Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
CourtConnecticut Appellate Court
Date FiledAugust 25, 2026
DocketAC48506
JudgeMoll; Wilson; Harper
StatusPublished
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Full Opinion
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Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
PAVONIX (MASSACHUSETTS), INC. v. STATE
OF CONNECTICUT, JUDICIAL BRANCH
(AC 48506)
Moll, Wilson and Harper, Js.
Syllabus
The plaintiff appealed from the trial court’s judgment denying its motion
to compel arbitration and to stay litigation and granting the defendant’s
motion to permanently enjoin arbitration. The plaintiff claimed that the court
improperly determined that, notwithstanding the permission the plaintiff
had received from the claims commissioner to bring an action against the
defendant, sovereign immunity barred the plaintiff from pursuing its claims
against the defendant by way of private arbitration rather than by way of
litigation in the Superior Court. Held:
This court concluded that it had subject matter jurisdiction to consider all
of the plaintiff’s claims on appeal directed to the trial court’s order simulta-
neously denying its motion to compel arbitration and to stay litigation and
granting the defendant’s motion to permanently enjoin arbitration, as the
granting of a permanent injunction constitutes an appealable final judgment
and the court’s rulings on both motions were inextricably intertwined, the
motions having been based on the same facts and the court having addressed
the motions together and relied on the same rationale to deny the plaintiff’s
motion and to grant the defendant’s motion.
The trial court properly determined that the doctrine of sovereign immunity
barred arbitration in this case, as the plain and unambiguous language of
the statute (§ 4-160) under which the plaintiff received permission from
the claims commissioner to sue the state does not authorize a waiver of the
state’s sovereign immunity from private arbitration and this court could
not, by judicial construction, read into statutes provisions that were not
clearly stated.
Argued February 10—officially released August 25, 2026
Procedural History
Action to recover damages for, inter alia, breach of
contract, and for other relief, brought to the Supe-
rior Court in the judicial district of Hartford, where
the plaintiff filed a motion to compel arbitration and
to stay litigation; thereafter, the defendant filed
a motion for an order permanently enjoining arbi-
tration; subsequently, the court, Klau, J., rendered
judgment granting the defendant’s motion for an order
permanently enjoining arbitration and denying the
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
plaintiff’s motion to compel arbitration and to stay liti-
gation, from which the plaintiff appealed to this court;
thereafter, this court denied the defendant’s motion to
dismiss this appeal. Affirmed.
Benjamin B. Watson, pro hac vice, with whom were
Kenneth J. Krayeske and, on the brief, Jonathan R.
Chally, pro hac vice, and Katherine L. D’Ambrosio, pro
hac vice, for the appellant (plaintiff).
Thadius Bochain, assistant attorney general, with
whom were Emily Gait, assistant attorney general, and,
on the brief, William Tong, attorney general, for the
appellee (defendant).
Opinion
HARPER, J. The plaintiff, Pavonix (Massachusetts),
Inc., formerly known as Softscape, Inc., appeals from the
judgment of the trial court denying its motion to compel
arbitration and to stay litigation and simultaneously
granting the motion filed by the defendant, the State
of Connecticut, Judicial Branch,1 to permanently enjoin
arbitration. On appeal, the plaintiff claims that the court,
Klau, J., improperly determined that, notwithstanding
the permission the plaintiff received from the claims
commissioner to bring an action against the defendant,
sovereign immunity barred the plaintiff from pursuing
its claims against the defendant by way of private arbi-
tration rather than by way of litigation in the Superior
Court. We affirm the judgment of the trial court.
The following undisputed facts and procedural history
are relevant to the resolution of this appeal. The plaintiff
is a technology company that designs and installs web
based software products. On November 19, 1999, the
defendant issued a written request for proposal (RFP) for
the development and delivery of a new case management
1
The Judicial Branch is a department of the state of Connecticut. See
Conn. Const., art. II (“[t]he powers of government shall be divided into
three distinct departments, and each of them confided to a separate
magistracy, to wit, those which are legislative, to one; those which
are executive, to another; and those which are judicial, to another”).
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
system for its Court Support Services Division. The RFP
listed certain terms and conditions that the defendant
expected to be included in any resulting contract, includ-
ing a “[s]ettlement of [c]laims” condition that specified
that “[a]ny controversy or claim arising out of, or relating
to this contract, or the breach thereof, shall be settled by
Arbitration in accordance with the rules of The American
Arbitration Association then in effect.”
The plaintiff submitted a response to the RFP on Feb-
ruary 1, 2000. In that response, the plaintiff expressly
agreed with the arbitration provision set forth in the
“[s]ettlement of [c]laims” condition included in the RFP.
Thereafter, the defendant selected the plaintiff for the
job and the plaintiff “began work implementing, con-
figuring, and customizing its state-of-the-art relational
enterprise software application database for the [defen-
dant], referred to as the Case Management Information
System or ‘CMIS.’ ”
The plaintiff did so in accordance with a Software
Development and License Agreement (agreement) the
parties entered into on June 20, 2000. The agreement
delineated the parties’ respective rights and obligations
with respect to the program the plaintiff was implement-
ing and developing for the defendant (licensed program).
It also incorporated by reference the arbitration provision
from the “[s]ettlement of [c]laims” condition listed in the
RFP and further stated that “ANY CLAIM UNDER THIS
AGREEMENT MUST BE FILED WITH AN ARBITRA-
TOR WITHIN ONE (1) YEAR FROM THE ACCRUAL
OF THE CLAIM.” Moreover, the agreement specified
that the defendant “is unable to waive [its] [s]overeign
immunity in any form.”
The plaintiff alleged that, from 2000 to 2005, it per-
formed its contractual obligations and delivered a ver-
sion of CMIS to the defendant, but that the defendant
“failed to pay [the plaintiff] for all its work while retain-
ing the licensed program for its own use.” In 2007, the
plaintiff filed a complaint with the Office of the Claims
Commissioner, alleging that the defendant had breached
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
the agreement by failing to pay the plaintiff and also by
unlawfully disclosing and modifying the licensed pro-
gram. After obtaining additional information through
discovery, the plaintiff twice amended its complaint,
first in 2011, and again in 2012. In its second amended
complaint, the plaintiff alleged claims for (1) breach of
the agreement, (2) copyright infringement, (3) violation
of the Connecticut Uniform Trade Secrets Act (CUTSA),
General Statutes § 35-50 et seq., and (4) violation of
the Connecticut Unfair Trade Practices Act (CUTPA),
General Statutes § 42-110a et seq.
In 2023, the Attorney General filed stipulations with
the Office of the Claims Commissioner that authorized
the plaintiff to sue the defendant. See General Statutes
§ 4-160 (e).2 The November 20, 2023 amended stipu-
lation stated in relevant part that the plaintiff was
granted “permission to sue the [defendant] in Superior
Court” and that the plaintiff “ ‘shall be deemed to have
been granted permission to sue the [defendant] by the
[c]laims [c]ommissioner . . . .’ ” It further stated that
“[t]he [defendant] reserves the right to raise all subject
matter jurisdictional and other defenses available in the
Superior Court.”
In August 2024, the plaintiff commenced this civil
action by way of a three count complaint sounding in (1)
breach of contract, (2) misappropriation of trade secrets
in violation of CUTSA and (3) unfair trade practices in
violation of CUTPA. In the “[i]ntroduction” section of
its complaint, the plaintiff stated that it “intends to
pursue its claim against the [defendant] in arbitration,
as authorized by the agreement. [The plaintiff] is filing
the present complaint to ensure its compliance with all
applicable statutes of limitation and will file a motion to
stay this litigation pending arbitration.” The plaintiff
2
General Statutes § 4-160 (e) provides: “A claimant exclusively seek-
ing permission to sue the state shall be deemed to have been granted
permission to sue the state by the Claims Commissioner if the Attor-
ney General files with the Office of the Claims Commissioner a signed
stipulation authorizing permission to sue the state for a particular
claim of the claimant.”
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
filed an arbitration demand with the American Arbitra-
tion Association around the same time it commenced this
action. The defendant did not agree to arbitrate.
On September 20, 2024, the plaintiff filed its complaint
in the Superior Court and also filed a motion to compel
arbitration and to stay litigation3 with a supporting
memorandum of law. The plaintiff argued that all of
its claims against the defendant fell within the scope of
the parties’ agreement to arbitrate and that “sovereign
immunity is not an obstacle to compelling the [defendant]
to participate in arbitration” because it had received
permission to “assert its claims in . . . court.”
On September 24, 2024, the defendant filed a motion
to permanently enjoin arbitration and a memorandum
of law in support thereof. The defendant argued that
“[s]overeign immunity precludes arbitration of this
case; that immunity can only be waived by the legisla-
ture and the legislature has not waived it to allow for
arbitration over the [agreement]. The only waiver the
legislature has made that is applicable in this case is the
claims commissioner process, which is a limited waiver
of sovereign immunity and only permits actions in the
Superior Court.” The defendant then filed an objection
to the plaintiff’s motion to compel arbitration and to
stay litigation on October 21, 2024. It reiterated in that
objection that “[t]he [defendant] cannot be compelled to
arbitrate without a clear waiver of sovereign immunity,
which can only be done by the legislature, and there is
no such waiver.”
3
As authority for its motion, the plaintiff cited to, inter alia, General
Statutes § 52-409, which provides: “If any action for legal or equitable
relief or other proceeding is brought by any party to a written agreement
to arbitrate, the court in which the action or proceeding is pending,
upon being satisfied that any issue involved in the action or proceeding
is referable to arbitration under the agreement, shall, on motion of any
party to the arbitration agreement, stay the action or proceeding until
an arbitration has been had in compliance with the agreement, provided
the person making application for the stay shall be ready and willing to
proceed with the arbitration.”
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
The plaintiff filed an objection and response in oppo-
sition to the defendant’s motion to permanently enjoin
arbitration on October 24, 2024, and a reply in support
of its motion to compel arbitration and to stay litiga-
tion on November 5, 2024. The defendant filed a reply
in further support of its motion to enjoin arbitration on
November 7, 2024.
The court, Klau, J., heard oral argument regarding the
parties’ competing motions on January 7, 2025, and, on
February 4, 2025, issued a memorandum of decision in
which it denied the plaintiff’s motion to compel arbitra-
tion and to stay litigation and granted the defendant’s
motion to permanently enjoin arbitration. The court
concluded that, “when the General Assembly delegated
to the claims commissioner the power to waive sovereign
immunity, it placed limits on the scope of that delegated
power. One of those limits is that the claims commis-
sioner may only waive sovereign immunity to permit
lawsuits against the state in Superior Court. The claims
commissioner has no statutory authority to waive sov-
ereign immunity and require the state to defend itself
in a nonjudicial forum. Moreover, a state agency cannot
affect the scope of a waiver of sovereign immunity by
including an arbitration provision in a contract.” The
court based its conclusion on § 4-160, which it deemed
“susceptible of but one reasonable interpretation: it only
empowers the claims commissioner to waive sovereign
immunity for the purpose of allowing a lawsuit against
the state in Superior Court, where the case must remain
until it is settled or until judgment enters after trial.”
This appeal followed. Additional facts and procedural
history will be set forth as necessary.
I
Before we address the merits of the plaintiff’s claims,
we first must consider the threshold question of whether
the ruling from which the plaintiff appeals, namely, the
simultaneous denial of the plaintiff’s motion to com-
pel arbitration and to stay litigation and granting of
the defendant’s motion to permanently enjoin arbitration,
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
constitutes an appealable final judgment. “The jurisdic-
tion of the appellate courts is restricted to appeals from
judgments that are final. . . . The policy concerns underly-
ing the final judgment rule are to discourage piecemeal
appeals and to facilitate the speedy and orderly disposi-
tion of cases at the trial court level. . . . The appellate
courts have a duty to dismiss, even on [their] own initia-
tive, any appeal that [they lack] jurisdiction to hear. . . .
We therefore must always determine the threshold
question of whether the appeal is taken from a final
judgment before considering the merits of the claim.”
(Internal quotation marks omitted.) Kellogg v. Middle-
sex Mutual Assurance Co., 211 Conn. App. 335, 344,
272 A.3d 677 (2022). “A determination regarding . . .
subject matter jurisdiction is a question of law . . .
[and, therefore] our review is plenary.” (Internal quo-
tation marks omitted.) 707 Blue Hills, LLC v. Kelly,
234 Conn. App. 865, 871, 344 A.3d 1223 (2025).
We begin by setting forth the relevant procedural
history. On May 9, 2025, the defendant filed a motion
to dismiss this appeal for lack of subject matter juris-
diction because, in its view, the court’s ruling denying
the plaintiff’s motion to compel arbitration and to stay
litigation and granting the state’s motion to permanently
enjoin arbitration does not constitute a final judgment for
purposes of appeal. The defendant argued in that motion
that “[n]o statute permits the plaintiff to appeal from
the denial of its motion to compel,” that there is likewise
no “statute giving the plaintiff the right to immediately
appeal an interlocutory prohibitory injunction,” and
that the court’s collective rulings do not satisfy the
finality test for interlocutory orders set forth in State v.
Curcio, 191 Conn. 27, 463 A.2d 566 (1983).4 Against this
backdrop, the defendant maintained that “neither aspect
4
“Under Curcio, interlocutory orders are immediately appealable if
the order or ruling (1) terminates a separate and distinct proceeding,
or (2) so concludes the rights of the parties that further proceedings
cannot affect them.” (Internal quotation marks omitted.) Cunniffe v.
Cunniffe, 150 Conn. App. 419, 431, 91 A.3d 497, cert. denied, 314 Conn.
935, 102 A.3d 1112 (2014).
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
of the court’s interlocutory ruling is immediately appeal-
able” and thus “the ‘inextricably intertwined’ doctrine
does not apply.” See, e.g., 707 Blue Hills, LLC v. Kelly,
supra, 234 Conn. App. 872 (“[i]n some circumstances, the
factual and legal issues raised by a legal argument, the
appealability of which is doubtful, may be so ‘inextricably
intertwined’ with another argument, the appealability of
which is established that we should assume jurisdiction
over both” (internal quotation marks omitted)).
The plaintiff filed its principal appellate brief in this
appeal on May 12, 2025, three days after the defendant
filed its motion to dismiss. In that brief, the plaintiff
claimed that the “court’s entry of injunctive relief is
a final appealable order and provides jurisdiction for
this appeal.” The plaintiff argued, more specifically,
that (1) the “entry of permanent injunctive relief [has
been deemed] a final appealable order” by our Supreme
Court in Bozrah v. Chmurynski, 303 Conn. 676, 682,
36 A.3d 210 (2012), (2) the defendant’s motion to per-
manently enjoin arbitration was a counterclaim that
the court granted in its entirety, thereby giving rise to
an immediately appealable final judgment, and (3) the
issues presented in the motion to compel arbitration
and to stay litigation are inextricably intertwined with
the granting of the injunction, thereby constituting
an appealable final judgment over which this court has
jurisdiction. The plaintiff also filed a timely opposition
to the defendant’s motion to dismiss in which it reiter-
ated those same arguments.
On September 3, 2025, this court denied the defen-
dant’s motion to dismiss “without prejudice to the defen-
dant addressing in its appellee’s brief, and the plaintiff
in its reply brief, if any, whether the denial of the motion
to stay under General Statutes § 52-409, which is not a
final judgment, is ‘inextricably intertwined’ with the
granting of the [defendant’s] application for a permanent
injunction, which is a final judgment, for the purpose of
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
appellate jurisdiction. See Kellogg v. Middlesex Mutual
Assurance Co., [supra, 211 Conn. App. 349].”
In a footnote in its appellee’s brief, without any explica-
tion, the defendant “respectfully disagree[d]” with this
court’s order insofar as it “concluded that [this court]
had jurisdiction over this interlocutory appeal because
the [trial] court granted a permanent injunction barring
arbitration” and it “reserve[d] the right to reassert its
jurisdictional challenge upon further review, if any.” The
defendant, however, expressly “acknowledge[d] that the
decision to grant a permanent injunction barring arbitra-
tion is ‘inextricably intertwined’ with the denial of the
plaintiff’s § 52-409 motion because the same rationale
underlies the court’s decision to permanently enjoin
arbitration and deny the plaintiff’s § 52-409 motion:
sovereign immunity bars arbitration.” Thus, the defen-
dant appears to concede, at least for purposes of this
appeal, that “this court has jurisdiction to address the
nonappealable ruling on the plaintiff’s § 52-409 motion
because this court’s assessment of whether sovereign
immunity bars arbitration would be ‘equally applicable’
to the permanent injunction ruling and the denial of the
plaintiff’s § 52-409 motion.”5
In its reply brief, the plaintiff reiterated its argument
that the court’s “entry of a permanent injunction is a
final, appealable order” and claimed that “[t]his court
has jurisdiction over the denial of [the plaintiff’s] stay
motion . . . because that denial is inextricably intertwined
with the grant of the [defendant’s] requested injunctive
relief.” We agree with the plaintiff and conclude that we
have subject matter jurisdiction to consider the plain-
tiff’s appeal from the court’s order denying its motion to
5
During oral argument before this court, when asked to clarify the basis
for the defendant’s disagreement with this court’s order denying its
motion to dismiss, the defendant’s counsel explained that the defendant
does not agree that the granting of its motion to permanently enjoin
arbitration constitutes an appealable final judgment. Although counsel
suggested that this court could choose to revisit that determination, he
stated that, “at this point, we understand and . . . recognize what the
court has decided on that issue.”
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
compel arbitration and to stay litigation and granting the
defendant’s motion to permanently enjoin arbitration.
At the outset, we note that our appellate courts have
determined that the granting of a permanent injunction
constitutes an appealable final judgment. See Bozrah v.
Chmurynski, supra, 303 Conn. 682 (entry of permanent
injunctive relief constituted final appealable order);
Glasson v. Portland, 6 Conn. App. 229, 231 n.3, 504
A.2d 550 (1986) (same); see also Marinos v. Building
Rehabilitations, LLC, 67 Conn. App. 86, 87, 787 A.2d
46 (2001) (affirming judgment of trial court enjoin-
ing arbitration); Weitz Co. v. Shoreline Care Ltd. Part-
nership, 39 Conn. App. 641, 645, 666 A.2d 835 (1995)
(same). Indeed, our Supreme Court has explained that
“a permanent injunction effects a final determination of
[the] rights” at issue. (Internal quotation marks omit-
ted.) Bozrah v. Chmurynski, supra, 682. By contrast,
the entry of a temporary injunction, which is generally
not an appealable final judgment, simply “[maintains] the
status quo while [those] rights . . . are being determined
. . . .” (Internal quotation marks omitted.) Id. In Bozrah,
our Supreme Court relied on this distinction to conclude
that, where the trial court “made a final determination
that the town could search [a] property over the objec-
tion of the defendants,” that order was an appealable
final judgment because, although the trial court labeled
its order as a temporary injunction, it “functioned as a
permanent injunction.” Id.
In the present case, the defendant’s motion was labeled
a “motion to permanently enjoin arbitration,” it sought
to permanently enjoin arbitration, and the court granted
the defendant the relief it was seeking. In other words,
the court granted a permanent injunction that finally
determined the rights at issue by precluding arbitra-
tion of the plaintiff’s claims. As such, the portion of the
plaintiff’s appeal challenging the judgment rendered
in favor of the defendant on its motion to permanently
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
enjoin arbitration is jurisdictionally proper. See Bozrah
v. Chmurynski, supra, 303 Conn. 682.
We must therefore consider whether the judgment
rendered on the plaintiff’s motion to compel arbitration
and to stay litigation, which is not an immediately appeal-
able final judgment;6 see Travelers Ins. Co. v. General
Electric Co., 230 Conn. 106, 107–108, 644 A.2d 346
(1994); Success Centers, Inc. v. Huntington Learning
Centers, Inc., 223 Conn. 761, 769–76, 613 A.2d 1320
(1992); is inextricably intertwined with the judgment
rendered in favor of the defendant on its motion to per-
manently enjoin arbitration. As previously stated in
this opinion, the plaintiff argues, and the defendant
agrees, that the judgments on the competing motions are
inextricably intertwined. Our independent assessment
of the competing motions and the court’s memorandum
of decision thereon leads us to the same conclusion. See,
e.g., A Better Way Wholesale Autos, Inc. v. Saint Paul,
192 Conn. App. 245, 257, 217 A.3d 996 (2019) (articu-
lating “bedrock principle that parties cannot agree to
confer subject matter jurisdiction on a court”), aff’d,
338 Conn. 651, 258 A.3d 1244 (2021).
In its motion to compel arbitration and to stay litiga-
tion, the plaintiff maintained that all of its claims against
the defendant fell within the scope of the parties’ agree-
ment to arbitrate and that “sovereign immunity is not an
obstacle to compelling the [defendant] to participate in
arbitration” because it had received permission to “assert
its claims in . . . court.” In its motion to permanently
enjoin arbitration, however, the defendant argued that
sovereign immunity had been waived only for purposes of
allowing an action to be brought against it in the Superior
Court and that, consequently, sovereign immunity was
a bar to arbitration in this matter. Both motions were
based on the same underlying facts and, indeed, the court
addressed them together. In doing so, the court assessed
6
The parties do not dispute that the court’s denial of the plaintiff’s
motion to compel arbitration and to stay litigation is not immediately
appealable.
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
whether sovereign immunity barred the plaintiff from
pursuing its claims in an arbitral forum and its conclu-
sion that it did was determinative of both motions. In
other words, the court relied on the same rationale to
deny the plaintiff’s motion and to grant the defendant’s
motion. See Kellogg v. Middlesex Mutual Assurance
Co., supra, 211 Conn. App. 349. As such, our analysis of
the court’s decision to grant a permanent injunction in
favor of the defendant will be equally applicable to our
analysis of the court’s decision to deny the plaintiff’s
motion to compel arbitration and to stay litigation. See
Collins v. Anthem Health Plans, Inc., 266 Conn. 12,
30, 836 A.2d 1124 (2003) (concluding that CUTPA and
non-CUTPA counts were “ ‘inextricably intertwined’ ”
where factual and legal bases of claims did not differ);
Kellogg v. Middlesex Mutual Assurance Co., supra,
349 (reaching merits of all issues in appeal from denial
of motion for summary judgment even though only res
judicata defense was immediately appealable because
analysis as to res judicata claims was equally applicable
to remainder of defendant’s claims). For these reasons,
we conclude that we have subject matter jurisdiction to
consider all of the plaintiff’s claims on appeal directed to
the trial court’s denial of its motion to compel arbitration
and to stay litigation and simultaneous granting of the
defendant’s motion to permanently enjoin arbitration.
II
With respect to the merits of this appeal, the plaintiff
claims that the court improperly determined that the
permission it received by way of the process set forth in
§ 4-160 to bring an action against the defendant waived
sovereign immunity only for the purpose of allowing
the plaintiff to litigate its claims in the Superior Court
and did not authorize the plaintiff to have those claims
determined by way of private arbitration instead. The
plaintiff maintains that the court misconstrued § 4-160
when it concluded that the “claims commissioner may
only waive sovereign immunity to permit lawsuits
against the state in Superior Court” and that “[t]he
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
claims commissioner has no statutory authority to waive
sovereign immunity and require the state to defend
itself in a nonjudicial forum.” Relying on subsection (h)
of § 4-160,7 the plaintiff argues that “§ 4-160 provides
that, once the state waives its sovereign immunity, its
rights and liabilities in the resulting legal action are the
same as a private person. . . . There is no question that
a court can enforce an arbitration agreement against a
private person. . . . There should likewise be no question
that it can enforce an arbitration agreement against the
state, where the state has waived sovereign immunity
from the claims to be arbitrated.” (Citations omitted.)
In other words, the plaintiff argues that, as a matter of
statutory interpretation, the waiver of the defendant’s
sovereign immunity from suit on the plaintiff’s claims
also waives the defendant’s sovereign immunity from
private arbitration on those claims.
The defendant claims, in response, that the court prop-
erly concluded that the doctrine of sovereign immunity
precludes arbitration in this case. In support of this
claim, the defendant advances two arguments. First,
the defendant claims that “this court can . . . affirm on
the alternative ground that the plaintiff’s arbitration
demand is beyond the narrow scope of the permission
to sue that was granted under § 4-160 (e).” Second, the
defendant contends that “the court correctly held that
sovereign immunity barred arbitration because the legis-
lature intended for only the Superior Court to adjudicate
the state’s liability in an action stemming from [the
Office of the Claims Commissioner].” We agree with the
defendant’s second argument.
We begin with the following relevant standards and
legal principles. “The principle that the state cannot
7
General Statutes § 4-160 (h) provides in relevant part: “In each
action authorized by the Claims Commissioner . . . or any action where
permission to sue the state has been deemed to have been granted by the
Claims Commissioner . . . (1) the state waives its immunity from liability
and from suit in each such action and waives all defenses which might
arise from the eleemosynary or governmental nature of the activity
complained of, and (2) the rights and liability of the state in each such
action shall be coextensive with and shall equal the rights and liability
of private persons in like circumstances.”
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
be sued without its consent, or sovereign immunity, is
well established under our case law. . . . The doctrine of
sovereign immunity operates as a strong presumption in
favor of the state’s immunity from liability or suit. . . .
[T]o circumvent the strong presumption of sovereign
immunity in [an] action for monetary damages, the bur-
den is on the [claimant] to show that . . . the legislature,
either expressly or by force of a necessary implication,
statutorily waived the state’s sovereign immunity . . . . In
the absence of a statutory waiver of sovereign immunity,
the [claimant] may not bring an action against the state
for monetary damages without authorization from the
. . . [claims] commissioner to do so. . . .
“When sovereign immunity has not been waived, the
. . . [claims] commissioner is authorized by statute to
hear monetary claims against the state and determine
whether the claimant has a cognizable claim. . . . The . . .
[claims] commissioner, if he [or she] deems it just and
equitable, may sanction suit against the state on any
claim which, in his [or her] opinion, presents an issue of
law or fact under which the state, were it a private person,
could be liable.” (Citation omitted; internal quotation
marks omitted.) State v. Avoletta, 212 Conn. App. 309,
321–22, 275 A.3d 716 (2022), aff’d, 347 Conn. 629, 298
A.3d 1211 (2023).
“[P]rior to 1959, before the legislature created the
office of the claims commission, the General Assembly
in the first instance considered what action, if any, was
appropriate on claims made against the state. . . . It
reached a point where the number of claims submitted to
the legislature became a major burden and this interfered
with the more important function of enacting general
legislation. . . . [The] director [of the claims commis-
sion] explained [that the commission was created] to
ensure that equity and justice [would be] done. A statu-
tory procedure for the disposition of claims against the
state, to be administered by a claims commission, was
adopted by the enactment of Public Acts 1959, No. 685.
Subsequently, in 1975, the legislature substituted a
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
claims commissioner . . . for the claims commission. . . .
Therefore, the [claims] commissioner is in reality the
conscience of the state, assuming in part the prior role of
the legislature to ensure that justice and equity is done.
It is the [claims] commissioner who now determines what
claims should be paid, what claims should be referred to
the legislature for payment, or which claimants should
be authorized to institute an action against the state. . . .
“The legislative scheme by which the [claims] com-
missioner reviews possible claims against the state is
contained in [chapter 53 of the General Statutes, General
Statutes §§ 4-141 through 4-165c], inclusive.” (Citations
omitted; internal quotation marks omitted.) Reilly v.
Smith, 84 Conn. App. 849, 854–55, 855 A.2d 1000,
cert. denied, 271 Conn. 938, 861 A.2d 513 (2004). “The
claims commissioner . . . may waive [the state’s sovereign]
immunity, pursuant to . . . § 4-160 (a), and consent to
suit.” Krozser v. New Haven, 212 Conn. 415, 423, 562
A.2d 1080 (1989), cert. denied, 493 U.S. 1036, 110 S.
Ct. 757, 107 L. Ed. 2d 774 (1990); see also Envirotest
Systems Corp. v. Commissioner of Motor Vehicles, 293
Conn. 382, 399, 978 A.2d 49 (2009) (§ 4-160 (a) empow-
ers claims commissioner to waive sovereign immunity
and authorize suit against state); Chotkowski v. State,
240 Conn. 246, 270, 690 A.2d 368 (1997) (same). Indeed,
our Supreme Court has long “recognized that [t]he sole
purpose of § 4-160 . . . is to remove the bar of sovereign
immunity when the claims commissioner determines
that it would be just and equitable to permit a claimant
to seek redress against the state.” (Internal quotation
marks omitted.) Jamie G. v. Dept. of Children & Families,
352 Conn. 736, 752, 339 A.3d 598 (2025).
The issue of whether the permission the plaintiff
received to sue the state, in accordance with the proce-
dure set forth in § 4-160, waived the defendant’s sov-
ereign immunity from private arbitration presents an
issue of statutory interpretation over which we exercise
plenary review. See Perez v. University of Connecticut,
182 Conn. App. 278, 287, 189 A.3d 664 (2018). “Our
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
analysis is guided by General Statutes § 1-2z and the
general rules of statutory construction8 . . . subject to a
significant qualification. . . . That is, where, as here, the
claim is that the legislature has abrogated the common
law, [w]e recognize only those alterations of the common
law that are clearly expressed in the language of the
statute . . . . [We do so] because the traditional principles
of justice [on] which the common law is founded should
be perpetuated. . . . Indeed, it is well established that,
[w]hen a statute is in derogation of common law or creates
a liability where formerly none existed, it should receive
a strict construction and is not to be extended, modified,
repealed or enlarged in its scope by the mechanics of
[statutory] construction.” (Citations omitted; footnote
added; internal quotation marks omitted.) Jamie G. v.
Dept. of Children & Families, supra, 352 Conn. 746.
With these principles in mind, we turn to the language
of § 4-160. Subsection (a) of § 4-160 provides in relevant
part: “Whenever the Claims Commissioner deems it
just and equitable, the Claims Commissioner . . . may
authorize suit against the state on any claim9 which,
in the opinion of the Claims Commissioner, presents
an issue of law or fact under which the state, were it a
private person, could be liable. . . .” (Footnote added.)
After permission to sue the state has been granted, or
deemed granted; see General Statutes § 4-160 (e), (f) and
(h); “[t]he claimant shall bring such action against the
state as party defendant in the judicial district in which
the claimant resides or, if the claimant is not a resident
8
“When construing a statute, [o]ur fundamental objective is to ascer-
tain and give effect to the apparent intent of the legislature. . . . In
seeking to determine that meaning . . . § 1-2z directs us first to consider
the text of the statute itself and its relationship to other statutes. If,
after examining such text and considering such relationship, the mean-
ing of such text is plain and [unambiguous] and does not yield absurd or
unworkable results, extratextual evidence of the meaning of the statute
shall not be considered.” (Internal quotation marks omitted.) Perez v.
University of Connecticut, supra, 182 Conn. App. 288.
9
A “[c]laim,” by statutory definition, “means a petition for the pay-
ment or refund of money by the state or for permission to sue the state.”
General Statutes § 4-141.
Pavonix (Massachusetts), Inc. v. State of Connecticut, Judicial Branch
of this state, in the judicial district of Hartford or in the
judicial district in which the claim arose.” (Emphasis
added.) General Statutes § 4-160 (i). The claimant must
do so by way of “[c]ivil process directed against the state
. . . .” (Emphasis added.) General Statutes § 4-160 (j).
Thereafter, once this procedure has been followed
and the case is pending against the state in court, in the
appropriate judicial district, the statute specifies that
“[i]ssues arising in such actions shall be tried to the court
without a jury”; (emphasis added) General Statutes
§ 4-160 (k); and that “[t]he laws and rules of practice
governing disclosures in civil actions shall apply . . . in
any such action.” (Emphasis added.) General Statutes
§ 4-160 (l). Moreover, § 4-160 (m) provides that “[t]he
Attorney General, with the consent of the court, may
compromise or settle any such action” and that “[t]he
terms of every such compromise or settlement shall be
expressed in a judgment of the court”; § 4-160 (n) provides
that “[c]osts may be allowed against the state as the court
deems just”; and § 4-160 (o) provides that “[t]he clerk of
the court in which judgment is entered against the state
shall forward a certified copy of such judgment to the
Comptroller. . . .” (Emphasis added.)
Finally, subsection (p) of § 4-160 provides in relevant
part that “the Attorney General shall report to the joint
standing committee of the General Assembly having
cognizance of matters relating to the judiciary on the
status and disposition of all actions authorized pursu-
ant to this section . . . or brought against the state under
any other provision of law and in which the interests of
the state are represented by the Attorney General. . . .”
The Attorney General’s report “shall include,” inter alia,
“(1) [t]he number of such actions pending in state and
federal court . . . (2) the number of new actions brought
in the preceding year in state and federal court . . . [and]
(3) the number of actions disposed of in the preceding