DiFronzo v. City of Somerville
CourtCourt of Appeals for the First Circuit
Date FiledSeptember 21, 2026
Docket25-1210
StatusPublished
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Full Opinion
United States Court of Appeals
For the First Circuit
No. 25-1210
DANTE A. DIFRONZO,
Plaintiff, Appellee,
v.
CITY OF SOMERVILLE; JOSEPH CURTATONE, Mayor;
DAVID FALLON, Chief of Police; BERNARD COTTER, Police Captain,
Defendants, Appellants.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. F. Dennis Saylor, IV, U.S. District Judge]
Before
Gelpรญ, Rikelman, and Aframe,
Circuit Judges.
Leonard H. Kesten, with whom Alexander Kesten, Michael V.
Glennon, and Brody, Hardoon, Perkins & Kesten, LLP, were on brief,
for appellants.
Peter A. Brown, with whom Brown Legal PLLC, Timothy M. Burke,
Jared S. Burke, and Law Offices of Timothy M. Burke, were on brief,
for appellee.
September 21, 2026
AFRAME, Circuit Judge. This appeal primarily involves
the question of when a party may conform its pleadings to the trial
evidence. The Federal Rules of Civil Procedure afford parties the
right to know in advance the claims and defenses asserted against
them and the grounds on which those claims and defenses rest.
Thus, absent consent, a party may not try unpleaded issues without
amending the complaint. That principle provides the basis for
partially reversing the judgment in this employment dispute.
Plaintiff Dante DiFronzo, a City of Somerville,
Massachusetts, police officer, was terminated from his public
employment for alleged on-duty misconduct. DiFronzo fought the
termination on two fronts. He sued Somerville Mayor Joseph
Curtatone, Somerville Police Chief David Fallon, and Somerville
Police Captain Bernard Cotter (together, the "defendants")
claiming, inter alia, that they terminated his employment in
retaliation for his exercise of constitutional rights, 42 U.S.C.
ยง 1983, and interfered with his advantageous relations with the
City of Somerville in violation of Massachusetts law. He also
challenged the termination via an arbitration proceeding commenced
under the City's collective bargaining agreement with the police
union of which DiFronzo was a member.
While DiFronzo's case proceeded in federal court, the
arbitrator ordered DiFronzo reinstated to his position,
determining that there was no just cause for his termination.
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Mayor Curtatone responded to that order by placing DiFronzo on
paid administrative leave. DiFronzo never sought to amend his
complaint to allege liability based on Curtatone's decision to
place him on paid leave but nevertheless was permitted to present
evidence at trial about the paid-leave decision as a basis for
damages. Although the defendants consistently objected that the
paid-leave issue could not be a basis for damages because it was
not alleged in the complaint, the district court permitted the
jury to consider the paid-leave decision for that purpose. That
was error. The motive for the paid-leave decision was an unpleaded
issue; absent an amended complaint or the defendants' consent, the
issue should not have been tried. Accordingly, we reverse the
judgment insofar as it awarded DiFronzo damages based on
Curtatone's decision to place him on paid leave.
I. BACKGROUND
The dispute between DiFronzo and the defendants
commenced over a decade ago. In the winter of 2015, DiFronzo
worked as a Somerville police detective and was assigned to
investigate a burglary in which an individual named Henry Alvarez
was a suspect. DiFronzo needed to locate Alvarez and used an
informant named Jonathan Machado to help him do so.
Machado was independently trying to locate Alvarez
because Machado believed that Alvarez had stolen marijuana from
him. Machado told DiFronzo that he intended to harm Alvarez if he
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found him. Nevertheless, DiFronzo continued to solicit Machado's
help and provided Machado with information about Alvarez's
location. Machado eventually found Alvarez and attacked him with
a machete. DiFronzo was also responsible for investigating the
attack on Alvarez but did not immediately inform his police
colleagues about his contacts with Machado, including Machado's
desire to locate and harm Alvarez. DiFronzo arrested Machado for
assaulting Alvarez about three weeks after the incident and still
did not disclose his involvement with Machado.
Eventually, DiFronzo obtained search warrants for
Machado's telephone as part of the investigation into the attack
on Alvarez. A Massachusetts state trooper conducted the search.
In reviewing the phone data, the trooper saw text messages between
Machado and DiFronzo suggesting that DiFronzo had helped Machado
find Alvarez, even after Machado disclosed his intent to harm
Alvarez. The trooper reported this information to the Middlesex
County District Attorney's Office and the Somerville Police
Department.
After this disclosure, on September 29, 2016,
then-Somerville Police Chief David Fallon placed DiFronzo on
administrative leave while the District Attorney's Office
investigated DiFronzo's conduct. On March 23, 2017, the District
Attorney's Office provided the Somerville Police Department with
a copy of a so-called Brady letter about DiFronzo, with a
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coversheet indicating that the District Attorney's Office would
provide the letter to defense lawyers in any case in which DiFronzo
would testify.1 The letter described DiFronzo's misconduct in
relation to the Alvarez assault, including that DiFronzo had made
material omissions in relevant police reports.
Just over two months later, on May 31, 2017, Chief Fallon
further penalized DiFronzo by suspending him for five days without
pay because he concealed his role in the attack on Alvarez. Fallon
notified DiFronzo that he was also recommending to Mayor Curtatone
that DiFronzo's employment be terminated. In August 2017, while
the termination recommendation was pending, Chief Fallon assigned
Captain Bernard Cotter to formally investigate DiFronzo's conduct.
On October 26, 2017, while Captain Cotter's
investigation proceeded, DiFronzo wrote to Mayor Curtatone
complaining about certain practices at the Somerville Police
Department that he thought "should be brought to the attention of
an outside public body." For example, DiFronzo alleged that the
Police Department had not discharged other employees who had
engaged in misconduct that DiFronzo believed was more serious than
the allegations against him. DiFronzo specified that one of these
1 The letter is named after the United States Supreme
Court's seminal opinion in Brady v. Maryland, 373 U.S. 83 (1963),
which imposed a due process obligation on the government to
disclose favorable information to the defense in criminal cases.
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officers was spared discipline because he was "personally close"
to Curtatone.
A month later, on November 27, 2017, DiFronzo wrote
again to Mayor Curtatone alleging that the City was retaliating
against him for his earlier letter by keeping him "in limbo" on
mandatory leave while Chief Fallon's termination recommendation
remained pending. In his second letter, DiFronzo stated that he
was compelled to report the alleged "violations of law" within the
Police Department to the Massachusetts Attorney General.
In December 2017, Captain Cotter completed his
investigation, which DiFronzo labeled a "sham," and concluded that
DiFronzo had violated several Somerville Police Department rules
and regulations. Chief Fallon adopted Cotter's findings and issued
amended administrative charges against DiFronzo. Mayor Curtatone
then hired a local attorney to hold hearings to examine the
misconduct allegations against DiFronzo. Those hearings lasted
from February to April 2018, and they concluded with the attorney
recommending DiFronzo's discharge. On May 8, 2018, Curtatone
ordered DiFronzo's termination from the Police Department. Soon
after, Curtatone and Fallon were quoted in a Boston Globe article
about DiFronzo's firing as accusing him of having committed a
crime.
Following the termination, DiFronzo appealed the
decision through neutral arbitration as provided for in the
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collective bargaining agreement between the City and the police
union. The arbitration began in October 2018 and lasted until
June 2021.
While the arbitration was pending, on March 26, 2021,
DiFronzo filed a complaint in Middlesex Superior Court alleging,
inter alia, claims against the defendants for terminating his
employment (1) in retaliation for his exercise of his First
Amendment rights under 42 U.S.C. ยง 1983, and (2) for tortious
interference with contractual and advantageous relations in
violation of Massachusetts law. The complaint noted the existence
of the pending arbitration proceedings but made no further
allegations about it. The defendants removed the case to federal
court.
On June 4, 2021, about three months after DiFronzo
initiated his court case and over three years since his
termination, the arbitrator released his decision. The arbitrator
ordered DiFronzo (1) reinstated to his position as a Somerville
Police Department detective but (2) denied him back pay for the
three-year period since his termination. In other words, the
arbitrator found that while there was no just cause for DiFronzo's
termination, there was a sufficient basis to have denied DiFronzo
his pay from May 2018 through June 2021. The City challenged the
arbitration decision in state court, and that case apparently is
ongoing.
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Following the arbitration decision, the Middlesex
District Attorney's Office issued a second Brady letter stating
that, "[b]arring extraordinary circumstances," it would not call
DiFronzo to testify in any future case. After this letter issued,
Mayor Curtatone instructed the new police chief (Chief Fallon had
retired at this point) to place DiFronzo on paid administrative
leave until further notice. DiFronzo received notice of that
decision on July 1, 2021. Curtatone left office in January 2022.
The new mayor, Katjana Ballantyne, kept DiFronzo on paid leave.
DiFronzo's placement on paid leave denied him the opportunity to
earn overtime and other additional compensation opportunities.
In January 2023, the defendants moved for summary
judgment in the federal court case. In their motion, the
defendants noted that DiFronzo never amended his complaint "to
include any claims related to the City's decision to place [him]
on paid . . . leave in July 2021" following the arbitration
decision that ordered his reinstatement. Thus, the defendants
asserted it was not their "responsibility to recast [DiFronzo's]
claims as alleged" and that they would instead address them "as
defined by the four corners of the complaint." The district court
agreed with the defendants on this point, stating that it would
"not consider evidence concerning events that occurred after the
filing of the complaint, as plaintiff has not sought leave to
supplement or amend the complaint." Nevertheless, the court denied
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the defendants' summary judgment motion on the First Amendment
retaliation claim and the tortious interference claims because
there were disputed facts related to the motives for the
termination decision.2
Prior to trial, the parties filed a joint memorandum.
In relevant part, DiFronzo's portion of the memorandum described
the facts surrounding the decision to place him on paid leave after
the arbitration decision, which he characterized in a later filing
as "highlight[ing]" the City's "retaliatory animus" against him.
The defendants also recited their version of the City's actions in
response to the arbitration decision but noted that this
information was provided "[f]or purposes of background" because
the "issues before the court . . . based on what was pleaded" were
limited to the termination decision. The defendants further noted
that the trial should be limited to the decision to terminate
DiFronzo's employment because "other issues that postdate that
decision were . . . not encompassed by the pleadings."
Much of the trial focused on the defendants' motivations
for DiFronzo's termination. Mayor Curtatone's decision to place
DiFronzo on paid leave post-arbitration first arose during
Curtatone's direct examination in the defense case:
2 The district court granted the defendants summary
judgment on other claims and still others were dismissed at trial.
We discuss only the First Amendment and tortious interference
claims because those are the only claims that reached the jury.
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Defense counsel: Do you recall that after
the arbitrator's decision,
the District Attorney's
[Office] sent a second
letter to the department, a
Brady letter?
Curtatone: I do recall that. I do
remember that.
Defense counsel: Do you recall they said
they were never going to
call [DiFronzo] to testify?
Curtatone: I do recall it clearly,
yes.
Defense counsel: And as a result of the
second Brady letter, did
you then tell [the]
Chief . . . to put
[DiFronzo] on []paid
leave . . . ?
Curtatone: Paid leave, yes.
On cross-examination, Curtatone was briefly questioned again on
this topic:
Plaintiff's [D]o you remember reviewing
counsel: the arbitrator's decision
that was issued with regard
to the discipline imposed
upon Detective DiFronzo?
Curtatone: Yes.
Plaintiff's And when the decision came
counsel: out, were you still mayor?
Curtatone: Yes.
Plaintiff's And were you involved in
counsel: the decision to not allow
Detective DiFronzo to
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return to work as ordered
by the arbitrator?
Curtatone: Yes.
Plaintiff's Again, [DiFronzo] had
counsel: complained about your
behavior, not only are you
making the decision to
terminate him, now
subsequent to that, you're
making the decision to not
allow him to return to
work, correct?
Curtatone: Correct.
Whether the jury could consider Mayor Curtatone's
decision to place DiFronzo on paid leave as a basis for awarding
damages came to a head during the charge conference. In a
discussion about the damages instruction, the defendants noted
that DiFronzo "never amended" to say that the decision to place
him on paid leave after the arbitration decision was unlawful, and
they therefore argued that the jury could not award damages for
that decision because "it's a different case."
DiFronzo disagreed, claiming that the paid-leave issue
was "part and parcel of what is before this . . . jury." DiFronzo
amplified Mayor Curtatone's testimony that "he was involved in the
decision not to allow Detective DiFronzo to be reinstated" and
that Curtatone is "a defendant in this case." The defendants
replied, "all you have to do is look at the
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complaint . . . . [T]his is why you need to amend if you want to
make a new claim."
Ultimately, the district court permitted the jury to
award damages based on Mayor Curtatone's post-arbitration decision
to place DiFronzo on paid leave. The court, however, asked the
jury to specify any damages it was awarding for Curtatone's
paid-leave decision so that if "an appellate court concludes that
it was wrong to have anything after July 2021[,] [the date of the
paid-leave decision], we will have a record of what the jury's
verdict was."
The jury returned a verdict that was largely in
DiFronzo's favor. It found the defendants liable for First
Amendment retaliation and tortious interference with advantageous
relations claims. For conduct occurring before July 2021, the
jury awarded no lost compensation damages and $300,000 in emotional
distress damages. For conduct occurring after the paid-leave
decision, it also awarded $200,000 in lost compensation damages
and $300,000 in emotional distress damages against Mayor
Curtatone.
The defendants subsequently moved for a new trial,
renewing the contention that it was improper to award damages based
on Mayor Curtatone's paid-leave decision because DiFronzo
"fail[ed] to amend his pleadings to include allegations" about
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post-arbitration events. The court denied the motion and rejected
the argument:
It is true, as a general matter, that
pleadings must be amended in order to assert
new claims or defenses. However, new
developments, or new facts relevant to claims
alleged in an original complaint, are
routinely adduced through discovery and trial
testimony. A common example is the ongoing
occurrence of damages (such as medical
expenses) arising from a personal injury.
Here, plaintiff did not amend the pleadings,
instead electing to present post-2021 evidence
to the jury as part of an ongoing harm arising
from the claim he initially pleaded, rather
than as an independent claim. And at trial,
defendant Curtatone's testimony on
cross-examination provided a link between his
2021 decision not to reinstate plaintiff and
plaintiff's prior, protected
conduct. . . . A reasonable jury could
therefore award damages for harm arising in
and after 2021 as a result of defendant
Curtatone's conduct.
II. DISCUSSION
On appeal, the defendants renew the argument that the
district court incorrectly allowed the jury to award damages based
on Mayor Curtatone's decision to place DiFronzo on paid leave in
July 2021. Before addressing that issue, we consider the
defendants' additional argument that the district court should
have excluded from evidence the arbitration decision ordering
DiFronzo's reinstatement.
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A. The Arbitration Decision
We review a preserved challenge to an evidentiary ruling
for an abuse of discretion. Lech v. von Goeler, 92 F.4th 56, 63
(1st Cir. 2024). An abuse of discretion occurs "when a material
factor deserving significant weight is ignored, when an improper
factor is relied upon, or when all proper and no improper factors
are assessed, but the court makes a serious mistake in weighing
them." Id. (quoting Ruiz-Troche v. Pepsi Cola of P.R. Bottling
Co., 161 F.3d 77, 83 (1st Cir. 1998)). An error of law is an abuse
of discretion. Id. at 64.
Prior to trial, the defendants sought to exclude
evidence about the arbitration decision. They argued that such
evidence was unduly prejudicial because the federal case was about
DiFronzo's termination, which occurred before the arbitration
decision issued.
The district court partially disagreed. It ruled that
understanding the arbitration decision was necessary context for
the jury to evaluate the effect of the termination decision on
DiFronzo's potential damages. Because the arbitrator ordered
DiFronzo reinstated, that order ended the period for which DiFronzo
went unpaid due to his termination. Nevertheless, because the
arbitrator declined to order back pay, the termination decision
still resulted in DiFronzo losing pay for the three-year period
between the termination decision and the reinstatement order.
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Thus, the court concluded that "to make sense of the damages
claim," the jury needed to know "that the arbitrator ordered
[DiFronzo] reinstated with pay but . . . that he not receive back
pay." The court held, however, that it would preclude the jury
from hearing the arbitrator's reasoning for his decision because
such evidence would be unduly prejudicial.
On appeal, the defendants argue against the limited
admission of the arbitration decision on two grounds. First, they
contend that the district court misapplied the Supreme Court's
decision in Alexander v. Gardner-Denver Co., 415 U.S. 36 (1974),
and second, that the court abused its discretion in admitting the
evidence under Fed. R. Evid. 403. We reject both arguments.3
In Gardner-Denver, the Supreme Court held that a
plaintiff who seeks to vindicate his rights under a
nondiscrimination clause of a collective-bargaining agreement may
also pursue a claim under a federal anti-discrimination statute.
Id. at 49. In reaching that conclusion, the Court provided
guidance on when a court may substantively use an arbitrator's
decision in deciding the merits of a subsequent statutory claim.
See id. at 60 & n.21. In this regard, the Court gave guideposts
to consider in deciding the "weight to be accorded an arbitral"
3 DiFronzo contends that the defendants did not adequately
preserve the Gardner-Denver argument in the district court. We
bypass the preservation issue because even if we assume the
argument was preserved, it fails.
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ruling. Id. at 60 n.21. These include: (1) whether the provisions
of the collective bargaining agreement "conform substantially with
Title VII"; (2) "the degree of procedural fairness in the arbitral
forum"; (3) the "adequacy of the record with respect to the issue
of discrimination"; and (4) "the special competence of particular
arbitrators." Id. The Court noted that where an arbitral decision
"gives full consideration to an employee's Title VII rights, a
court may properly accord it great weight," especially when the
issue presented "is solely one of fact." Id.
The defendants contend that the district court abused
its discretion because it admitted the arbitration decision
without analyzing the Gardner-Denver factors. This argument
misunderstands the purpose of these factors. They guide a district
court's evaluation of arbitration decisions as substantive
evidence of discrimination when adjudicating a similar case under
a federal anti-discrimination law. Here, the court did not admit
the arbitration decision as substantive evidence of retaliation.
Rather, the court admitted only the arbitrator's bottom-line order
of reinstatement without back pay to provide context for the jury
in calculating damages for the termination decision. The court,
however, prevented the jury from hearing the arbitrator's
reasoning precisely because it did not want the jury's substantive
judgment to be influenced by that reasoning. Because the
Gardner-Denver factors are directed toward the "weight" that
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should be afforded an arbitration decision in deciding the merits
of a discrimination claim, those factors are inapposite here given
the limited, non-substantive purpose for which the court admitted
the arbitration decision. See id.
For similar reasons, the district court acted well
within its discretion by admitting the arbitration decision for a
limited purpose under Fed. R. Evid. 403. That Rule requires
exclusion of evidence when the probative value of the evidence is
substantially outweighed by the danger of unfair prejudice. United
States v. Villa-Guillen, 102 F.4th 508, 518 (1st Cir. 2024). "A
district court . . . is afforded especially wide latitude in
making Rule 403 determinations, which are disturbed only
rarely -- and in extraordinarily compelling circumstances."
United States v. Armenteros-Chervoni, 133 F.4th 8, 28 (1st Cir
2025) (citation modified).
Courts have sometimes excluded arbitral awards on Rule
403 grounds when a party seeks to introduce the arbitrator's
decision as substantive evidence in support of the claim before
the court. See, e.g., Jackson v. Bunge Corp., 40 F.3d 239, 246
(7th Cir. 1994). Indeed, the District of Massachusetts did so
recently in Hayes v. Town of Dalton because "[t]he arbitrator's
decision address[ed] questions that [were] at the core of this
case and there [was therefore] a risk that a jury would afford the
arbitrator's decision undue weight." No. 3:21-cv-30055, 2025 WL
- 17 -
918684, at *6 (D. Mass. Mar. 25, 2025). The defendants argue that
we should apply the Hayes court's reasoning here to find an abuse
of discretion.
Again, the defendants ignore the limited purpose for
which the district court admitted the arbitration decision in this
case. The parties had not agreed on the compensatory damages that
would follow from concluding that DiFronzo was unlawfully
terminated. Thus, the jury was responsible for determining both
liability and, if necessary, damages. The jury would be unable to
make a damages calculation without knowing that the arbitrator had
ordered DiFronzo reinstated but also had declined to order back
pay for the time that he was out of work because of the termination
decision. In other words, knowledge of this aspect of the arbitral
decision was necessary so the jury would not inadvertently over- or
undervalue damages. The court admitted the evidence only for this
purpose. And to make that point clear, the court provided the
following limiting instruction:
The arbitration . . . and this lawsuit are
kind of proceeding on parallel paths. The
arbitrator made a decision under the
collective bargaining agreement.
You are being asked to make a somewhat
different decision or set of decisions
[regarding] whether Mr. DiFronzo's
constitutional rights were violated or whether
the defendants improperly interfered with his
employment relationship.
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Those are different issues with different
standards. The evidence in the two
proceedings overlaps quite a bit, but you are
to make your own separate independent
decision. Your decision could align with the
arbitrator or it could be completely different
or it could be different in part. It's totally
up to you, but you should not assume that the
arbitrator got it right, that he had better
information or evidence than you had or had
better judgment.
This instruction effectively dispels the defendants'
concern that admitting the arbitration decision "invited the jury
to substitute [the arbitrator's] legal and factual conclusions for
their own." We have noted before that a "careful limiting
instruction given by the trial court" to the jury "as to the
limited purpose for which [evidence] was to be considered" can
have a "salutary effect" that alleviates the impact of unfair
prejudice. United States v. Smith, 292 F.3d 90, 100-01 (1st Cir.
2002). That is the circumstance here. The jury was told not to
use the arbitration decision in deciding the merits of DiFronzo's
claims, and we presume that jurors follow instructions.4 See
4 Despite failing to object contemporaneously to the
limiting instruction quoted above at trial, the defendants now
attempt to challenge it on appeal. Specifically, they critique
the instruction's wording, claiming that it misstates the jury's
role by suggesting that the jury should decide whether it agreed
with the arbitration decision and that the instruction, taken as
a whole, encourages the jury to "align" with the arbitration
decision. Even assuming that this challenge is preserved, the
claim fails. We review an objection to the form and wording of an
instruction for an abuse of discretion. United States v. Gonzalez,
570 F.3d 16, 21 (1st Cir. 2009). The instruction plainly told the
jury that it was to make a "separate and independent decision" on
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United States v. Freeman, 208 F.3d 332, 344 (1st Cir. 2000). Given
the limited purpose for which the arbitration decision was admitted
and the clear instruction delineating that purpose, we see no abuse
of discretion in allowing the jury to learn the basics of the
arbitral decision so that it could understand that decision's
relationship to potential damages arising from DiFronzo's
termination.5
B. The Paid-Leave Decision
We turn now to whether the district court erred in
permitting the jury to award damages based on Mayor Curtatone's
July 2021 decision to place DiFronzo on paid leave following the
arbitration decision ordering his reinstatement. The defendants
argue that the paid-leave decision was not part of the case because
the claims before it, even though it learned of the arbitrator's
ruling on related claims. We do not see how the district court
could have been clearer in explaining that the jury was not to
give weight to the arbitration decision in conducting its own
evaluation of the evidence.
5 On appeal, the defendants identify a hodgepodge of
testimony which they argue should have been excluded as
inadmissible hearsay. These arguments are unpreserved because the
defendants either made no objection at all during the trial or
offered only a general objection specifying no grounds. See United
States v. Holmquist, 36 F.3d 154, 168 (1st Cir. 1994) (stating
that a party does not preserve a claim regarding the admission of
evidence by offering only a general objection to the district
court). Thus, to the extent any review is available, it would be
for plain error. Id. at 168 n.15. The defendants, however, have
not addressed any of the plain-error factors and, in any event,
their arguments as to each identified piece of testimony are
cursory at best. We therefore deem these hearsay claims waived.
See United States v. Baxter, 179 F.4th 73, 91 (1st Cir. 2026).
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DiFronzo filed his complaint prior to the arbitration decision and
never sought to amend the complaint to add allegations that the
subsequent paid-leave decision was unlawful. DiFronzo responds
that the complaint was sufficient to encapsulate the paid-leave
decision, and in any event, he was not required to amend the
complaint because the paid-leave decision related to the overall
employment dispute addressed in the complaint; the paid-leave
decision was explored in discovery; and Curtatone was not
prejudiced from having to defend the paid-leave decision at trial.
Resolution of this issue turns on two rules of Federal
Civil Procedure, Rules 8 and 15(b).6 Rule 8(a) describes the
requirements for stating a claim for relief. Rule 15(b) describes
when unpleaded issues may be presented at trial.
We begin with Rule 8. In the federal system, a pleading
asserting a claim need only provide "a short and plain statement
of the claim showing that the pleader is entitled to relief." Fed.
R. Civ. P. 8(a)(2). And a court construing a complaint should do
so "generously, paying more attention to substance than to form."
Rodriguez v. Doral Mortg. Corp., 57 F.3d 1168, 1171 (1st Cir.
6 The defendants also argue that the district court's
decision to permit the jury to award damages for the decision to
place DiFronzo on paid leave following the arbitration ruling
violated their due process rights. Because we conclude that the
defendants prevail on their challenge to this aspect of the jury
verdict based on their Rule 15(b) arguments, we do not reach their
due process argument.
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1995); see also Fed. R. Civ. P. 8(e). Nevertheless, a "fundamental
purpose of pleadings under the Federal Rules of Civil Procedure is
to afford the opposing party fair notice of the claims asserted
against [them] and the grounds on which those claims rest." Rinsky
v. Cushman & Wakefield, Inc., 918 F.3d 8, 17 (1st Cir. 2019)
(quoting Rodriguez, 57 F.3d at 1171). That includes the facts on
which liability is premised. Artuso v. Vertex Pharms., Inc., 637
F.3d 1, 5 (1st Cir. 2011) (stating that a complaint must include
"factual content" showing "that the defendant is liable for the
misconduct alleged" (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009))).
DiFronzo does not contend that his complaint
specifically alleges that Mayor Curtatone unlawfully placed him on
paid leave after the arbitration decision. Of course, he does not
do so because there was no arbitration decision until several
months after DiFronzo filed his complaint.
Nevertheless, DiFronzo suggests that his complaint
contained sufficient allegations to permit him to proceed to trial
on the paid-leave decision as a basis for liability because the
complaint "expressly alleged . . . that he was seeking damages for
the ongoing harm arising from [the defendants'] retaliatory
conduct." More specifically, DiFronzo relies on the following
complaint allegation as providing notice that the paid-leave
decision was a basis for liability: "The damage done to the
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[p]laintiff's reputation by his wrongful termination and media
exploitation by the [d]efendants continues to this day." DiFronzo
suggests that the "damage done . . . continues to this day"
language encapsulates everything that Mayor Curtatone did to him,
including placing him on paid leave after the partially favorable
arbitration decision.
While we read pleadings generously, see Rodriguez, 57
F.3d at 1171, DiFronzo's suggestion that the "continues to this
day" allegation encompasses Mayor Curtatone's post-arbitration
conduct takes this solicitude too far. Fairly read, DiFronzo's
pleading refers to continuing damages arising from the termination
decision and the media coverage of that decision. When DiFronzo
filed his pleading, he was still unpaid because of the termination
decision and suffered continuing financial harm from that
decision. And the alleged ongoing harm to his reputation was
caused by statements that Mayor Curtatone made to the press in
relation to the termination decision. Thus, the complaint's
reference to damages "continu[ing] to this day" refers to harm
arising from the termination decision, not the separate paid-leave
decision. As the district court recognized, both when issuing its
summary judgment ruling and when ultimately allowing the jury to
impose liability based on the paid-leave decision, there is nothing
in the complaint suggesting that DiFronzo was claiming damages
from that decision.
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DiFronzo says that even if his original complaint did
not raise the paid-leave issue, he still could raise the issue at
trial without filing a supplemental pleading. Rule 15(d) permits
a court to allow a supplemental pleading "setting out any
transaction, occurrence, or event that happened after the date of
the pleading to be supplemented." Fed. R. Civ. P. 15(d). DiFronzo
thus could have covered the pleading gap in this case by obtaining
the district court's permission to serve a supplemental pleading
setting forth the post-arbitration events, including the
paid-leave decision. Choosing not to do so was not necessarily
fatal; it meant, however, that for DiFronzo to have properly
litigated the paid-leave issue at trial, he had to comply with
Rule 15(b). See Heinkel ex rel. Heinkel v. Sch. Bd. of Lee Cnty.,
194 F. App'x. 604, 607 n.4