Lucas v. Guzman
CourtDistrict Court, District of Columbia
Date FiledJuly 10, 2026
DocketCivil Action No. 2021-0296
JudgeJudge Amy Berman Jackson
StatusPublished
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Full Opinion
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
____________________________________
)
NIA LUCAS, )
)
Plaintiff, )
)
v. ) Civil Action No. 21-0296 (ABJ)
)
KELLY LOEFFLER )
Administrator, )
U.S. Small Business Administration (SBA), )
)
Defendant. )
____________________________________)
MEMORANDUM OPINION
On February 1, 2021, plaintiff Nia Lucas brought this action against Kelly Loeffler, the
Administrator of the U.S. Small Business Administration (“SBA”), pursuant to the Fair Labor
Standards Act (“FLSA”), 29 U.S.C. § 201 et seq. Compl. [Dkt. #1]; Am. Compl. [Dkt # 70]. 1
Plaintiff seeks compensation for overtime hours she claims she worked on one day during the
January 2018 federal government shutdown. The number of overtime hours she seeks to be paid
for has fluctuated between two and five hours throughout the litigation, and her current claim
amounts to approximately $361.30, plus liquidated damages and interest. Am. Compl. at 14.
Plaintiff has filed a series of related lawsuits related to her brief employment at the SBA and the
overtime dispute, suing not only the SBA, but also her union and the lawyer who represented her
when this case was first filed. See Lucas v. Guzman, No. 22-2101, 2024 WL 4650944 (D.D.C.
1 The suit was originally brought against Tami Perriello, the former acting SBA
Administrator. Under Federal Rule of Civil Procedure 25(d), the subsequent SBA Administrator
Isabella Casillas Guzman was substituted as defendant. The current SBA Administrator Kelly
Loeffler was later substituted as the current defendant.
1
Nov. 1, 2024) (“Lucas II”); Lucas v. Dhali, No. 24-0685, 2025 WL 3771999 (D.D.C. May 29,
2025); Lucas v. Loeffler, No. 23-3535 (D.D.C.) (“Lucas III”); Lucas v. AFGE, No. 22-777; and
Lucas v. AFGE, No. 22-1540.
The original complaint in this action consisted of two counts. Plaintiff alleged that
defendant violated the FLSA by: (1) “intentionally refus[ing] to pay [plaintiff] her wages” for two
hours of overtime work during the government shutdown and (2) unlawfully retaliating against her
for inquiring about when she would be paid. Compl. ¶¶ 18, 23–29, 30–35. The Court granted in
part and denied in part defendant’s motion to dismiss, which permitted the unpaid wages claim to
proceed but dismissed the retaliation claim. See Lucas v. Guzman, No. 21-0296, 2022 WL
2064852, at *8–9 (D.D.C. June 8, 2022) (“Lucas I”). It found that there was a genuine dispute of
material fact in the record at that “early juncture” as to whether plaintiff had released her unpaid
wages claim in a settlement agreement she signed with the SBA in March 2020. Id. At the time
the motion to dismiss was considered, there was “nothing in the record” to establish that plaintiff’s
Amended Grievance, which squarely raised plaintiff’s claim of unpaid wages for work on January
22, 2018, was “existing” or “pending” at the time the settlement agreement was signed. Id. at *8.
Plaintiff subsequently filed an amended complaint, which is now the operative complaint
in the case. [Dkt. # 70]. Plaintiff continues to press her unpaid wages claim under FLSA (Count
I), but she has increased the number of overtime hours she claims to have worked during the
shutdown from two to five, consisting of two unpaid hours of “orderly shutdown activities” and
three hours of “furlough” pay because, according to her alternative work schedule, she was
scheduled to not be working at all on that particular day. See Am. Compl. ¶¶ 37–43. She also
brings another unlawful retaliation claim (Count II), claiming that she was “removed from federal
2
service” and constructively discharged for making formal and informal complaints seeking
information about when she would be paid. See Am. Compl. ¶¶ 44–48.
The parties have each moved for summary judgment, and the motions are fully briefed.
Plaintiff’s Partial Motion for Summary Judgment (“Pl.’s Mot.”) [Dkt. # 76]; Memorandum of Law
in Support of Pl.’s Mot. (Pl.’s Mem.) [Dkt. # 76-1]; Plaintiff’s Statement of Material Facts (“Pl.’s
SMF”) [Dkt. # 76-2]; Motion for Summary Judgment and Memorandum in Support and
Opposition to Pl.’s Mot.; (“Def.’s Mot.”) [Dkt. # 78]; Defendant’s Combined Statement of
Material Facts As To Which There Is No Genuine Dispute and Response to Pl.’s SMF (“Def.’s
SMF”) [Dkt. # 78-1]; Plaintiff’s Consolidated (1) Opposition to Def.’s Mot.; (2) Cross-Mot. for
Summary Judgment on Count II; and (3) Reply in Support of Pl.’s Mot. (“Pl.’s Opp.”) [Dkt. #
84]. 2 Although plaintiff has been represented by counsel at various points in this litigation, she is
currently proceeding pro se. Pl.’s Resp. to Order to Show Cause (Jan. 21, 2026) [Dkt. # 83]. For
2 On November 24, 2024, defendant filed a Notice of Controlling Authority [Dkt. # 72]
(“Notice”), informing the Court that although defendant’s “position in this litigation is that the
Court has jurisdiction to hear [p]laintiff’s FLSA claim pursuant to 28 U.S.C. 1331 or 28 U.S.C.
1337,” the D.C. Circuit’s holding in Waters v. Rumsfeld, 320 F.3d 265 (D.C. Cir. 2003), may
“suggest” the Court lacks jurisdiction. In Waters, the D.C. Circuit held that jurisdiction to hear
FLSA claims depends on the Tucker Act, which would require FLSA claims to be brought either
in the Court of Federal Claims, or in the federal district where plaintiff resides, subject to a $10,000
limit. 320 F.3d at 270–72. Defendant submits that Waters may no longer be good law following
the Supreme Court’s decision in United States v. Bormes, 568 U.S. 6, 16 (2012). In Bormes, the
Court concluded that the Tucker Act did not waive the United States’ sovereign immunity for a
damages claim against the United States under the Fair Credit Reporting Act. Id. Defendant
“believes that Bormes (decided in 2012) would cause the D.C. Circuit to reconsider its holding in
Waters (decided in 2003).” Notice at 3. Absent D.C. Circuit authority on this issue, other courts
in this District have decided that Bormes did not change the longstanding understanding that the
Court of Federal Claim has exclusive authority to hear FLSA claims seeking more than $10,000.
See, e.g., Alston v. Bethea, Civ. No. 22-3595 (JEB), 2023 WL 4198203, at *3 (D.D.C. June 27,
2023). The Court finds that reasoning persuasive, and in any event, the amount of wages sought
falls well under $10,000.
3
the reasons set forth below, plaintiff’s partial motion for summary judgment will be denied, and
defendant’s motion for summary judgment will be granted.
BACKGROUND
The factual background of this case is detailed in the Court’s memorandum opinion
granting in part and denying in part the motion to dismiss. See Lucas I, 2022 WL 2064852, at *2–
4. Therefore, the Court will only recite facts here that are relevant to the claims alleged in the
amended complaint.
Nia Lucas was employed as a program analyst in the Office of Women’s Business
Ownership within the SBA from 2017 until 2020. See Pl.’s SMF ¶¶ 1, 3. On November 9, 2017,
her request for full-time telework as a reasonable accommodation for a disability was approved.
Pl.’s SMF ¶ 5; Def.’s SMF ¶ 5. Plaintiff was a member of the American Federation of Government
Employees Local 228 (the “Union”). Def.’s SMF ¶ 12. The Master Labor Agreement between
the Union and the federal government provided that “no employee should work overtime unless
it’s authorized and officially approved in advance by the appropriate . . . supervisor or their
designee.” Pl.’s SMF ¶ 13. Under this policy, plaintiff’s requests for overtime had to be approved
by someone more senior than her immediate supervisor. Id. ¶ 14.
Plaintiff was instructed several times during her employment that she needed to obtain
prior approval before performing overtime work, including:
On September 22, 2017, plaintiff was told that she must request
overtime in advance under the SBA’s Standard Operating Procedures
(“SOP”). Def.’s SMF ¶ 15, citing Ex. 14 to Def.’s Mot. (September 22,
2017 email from Bruce Purdy to Nia Lucas) (“I also need to remind you
that overtime must be requested and approved in advance per SBA’s
SOP.”).
On November 9, 2017, the SBA sent plaintiff a letter approving her
request for telework as a reasonable accommodation, stating: “As you
4
are on a gliding schedule, you need to notify me when you are working.
You are not permitted to work overtime without prior approval or
outside of the hours established in . . . the [Union’s] Master Labor
Agreement.” Def.’s SMF ¶ 15, citing Ex. 15 to Def.’s Mot. (Nov. 9,
2017 letter from Bruce Purdy to Nia Lucas).
On three separate occasions, Plaintiff signed telework agreements,
which contained a provision stating, “[e]mployee agrees to work
overtime or compensatory time only when approved by the supervisor
in advance and understands that overtime will not be compensated
without such approval.” Def.’s SMF ¶ 15, citing Exs. 16, 17, and 18
(January 17, 2017; February 7, 2017, and November 17, 2017 telework
agreements).
On December 18, 2017, plaintiff’s supervisor informed her: “As I stated
to you in an email on December 14th, you are not permitted to work
overtime or outside of your hours without prior approval.” Def.’s SMF
¶ 15, citing Ex. 19 (Dec. 18, 2017 email from Bruce Purdy to Nia
Lucas).
Also, as part of the reasonable accommodation authorizing her full-time telework, plaintiff was
required to check in via email so her supervisors would know when she was working. Def.’s SMF
¶ 16, citing Exs. 15, 20.
In 2017, as part of the approval process for the telework agreement, plaintiff chose to work
an “alternative work schedule” (“AWS”). According to her AWS, during each two-week pay
period, she worked nine hours for eight days and eight hours on one day (every other Friday), and
thus had a day every other week where she was not scheduled to work (“AWS Day”). Id. ¶ 5.
Due to a lapse in federal funding, much of the federal government, including the SBA, was
shut down from Saturday, January 20 through Monday, January 22, 2018. Pl.’s SMF ¶ 8. Plaintiff
was furloughed during this period. Pl.’s SMF ¶ 10. Because Monday, January 22, 2018 was
plaintiff’s AWS Day, she had not been scheduled to work that day at all. And plaintiff did not
request or receive approval to do overtime work on that day. Ex. 23 to Def.’s Mot. at 192.
5
Over the course of the three-day shutdown, though, the SBA issued a series of guidance
documents to employees, some of which were somewhat inconsistent, regarding work during the
shutdown. See Ex. 24 at 12 (Notice from SBA to employees: “[o]rderly termination activities
should take, at most, 4 hours.”); Ex. 25 to Def.’s Mot. at 14 (In a letter from the SBA to plaintiff:
“[b]ecause you are not engaged in one of the SBA’s excepted functions, you are being placed in a
furlough status effective January 20, 2018, once you have completed an orderly shutdown of your
work, which should take no longer than three hours.”); Ex. 26 to Def.’s Mot. at 20 (SBA “Detailed
Instructions: Furlough 2018” stating that Phase 1 of shutdown work is “anticipated to last
approximately 4 to 5 hours”).
Plaintiff maintains that she performed “orderly shutdown activities as instructed” on
January 22, and was then furloughed for the rest of the day. Pl.’s SMF ¶ 13. 3 She alleges that
because the shutdown occurred on her AWS Day, her AWS day was “cancelled” and she was
therefore furloughed for a nine-hour day, which consisted of six hours of actual work plus three
hours of furlough time. Id ¶¶ 12–13. That day, Congress passed legislation restoring
appropriations and the federal government resumed operations, directing federal civilian
employees to return to duty, and providing retroactive compensation for all furloughed federal
employees for the period of the lapse in appropriations. Pl.’s SMF ¶ 14.
3 Defendant disputes plaintiff’s assertion that she worked for six hours on January 22, 2018.
See Def.’s SMF ¶ 13 (“Plaintiff’s actual work performing shutdown activities appeared to take
slightly more than two hours.”). Defendant contends that plaintiff first logged on later than she
claims, and that she spent the time that day reading emails, texting colleagues, and reading (and
re-reading) the agency’s shutdown guidance. See Def.’s Mot. at 21.
6
On January 31, 2018, plaintiff submitted a grievance through her union, #1-31-2018-1,
SBA/AFGE (“American Federation of Government Employees”), raising a number of complaints.
See Grievance Form, Ex. 21 to Def.’s MSJ. [Dkt. # 78-6] (“January 2018 Grievance”). In the
form, she complained about the conduct of her supervisor, Bruce Purdy, from the period of January
16, 2018, through the date of the filing of the grievance:
From January 16, 2018 and continuing today Mr. Purdy denied Ms. Lucas
her with-in grade increase. From January 19, 2018 and continuing until
today Mr. Purdy excessively monitors Ms. Lucas, she is made to clock in
and out throughout the day with a team lead and Mr. Purdy forces contact
with her at least twice a day which is not work related, Ms. Lucas has
repeatedly asked him to stop. This is unlawful and similarly situated
employees are not treated the same[]. During this time frame Mr. Purdy has
threatened her with personnel action if he is unable to monitor her via
Microsoft Lync while she is on reasonable accommodations . . . Mr. Purdy
demands that Ms. Lucas deliver to him unfettered access to her medical
diagnosis and . . . provided Ms. Lucas’ co-worker(s) access to her medical
documents . . . . [H]e denied Ms. Lucas training directly related to her work
in SBA, training which he has approved for similarly situated employees.
Also . . . Mr. Purdy has denied Ms. Lucas access to her Official Personnel
Folder . . . and all other records in his possession. Additionally, [f]rom
January 16, 2018 Mr. Purdy has against the law has [sic] denied all official
time in the month of January and ongoing for Ms. Lucas to have official
time to amend and confer with counsel on the outstanding EEO complaint
against him.
January 2018 Grievance at 1. The relief she sought included, among other things, “that Ms.
Lucas . . . BE MADE WHOLE,” “that Ms. Lucas . . . retroactively receive her Wage Grade
Increase,” “Back pay, TSP [thrift savings plan] contributions, all with Interest,” and “Medical
Hardship Relief.” Id. In response to the question on the form asking what contractual or legal
provisions had been violated, plaintiff listed thirty-eight separate provisions, including twenty-two
different articles of the 2017 Master Labor Agreement, the SBA policy against sexual harassment,
HIPAA (“Health Insurance Portability and Accountability Act”), and “FLSA Violation.” Id. at 2.
7
On February 2, 2018, plaintiff emailed Denise Edmonds, an SBA Office Automation
Assistant and Timekeeper, inquiring about payment for the overtime work she performed on
January 22, 2018. Ex. G to Pl.’s Mot. [Dkt. # 76-3] at 31–38. In response to plaintiff’s claim that
she should be paid for six hours of overtime work, Ms. Edmonds informed plaintiff on February
6, 2018, that she would be paid “for 4 hrs only.” Id. at 35. Edmonds included Purdy on the email
chain to confirm the accuracy of her response, and on February 6, 2018, he stated: “[d]uring the
furlough, employees were only allowed to work on shut down activities. In conferring with HR,
4 hours is what is considered reasonable for the shut down activities.” Id. at 33.
On February 9, 2018, Lucas sent an email with the subject line “Manipulation of Time
Sheet and Forced Overtime” to a number of individuals, including her union representative,
stating:
I would like the grievance to include manipulation of timesheet and forced
overtime without compensation on 1/22/[2018]. I worked 6 hours, and
Bruce and Denise Edmonds colluded to change the time that I actually
entered which was 6 hours (6am to 12 noon). They changed it to 4 hours
saying this is reasonable versus making me whole as furlough guidance
states.
Email from Nia Lucas to Eric Fuller (Feb. 9, 2018), Ex. H to Pl.’s Mot. at 40 (emphasis in original).
8
On February 15, 2018, plaintiff was paid for the pay period that included the furlough:
January 21, 2018 to February 3, 2018. She was paid for 84 total hours of work, including 63.50
of regular work, 4 hours of overtime, 11 hours of sick leave, and 5.5 hours of other leave. See Ex.
I to Pl.’s Mot. [Dkt. # 76-3]. The four hours of overtime pay that plaintiff received was for the
work she completed on her AWS Day. None of plaintiff’s colleagues received overtime pay for
that pay period. Ex. 1 to Def.’s Mot. [Dkt. # 78-3] at 105:8–19 (“Lucas Dep.”) (agreeing that she
was the only employee paid overtime); Ex. J to Pl.’s Mot. [Dkt. # 76-3] at 44–52; Ex. I to Pl.’s
Mot. [Dkt. # 76-3] at 42–43.
On February 24, 2018, plaintiff amended her grievance, designated as, “1-31-2018-1:
Addendum 2-14-2018.” Ex. 31 to Def.’s Mot./Opp. [Dkt. # 78-6] at 56–59 (“Amended
Grievance”). The Amended Grievance adds to the list of reasons “why the complaint should be
considered a grievance” that plaintiff was “denied her Overtime for Time and Attendance Pay
Period 2.” Id. at. 57. The Amended Grievance again sought that “Ms. Lucas . . . BE MADE
WHOLE” and receive “[b]ack pay, TSP contributions, all with interests” and “back pay due to
unjustified personnel action Violation of OPM Federal Employee Antidiscrimination and
Retaliation Act”). Id. at 57–58. And plaintiff resubmitted the single spaced list of thirty-eight
contractual provisions and other rules and regulations that were allegedly violated, including the
FLSA. Id.
On February 27, 2018, the SBA responded to the Grievance and Amended Grievance. Ex.
19 to Compl., Lucas v. Guzman, Civil Action No. 24-cv-0817 [Dkt. # 1-19] “SBA Response to
9
Am. Grievance”). 4 Plaintiff’s supervisor at the SBA wrote in a section entitled “Response to
Grievance # 1-31-18 – Addendum 1 2-14-18”:
In regards to the claim that I denied overtime for pay period 2018-
2, this statement is false. The agency appropriately compensated
you with 4 hours overtime as no employee was legally permitted to
work past 12:00PM on January 22, 2018 for the orderly shut-down
of the Federal government due to a lapse in appropriation. All SBA
employees received information concerning the furlough and
orderly shut-down. In fact, you sent me an email on January 22,
2018 at 9:49 am asking ‘Bruce, am I supposed to come in today?’
You did not begin work at 6:00 am as you claim.
Id. at 3–4. The response concluded that “[i]t is my decision to deny the grievance and any related
grievances that may be filed on the same issue and to not grant the relief requested.” Id. at 4.
Three months later, on May 18, 2019, the SBA sent plaintiff official notice that the agency
was proposing to remove her from her position for “threatening [her] supervisor with legal action”
and “lack of professional conduct” in her email communications with other agency staff during
the period between December 27, 2017 and January 25, 2018. Ex. 35 to Def.’s Mot. [Dkt. # 78-
6] at 93–100.
In March 2020, plaintiff and the SBA entered into a Settlement and Release Agreement
(“Settlement Agreement”). Ex. 51 to Def.’s Mot./Opp. [Dkt # 78-7] at 57–68. Agreement
(effective as of March 9, 2020); Def.’s SOF ¶ 3. Plaintiff was represented by an attorney named
Tamara L. Miller, who also signed the Settlement Agreement. Settlement Agreement at 10.
Pursuant to the Settlement Agreement, plaintiff agreed to:
withdraw, with prejudice, any and all existing actions against the Agency
that she may have pending before the Agency, the Merit Systems Protection
Board, the Equal Employment Opportunity Commission, the Office of
Special Counsel, or any other administrative or judicial forum, and any
4 See Dupree v. Jefferson, 666 F.2d 606, 608 n.1 (D.C. Cir. 1981) (identifying “related
proceedings in other courts” among those matters of which the Court may take judicial notice).
10
grievances she may currently be pursuing against the Agency or any legacy
component, therein, whatsoever, that she may have pending against the
Agency at the time she signs this Settlement Agreement, including, but not
limited to . . . SBA Union Grievance 1-31-2018-1, and any associated
arbitration [and] SBA Union Grievance 228-2-25-2019-MA-1, and any
associated arbitration . . . .
Id. ¶ 6. Plaintiff also agreed that the SBA would remove her from federal service for “medical
inability to perform,” which is a non-disciplinary removal, within 45 days after the Agreement was
executed. Id. ¶ 5.
The Agreement also contains a release clause:
Upon the Effective Date of the Agreement, Complainant shall and hereby
does settle, release, hold harmless, and forever discharge the SBA and its
officials, employees, officers, agents, and representatives from all claims
contained within any of the matters or forums identified in Paragraph 6 and
its subparagraphs, as well as any and all other claims, demands, rights or
causes of action, however designated, and all other claims and liabilities
whatsoever, whether known or unknown, pending or not now pending,
contingent or fixed, that Complainant has had, now has or hereafter may
have against the SBA and its officials, employees, officers, agents, and
representatives as of the date of this Agreement.
Agreement ¶ 11. In exchange for the release of claims, the SBA agreed to:
“pay a lump sum payment in the amount of eighty thousand dollars
($80,000.00) . . . to Nia Lucas,” id. ¶ 1;
“waive the requirement that Complainant repay any negative sick leave
balance or negative annual leave balance,” id. ¶ 2;
“convert six hundred and thirty-one (631) hours of Complainant’s time
recorded as leave without pay . . . to paid on-duty Administrative Leave,”
and to provide her with “backpay for the hours converted,” id. ¶ 3;
not “appeal or dispute the Department of Labor’s November 19, 2019
decision to accept Complainant’s claims for Post-Traumatic Stress Disorder
(PTSD) injury,” and to process all forms and documents related to her
Federal Employees’ Compensation Act claim expeditiously, id. ¶ 4;
“remove Complainant for Medical Inability to Perform,” id. ¶ 5; and
11
“reverse Complainant’s charge of Absent Without Leave . . . dated
December 5, 2017,” and provide her with backpay for the hours reversed,
id. ¶ 7.
LEGAL STANDARD
Summary judgment is appropriate “if the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). The party seeking summary judgment “bears the initial responsibility of informing the
district court of the basis for its motion, and identifying those portions of the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,
which it believes demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v.
Catrett, 477 U.S. 317, 323 (1986) (internal quotation marks omitted). To defeat summary
judgment, the non-moving party must “designate specific facts showing that there is a genuine
issue for trial.” Id. at 324 (internal quotation marks omitted).
The mere existence of a factual dispute is insufficient to preclude summary judgment.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–48 (1986). A dispute is “genuine” only if a
reasonable fact-finder could find for the non-moving party; a fact is “material” only if it is capable
of affecting the outcome of the litigation. Id. at 248; Laningham v. U.S. Navy, 813 F.2d 1236,
1241 (D.C. Cir. 1987). In assessing a party’s motion, the court must “view the facts and draw
reasonable inferences ‘in the light most favorable to the party opposing the summary judgment
motion.’” Scott v. Harris, 550 U.S. 372, 378 (2007) (alterations omitted), quoting United States
v. Diebold, Inc., 369 U.S. 654, 655 (1962) (per curiam).
“The rule governing cross-motions for summary judgment . . . is that neither party waives
the right to a full trial on the merits by filing its own motion; each side concedes that no material
facts are at issue only for the purposes of its own motion.” Sherwood v. Wash. Post, 871 F.2d
12
1144, 1147 n.4 (D.C. Cir. 1989) (alteration in original), quoting McKenzie v. Sawyer, 684 F.2d 62,
68 n.3 (D.C. Cir. 1982). In assessing each party’s motion, “[a]ll underlying facts and inferences
are analyzed in the light most favorable to the non-moving party.” N.S. ex rel. Stein v. District of
Columbia, 709 F. Supp. 2d 57, 65 (D.D.C. 2010), citing Anderson, 477 U.S. at 247.
ANALYSIS
Plaintiff moves for partial summary judgment on her claim for unpaid wages under FLSA
(Count I), arguing that there is no genuine dispute of material fact that she was owed, and “willfully
not paid by SBA,” regular and overtime compensation for work performed during the furlough.
Pl.’s Mot. at 7. In the current iteration of the claim, plaintiff alleges she is owed for five hours of
work (two hours of unpaid overtime work and three hours of furlough pay). Am. Compl. ¶¶ 37–
43. The SBA determined that only four hours of “orderly shutdown work” was reasonable, and
that she would not be paid for any additional time that day. Plaintiff contends, though, that this
determination “directly violated the requirements of the FLSA, which requires employers to pay
overtime rates to employees for all compensable overtime work completed.” Pl.’s Mot. at 10,
citing 29 U.S.C. § 207; 5 U.S.C. § 6128(a)–(b).
Defendant moves for summary judgment on both the unpaid wages claim and the
retaliation claim. Defendant contends first that plaintiff’s wages claim is time-barred under
FLSA’s general two-year statute of limitations, or in the alternative, under the three-year statute
of limitations for willful violations. Def.’s Mot. 17–20. Defendant also argues that both of
plaintiff’s claims are barred by the March 2020 Settlement Agreement. Id. at 42–45. Finally,
defendant maintains that there is no dispute of genuine material fact that would enable a reasonable
jury to find, that plaintiff was entitled to additional pay for her work during the government
shutdown. Id. at 21–28, 29–41.
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I. Count I is Barred by the Statute of Limitations.
Any action under the FLSA for unpaid wages must be “commenced within two years after
the cause of action accrued, . . . except that a cause of action arising out of a willful violation may
be commenced within three years after the cause of action accrued.” 29 U.S.C. § 255(a).
Willfulness is a “high bar to clear.” Shea v. United States, 136 Fed. Cl. 95, 113 (2018). The
burden of proving that an employer willfully failed to comply with the law falls on the employee.
Abbey v. United States, 106 Fed. Cl. 254, 265 (2012). An employer’s conduct is “willful” if “the
employer either knew or showed reckless disregard for the matter of whether its conduct was
prohibited by the statute.” Rhea Lana, Inc. v. Dep’t of Labor, 824 F.3d 1023, 1031 (D.C. Cir.
2016), quoting McLaughlin v. Richland Shoe Co., 486 U.S. 128, 133 (1988) (“The word willful is
considered synonymous with such words as voluntary, deliberate, and intentional.”).
Plaintiff’s cause of action for unpaid wages accrued on February 15, 2018, the date she was
paid for four hours of work during the government shutdown. Figueroa I v. D.C. Metro. Police
Dep’t, 633 F.3d 1129, 1135 (D.C. Cir. 2011) (finding that FLSA claims accrue with each pay
period). Under the FLSA’s general two-year statute of limitations, then, any lawsuit seeking
unpaid wages must have been filed by February 15, 2020. Plaintiff filed this lawsuit on February
1, 2021, nearly a year later. See Compl. Therefore, her unpaid wages claim is time barred unless
she has put forth facts to show that defendant committed a “willful violation.”
Plaintiff advances two theories for why defendant’s conduct should be considered willful.
First, she claims that defendant was “fully aware” of the alleged FLSA violation because she
“made several formal and informal complaints,” and the SBA’s failure to rectify the problem she
14
had identified was therefore willful. Pl.’s Mot. at 12. 5 Second, plaintiff contends that defendant’s
conduct towards her was willful because it “concurrently paid other employees . . . their full wages
for the same period.” Pl.’s Mot. at 12–13.
5 Defendant submits that because plaintiff has changed her legal position over time as to the
number of hours that were unlawfully unpaid, the SBA was not “on notice of the theory she now
presses.” Def.’s Mot. at 18-19. That contention is not supported by the record.
In her original complaint in 2021, plaintiff alleged that the SBA owed her for two hours of
unpaid work. Compl. ¶ 15 (alleging she was owed for six hours total, four of which were paid in
her February 15 paycheck, leaving two hours unpaid); see also Compl. ¶ 19. Plaintiff filed an
amended complaint in 2024 which asserted:
SBA then paid Lucas for just four hours of work on January 22,
2018; it did so at the overtime rate . . . SBA therefore willfully failed
to pay Lucas for five hours of work on January 22, 2018 to which
she was entitled to be paid at the overtime rate (approximately
$361.30).
Am. Compl. ¶ 24; see also Am. Compl. ¶ 39 (the “SBA willfully failed to compensate Lucas at all
for five hours of time she worked on January 22, 2018 (two hours of orderly shutdown activities
and three hours of furlough).”).
While it is true that plaintiff’s demand has increased, the gravamen of the FLSA claim
remains the same as the concern she raised immediately after the shutdown: that the four hours of
overtime was insufficient. See, e,g., Def.’s SMF ¶ 42 (“On February 2, 2018, plaintiff asked about
her compensation for January 22.”); Def.’s SMF ¶ 43 (“On February 6, 2018, plaintiff asked the
timekeeper again.”). And on February 14, 2018, plaintiff formally amended her grievance to
include the claim. Def.’s SMF ¶ 51, citing Ex. 31 to Def.’s Mot. at 206 (amended grievance
alleging plaintiff was “denied her Overtime for Time and Attendance Pay Period 2.”). So, the
evolution of plaintiff’s theory does not bear on whether any violation of the FLSA was willful.
But all of that is beside the point. Even if plaintiff has shown that the SBA was
intentionally paying an amount less than she asked for, that does not mean it was intentionally
withholding an amount she was owed and thereby violating the FLSA. The adjective “willful” in
the statute does not stand alone, but it is paired with and modifies the noun that comes after:
“violation.” 29 U.S.C. § 255(a).
15
Neither of these contentions meet the high standard necessary for invoking the exception
to the two year statute of limitations. Section 255 requires proof of a “willful violation,” not merely
proof of willful conduct. The fact that plaintiff made multiple formal and informal complaints to
the SBA about her concerns does not bear on the question of whether the SBA knowingly or
recklessly disregarded its legal obligations when it determined that four hours was a reasonable
amount of time to be expended performing orderly shutdown activities. The fact that plaintiff
disagreed with the agency’s decision does not somehow transform it into a “voluntary, deliberate,
[or] intentional” violation, McLaughlin, 486 U.S. at 133; plaintiff has pointed to nothing in the
record to show that anyone at the SBA understood or even suspected that its position was contrary
to the FLSA.
Moreover, the record also reflects that, rather than disregarding plaintiff’s concerns,
defendant responded promptly to her inquiries, took them seriously, and repeatedly explained why
she would be paid for four hours of overtime instead of six. See, e.g., Ex. G to Pl.’s Mot. at 36
(February, 6, 2018 email from Human Resources informing plaintiff that she “will get pay for 4
hours only,” and “you are not allow[ed] those [6] hours of time for that day”).
Plaintiff’s assertion that she has shown a willful violation towards her because the SBA
paid others for a full day fails as well. To begin with, plaintiff points to no evidence in the record
supporting this assertion. Plaintiff received pay for eighty-four hours during Pay Period 2, which
included 80 hours of standard pay and leave, as well as four hours of overtime. The undisputed
facts show that all of the other employees in her office were also paid 80 hours of standard pay for
Pay Period 2, but notably, no one other than plaintiff received any overtime pay. Ex. J to Pl.’s
Mot. [Dkt. # 76-3] at 44–52. Plaintiff was the only person for whom January 22, 2018 was an
16
AWS Day, so she was the only person who received any overtime pay at all. Ex. I to Pl.’s Mot.
[Dkt. # 76-3] at 42–43.
Courts have recognized willful FLSA violations when the facts showed that the defendant
knew the FLSA applied, and knew their conduct violated the law, but they forged ahead anyway.
See, e.g., Ayala v. Tito Contractors, Inc., 82 F. Supp. 3d 279, 286 (D.D.C. 2015) (finding that
defendants were familiar with the requirements of FLSA, yet disregarded them); Galloway v.
Chugach Gov. Servs., Inc., 199 F. Supp. 3d 145, 151–53 (D.D.C. 2016) (finding that plaintiff had
plausibly alleged a willful violation when (1) the employer was aware of its obligation to pay
overtime to its employees and refused to do so; (2) employees were frequently forced to work
through their meal breaks; (3) employees were not allowed to leave their work stations at the end
of their shifts; (4) employees were not permitted to record extra time worked during meals or after
their shifts; and (5) the payroll system would not accept entries that resulted in an employee
working over 40 hours a week). Here, the vehemence of plaintiff’s disagreement with the amount
of her overtime pay is not enough alone to show that the agency intentionally violated the law.
Because plaintiff has not carried her burden of establishing a willful violation, the FLSA’s
two-year statute of limitation governs. Therefore, the unpaid wages claim alleged in Count I,
which was filed after February 15, 2020, is time barred.
II. In the Event the Three-Year Statute of Limitations Applies, Defendant Is Entitled
to Summary Judgment on Count One.
Plaintiff has failed to identify any dispute of fact to be tried with respect to whether she
was fully compensated for overtime work she performed on January 22, 2018. Plaintiff’s first
problem is that she has not shown that she had permission to perform any overtime work that day.
The record reflects that plaintiff was instructed several times that she could not work overtime
17
without advance permission, see Ex. 14 to Def.’s Mot; Ex. 19 to Def.’s Mot., and she has not
pointed to any evidence to show that she followed the protocol in connection with January 22,
2018.
Plaintiff contends, though, that the SBA “ordered employees to report to work and perform
‘orderly termination’ work, making the shutdown tasks themselves the day’s principal work.” Pl.’s
Opp. at 69. But that theory fails as well. While one could quibble with plaintiff’s characterization
of the general emails she received as an “order” to perform shutdown tasks, 6 even if one resolved
that fact in her favor, the communications cited all placed limits on the number of hours that could
be expended for that purpose. So, the four hours of compensation that plaintiff received are
consistent with the very documents she relies upon to establish an entitlement to overtime pay at
all. Plaintiff can point to no open-ended authorization or directive to take six hours or as much
time as she chose, nor has she supplied grounds to find that the agency lacked the discretion to set
four hours as the appropriate amount. And the fact that the SBA, in its discretion, already paid her
for four hours of overtime work because she worked on her AWS Day, was an unexpected windfall
for plaintiff. 7
6 One of the documents plaintiff relies on does not address whether shutdown tasks should
be performed at all, but only how long the work should take. Ex. 26 to Def.’s Mot. at 20 (“Phase
1 [of shutdown work] is anticipated to last approximately 4 to 5 hours). While two of the
documents can be read to imply that furlough status required shutdown work, both place limits on
the number of hours employees were permitted to expend. See Ex. 24 to Def.’s Mot. at 12
(“Employees