J. Paul v. PSP (OOR)
CourtCommonwealth Court of Pennsylvania
Date FiledJune 1, 2026
Docket56 C.D. 2025
JudgeFizzano Cannon
StatusPublished
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Full Opinion
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Jason Paul, :
Petitioner :
:
v. :
:
Pennsylvania State Police :
(Office of Open Records), : No. 56 C.D. 2025
Respondent : Submitted: April 13, 2026
BEFORE: HONORABLE MICHAEL H. WOJCIK, Judge
HONORABLE CHRISTINE FIZZANO CANNON, Judge
HONORABLE STACY WALLACE, Judge
OPINION
BY JUDGE FIZZANO CANNON FILED: June 1, 2026
Jason Paul (Requester) appeals from a final determination by the Office
of Open Records (OOR) that dismissed his appeal from a denial by the Pennsylvania
State Police (PSP) of an information request (Request) under the Right-to-Know
Law (RTKL).1 Also before the Court are the PSP’s Application for Relief in the
Form of a Motion to Supplement the Record (PSP Application), which this Court
previously directed would be considered along with the merits of Requester’s appeal,
and an application for relief in the form of a “Motion for Case Status” filed by
Requester. Upon review, we grant the PSP Application, vacate the OOR’s dismissal
of Requester’s appeal, affirm the PSP’s denial of the Request, and deny Requester’s
“Motion for Case Status” as moot.
1
Act of February 14, 2008, P.L. 6, as amended, 65 P.S. §§ 67.101-67.3104.
I. Background
Requester sought information from the PSP under the RTKL by
submitting the Request relating to the PSP’s investigation of a 2010 non-traffic-
related fatality. The PSP responded by denying the Request on the basis that the
information sought related to a police investigation and, as such, was exempt from
disclosure under the RTKL.
Requester appealed the PSP’s denial of the Request to the OOR. The
OOR notified Requester that his appeal was defective because he had failed to attach
copies of the Request and the PSP’s full response. Requester provided the first page
of the PSP’s verification of its response but did not forward a copy of the Request.
The OOR then reviewed the record and concluded that without the Request and the
full PSP response to the Request, the record lacked sufficient information for a
determination on the merits. Therefore, the OOR dismissed Requester’s appeal.
Requester appealed to this Court, arguing that he received only the first
page of the PSP’s verification and could not send what he did not have. The PSP
filed the PSP Application in this Court asking to supplement the record with copies
of the Request and the full PSP response. This Court issued an order directing that
the PSP Application would be considered along with the merits of the appeal.
Also before the Court is an application for relief in the form of a
“Motion for Case Status” in which Requester appears to suggest that there is a
“mistake” in the record as certified by the OOR to this Court and in which Requester
seeks leave to supplement the record and/or to forgo filing a reproduced record. This
Court directed Requester to file a reproduced record but did not dispose of the
“Motion for Case Status.” As this Court has not yet addressed the “Motion for Case
Status,” this opinion and the accompanying order will dispose of that motion as well.
2
II. Discussion
A. Standard and Scope of Review
Regarding the applicable standard of review, our function on appeal
from an OOR determination is “to determine whether the underlying agency [(here,
the PSP)] correctly denied a requester access to a document under one of the
statutory exceptions.” Bowling v. Off. of Open Recs., 75 A.3d 453, 467 (Pa. 2013)
(Bowling II). The Pennsylvania Supreme Court has held that courts reviewing OOR
determinations “are the ultimate finders of fact and that they are to conduct full de
novo reviews of appeals from decisions made by RTKL appeals officers . . . .” Id.
at 474.
Regarding the applicable scope of review, “Section 1303(b) of the
RTKL provides that ‘[t]he record before a court shall consist of the request, the
agency’s response, the appeal filed under [S]ection 1101 [of the RTKL], the hearing
transcript, if any, and the final written determination of the appeals officer.’” Id.
(quoting Section 1303(b) of the RTKL, 65 P.S. § 67.1303(b)). This Court has
concluded that this language “was not intended to restrict a reviewing court’s scope
of review. . . . [It] was [merely] intended to describe the record to be certified by the
OOR to a reviewing court.” Bowling v. Off. of Open Recs., 990 A.2d 813, 822 (Pa.
Cmwlth. 2010) (Bowling I); see also Bowling II, 75 A.3d at 474 (quoting Bowling
I). After granting an appeal, our Supreme Court agreed, holding that this Court’s
scope of review of an OOR determination is plenary, constituting “the broadest
scope of review,” and that we have authority to expand the record as needed to fulfill
our statutory role. Bowling II, 75 A.3d at 476-77.
3
B. OOR’s Dismissal of Requester’s Appeal
As recited above, the OOR dismissed Requester’s appeal to that agency
because Requester failed to provide the OOR with his Request and a full copy of the
PSP’s response. The OOR’s final determination concluded that “the appeal is not
sufficient and without these documents, the OOR does not have a complete record
upon which to base its determination. Additionally, the OOR would be unable to
present a complete record on appeal to an appellate court as required by Section
1303(b) of the RTKL.” Certified Record (C.R.), Ex. 6 at 2. We disagree.
The OOR’s record reflects that Requester’s appeal described his
Request very specifically as seeking PSP records concerning a January 8, 2010
incident involving Pamela L. Tunstall and Evelyn Tunstall that was “deemed suicide
attempts [sic]” and “any records related to the death of Pamela L. Tunstall on Jan[.]
8[,] 2010 deemed a suicide . . . .” C.R., Ex. 1 at 2. Further, Requester’s submitted
“Request to Participate” form before the OOR specifically described the record at
issue as the PSP’s “A06-1662793 PSP Non[-]Traffic Death Report . . . .” Id., Ex. 5
at 3. Thus, Requester submitted documents to the OOR that specifically described
the information sought in the Request and thereby provided the OOR with sufficient
information concerning the Request to allow the OOR to conduct an effective review
on appeal. Accordingly, a copy of the Request itself was unnecessary. See Dep’t of
Revenue v. Flemming (Pa. Cmwlth., No. 2318 C.D. 2014, filed Aug. 21, 2015),2 slip
op. at 4-5 (explaining that OOR review requires only the original content of the
RTKL request at issue, not “submission of an identical copy of a request in the
2
This unreported opinion is cited as persuasive authority pursuant to Section 414(a) of this
Court’s Internal Operating Procedures. 210 Pa. Code § 69.414(a).
4
original format”);3 Byrd, No. AP 2023-1180, 2023 PA O.O.R.D. LEXIS 1354, at *1
& *5 (OOR, June 16, 2023) (declining to dismiss an appeal to the OOR where the
requester failed to include a copy of the RTKL request but the responding agency
summarized the request in its response, such that “the OOR had the requisite
information before it to properly [determine] the merits of the case”); Bassett, No.
AP 2019-2363, 2019 PA O.O.R.D. LEXIS 2073, at *5 & *8 (OOR, Dec. 23, 2019)
(concluding that the record before the OOR was sufficient despite the requester’s
failure to submit a copy of the request, where the agency’s response recited each
request item); Revell, No. AP 2019-1997, 2019 PA O.O.R.D. LEXIS 1675, at *4
(OOR, Nov. 22, 2019) (determining that the record before the OOR was sufficient
under the RTKL where the requester did not include a copy of the request with the
OOR appeal but the responding party quoted the request in its response).
The OOR’s record was also sufficient concerning PSP’s response to the
Request to allow the OOR to conduct its review on appeal. Although Requester, in
response to the OOR’s directive to provide the PSP’s response to his Request,
submitted only the first page of the PSP’s verification of the response, the verifying
Open Records Officer asserted on that page, in pertinent part:
3. In response to the attached [R]equest, my searches
revealed the responsive record designated PSP Non-
Traffic Death Investigation Report No. A06-1662793.
4. I personally examined PSP Non-Traffic Death
Investigation Report No. A06-1662793 and its component
records and determined it was created to document the
3
In Department of Revenue v. Flemming (Pa. Cmwlth., No. 2318 C.D. 2014, filed Aug.
21, 2015), this Court discussed the sufficiency of an OOR record in relation to the OOR’s interim
guidelines requiring submission to the OOR of the RTKL request made to the underlying agency.
Although no interim guidelines are involved here, our analysis in Flemming is persuasive
concerning the sufficiency of the OOR’s record to allow its review where the content of a request
is included, regardless of whether an exact copy of the request itself has been provided.
5
results of actions taken by Trooper Richards, throughout
the course of a noncriminal investigation. Furthermore,
PSP Non-Traffic Death Investigation Report No. A06-
1662793:
a. contains “personal identification information”;
b. entirely relates to a non[]criminal PSP
investigation;
c. contains a non[]criminal complaint submitted
to the PSP;
C.R., Ex. 5 at 5. Thus, the verification page Requester provided to the OOR was
sufficient to confirm that the record at issue was specifically PSP Non-Traffic Death
Investigation Report No. A06-1662793 and that the PSP was asserting at least three
bases on which the requested information was exempt from disclosure under the
RTKL. As explained in the merits discussion below, at least one of those bases, the
investigative exemption, was facially sufficient to support the PSP’s denial of the
Request. No more complete information was necessary.
Moreover, the OOR’s suggestion that the record before this Court
would be incomplete without the missing documents does not support the OOR’s
dismissal of Requester’s appeal. The OOR’s record is sufficient for this Court’s
review for the same reasons that it was sufficient for the OOR’s review. Further, as
discussed above, this Court has authority to supplement the record as we determine
is necessary for our de novo review of an OOR determination. Bowling II, 75 A.3d
at 476-77. Thus, we are not limited to the record forwarded by the OOR. (Indeed,
here, both parties sought to supplement the record before this Court.) Therefore, the
OOR should not have based its dismissal of Requester’s appeal on any perceived
incompleteness of the record that would be before this Court in the event of a further
appeal.
6
For these reasons, we conclude that the OOR should not have dismissed
Requester’s appeal on the basis of an incomplete record.
C. The PSP Application
In the PSP Application, the PSP seeks to add to the record in this Court
the Request, the PSP’s response, and the accompanying verification regarding that
response. These are the very documents the OOR directed Requester to provide in
order for the OOR to make a determination on Requester’s appeal to the OOR. As
explained above, this Court reviews an OOR determination de novo, issuing its own
findings of fact and conclusions of law, and we have authority to expand the record
as necessary in order to do so. Bowling II, 75 A.3d at 476-77. The documents the
PSP seeks to add to the record are relevant to Requester’s appeal. Even though, as
discussed below, the supplemental documents would not have been necessary to the
OOR’s determination and are not necessary to this Court’s disposition of
Requester’s appeal, they are, nonetheless, relevant documents, and they are also
statutorily required to be included as part of the record. See 65 P.S. § 67.1303(b).
Therefore, we grant the PSP Application.
D. Requester’s “Motion for Case Status”
As set forth above, Requester also filed an application for relief. That
application was in the form of a “Motion for Case Status” in which Requester
asserted an unspecified inconsistency between his records and the agency record as
certified to this Court by the OOR. Requester asked to supplement the record. In
light of our conclusions above that the OOR had a sufficient record for review and
that the PSP’s request to supplement the record is granted, there is no additional
7
information needed by this Court for disposition of this matter. Further, Requester
has not explained what information he proposes to add or how any such information
would support his appeal here.
Additionally, although Requester’s application for relief is not clear, he
appears to question whether a reproduced record is necessary. However, after this
Court issued an order directing him to file his reproduced record, Requester did file
a reproduced record in this Court. Notably, the reproduced record includes material
not contained in the OOR’s record, most significantly the second page of the PSP
verification of its response to the Request (which Requester previously contended
he had not received from the PSP).4 Requester has not specified what, if any, other
documents he believes should be added to the record. To the extent that he has
included in the reproduced record the material that he was seeking to add to the
record, Requester’s further supplementation of the record is not necessary.
For these reasons, we conclude that Requester’s “Motion for Case
Status” is moot. Accordingly, it is denied.
E. Merits of Requester’s Appeal
Having determined that the OOR incorrectly dismissed Requester’s
appeal without addressing its merits, we must determine whether to remand this
matter to the OOR for a determination on the merits or to address the merits as part
of our de novo review.
4
As a general rule, a party may not include in the reproduced record any material not part
of the official record. “A document does not become part of the certified record by the mere
expedient of including it in the reproduced record.” Kochan v. Commonwealth, 768 A.2d 1186,
1189 (Pa. Cmwlth. 2001). Here, however, the PSP Application, which we have granted as
discussed above, also includes the entire verification of the PSP response to the Request.
8
In Barnett v. Department of Public Welfare, 71 A.3d 399 (Pa. Cmwlth.
2013), this Court, after determining that the OOR had improperly dismissed an
appeal without issuing a determination on the merits, vacated the OOR’s dismissal
and remanded the matter to the OOR with a directive to address the merits. Id. at
402. The underlying agency in Barnett argued that a remand was needed because
the OOR should address the merits administratively in the first instance, while the
requester argued that this Court’s de novo review, as analyzed in Bowling I, gave us
authority, functioning as a trial court, to address the merits without a remand to the
OOR. Id. at 406 (citing Bowling I). This Court cited Section 1102(a) of the RTKL,
providing for an OOR appeals officer to schedule the parties’ submission of
documents in support of their positions, review all submitted information, and issue
a final determination. Id. at 407 (citing 65 P.S. § 67.1102(a)). We also relied on
Section 1101(b)(3), providing that the OOR may hold a hearing before issuing a final
determination. Id. (citing 65 P.S. § 67.1101(b)(3)). We opined that “these
provisions indicate that the General Assembly intended that an [OOR] appeals
officer generally have the opportunity to consider the merits of an appeal before a
final determination is issued.” Id. Accordingly, we remanded the matter to allow
the OOR to issue a determination on the merits. Id.
However, our decision to remand the matter in Barnett was specific to
that case and did not hold that a remand would automatically be necessary upon a
conclusion that the OOR erred in failing to address the merits of an appeal. As this
Court explained in Bowling I, if the OOR record is insufficient, a reviewing court
may choose to supplement an OOR record by accepting additional documentation
or “through hearing or remand” and that “a court reviewing an appeal from the OOR
under the [RTKL] should consider the manner of proceeding most consistent with
9
justice, fairness and expeditious resolution.” Bowling II, 75 A.3d at 460-61 (citing
and quoting Bowling I, 990 A.2d at 822-23) (additional quotation marks omitted)
(brackets in Bowling II); see also Pa. State Police v. Off. of Open Recs., 5 A.3d 473,
277 (Pa. Cmwlth. 2010) (quoting Bowling I).
Here, unlike in Barnett, we conclude that under the specific
circumstances presented in this case, consideration of the merits of the appeal by this
Court, rather than a remand to the OOR, would be most consistent with justice,
fairness, and expeditious resolution of this matter. As explained further below, the
record before the OOR was facially sufficient to have allowed a determination on
the merits even though it lacked exact copies of the Request, the PSP’s response to
the Request, and the PSP’s verification of its response. However, all of those
documents, in addition to the OOR record, are now before this Court through our
grant of the PSP Application. Thus, we have before us a somewhat more fulsome
record than was before the OOR. We conclude that a remand to the OOR in the
circumstances presented here would not be useful and would unduly delay the
ultimate disposition of this matter.5
Moreover, this Court decided Barnett without the benefit of our
Supreme Court’s opinion in Bowling II, which was issued a few months after
Barnett. In Bowling II, our Supreme Court granted an appeal specifically to decide
the appropriate scope and standard of review to be applied by a court reviewing an
OOR determination. In analyzing that issue, our Supreme Court stressed that the
OOR may hold a hearing, but is not required to do so, and that its refusal to do so is
not appealable. Bowling II, 75 A.3d at 457 (citing Sections 1101(b)(3) & 1102(a)(2)
5
In reaching this conclusion, we are not altering our established framework for legal
analysis in determining whether to remand to the OOR or dispose of an appeal on its merits; nor
are we implying any preference toward a merits disposition rather than a remand to the OOR.
10
of the RTKL, 65 P.S. §§ 67.1101(b)(3) & 67.1102(a)(2)). Further, if the OOR fails
to issue a final determination within 30 days, the appeal is deemed denied. 6 Id. at
457 & 471 (citing Section 1101(b)(2) of the RTKL, 65 P.S. § 67.1101(b)(2)). The
OOR’s determination is a final order, and no further administrative process is
provided. Id. (citing Section 1101(b)(3) of the RTKL, 65 P.S. § 67.1101(b)(3)). Our
Supreme Court further stressed that a reviewing court must issue its own findings of
fact and conclusions of law. Id. at 458 (citing Sections 1301(a) & 1302(a) of the
RTKL, 65 P.S. §§ 67.1301(a) & 67.1302(a)).7 Indeed, the Supreme Court expressly
observed that “findings of fact under the RTKL are mentioned only in connection
with the [reviewing] courts, not in connection with the [OOR] appeals officers.” Id.
at 469 (emphasis original) (citing Section 1301(a) of the RTKL, 65 P.S. § 67.1301(a)
(providing that the decision of a reviewing court shall contain findings of fact and
conclusions of law)). The Supreme Court further explained that the OOR issues
“determinations,” not “adjudications,” that the OOR is not required to provide any
stenographic record if it holds a hearing, and that “the criteria required for a due
process administrative adjudication are those criteria – or similar criteria – set forth
in Chapter 5 of Title 2,[8] which, under Section 1309 of the RTKL, are inapplicable
6
We also observe that if the OOR’s dismissal would require an automatic remand for
consideration of the merits, a deemed denial, which would also result in failure to address the
merits, would, by analogy, also mandate an automatic remand. If that were the case, the deemed
denial provision in the RTKL would be meaningless; there would be no point to a statutory
provision for a deemed denial by the OOR if a reviewing court on appeal could do nothing but
send the matter right back to the OOR.
7
Our Supreme Court also observed that a reviewing court may adopt the OOR’s findings
and conclusions, if any, as its own, where appropriate. Bowling II, 75 A.3d at 473. However,
nothing in that statement obviated the requirement for a court to conduct its own de novo review.
8
2 Pa.C.S. §§ 501-593, governing administrative practice and procedure.
11
to proceedings before RTKL appeals officers unless adopted through regulation.”9
Id. at 471 (citing 65 P.S. § 67.1309). Stated otherwise,
[t]he RTKL does not provide for the possibility of the
procedure typically practiced before the adjudicatory arm
of Commonwealth agencies; rather, it provides only for
determinations made by appeals officers, who themselves
are not constrained by the due process formalities that
apply to traditional agency determinations and who are not
subject to further agency review.
Id. at 472.10 As stated above, our Supreme Court “conclud[ed] that under the RTKL
[reviewing] courts are the ultimate finders of fact and that they are to conduct full
de novo reviews of appeals from decisions made by RTKL appeals officers . . . .”
Id. at 474. Thus, our Supreme Court’s analysis in Bowling II does not support an
automatic remand in every instance where the OOR erroneously dismisses an appeal
without reaching the merits.
9
As our Supreme Court observed, “the OOR, has not adopted regulations similar to the
provisions found in Chapter 5 of Title 2; rather, it has only adopted ‘Interim Guidelines’ that do
not constitute duly promulgated regulations.” Bowling II, 75 A.3d at 471 n.20.
10
Our Supreme Court also rejected “the OOR’s concerns that the functions of the appeals
officers may be rendered superfluous and that the expeditious resolution of disputes will be
jeopardized . . .” by a reviewing court’s de novo review; the Supreme Court “conclude[d] that these
concerns are largely misplaced.” Bowling II, 75 A.3d at 473. The Supreme Court explained:
Our administrative agency decision-making process generally relies
heavily upon a multi-tiered system, where initial determinations are
made by a hearing officer or examiner, whose decision becomes
final if there is no further appeal. Should there be an appeal,
however, then the agency head is typically charged with making a
de novo review. This system, which stands in stark contrast to the
current system under the RTKL that has only one level of
administrative scrutiny, in no manner makes the initial agency
determination redundant or superfluous.
Id.
12
For these reasons, we find Barnett distinguishable and decline to
remand this matter in reliance on the outcome of Barnett.11 Accordingly, we will
proceed to consider the merits of Requester’s appeal.
This Court has explained:
A record in the possession of a Commonwealth agency
shall be presumed to be a public record. RTKL Section
305(a), 65 P.S. § 67.305(a). This presumption shall not
apply if the requested record is exempt under the RTKL,
is exempt from disclosure under any other federal or state
law or is protected by a privilege. Id. “An agency bears
the burden of proving, by a preponderance of the evidence,
that a record is exempt from disclosure under one of the
enumerated exceptions.” Brown v. Pa. Dep’t of State, 123
A.3d 801, 804 (Pa. Cmwlth. 2015). “A preponderance of
the evidence standard, the lowest evidentiary standard, is
tantamount to a more likely than not inquiry.” Del[.]
[Cnty.] v. Schaefer ex rel. Phila. Inquirer, 45 A.3d 1149,
1156 (Pa. Cmwlth. 2012). However, “[e]xemptions from
disclosure must be narrowly construed due to the RTKL's
remedial nature . . . .” Off[.] of the Governor v. Scolforo,
65 A.3d 1095, 1100 (Pa. Cmwlth. 2013).
RTKL Section 708(b)(17)[] exempts from disclosure
“record[s] of an agency relating to a noncriminal
investigation . . . .” 65 P.S. § 67.708(b)(17)[]. In order to
invoke the exemption, the agency must conduct the
noncriminal investigation as part of its official duties—
that is, while “acting within its legislatively-granted
factfinding and investigative powers.” Johnson v. Pa.
11
This Court’s unreported opinions in Kokinda v. County of Lehigh (Pa. Cmwlth., No.
1146 C.D. 2013, filed Jan. 8, 2014), and Diveglia v. Pennsylvania State Police (Pa. Cmwlth., No.
1378 C.D. 2016, filed Sept. 1, 2017) are likewise distinguishable. Although both opinions
postdated Bowling II, neither applied it. Kokinda relied on Barnett and Bowling I but did not
include analysis of Bowling II. Diveglia cited Bowling II for a separate principle but, like Kokinda,
provided no analysis of the effect of Bowling II on the issue presented here. In any event, to the
extent that Kokinda and Diveglia may be analogous to this case, they are not binding authorities,
and we do not find them persuasive under the circumstances of this case. See 210 Pa. Code
§ 69.414(a).
13
Convention Ctr. Auth., 49 A.3d 920, 925 (Pa. Cmwlth.
2012).
Pa. Liquor Control Bd. v. Perretta (Pa. Cmwlth., No. 1470 C.D. 2018, filed Nov.
18, 2019), slip op. at 8-9.
The noncriminal investigation exemption in Section 708(b)(17) of the
RTKL provides:
(b) . . . [T]he following are exempt from access by a
requester under this act:
....
(17) A record of an agency relating to a noncriminal
investigation, including:
(i) Complaints submitted to an agency.
(ii) Investigative materials, notes, correspondence
and reports.
(iii) A record that includes the identity of a
confidential source, including individuals
subject to the act of December 12, 1986 (P.L.
1559, No. 169), known as the Whistleblower
Law.
65 P.S. § 67.708(b)(17). Although the RTKL does not define “noncriminal” or
“investigation,” this Court has concluded that “the word ‘noncriminal’ in Section
708(b)(17) is intended to signal that the exemption is applicable to investigations
other than those which are criminal in nature” and that “as used in Section
708(b)(17), the term ‘investigation’ means a systematic or searching inquiry, a
detailed examination, or an official probe.” Dep’t of Health v. Off. of Open Recs., 4
A.3d 803, 811 (Pa. Cmwlth. 2010).
Here, the OOR’s record facially showed that the RTKL’s noncriminal
records exemption from disclosure applied. The Request expressly sought a PSP
14
investigation report concerning a specific suicide, and the part of the PSP’s
verification supplied to the OOR by Requester was sufficient to demonstrate that the
PSP had such a report, that the report related to a noncriminal investigation, and that
the investigation was performed as part of the PSP’s official duties. See Sherry v.
Radnor Twp. Sch. Dist., 20 A.3d 515, 523 (Pa. Cmwlth. 2011) (observing that
because agencies are creatures of statute, they have only the authority granted by the
legislature, and “[a]s such, in order for an agency to conduct any type of
investigation, the investigation would necessarily be a part of the agency’s official
duties”) (quoting Dep’t of Health, 4 A.3d at 814 (additional quotation marks
omitted); citing Mazza v. Dep’t of Transp., Bureau of Driver Licensing, 692 A.2d
251, 252 (Pa. Cmwlth. 1997)). Accordingly, the record is facially sufficient, with or
without the entirety of the PSP’s verification, to demonstrate that the PSP sustained
its burden to establish its entitlement to invoke the noncriminal investigation
exemption from disclosure under the RTKL. See Pa. Game Comm’n v. Fennell, 149
A.3d 101, 104 (Pa. Cmwlth. 2016) (quoting Off. of the Governor v. Davis, 122 A.3d
1185, 1193-94 (Pa. Cmwlth. 2015) (en banc) (stating that “an affidavit may be
unnecessary when an exemption is clear from the face of the record”)); Bassett,
2019 PA O.O.R.D. LEXIS 2073, at *18F-*20 (concluding that the responding
agency demonstrated entitlement to the noncriminal investigation exemption where
the request facially related to the results of such an investigation); Revell, 2019 PA
O.O.R.D. LEXIS 1675, at *11 (concluding that the responding agency met its burden
to establish the noncriminal investigation exemption where the face of the RTKL
request sought information concerning a noncriminal investigation conducted
pursuant to the responding agency’s legislatively granted investigative authority).
15
Moreover, our review of the full PSP verification, which is not
contradicted by any other part of the record, reveals that the verification standing
alone is sufficient to demonstrate the applicability of the noncriminal investigation
exemption. See Pa. Game Comm’n v. Fennell, 149 A.3d 101 (Pa. Cmwlth. 2016)
(directing consideration of uncontradicted statements in the appeal materials when
determining whether an exemption applies); Sherry, 20 A.3d at 520-21 (explaining
that reliance on the responding agency’s affidavit was sufficient to support an RTKL
exemption, where any contradictory evidence in the record was not relevant to that
question); Pa. State Police, 5 A.3d at 478 (stating that reliance on the PSP’s
verification statement was proper in determining that an investigative record was
exempt from disclosure under the RTKL); Moore v. Off. of Open Recs., 992 A.2d
907, 909 (Pa. Cmwlth. 2010) (concluding that the responding agency’s affidavits
were enough to satisfy its burden of proof); Bassett, 2019 PA O.O.R.D. LEXIS 2073,
at *18 (concluding that the responding agency’s uncontradicted verification was
sufficient to sustain its burden of proof).
For all of these reasons, we conclude that the PSP correctly refused to
disclose the record at issue.
III. Findings of Fact and Conclusions of Law
Based on our review of the record and our discussion above, this Court
issues the following findings of fact and conclusions of law.
16
A. Findings of Fact
1. Requester sought information from the PSP under the RTKL by
submitting the Request relating to the PSP’s investigation of a 2010 non-traffic-
related fatality. See C.R., Ex. 1 at 2.
2. The specific record Requester sought was a 2010 PSP investigation
report concerning a specific 2010 suicide. C.R., Ex. 1 at 2; see also PSP Application,
Ex. C.
3. The PSP responded by denying the Request on the basis that the
information sought related to a police investigation and, as such, was exempt from
disclosure under the RTKL. PSP Application, Ex. A.
4. Requester appealed the PSP’s denial of the Request to the OOR.
C.R., Ex. 1.
5. The OOR’s record reflects that Requester’s appeal described his
Request specifically as seeking PSP records concerning a January 8, 2010 incident
involving Pamela L. Tunstall and Evelyn Tunstall that was “deemed suicide attempts
[sic]” and “any records related to the death of Pamela L. Tunstall on Jan[.] 8[,] 2010
deemed a suicide . . . .” C.R., Ex. 1 at 2.
6. Requester’s submitted form “Request to Participate” before the
OOR specifically described the record at issue as the PSP’s “A06-1662793 PSP
Non[-]Traffic Death Report . . . .” C.R., Ex. 5 at 3.
7. The OOR notified Requester that his appeal was defective because
he had failed to attach copies of the Request and the PSP’s full response. C.R., Ex.
3 at 2.
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8. Requester, in response to the OOR’s directive to provide the PSP’s
response to the Request, submitted only the first page of the PSP’s verification of
the response and did not forward a copy of the Request. See C.R., Ex. 5 at 5.
9. On the page of the PSP verification which Requester provided to
the OOR, the PSP’s verifying Open Records Officer asserted, in pertinent part:
3. In response to the attached [R]equest, my
searches revealed the responsive record designated PSP
Non-Traffic Death Investigation Report No. A06-
1662793.
4. I personally examined PSP Non-Traffic Death
Investigation Report No. A06-1662793 and its component
records and determined it was created to document the
results of actions taken by Trooper Richards, throughout
the course of a noncriminal investigation. Furthermore,
PSP Non-Traffic Death Investigation Report No. A06-
1662793:
a. contains “personal identification
information;”
b. entirely relates to a non[]criminal PSP
investigation;
c. contains a non[]criminal complaint
submitted to the PSP;
C.R., Ex. 5 at 5.
10. The OOR then reviewed the record and dismissed Requester’s
appeal on the basis of its conclusion that without the Request and the full PSP
response to the Request, the record lacked sufficient information for a determination
on the merits. C.R., Ex. 6 at 2.
11. The OOR’s final determination concluded that “the appeal is not
sufficient and without these documents [and] the OOR does not have a complete
record upon which to base its determination. Additionally, the OOR would be
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unable to present a complete record on appeal to an appellate court as required by
Section 1303(b) of the RTKL.” C.R., Ex. 6 at 2.
12. On appeal to this Court, Requester argues that he received only the
first page of the PSP’s verification and could not provide the OOR with documents
he had not received. Br. of Pet’r at 3.
13. In the PSP Application, the PSP proposes to add to the record in
this Court the Request, the PSP’s response, and the PSP’s complete accompanying
verification regarding that response. See generally PSP Application.
14. The documents the PSP seeks to add to the record are the same
documents the OOR directed Requester to provide in order for the OOR to make a
determination on Requester’s appeal to the OOR. See C.R., Ex. 3 at 2; PSP
Application, Exs. A-C.
B. Conclusions of Law
1. The OOR’s determination was a final order, and no further
administrative process is provided under the RTKL.
2. The record before the OOR was facially sufficient to have allowed
the OOR to make a determination on the merits even though the record lacked exact
copies of the Request, the PSP’s response to the Request, and the PSP’s verification
of its response.
3. The OOR should not have dismissed Requester’s appeal on the
basis of an incomplete record for the OOR’s review.
4. The OOR should not have based its dismissal of Requester’s appeal
on any perceived incompleteness of the record that would be before this Court in the
event of a further appeal.
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5. On appeal from a final determination of the OOR, this Court’s
standard of review is de novo and its scope of review is plenary.
6. This Court has authority to supplement the record as we determine
is necessary for our de novo review of an OOR determination.
7. Even though the supplemental documents submitted to this Court
by the PSP would not have been necessary to the OOR’s determination and are not
necessary to this Court’s disposition of Requester’s appeal, they are, nonetheless,
relevant documents, and they are also statutorily required to be included as part of
the record.
8. Under the RTKL, reviewing courts are the ultimate finders of fact
and are to conduct full de novo reviews of appeals from decisions made by RTKL
appeals officers and issue findings of fact and conclusions of law.
9. The record is facially sufficient, with or without the entirety of the
PSP’s verification, to demonstrate to this Court that the PSP sustained its burden to
establish its entitlement to invoke the noncriminal investigation exemption from
disclosure under the RTKL.
a. The OOR’s record facially showed that the part of the
PSP’s verification supplied to the OOR by Requester was sufficient to
demonstrate that the PSP had a report responsive to the Request, that
the report related to a noncriminal investigation, and that the
investigation was performed as part of the PSP’s official duties.
b. The word “noncriminal” in Section 708(b)(17) is
applicable to investigations other than those which are criminal in
nature.
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c. As used in Section 708(b)(17), the term “investigation”
means a systematic or searching inquiry, a detailed examination, or an
official probe.
10. A remand to the OOR in the circumstances presented here would
not be useful and would merely delay unduly the ultimate disposition of this matter;
under the specific circumstances presented in this case, consideration of the merits
of the appeal by this Court, rather than a remand to the OOR, would be most
consistent with justice, fairness, and expeditious resolution of this