriage
for the sole purpose of obtaining a labor or immigration benefit, or for the purpose of
evading any provision of Chapter 3, Chapter 4 or Chapter 6 of this Title, or any United
States immigration law, shall be guilty of marriage fraud.” Bashar was also charged
with Conspiracy to Commit Marriage Fraud in violation of 6 CMC § 303(a) and 3 CMC
§§ 4366(a) and 4371.
Commonwealth v. Bashar, 2018 MP 11
promulgation of immigration laws, the public law took effect immediately and
applied retroactively effective November 28, 2009. Public Law 17-1 repealed
many of the Commonwealth’s statutes dealing with immigration functions,
including 3 CMC § 4366, the marriage fraud statute under which Bashar had
entered his plea. Amongst its provisions was a savings clause governing, in part,
proceedings instituted under prior law.
¶5 Bashar has challenged the plea’s propriety on multiple occasions. He first
moved to set aside his plea and vacate his conviction and sentence pursuant to
NMI Rule of Criminal Procedure 32(d) (“Rule 32(d)”) in July 2013, alleging
Arriola provided ineffective assistance by failing to inform him of the plea’s
removal consequences.3 Following the denial of the motion in the trial court,
Bashar unsuccessfully appealed in Bashar I and petitioned for certiorari in the
United States Supreme Court. In November 2016, Bashar again moved to set
aside his plea pursuant to Rule 32(d). Premised on his attorney’s “discovery” that
3 CMC § 4366 was repealed prior to Bashar’s plea, he advanced arguments based
on the statute’s preemption and repeal. The court denied Bashar’s Rule 32(d)
motion as well as his subsequently filed motion for reconsideration.4
¶6 Bashar challenges the trial court’s orders denying his motion to set aside
his plea and vacate his conviction and sentence and his motion for
reconsideration.
II. JURISDICTION
¶7 We have jurisdiction over final judgments and orders of the
Commonwealth Superior Court. NMI CONST. art. IV, § 3.
III. STANDARDS OF REVIEW
¶8 We first consider whether we are precluded from reviewing the merits of
Bashar’s appeal by either the doctrine of waiver or law of the case. Because
applicability of either doctrine is a question of law, we review de novo.
Commonwealth v. Minto, 2011 MP 14 ¶ 11 (waiver doctrine); Commonwealth v.
Taitano, 2017 MP 19 ¶ 17 (law of the case doctrine). Second, we determine
whether the trial court properly denied Bashar’s motion to withdraw his plea and
3
The 2013 motion solely discussed the immigration consequences of pleading no contest
to 3 CMC § 4366(a), with no mention of the CNRA or Public Law 17-1.
4
The trial court rejected each of Bashar’s arguments. As to the statute’s preemption, the
court cited our statement in Commonwealth v. Minto that “it would be absurd to infer
Congress intended to abate prosecution under Commonwealth immigration law for
marriage fraud that occurred before CNRA passed,” to conclude that “a prosecution
under 3 CMC § 4366 is not preempted in any case where the underlying criminal
conduct . . . [takes] place before the effective date of the CNRA . . . .” Commonwealth
v. Bashar, Crim. Case No. 09-0036 (NMI Super. Ct. May 10, 2017) (Order Denying
Defendant’s Second Request to Set Aside His Plea and Vacate His Conviction and
Sentence at 4) (quoting Minto, 2011 MP 14 ¶ 20). As to the repeal of 3 CMC § 4366,
the court interpreted Public Law 17-1’s savings clause to find that prosecutions pending
and penalties incurred when the statute was repealed would not abate.
Commonwealth v. Bashar, 2018 MP 11
vacate his conviction and sentence. We review the denial of a motion to withdraw
a plea for abuse of discretion. Bashar, 2015 MP 4 ¶ 7. We however review the
legal conclusions underlying the court’s decision de novo. United States v.
Brown, 250 F.3d 811, 815 (3d Cir. 2001). These legal conclusions include
whether the savings clause in Public Law 17-1 authorizes Bashar’s plea, a
question of statutory interpretation, see Ada v. Calvo, 2012 MP 11 ¶ 16, as well
as whether the retroactivity or preemption doctrines allow Bashar’s continued
prosecution. Minto, 2011 MP 14 ¶ 16 (preemption); Gallegos-Vasquez v. Holder,
636 F.3d 1181, 1184 (9th Cir. 2011) (retroactivity). Third, we determine whether
Bashar was provided with ineffective assistance of counsel. We review claims of
ineffective assistance de novo. Bashar, 2015 MP 4 ¶ 7.
IV. DISCUSSION
A. Consideration of Merits
1. Waiver
¶9 We first consider our ability to reach the merits of Bashar’s appeal under
two procedural doctrines, reviewing each in turn. 5 First, the Commonwealth
encourages us to adopt the waiver doctrine as applied to a second appeal, arguing
Bashar waived his right to have his preemption and repeal arguments considered.
It notes the facts necessary to consider the repeal of 3 CMC § 4366 and
preemptive effect of the CNRA were already present when Bashar filed his initial
2013 motion—the present appeal is solely due to counsel’s failure to “discover”
the relevant facts sooner. The Commonwealth asserts our application of the
waiver rule to Bashar’s second appeal will further the doctrine’s purpose of
encouraging finality and discouraging piecemeal litigation.
¶ 10 We have enforced a policy that an appellant generally waives issues raised
for the first time on appeal, Sablan v. Elameto, 2013 MP 7 ¶ 29, as well as issues
not raised in an opening brief. Commonwealth v. Arriola, 2002 MP 8 ¶ 4. The
waiver doctrine as applied to a second appeal, however, instructs that “where an
argument could have been raised on an initial appeal, it is inappropriate to
consider that argument on a second appeal . . . .” Northwestern Indiana Tel. Co.
v. FCC, 872 F.2d 465, 470 (D.C. Cir. 1989). “The doctrine promotes procedural
efficiency and ‘prevents the bizarre result that a party who has chosen not to
argue a point on a first appeal should stand better as regards the law of the case
than one who had argued and lost.’” Lindquist v. City of Pasadena, 669 F.3d 225,
239–40 (5th Cir. 2012) (citation omitted). Notably, the reviewing court has
discretion as to whether to entertain the waiver claim, normally reserving such
exercise for “exceptional circumstances, where injustice might otherwise result.”
United States v. Henry, 472 F.3d 910, 913 (D.C. Cir. 2007) (citation omitted);
see, e.g., United States v. McKinley, 227 F.3d 716, 718 (6th Cir. 2000) (applying
waiver where a “firearms enhancement argument was just as available to the
[party] during the first appeal as it is in the current proceeding”).
5
Because Bashar’s counsel neglected to file a reply brief, the Commonwealth’s
arguments as to each doctrine are unopposed.
Commonwealth v. Bashar, 2018 MP 11
¶ 11 Although we have applied waiver with respect to two circumstances, we
have not had occasion to discuss the doctrine as it pertains to a second appeal.
We do so now. Notwithstanding the doctrine’s force in our jurisdiction, we
decline to apply it to Bashar’s appeal. First, because we had not yet spoken on
the application of the doctrine to a second appeal, Bashar arguably lacked notice.
More importantly, our failure to review Bashar’s repeal and preemption
arguments may result in injustice—particularly, his potentially improper
conviction and the serious consequences that would follow. 6 We therefore
reserve the doctrine’s application to future cases and proceed to consider the law
of the case doctrine.
2. Law of the Case
¶ 12 The Commonwealth also asserts that the law of the case doctrine precludes
our review of Bashar’s ineffective assistance of counsel claim. It argues that
Arriola’s alleged failure to advise Bashar that 3 CMC § 4366 was repealed is
encompassed within his earlier, rejected claim that Arriola failed to advise
Bashar of the immigration consequences of the nolo contendere plea. The
Commonwealth contends that the doctrine prevents Bashar from relitigating the
claim absent a showing that the prior ruling was clearly erroneous.
¶ 13 The law of the case doctrine specifies that “courts are generally required
to follow legal decisions of the same or a higher court in the same case.” Wabol
v. Villacrusis, 4 NMI 314, 318 (1995). “While the doctrine is not a limit on a
court’s power, it is our practice to generally refuse to reopen what has been
decided . . . .” In re Estate of Roberto, 2010 MP 7 ¶ 18 (citation omitted).
Importantly, the law of the case doctrine “posits that a prior decision should
govern the same issue later in the case,” Rockwood v. SKF USA Inc., 687 F.3d 1,
12 (1st Cir. 2012), and is inapplicable to “issues neither presented nor decided in
a former proceeding . . . .” Halpern v. Principi, 384 F.3d 1297, 1301 (Fed. Cir.
2004) (citation omitted); see, e.g., Los Angeles Police Protective League v.
Gates, 995 F.2d 1469, 1477 (9th Cir. 1993) (“Assuming that it is the law of the
case that the $ 2.9 million verdict was excessive as a matter of law, that would
not be controlling on the determination of whether a different and much lower
verdict of $ 626,000 is also excessive.”).
¶ 14 We find the law of the case doctrine inapplicable. Although in Bashar I
we considered a claim of ineffective assistance, the specific grounds Bashar
asserts now were not presented or decided there. Rather, in Bashar I the claim
concerned whether Arriola’s alleged failure to inform Bashar of the potential
immigration consequences of his plea under Commonwealth law rendered him
ineffective as counsel. Here, our analysis focuses on whether Arriola’s failure to
inform Bashar of the repeal of 3 CMC § 4366—and the consequences of the
repeal—made Arriola ineffective. The claim is distinguishable since, should the
statute’s repeal result in the Commonwealth’s loss of jurisdiction and subsequent
6
By the same reasoning, barring our consideration of Bashar’s ineffective assistance of
counsel claim has equal potential for injustice.
Commonwealth v. Bashar, 2018 MP 11
dismissal of charges as Bashar suggests, there would not be any immigration
consequences pursuant to the local statute. This, instead of potential removal
consequences, is why Bashar now alleges that he would not have entered a plea
had counsel properly informed him of the statute’s repeal and preemption.
Because these two arguments present patently different issues, the law of the case
doctrine does not prevent our review. We now turn to the merits of Bashar’s
appeal.
B. Withdrawal of Marriage Fraud Plea
¶ 15 Rule 32(d) governs the withdrawal of pleas, stating: “[a] motion to
withdraw a plea of guilty or nolo contendere may be made only before sentence
is imposed . . . but to correct manifest injustice the court after sentence may set
aside the judgment of conviction and permit the defendant to withdraw his/her
plea.” (emphasis added). Because whether to allow the withdrawal of a plea is
within the trial court’s sound discretion, we review whether the court abused its
discretion in denying Bashar’s motion to withdraw his plea. Bashar, 2015 MP 4
¶ 7. We consider the applicable legal doctrines in light of these standards.
1. Repeal & Savings Clause
¶ 16 Bashar first asserts that the repeal of 3 CMC § 4366 required the dismissal
of his charges pursuant to the statute. As a result, he argues his plea following
the statute’s repeal was improper. Moreover, Bashar claims that even though the
repealing law contained a savings cause, its applicability should be defined
narrowly so as to not encompass Bashar’s prosecution.
¶ 17 A statute’s enactment will result in the repeal of an earlier-enacted statute
“where the two are in irreconcilable conflict and an intent to repeal is clear and
manifest.” Faisao v. Tenorio, 4 NMI 260, 265 (1995) (citation omitted). In turn,
in the absence of a savings clause, “the repeal of a criminal statute abate[s] all
prosecutions which ha[ve] not reached final disposition in the highest court
authorized to review them.” Bradley v. United States, 410 U.S. 605, 607 (1973);
United States v. Schumann, 861 F.2d 1234, 1239 (11th Cir. 1988) (describing the
abatement doctrine as “provid[ing] a ‘haven from prosecution’ for those who
violate a statute repealed after committing their offenses but prior to their
convictions and sentences”) (quoting United States v. Snowden, 677 F. Supp.
1108, 1110 (D. Kan. 1988) . To avoid abatement, legislatures often include a
specific savings clause in the repealing statute. See Bradley, 410 U.S. at 608;
Mortera-Cruz v. Gonzales, 409 F.3d 246, 252 (5th Cir. 2005) (defining a savings
clause as a “statutory provision exempting from coverage something that would
otherwise be included”) (citation omitted). The savings clause’s language
dictates its scope, requiring courts to construe the statute and determine its effect
on pending prosecutions. See, e.g., Commonwealth v. Anglo, 1999 MP 6 ¶ 11
(construing clause stating “[r]epealers contained in this Act shall not affect any
proceeding instituted under or pursuant to prior law” to require application of
previously effective law) (citation omitted).
¶ 18 Here, Public Law 17-1 expressly sought to “repeal certain sections of the
Commonwealth Code dealing with immigration functions,” including 3 CMC §
4366. PL 17-1; see also Minto, 2011 MP 14 ¶ 9. Because the Act applied
Commonwealth v. Bashar, 2018 MP 11
retroactively to the CNRA’s effective date, its provisions went into effect on
November 28, 2009, prior to Bashar’s plea. Thus, had Public Law 17-1 simply
repealed the Commonwealth’s laws related to immigration without any further
provisions, dismissal of Bashar’s charges would be proper. However, Public Law
17-1 contained a savings clause. We thus review whether Public Law 17-1’s
savings clause had the effect of allowing Bashar’s continued prosecution.
¶ 19 In construing the savings clause, we adhere to our established principles
of statutory interpretation. These principles instruct that we begin with the
statute’s text, interpreting it “according to its plain meaning, so long as that
meaning is clear, unambiguous, and will not lead to a result that is absurd or
defies common sense.” Commonwealth v. Guerrero, 2014 MP 15 ¶ 21 (citation
omitted). If the text does not provide a clear answer, we turn to legislative history
and purpose. Id. The text of the savings clause provides:
This Act and any repealer contained herein shall not be construed
as affecting any existing right acquired under contract or acquired
under statutes repealed or under any rule, regulation or order
adopted under the statutes. Repealers contained in this Act shall not
affect any proceeding instituted under or pursuant to prior law. The
enactment of the Act shall not have the effect of terminating, or in
any way modifying, any liability, civil or criminal, which shall
already be in existence on the date this Act becomes effective.
PL 17-1, § 11 (emphasis added). We need not go beyond the text. Notably, the
clause’s second sentence protects “proceeding[s] instituted under or pursuant to
prior law.” Id. Black’s Law Dictionary defines a “proceeding” as “the regular
and orderly progression of a lawsuit, including all acts and events between the
time of commencement and the entry of judgment.” Miller-El v. Cockrell, 537
U.S. 322, 355 (2003) (Thomas, J., dissenting) (quoting Black's Law Dictionary
1221 (7th ed. 1999)). It follows that the savings clause’s second sentence
unambiguously protects lawsuits commenced under the prior law. Because
Bashar’s prosecution was commenced in March of 2009—prior to the November
2009 repeal—the savings clause plainly protects his lawsuit from abatement.
¶ 20 As such, so long as Commonwealth law remained applicable to Bashar’s
prosecution, Public Law 17-1’s savings clause would operate to preserve his plea
notwithstanding the repeal of 3 CMC § 4366. Such a result, however, would
require local law to remain valid in the Commonwealth despite the CNRA’s
enactment. We thus turn to the applicability of the CNRA and its effect on local
law.
2. Preemption & Retroactivity
¶ 21 Bashar next contends his plea, conviction, and sentence are unauthorized
under the federal preemption doctrine. He claims that in federalizing control over
immigration matters, the Commonwealth lost jurisdiction over prosecution of his
charges. Bashar further argues that reliance on Minto is misplaced. Specifically,
he claims that Minto is factually distinguishable in that, because the judgment
Commonwealth v. Bashar, 2018 MP 11
against the defendant was entered over a year before the CNRA’s effective date,
applying the CNRA to the defendant in Minto required determining that the Act
applies retroactively. Because Bashar had not been convicted when the CNRA
took effect, he posits that for the Act to apply to his prosecution we need only
find that the CNRA became law on its effective date, rather than applying
retroactively.
¶ 22 In general, the power to preempt state law is established through the
Supremacy Clause. See U.S. CONST. art. VI, cl. 2 (“This Constitution, and the
Laws of the United States which shall be made in Pursuance thereof; and all
Treaties made, or which shall be made, under the Authority of the United States,
shall be the supreme Law of the Land . . . .”) In the Commonwealth, however,
only federal laws applicable through the Covenant have effect. See In re
Pangelinan, 2008 MP 12 ¶ 51 (“Federal laws are supreme, but only ‘applicable’
federal laws have any affect in the NMI and the Covenant is co-equal with
them.”). Section 503 of the Covenant identifies federal laws that will apply to the
Commonwealth “in the manner and to the extent made applicable to them by the
Congress by law,” and includes “the immigration and naturalization laws of the
United States.”7 Therefore, although the Supremacy Clause is not applicable to
the Commonwealth as it is to the several states, “the imposition of the federal
immigration laws [on the Commonwealth] is expressly within Congress’s power
under the Covenant.” Commonwealth v. United States, 670 F. Supp. 2d 65, 82
(D.D.C. 2009) (citation omitted).
¶ 23 In passing the CNRA, Congress exercised this power, expressing its intent
to prescribe federal immigration law to the Commonwealth. See Consolidated
Natural Resources Act of 2008, Pub. L. No. 110-229, 122 Stat. 754 (2008)
(describing the CNRA as an Act “to implement further the Act approving the
Covenant to Establish a Commonwealth of the Northern Mariana Islands in
Political Union with the United States of America”). For example, in its
Statement of Congressional Intent, Congress stated: “it is the intention of the
Congress . . . to ensure that . . . national security and homeland security issues
are properly addressed, by extending the immigration laws . . . to apply to the
[Commonwealth].” Id. § 701(a), 122 Stat. at 853. And as to the CNRA’s effect
on other laws, Congress indicated that “[t]he provisions of this section and of the
immigration laws . . . shall, on the transition program effective date, supersede
and replace all laws, provisions, or programs of the Commonwealth relating to
the admission of aliens and the removal of aliens from the Commonwealth.” Id.
§ 702(f), 122 Stat. at 860.
¶ 24 “Express preemption occurs when Congress has manifested its intent to
preempt state law explicitly in the language of the statute.” Cliff v. Payco Gen.
Am. Credits, Inc., 363 F.3d 1113, 1122 (11th Cir. 2004); see, e.g., Bruesewitz v.
7
The Covenant defines the political relationship between the Commonwealth and the
United States. Covenant to Establish a Commonwealth of the Northern Mariana Islands
in Political Union with the United States of America, 48 U.S.C. § 1801 note.
Commonwealth v. Bashar, 2018 MP 11
Wyeth Inc., 561 F.3d 233, 242 (3d Cir. 2009) (categorizing “[n]o State may
establish or enforce a law which prohibits an individual from bringing a civil
action against a vaccine manufacturer for damages for a vaccine-related injury or
death if such civil action is not barred by this part” as an express preemption
provision); Chae v. SLM Corp., 593 F.3d 936, 942 (9th Cir. 2010) (categorizing
“[l]oans made, insured, or guaranteed pursuant to a program authorized by Title
IV of the Higher Education Act . . . shall not be subject to any disclosure
requirements of any State law” as an express preemption provision). Following
such reasoning, various courts have recognized the CNRA’s preemption of
Commonwealth immigration law. See, e.g., Minto, 2011 MP 14 ¶ 16
(acknowledging that “Commonwealth immigration law was preempted by
CNRA”); Commonwealth, 670 F. Supp. 2d at 78 (“There is no dispute that the
CNRA takes away from the CNMI control over immigration matters and
federalizes control over such matters, and thereby effectively preempts the
CNMI’s local immigration laws.”); cf. Mtoched v. Lynch, 786 F.3d 1210, 1214
(9th Cir. 2015), cert. denied, 136 S. Ct. 837 (2016) (citation omitted) (“Congress
was authorized to enact the challenged provisions of the CNRA by the plain and
unambiguous terms of Section 503 of the Covenant.”). In reviewing the
aforementioned provisions, we agree.
¶ 25 Albeit not stemming from the Supremacy Clause, Congress’s language
within the CNRA expressly indicated its intent to preempt the Commonwealth’s
immigration laws. As a result of the CNRA’s express preemption of local law,
the Act acted to repeal both 3 CMC § 4366 and Public Law 17-1. Because the
CNRA repealed Public Law 17-1, that law’s savings clause had no effect on
whether the Commonwealth continued to have jurisdiction over Bashar’s
prosecution. It follows that although Bashar is correct regarding the CNRA’s
preemption of Commonwealth immigration law, the proper determination as to
which law applied to Bashar’s prosecution after November 28, 2009 does not
involve Public Law 17-1’s savings clause. Rather, our determination requires an
examination of whether Congress intended the CNRA to apply retroactively.
¶ 26 A retroactive law is a “legislative act that looks backward or contemplates
the past, affecting acts or facts that existed before the law came into effect.”
Black’s Law Dictionary 1343 (8th ed. 2004). “[T]he first rule of [statutory]
construction is that legislation must be considered as addressed to the future, not
to the past . . . .” Minto, 2011 MP 14 ¶ 19 (citation omitted). Stated differently,
there is a longstanding presumption in American law against retroactive
legislation. Vartelas v. Holder, 566 U.S. 257, 266 (2012). The presumption
against retroactive legislation arises in a case that “implicates a federal statute
enacted after the events in suit . . . .” Landgraf v. USI Film Prods., 511 U.S. 244,
280 (1994). In Landgraf v. USI Film Products, the United States Supreme Court
established a two-step test for determining whether a statute has an impermissible
retroactive effect. Id.
¶ 27 In Landraf, the Supreme Court was tasked with deciding whether Section
102 of the Civil Rights Act of 1991, which created a “right to recover
Commonwealth v. Bashar, 2018 MP 11
compensatory and punitive damages for certain violations of Title VII of the
Civil Rights Act of 1964,” should apply to a case pending on appeal. Id. at 247.
The Court reviewed whether Section 102 “applies to cases pending when it
became law”—whether the court “should have applied the law in effect at the
time the discriminatory conduct occurred,” or the law in effect at the time of its
1992 decision. Id. at 250. It instructed that a “court’s first task is to determine
whether Congress has expressly prescribed the statute’s proper reach.” Id. at 280.
If Congress has spoken, the inquiry ends. Id. If, however, “the statute contains
no such express command, the court must determine whether the new statute
would have retroactive effect, i.e., whether it would impair rights a party
possessed when he acted, increase a party’s liability for past conduct, or impose
new duties . . . .” Id. If so, the presumption against retroactive application applies
and the statute does not govern absent clear congressional intent. Id. Applying
such an analysis, the Court found the statute’s language itself unhelpful. Id. at
257 (“A statement that a statute will become effective on a certain date does not
even arguably suggest that it has any application to conduct that occurred at an
earlier date.”). Turning to whether the Act would have retroactive effect, it found
that the right to recover certain compensatory and punitive damages imposed a
new disability, or legal burden, on the defendant. Id. at 282–83. Unable to find
clear congressional intent as to retroactive application, the Supreme Court found
it proper to apply the law in effect when the discriminatory conduct occurred. Id.
at 286.
¶ 28 Applying Landgraf’s imperative to the CNRA’s application to Bashar, we
first review whether the CNRA’s temporal reach was expressly prescribed. Such
a question was determined by the Ninth Circuit in Mtoched, finding the CNRA
“did not express a clear intent to make the legislation retroactive.” 786 F.3d at
1215; see also Minto, 2011 MP 14 ¶ 19 (“Minto points to no ‘unequivocal and
inflexible import of the terms [of CNRA] and the manifest intention of the
[United States Congress], to suggest CNRA had retroactive effect. . . . CNRA
was not retroactive.”). Our own review warrants the same result; no language as
to the CNRA’s proper reach was included in the Act. We thus turn to Landgraf’s
second, more nuanced, consideration.
¶ 29 Determining whether the CNRA increased Bashar’s liability for his past
conduct or imposed new duties on him “demands a commonsense, functional
judgment about ‘whether the new provision attaches new legal consequences to
events completed before its enactment.’” INS v. St. Cyr, 533 U.S. 289, 321 (2001)
(citation omitted). Courts have found the enforcement of various statutes to
attach new legal consequences, subsequently instructing against those statutes’
retroactive application. See, e.g., Vartelas v. Holder, 566 U.S. 257, 275 (2012)
(finding application of prohibition from entering United States for permanent
residents with felonies enacted after defendant’s plea impermissibly retroactive);
Ventura v. Sessions, 907 F.3d 306, 315 (5th Cir. 2018) (finding federal
inadmissibility proceeding after addition of drug to federal schedule defendant
was previously charged with possessing impermissibly retroactive). But where a
defendant claimed that less discretion under federal law as to pursuing removal
Commonwealth v. Bashar, 2018 MP 11
than what was previously provided under state law constituted a new legal
consequence, the argument was rejected. See Mtoched, 786 F.3d at 1215.
¶ 30 Pursuant to the CNRA, Bashar would be subject to 8 USCS § 1325(c), the
federal statute prohibiting marriage fraud. It provides: “[a]ny individual who
knowingly enters into a marriage for the purpose of evading any provision of the
immigration laws shall be imprisoned for not more than 5 years, or fined not
more than $ 250,000, or both.” 8 USCS § 1325(c). In contrast, Commonwealth
law made marriage fraud “punishable by not more than five (5) years
imprisonment or fined not more than $2,000.00, or both . . . .” 3 CMC § 4366(b)
(repealed). Plainly, subjecting Bashar to federal prosecution would increase his
liability for past conduct, subjecting him to a new disability. Like the potential
for increase in compensatory and punitive damages in Landgraf, application of
the CNRA to Bashar would subject him to liability of up to $250,000 for his
conduct—far above the $2,000 fine prescribed by Commonwealth law.
Application of the CNRA to Bashar would therefore have an impermissible
retroactive effect. And, given that we find no clear congressional intent as to the
retroactive application of the federal immigration laws, use of Commonwealth
law in Bashar’s prosecution was proper.
¶ 31 Furthermore, even though we do not agree with the trial court’s reasoning
in denying Bashar’s Rule 32(d) motion to withdraw his plea—in fact, we
explicitly disclaim its propriety—the decision to uphold the application of local
law to Bashar’s prosecution was proper. Because we conclude that the
application of Commonwealth immigration law was proper, Bashar failed to
demonstrate manifest injustice. We thus conclude that the court did not abuse its
discretion in denying Bashar’s motion to withdraw his plea.
C. Ineffective Assistance
¶ 32 Finally, we consider Bashar’s claim that he was provided with ineffective
assistance of counsel based on Arriola’s failure to inform him of the repeal of 3
CMC § 4366. “To prevail on an ineffective assistance claim, Bashar must
establish two prongs: (1) deficient representation by counsel, and (2) prejudice
resulting from counsel’s deficient performance.” Bashar, 2015 MP 4 ¶ 12. In
evaluating whether representation was deficient, we review whether counsel’s
performance was reasonable, or within the range of competence demanded of a
criminal defense attorney “according to the facts of the particular case . . . .”
Commonwealth v. Taivero, 2009 MP 10 ¶ 10 (citation omitted). Counsel has no
duty to make or inform their client of a frivolous argument. See United States v.
Rezin, 322 F.3d 443, 446 (7th Cir. 2003). Given that application of the CNRA to
Bashar would be impermissibly retroactive, the repeal of 3 CMC § 4366 is
inconsequential to Bashar’s case. Arriola’s failure to inform the court or Bashar
of such events is therefore also inconsequential, as it is reasonable not to assert
an inaccurate argument. Because Bashar fails to show deficient representation by
Commonwealth v. Bashar, 2018 MP 11
Arriola, we reject his ineffective assistance claim.8
V. CONCLUSION
¶ 33 For the foregoing reasons, we AFFIRM Bashar’s conviction.
SO ORDERED this 5th day of December, 2018.
/s/
ALEXANDRO C. CASTRO
Chief Justice
/s/
JOHN A. MANGLOÑA
Associate Justice
/s/
PERRY B. INOS
Associate Justice
8
We reject Bashar’s claim as to Arriola’s ineffective assistance but write further as to
Bashar’s current counsel. Bashar’s counsel argued Arriola “was ineffective because he
failed to advise Bashar that [3 CMC § 4366] had been repealed before Bashar entered
his plea . . . [Arriola] should have known that the statute in question had been repealed
and should have motioned for a dismissal.” App. Br. 9. Despite counsel’s argument,
her appeal in Bashar I was similarly void of a discussion of the repeal of 3 CMC § 4366
and enactment of the CNRA. Both counsels failed to “discover” the change despite its
occurrence well before either assumed representation of Bashar.