In Re Grand Jury Subpoenas to the Office of the New York State Attorney General
CourtCourt of Appeals for the Second Circuit
Date FiledAugust 21, 2026
Docket26-156
StatusPublished
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Full Opinion
26-156
In re Grand Jury Subpoenas to the Office of the New York State Attorney General
In the
United States Court of Appeals
For the Second Circuit
August Term, 2025
No. 26-156
IN RE GRAND JURY SUBPOENAS TO THE OFFICE OF THE NEW YORK STATE ATTORNEY
GENERAL.
OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL,
Petitioner-Appellee,
v.
UNITED STATES OF AMERICA,
Respondent-Appellant.
On Appeal from a Judgment of the United States District Court
for the Northern District of New York.
ARGUED: MAY 4, 2026
DECIDED: AUGUST 21, 2026
Before: CALABRESI, PARK, and KAHN, Circuit Judges.
This case concerns whether John A. Sarcone III validly served as, and
lawfully exercised the duties of, the Acting U.S. Attorney for the Northern District
of New York. We hold that he did not.
The Appointments Clause of the Constitution requires that “Officers of the
United States” be nominated by the President and confirmed by the Senate. When
a Senate-confirmed U.S. Attorney leaves office, the Federal Vacancies Reform Act
of 1998 (“FVRA”) specifies who may perform the office’s duties in an acting
capacity, and for how long. The Government maintains that Sarcone lawfully
served as the Acting U.S. Attorney because he was designated First Assistant to
the U.S. Attorney after the Senate-confirmed U.S. Attorney left office and thereby
automatically became the acting officer under the FVRA. Pursuant to that
authority, Sarcone obtained two grand jury subpoenas directed at the New York
Office of the Attorney General (“NYOAG”) in connection with its investigations
into the National Rifle Association and Donald J. Trump for financial misconduct.
The Government contends that, even if Sarcone was not the acting officer, the
Attorney General’s delegation of all the office’s duties to him provided an
independent source of authority. NYOAG moved to quash the subpoenas.
The United States District Court for the Northern District of New York
(Schofield, J., sitting by designation) granted that motion, holding that Sarcone
lacked authority to obtain the subpoenas either as Acting U.S. Attorney or through
authority delegated by the Attorney General. The court further disqualified
Sarcone from future involvement in the underlying investigations.
We hold that Sarcone was not serving as Acting U.S. Attorney when he
obtained the subpoenas because the FVRA permits only a First Assistant already
in place when the vacancy arises to become the acting officer automatically. We
further hold that the general delegation to Sarcone of all the duties of the U.S.
Attorney’s office was an unlawful use of general delegation authority to
circumvent the FVRA’s exclusivity provision. Because Sarcone lacked authority
to obtain the subpoenas on either theory, we AFFIRM the district court’s order
quashing them. And because the government on appeal did not provide any
argument as to why the district court erred in disqualifying Sarcone from future
involvement in the underlying investigations, we treat the issue as forfeited and
AFFIRM the order below.
Judge Park dissents in a separate opinion.
DONALD B. VERRILLI, JR., Munger, Tolles & Olson LLP,
Washington, DC; with Hailyn J. Chen & Victoria A.
Degtyareva, Munger, Tolles & Olson LLP, Los Angeles,
CA; Barbara D. Underwood, Solicitor General (Kumiki
2
Gibson & Michael Jaffe, on the brief), Office of the New
York State Attorney General, New York, NY, for
Petitioner-Appellee.
HENRY C. WHITAKER, Counselor to the Attorney
General (Rajit S. Dosanjh, Assistant United States
Attorney, on the brief), for Todd Blanche, Acting
Attorney General, for Respondent-Appellant.
CALABRESI, Circuit Judge:
This case concerns whether John A. Sarcone III validly served as, and
lawfully exercised the powers of, the Acting U.S. Attorney for the Northern
District of New York. We hold that he did not.
The Appointments Clause of the Constitution requires that “Officers of the
United States” be nominated by the President and confirmed by the Senate. When
a Senate-confirmed U.S. Attorney leaves office, the Federal Vacancies Reform Act
of 1998 (“FVRA”) specifies who may perform the office’s duties in an acting
capacity, and for how long. The Government maintains that Sarcone lawfully
served as the Acting U.S. Attorney because he was designated First Assistant to
the U.S. Attorney (“FAUSA”) after the Senate-confirmed U.S. Attorney left office
and thereby automatically became the acting officer under the FVRA. Pursuant to
that authority, Sarcone obtained two grand jury subpoenas directed at the New
York Office of the Attorney General (“NYOAG”) in connection with its
investigations into the National Rifle Association and Donald J. Trump for
financial misconduct. The Government contends that, even if Sarcone was not the
acting officer, the Attorney General’s delegation of all the office’s duties to him
3
provided an independent source of authority. NYOAG moved to quash the
subpoenas.
The United States District Court for the Northern District of New York
(Schofield, J., sitting by designation) granted that motion, holding that Sarcone
lacked authority to obtain the subpoenas either as Acting U.S. Attorney or through
authority delegated by the Attorney General. The court further disqualified
Sarcone from future involvement in the underlying investigations.
We hold that Sarcone was not serving as Acting U.S. Attorney when he
obtained the subpoenas because the FVRA permits only a First Assistant already
in place when the vacancy arises to become the acting officer automatically. We
further hold that the general delegation to Sarcone of all the duties of the U.S.
Attorney’s office was an unlawful use of general delegation authority to
circumvent the FVRA’s exclusivity provision. Because Sarcone lacked authority
to obtain the subpoenas on either theory, we AFFIRM the district court’s order
quashing them. And because the government on appeal did not provide any
argument as to why the district court erred in disqualifying Sarcone from future
involvement in the underlying investigations, we treat the issue as forfeited and
AFFIRM the order below.
I. Background
A. Legal Framework
The Constitution prescribes distinct and important roles for the Executive
and Legislative branches of government in the appointment of “Officers of the
4
United States.” Generally, such officers must be nominated by the President and
confirmed by the Senate under the Appointments Clause:
[The President] shall nominate, and by and with the Advice and
Consent of the Senate, shall appoint . . . Officers of the United States,
whose Appointments are not herein otherwise provided for, and
which shall be established by Law: but the Congress may by Law vest
the Appointment of such inferior Officers, as they think proper, in the
President alone, in the Courts of Law, or in the Heads of Departments.
U.S. Const. art. II, § 2, cl. 2. Known as “PAS” offices, approximately 1,000
Executive Branch positions require presidential nomination and Senate
confirmation. Congress includes U.S. Attorneys among those offices subject to the
PAS process. 28 U.S.C. § 541(a).
The Appointments Clause is more than a mere formality. “[I]t is among the
significant structural safeguards of the constitutional scheme.” Edmond v. United
States, 520 U.S. 651, 659 (1997). At the Founding, “‘the power of appointment to
offices’ was deemed ‘the most insidious and powerful weapon of eighteenth
century despotism.’” Freytag v. Commissioner, 501 U.S. 868, 883 (1991) (quoting
Gordon S. Wood, The Creation of the American Republic 1776-1787, at 79 (1969)). By
subjecting the President’s nominees to Senate confirmation, the Framers
envisioned a critical role for the legislature in ensuring that those who fill PAS
roles possess the qualifications and character befitting of the office. As Alexander
Hamilton wrote in the Federalist Papers, the Appointments Clause serves as an
“excellent check upon a spirit of favoritism in the President.” The Federalist No.
76 (Alexander Hamilton). Otherwise, an Executive with a unilateral appointment
5
power “would be governed much more by his private inclinations” than he would
if his nominees required Senate approval. Id.
While the PAS process is the “default manner of appointment,” the
Constitution affords Congress the flexibility to establish alternative means of
appointment for inferior officers. United States v. Arthrex, Inc., 594 U.S. 1, 12 (2021)
(quoting Edmond, 520 U.S. at 660). Recognizing that the PAS process can take time
and that vacancies occasionally arise, Congress set out certain fixed means by
which PAS offices may be filled for a “limited time, and under special and
temporary conditions,” until the Senate confirms a presidentially appointed
nominee. United States v. Eaton, 169 U.S. 331, 343 (1898).
With respect to U.S. Attorneys, two different statutes enable an official
temporarily to perform the role. The first is the FVRA, 5 U.S.C. § 3345 et seq., which
applies to all PAS offices across the Executive branch. When a PAS officer “dies,
resigns, or is otherwise unable to perform the functions and duties of the office,”
the FVRA identifies three categories of individuals who may fill the office on an
acting basis. 5 U.S.C. § 3345(a). First, “the first assistant to the office of such officer
shall perform the functions and duties of the office temporarily in an acting
capacity.” 5 U.S.C. § 3345(a)(1). Under this provision, First Assistants
“automatically assume acting duties” without any action required by the
Executive. NLRB v. SW Gen., Inc., 580 U.S. 288, 305 (2017). In this regard, (a)(1) is
the FVRA’s “default rule.” Id. at 293.
Second, the President may temporarily fill the position with a Senate-
confirmed official who is already serving in a different PAS office. 5 U.S.C.
6
§ 3345(a)(2). And third, the President may temporarily assign someone within the
agency to the acting role if that individual satisfies certain seniority and experience
criteria. Id. § 3345(a)(3). Eligible individuals within all three of these categories
are limited to serving for “no longer than 210 days beginning on the date the
vacancy occurs,” or, subject to certain requirements, while a nomination is
pending. Id. § 3346(a).
The FVRA is “the exclusive means for temporarily authorizing an acting
official to perform the functions and duties of” a PAS office. Id. § 3347(a). In
making the FVRA exclusive, Congress sought to prevent overreliance on acting
officials, which it viewed as a “threat to the Senate’s advice and consent power.”
SW Gen., 580 U.S. at 293-95. The statute’s exceptions are narrow. A separate
“statutory provision” governs only if it “expressly . . . authorizes the President, a
court, or the head of an Executive department, to designate an officer or employee
to perform the functions and duties of a specified office temporarily in an acting
capacity.” Id. § 3347(a)(1)(A) (emphasis added). And a statute vesting an agency
head with “general authority . . . to delegate duties” does not qualify. Id. § 3347(b).
For U.S. Attorneys, an additional statute offers a mechanism for temporary
appointments consistent with the FVRA’s exclusivity provision. 28 U.S.C. § 546
provides that when an “office of United States attorney is vacant,” the Attorney
General may appoint an Interim U.S. Attorney for no more than 120 days,
provided that the Senate had not previously refused to confirm that individual. 28
U.S.C. § 546(a)-(c). If the 120-day period lapses, “the district court for such
district” is authorized to “appoint a United States attorney to serve until the
7
vacancy is filled.” Id. § 546(d). These two statutory provisions, the FVRA and
§ 546, are the only means by which U.S. Attorney’s offices may be filled on a
temporary basis. Otherwise, the President must obtain for his nominee the advice
and consent of the Senate.
B. Sarcone’s Appointment
On February 17, 2025, the Senate-confirmed U.S. Attorney for the Northern
District of New York, Carla B. Freedman, left office. Under the FVRA, the then-
FAUSA for the district, Daniel Hanlon, automatically became Acting U.S.
Attorney. On February 28, the Attorney General appointed John A. Sarcone III as
Interim U.S. Attorney under 28 U.S.C. § 546, effective March 17, replacing Hanlon
as the temporary head of the office.
Sarcone’s interim term expired 120 days later on July 14. That day, the
Northern District’s Board of Judges declined to exercise its authority under 28
U.S.C. § 546(d) to appoint a U.S. Attorney for the district, leaving the office vacant.
The Department of Justice then took a series of personnel actions within the
district. First, it reassigned Daniel Hanlon from FAUSA to Deputy U.S. Attorney,
creating a vacancy in the FAUSA role. Second, it appointed Sarcone to the now-
vacant FAUSA position, stating that the “[r]eason” for the “[t]emporary
[a]ppointment” was to “[s]erv[e] as Acting U.S. Attorney for a 210-day period.”
App’x 2090-92. Third, it designated Sarcone a Special Attorney under 28 U.S.C.
§ 515, a position traditionally used for cross-district prosecutions or specific high-
profile investigations rather than district-wide responsibilities. The designation
letter purported to vest Sarcone with authority “to conduct in the Northern District
8
of New York, any kind of legal proceedings, civil or criminal, including Grand
Jury proceedings, . . . which United States Attorneys are authorized to conduct”
for an “indefinite” period. App’x 2087. Based on these appointments as FAUSA
and Special Attorney, Sarcone represented to the Chief Judge of the Northern
District that, “by operation of law under the [FVRA],” he was “now serving as
Acting United States Attorney for the Northern District of New York indefinitely.”
App’x 2086.
C. The Grand Jury Subpoenas
The subpoenas in this case sought information relating to two enforcement
actions brought by NYOAG, which New York Attorney General Letitia James has
led since 2018. First, in August 2020, NYOAG sued the National Rifle Association
(“NRA”), a nonprofit incorporated in New York, along with its senior executives.
See People v. National Rifle Ass’n, Index No. 451625/2020 (N.Y. Sup. Ct.). NYOAG
alleged that the NRA mishandled its assets and misappropriated charitable funds
for personal use. A jury returned a verdict against the NRA and its executives,
and New York courts have upheld the verdict. See People v. National Rifle Ass’n,
171 N.Y.S.3d 782, 786-87 (N.Y. Sup. Ct. 2022); People v. National Rifle Ass’n, 203
N.Y.S.3d 255, 261-62 (N.Y. App. Div. 2023).
Second, in September 2022, NYOAG sued Donald J. Trump and his
associates for financial fraud, based on conduct in his personal capacity as a New
York business owner. See People v. Trump, Index No. 452564/2022 (N.Y. Sup. Ct.).
NYOAG alleged that they inflated the value of Trump’s assets by as much as $2.2
billion a year. The trial court found the defendants liable, and both state and
9
federal courts have upheld that determination. See, e.g., Trump v. James, 2022 WL
1718951 (N.D.N.Y. 2022); People v. Trump Org., Inc., 38 N.Y.3d 1053, 1054 (N.Y.
2022).
On August 5, 2025, NYOAG was served with two grand jury subpoenas.
App’x 68-74. They demanded production of “[a]ny and all documents relating to”
or “reflecting communications about” NYOAG’s NRA and Trump cases. Id. at 70,
74. The subpoenas were obtained by Sarcone, who identified himself as the
“Acting United States Attorney.” Id. at 68, 72. They referenced neither his “Special
Attorney” nor his “First Assistant” title and named no prosecutor other than
Sarcone. Yet by the time the subpoenas were served on NYOAG, Sarcone’s 120-
day term as Interim U.S. Attorney under § 546 had already expired.
D. Procedural History
On August 19, 2025, NYOAG moved to quash the subpoenas. It argued that
the subpoenas were issued in retaliation and with an intent to harass Letitia James
and NYOAG; were unreasonable intrusions on New York’s sovereignty; infringed
on NYOAG’s First Amendment rights; were overbroad and unduly burdensome;
sought privileged information; and were invalid because Sarcone was not lawfully
serving as Acting U.S. Attorney when he obtained them.
The Government opposed the motion on every ground. As relevant here, it
asserted that Sarcone was validly serving as Acting U.S. Attorney because he had
been appointed FAUSA while the U.S. Attorney position was vacant and was
thereby automatically elevated to the office under the FVRA. And regardless of
his title under the FVRA, the Government maintained, the Attorney General’s
10
delegation to Sarcone of all the duties of U.S. Attorney as Special Attorney and
FAUSA independently authorized him to obtain the subpoenas.
The Northern District judges recused themselves from deciding the motion,
having declined to appoint a U.S. Attorney when Sarcone’s 120-day term as
Interim U.S. Attorney expired. The Chief Judge of this Court designated Judge
Schofield of the Southern District of New York to decide the motion. On January
8, 2026, the district court quashed the subpoenas, finding that Sarcone “was not
lawfully serving as Acting U.S. Attorney when the subpoenas were issued.” In re
Grand Jury Subpoenas to Off. of N.Y. State Att’y Gen., 814 F. Supp. 3d 284, 288
(N.D.N.Y. 2026). The district court held that only a FAUSA serving when the
vacancy arises is eligible to assume the role of Acting U.S. Attorney under the
FVRA’s automatic-succession provision. See id. Because Sarcone was named
FAUSA after the U.S. Attorney’s office was already vacant, the FVRA’s automatic-
succession provision did not apply. Id.
The district court also rejected the Government’s alternative argument that
Sarcone could obtain the subpoenas through his delegated authority as Special
Attorney and FAUSA under §§ 510 and 515. The delegation to Sarcone, the district
court concluded, was an improper “attempt to use general delegation to create an
Acting U.S. Attorney outside the FVRA’s statutory framework,” in violation of the
FVRA’s exclusivity provision, 5 U.S.C. § 3347(a). Id. at 297-98. The district court
accordingly invalidated the subpoenas under Federal Rule of Criminal Procedure
17. It also disqualified Sarcone from “any further involvement in prosecuting or
supervising the criminal investigations that prompted the subpoenas.” Id. at 298.
11
The district court did not address any of NYOAG’s other claims in support of its
motion to quash.
The Government timely appealed. It concedes that Sarcone can no longer
serve as Acting U.S. Attorney under the FVRA’s 210-day time limit because his
purported tenure had long since expired. See Respondent-Appellant’s Br. 3 n.1.
As of this decision, the President has not submitted a nominee to the Senate and,
according to the Government, Sarcone continues to serve as the operative head of
the U.S. Attorney’s office. See id.
II. Standard of Review
We review a district court’s decision to quash grand jury subpoenas for
abuse of discretion. United States v. Skelos, 988 F.3d 645, 660 (2d Cir. 2021).
Questions of statutory interpretation are reviewed de novo and factual
determinations are reviewed for clear error. United States v. Freeman, 99 F.4th 125,
127 (2d Cir. 2024); In re Subpoena Issued to Dennis Friedman, 350 F.3d 65, 68-69 (2d
Cir. 2003). Decisions to disqualify an attorney, including a prosecutor, are
reviewed for abuse of discretion. See United States v. Jones, 381 F.3d 114, 119 (2d
Cir. 2004); United States v. Badalamenti, 794 F.2d 821, 828 (2d Cir. 1986).
III. Discussion
The Government asserts that the district court erred in quashing the
subpoenas and disqualifying Sarcone. Specifically, it says that Sarcone was validly
serving as Acting U.S. Attorney under the FVRA when he obtained the grand jury
subpoenas, and, in any event, he had sufficient authority as FAUSA and Special
Attorney. For the reasons discussed below, we disagree.
12
A. Mootness
Before reaching the merits, we must first consider whether this appeal is
moot. On March 9, 2026, the grand jury that issued the subpoenas was discharged.
Respondent-Appellant’s Rule 28(j) Letter, In re Grand Jury Subpoenas to the Off. of
the N.Y. State Att’y Gen. v. United States, No. 26-156 (2d. Cir.), ECF No. 87. In this
Circuit, grand jury subpoenas become unenforceable upon the discharge of the
issuing grand jury. In re Grand Jury Proceedings, 971 F.3d 40, 50 (2d Cir. 2020).
NYOAG is thus no longer subject to the subpoenas, as both parties agree. But the
subpoenas’ unenforceability “does not render [the] motion to quash moot.” Id. at
53. We retain “jurisdiction to review the issues raised” because, given the limited
duration for which a grand jury sits, “this dispute is ‘capable of repetition, yet
evading review.’” Id. (citing United States v. Juvenile Male, 564 U.S. 932, 938 (2011)).
The appeal remains live for a second reason as well: the district court also
disqualified Sarcone “from any further involvement in prosecuting or supervising
the instant investigations, regardless of his title.” In re Grand Jury Subpoenas, 814
F. Supp. 3d at 300. That prospective disqualification was based on Sarcone’s
alleged improper appointment and is a “live dispute” on which the Government
can obtain “effectual relief” by prevailing on appeal. Council for Responsible
Nutrition v. James, 159 F.4th 155, 162 (2d Cir. 2025). This case is therefore not moot.
B. Sarcone’s Appointment as Acting U.S. Attorney Under the FVRA
The Government’s front-line argument is that the grand jury subpoenas
were valid because Sarcone lawfully obtained them in his capacity as the Acting
U.S. Attorney. Both parties agree that the U.S. Attorney for the Northern District
13
is a PAS office subject to the FVRA, and that the office is vacant. The last Senate-
confirmed U.S. Attorney departed on February 17, 2025, shortly after President
Trump took office. Pursuant to 28 U.S.C. § 546, the Attorney General appointed
Sarcone as Interim U.S. Attorney, effective March 17, 2025. Once Sarcone’s 120-
day term as Interim U.S. Attorney expired, he was then designated as the new
FAUSA and as a Special Attorney, effective July 15, 2025. Because the U.S.
Attorney’s office was vacant at the time that Sarcone became FAUSA, the
Government contends that he automatically became Acting U.S. Attorney by
operation of the FVRA’s automatic-succession provision, 5 U.S.C. § 3345(a)(1). We
disagree. The FVRA makes clear that the automatic-succession provision applies
only to the person serving as First Assistant at the time the vacancy arises. Because
Sarcone was not the FAUSA when the previous U.S. Attorney left office and
created the vacancy, § 3345(a)(1) did not apply.
1. Statutory Language and Structure
Through paragraphs (a)(1), (a)(2), and (a)(3) of § 3345, Congress delimited
the three means by which a PAS vacancy may temporarily be filled under the
FVRA. Paragraph (a)(1)’s designation of the First Assistant as the acting official is
the FVRA’s default provision, operating automatically upon the vacancy of the
PAS office. That automaticity is critical: it ensures continuity in the PAS office
without requiring the President or agency head to take any action at all. But
Congress also knew that (a)(1) would sometimes fail to supply a qualified
successor, such as when no First Assistant is in place, or when the President might
prefer to select someone other than the default designee. Accordingly, Congress
14
defined in paragraphs (a)(2) and (a)(3) a limited pool of officials from which the
President could choose. These officials must either be Senate-confirmed officers
serving in a different PAS office, 5 U.S.C. § 3345(a)(2), or possess sufficient agency
expertise and experience for the role, id. § 3345(a)(3).
In short, if the President wishes to deviate from the default, the new person
must be sufficiently qualified. A statutory scheme providing for automatic
succession to ensure continuity, paired with presidential flexibility within certain
limits, makes good sense. See Biden v. Nebraska, 600 U.S. 477, 512 (2023) (Barrett, J.,
concurring) (“Context also includes common sense.”). This approach reflects a
prudent way for Congress to safeguard its Appointments Clause power while
affording some degree of Executive discretion during temporary vacancies.
Reading (a)(1) to encompass First Assistants who are designated after the
vacancy arises would turn the FVRA’s common-sense framework on its head.
Under that reading, the President could install virtually anyone as the acting
officer simply by naming that person First Assistant, regardless of whether they
possessed any of the qualifications Congress required for the Executive to depart
from the default.
Sidestepping (a)(2) and (a)(3) in this way also would invert the statute’s
internal logic. Congress made (a)(1) automatic precisely because it requires no
fresh exercise of judgment: the First Assistant had already been vetted and
installed before any vacancy arose, for reasons having nothing to do with filling
the vacant office. Designating a First Assistant after the vacancy is not automatic
succession at all; it is a deliberate and discretionary choice made without any of
15
the criteria Congress enacted to govern such deliberate choices under (a)(2) and
(a)(3). The Government would thus convert the FVRA’s one non-discretionary
path into its most discretionary one, untethered by any qualification requirements.
The incentives such a scheme would create run exactly backward. An
Executive who wanted an unqualified loyalist in an acting role would have no
reason to use (a)(2) and (a)(3), which demand Senate confirmation or substantial
agency tenure. He would instead route every acting appointment through (a)(1),
which demands nothing. The Government’s reading thus rewards evasion and
penalizes compliance—a strange design for a statute Congress enacted to stop the
Executive from skirting the Vacancies Act, and one that would undermine the
statute’s purpose as “a reclamation of the Congress’s Appointments Clause
power.” SW Gen., Inc. v. NLRB, 796 F.3d 67, 70 (D.C. Cir. 2015), aff’d, 580 U.S. 288
(2017).
The Government asserts that, even under its reading, (a)(2) and (a)(3) still
serve a function in three narrow situations where (a)(1) is unavailable. First, where
the First Assistant position is itself a PAS office, (a)(1) is unavailable because the
First Assistant cannot be appointed without Senate confirmation. Second, (a)(1) is
unavailable when the office of an agency head is vacant and the First Assistant
must be appointed by the agency head. And third, (a)(2) and (a)(3) play a role
where the President wishes to keep the current First Assistant in his place and
appoint someone else for the acting role.
16
Even accepting all three hypotheticals as valid—and we are dubious that
they are 1—they do little to advance the Government’s position. First, it would be
anomalous for Congress to have conditioned the extent of the President’s
discretion on the unrelated happenstance of whether the officer’s First Assistant
role happened to be vacant. The most coherent reading of the statutory framework
is that Congress focused on the PAS office itself in determining the President’s
options. Second, the Government does not, and cannot, dispute that its reading
would impose essentially no limits on Executive discretion and hence is the exact
opposite of what § 3345, in both its design and its specific requirements, was
written to accomplish.
Beyond the clear structure of the statutory scheme, § 3345’s plain text also
confirms the incumbency requirement in (a)(1). That provision provides that if a
PAS officer “dies, resigns, or is otherwise unable to perform the functions and
duties of the office,” then “the first assistant to the office of such officer shall
perform the functions and duties of the office in an acting capacity subject to the
time limitations of section 3346.” 5 U.S.C. § 3345(a). The mechanism operates on
a self-executing if-then basis: if the triggering event occurs, then the First Assistant
1 For example, the Government’s third scenario is not really a scenario at all. It posits that
(a)(2) and (a)(3) play a distinct role when the President wishes to leave the incumbent First
Assistant in that position while installing someone else as acting officer. But under the
Government’s own reading of (a)(1), the President would not need (a)(2) or (a)(3) to accomplish
just that. He could momentarily reassign the incumbent First Assistant, designate his preferred
candidate to the now-vacant First Assistant slot, and that candidate would automatically become
Acting U.S. Attorney under (a)(1). The President could then put the original First Assistant back
in place.
17
“shall” automatically become the acting officer. The first two triggers—death and
resignation—are instantaneous events: one is either dead or alive, and in a job or
out of it. Accordingly, the relevant question under the statute is who occupies the
First Assistant role at the instant that the triggering event occurs. A conditional
event anchored to an instantaneous trigger cannot reach forward in time to
encompass a First Assistant appointed after the triggering event has already
passed.
Ordinary usage demonstrates the instantaneous nature of the triggering
language. Take a single, but dramatic, example: if the President dies, the Vice
President “shall become President” automatically. U.S. Const. amend. XXV, § 1.
This provision plainly refers to whoever is Vice President at the moment of death.
Were the Vice Presidency itself vacant, succession would pass to the Speaker of
the House; it would not go to whoever later is made Vice President. 3 U.S.C.
§ 19(a)(1). The Twenty-Fifth Amendment’s automatic-succession mechanism thus
operates precisely as the FVRA does.
The Government advances several textual arguments for a broader reading,
but none persuade. First, the Government points to the statute’s reference to the
“first assistant to the office of such officer” rather than the “first assistant to the
officer,” arguing that this phrasing permits later-appointed First Assistants to
qualify under § 3345(a)(1). That reading asks the phrase “to the office” to bear
more weight than it can; we do not see why that difference of words makes the
slightest difference semantically. The statutory text is consistent with a
straightforward reading of the statute. The First Assistant becomes the acting
18
officer not because of any personal association with the departed officeholder, but
because of his relationship to the newly vacated office.
Second, the Government observes that other provisions of § 3345 contain
“backward-looking language” while (a)(1) does not and asserts that this absence
means (a)(1) does not impose an incumbency requirement. Respondent-
Appellant’s Br. 22. Specifically, the Government notes that (a)(3) conditions the
President’s authority to name acting officials on how long the candidate served in
the agency before the vacancy, while (a)(1) lacks a similar requirement. This
argument misapprehends how the statute operates. Paragraph (a)(1) has no
backward-looking constraint because its focus is on a specific point in time: the
moment the vacancy arises. A First Assistant’s eligibility for automatic succession
under (a)(1) turns solely on whether they occupied that position when the vacancy
arose, not on how long they had served before that moment, or any other
retrospective criteria.
Third, the Government asserts that the catchall phrase following “dies” and
“resigns” — “is otherwise unable to perform the functions and duties of the office”
— necessitates an ongoing state, rather than an instantaneous trigger. But to
discern the phrase’s meaning, “[t]wo general principles are relevant.” Fischer v.
United States, 603 U.S. 480, 487 (2024). First, a term is “given more precise content
by the neighboring words with which it is associated.” United States v. Williams,
553 U.S. 285, 294 (2008). Second, and more specifically, “a general or collective
term at the end of a list of specific items is typically controlled and defined by
reference to those specific items that precede it.” Fischer, 603 U.S. at 481.
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While the isolated phrase “is otherwise unable to perform” could
hypothetically describe an ongoing state rather than a discrete instant, settled
principles of statutory construction tell us to read a “general or collective term at
the end of a list of specific items in light of any common attributes shared by the
specific items.” Bissonnette v. LePage Bakeries Park St., LLC, 601 U.S. 246, 252 (2024)
(internal quotation marks omitted). The shared attribute of the two terms, “dies”
and “resigns,” is that they describe instantaneous events that create a vacancy.
Read consistently with that shared attribute, the phrase “is otherwise unable to
perform” constitutes a singular moment in time—the onset of the incapacity that
triggered the vacancy. Even though the resulting incapacity, which follows the
instantaneous event, may continue into the future, the statute’s triggering
mechanism looks to the initial onset of the vacancy rather than to the ongoing state
that follows.
Any contrary reading of the catchall phrase “is otherwise unable to
perform” would destroy the statute’s careful enumeration. If that phrase
authorized continuous, open-ended substitution untethered to a fixed triggering
instant, Congress would have had no reason separately to list “dies” and “resigns”
as distinct triggers in the first place. Construing the catchall phrase to reach
beyond the moment of onset would therefore “render[] meaningless the specific
text that accompanies” it. Fischer, 603 U.S. at 487.
Finally, the Government further contends that (a)(1) necessarily refers to an
ongoing state of vacancy, rather than to its onset, because the same conditional
clause—“dies, resigns, or is otherwise unable to perform the functions and duties
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of the office”—also governs (a)(2) and (a)(3), the discretionary categories available
to the President after a vacancy has occurred. This, too, misapprehends the statute.
Across all three provisions, the triggering event—the “if”—is the same: the onset
of the vacancy. What differs is the consequence—the “then.” Under (a)(1), the
First Assistant in place at the onset of the vacancy “shall” become the acting officer.
“Shall” signals an automatic result occurring instantaneously with the trigger.
Under (a)(2) and (a)(3), by contrast, the onset of the vacancy simply triggers the
President’s discretion to act, which the President “may” exercise thereafter at a
time of his choosing. A single triggering event thus produces one automatic
consequence and two discretionary consequences. There is nothing illogical or
contradictory about that deliberate statutory scheme.
2. Statutory History
As discussed below, the Government relies on legislative history to ask us
to read a momentous change into the alteration of a few words in 1998. But the
statutory history of the FVRA, as well as the legislative history that the
government marshals, “reinforce[] [our] textual analysis” and foreclose that
reading. Snyder v. United States, 603 U.S. 1, 12 (2024). We turn first to the statutory
history.
The statutory phrase designating the First Assistant who was in place
automatically to become the acting officer traces its roots to the original Vacancies
Act of 1868. See Act of July 23, 1868, ch. 227, 15 Stat. 168. Since then, materially
similar language has appeared in every iteration of the law through minor
rewordings. Prior to the FVRA, the Vacancies Act provided that if a PAS officer
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“dies, resigns, or is sick or absent,” “his first assistant . . . shall perform the duties
of the office until a successor is appointed.” 5 U.S.C. § 3345 (1997) (emphasis
added). With the FVRA’s enactment in 1998, “his first assistant” was changed to
“the first assistant to the office of such officer.” 5 U.S.C. 3345(a) (emphasis added).
According to the Government, by uncoupling the First Assistant from the singular
individual filling the PAS office, Congress intended to remove the incumbency
requirement so that the First Assistant “to the office” may become the acting
official at any point during the vacancy.
Rather than freighting the modest change in a few words with the enormous
significance the Government claims, Congress was doing something far more
mundane: continuing its longstanding practice of modernizing and clarifying
statutes through slight rephrasing. Indeed, there are at least two simple
explanations for the change.
First, the change removed the male-default pronoun to reflect a plain reality:
by 1998, women routinely held senior-level, Senate-confirmed offices throughout
the Executive branch. During the first year of the presidential administration
under which the FVRA was passed, for example, women filled roughly a third of
these positions. See Who Are the Women of the U.S.: Equality, President’s Interagency
Council on Women, https://perma.cc/8U5K-NB8M. Read against that backdrop,
Congress’s replacement of the male-centric language with a gender-neutral
formulation was unremarkable.
Second, the change reflected a standardization throughout the statutory
provision to focus on the office rather than the individual officeholder. In the modern
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statute, § 3345 speaks in office-centric terms throughout. The triggering provision
applies to an officer