The Estate of Hollie A. Carter, by and Through Lawson Carter, the Personal Representative v. William Rambaum, P. A.
CourtDistrict Court of Appeal of Florida
Date FiledMarch 10, 2023
Docket2D22-0219
StatusPublished
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Full Opinion
DISTRICT COURT OF APPEAL OF FLORIDA
SECOND DISTRICT
LAWSON CARTER, as personal representative of the
Estate of Hollie A. Carter, deceased,
Appellant,
v.
WILLIAM RAMBAUM, P.A.,
Appellee.
No. 2D22-219
March 10, 2023
Appeal from the Circuit Court for Hillsborough County; Vivian T. Corvo,
Judge.
Jennifer Erin Jones of McIntyre Thanasides Bringgold Elliott Grimaldi
Guito & Matthews, P.A., Tampa, for Appellant.
Kennan G. Dandar of Dandar & Dandar, P.A., Tampa; and William B.
Rambaum of William Rambaum, P.A., Oldsmar, for Appellee.
SMITH, Judge.
In this probate case, Lawson Carter, as personal representative of
the Estate of Hollie A. Carter, appeals the trial court's "Order on Petition
to Disburse," ordering the disbursement of $135,000 pursuant to a
contingency fee agreement, which represented an additional 5% of the
judgment amount obtained by William Rambaum, P.A., on behalf of
Hollie A. Carter and her sister in an unrelated civil suit. Because the
additional work performed by Rambaum was not expended on behalf of
the sisters related to any appeal or postjudgment proceedings required
for recovery on the final judgment, the trial court erred in awarding an
additional 5% under the fee agreement. We reverse.
Hollie Carter and her sister entered into a contingency fee
agreement with Rambaum retaining the firm to represent them in a
dispute between the sisters and their brother over the ownership of the
homestead of their deceased father—the Basswood property. Rambaum
filed suit (the Basswood Civil Action) on behalf of the sisters to recover
the Basswood property. Following a four-day jury trial, the siblings
entered into an oral settlement resolving the Basswood Civil Action. A
final judgment was entered on November 29, 2011, ratifying the parties'
settlement and declaring the deed to the brother "null and void" and the
sisters the "fee simple owners" of the Basswood property—subject to
amounts due and owing Rambaum for its attorneys' fees and costs. It
was agreed that Rambaum's attorneys' fees were to be paid from the
proceeds from the eventual sale of the Basswood property. No appeals
were taken from the final judgment in the Basswood Civil Action.
However, before the property was sold, Hollie Carter passed away.
Rambaum filed a statement of claim against her Estate for its legal fees
and costs under the contingency fee agreement. Rambaum's claim was
challenged by the Estate, resulting in two separate appeals decided prior
to this case. In case 2D15-3239, the Estate challenged the probate
court's final summary judgment in favor of Rambaum on its declaratory
action determining that Rambaum's claim was a valid secured equitable
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lien against the Basswood property; this court affirmed.1 In case 2D19-
3484, the Estate challenged the probate court's order determining
Rambaum's claim for attorneys' fees was to be computed based on the
gross recovery of the sale of the Basswood property—valued on the date
the property sold; again we affirmed.2
When the Basswood property eventually sold for $2,700,000 in the
fall of 2021, Rambaum claimed that in addition to the contingency fees of
$809,752, it was entitled to additional attorneys' fees equal to 5% of the
judgment for work performed on the two appeals that arose out of the
probate case. Rambaum relied on paragraph 5(d) of the contingency fee
agreement, which provides for compensation of "[a]n additional 5% of any
recovery after institution of any appellate proceeding is filed or
post[]judgment relief or action is required for recovery on the judgment."
The Estate objected, and an amount equal to 5% of the judgment was
held in escrow pending resolution of the dispute.
The Estate sought to release the escrowed funds and filed a petition
to disburse, arguing that paragraph 5(d) did not apply to the two appeals
taken in the probate case where paragraph 5(d) was limited to recovery
on the judgment in the Basswood Civil Action. The trial court disagreed
and denied the petition, ruling that "[t]he various challenges taken by the
Estate to defeat payment of the fees owed to Rambaum, in whole or in
1 Rambaum filed a motion for attorneys' fees in case 2D15-3239,
which did not reference any rule, nor did it reference the contingency fee
agreement at issue here. The motion was denied under Florida Rule of
Appellate Procedure 9.400.
2 Rambaum did not file a motion for attorneys' fees in case 2D19-
3484. See Sch. Bd. of Alachua Cnty. v. Rhea, 661 So. 2d 331, 332 (Fla.
1st DCA 1995) (holding that where party failed to seek a fee in
accordance with the appellate rules, the trial court is not authorized to
make an award of appellate attorneys' fees).
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part, constitute post[]judgment actions that necessitated substantial
legal work by Rambaum to recover the fees owed to Rambaum under the
judgment obtained in the [Basswood] Civil Action." The Estate's
subsequent motion for rehearing was also denied, and this appeal
followed.
Attorneys' fees in Florida may only be awarded by a court when
authorized by statute or agreement of the parties—otherwise known as
the "American Rule." See Fla. Patient's Comp. Fund v. Rowe, 472 So. 2d
1145, 1148 (Fla. 1985); see also R. Regulating Fla. Bar 4-1.5(d)
("Contracts or agreements for attorney's fees between attorney and client
will ordinarily be enforceable according to the terms of such contracts or
agreements . . . .").
Here, we are asked to review the construction of the contingency
fee agreement entered into by Rambaum and the sisters. Our review is
de novo. See Searcy, Denney, Scarola, Barnhart & Shipley v. State, 209
So. 3d 1181, 1189 (Fla. 2017).
We first review what exactly Rambaum was retained to do. The
contingency fee agreement governing the attorney-client relationship
between Rambaum and the sisters set forth the following:
1) Scope of Work – CLIENT hereby employs ATTORNEY to
represent CLIENT in the following legal matter:
Representation with regard to the recovery of [the Basswood
property] formerly owned by William A. Billingsley, Sr. and
conveyed to William A. Billingsley, Jr. in February, 2004.
ATTORNEY shall have no responsibility for any other legal
matter of CLIENT, except for those described above.
According to the agreement, the scope of Rambaum's
representation was limited to representing the sisters in the Basswood
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Civil Action to recover their father's homestead property, which they
claimed was wrongfully deeded to their brother.
Paragraph 5(d) of the agreement governs the method of
compensation and provides, in pertinent part:
5) Method of Compensation – CLIENT hereby agrees to
compensate ATTORNEY in accordance with the
following:
CLIENT agrees to pay to ATTORNEY a fee, computed as a
percentage of the gross amount recovered, whether as
damages, prejudgment or post[]judgment interest, court
costs, attorney fees, or any other basis, and contingent upon
obtaining a recovery for client. The amount of the fee is
based on the time and circumstances within which a recovery
occurs, and the amount of the gross recovery. . . .
....
(d) An additional 5% of any recovery after institution of
any appellate proceeding is filed or post[]judgment relief or
action is required for recovery on the judgment.
(Second and third emphases added.)
Accordingly, Rambaum was entitled to a percentage of the gross
amount recovered for the sisters, which everyone agreed was a
structured percentage of the sale price of the property pursuant to the
contingency fee agreement. That agreement also provides that Rambaum
would receive an additional 5% of the recovery obtained if any appeal
was filed or any postjudgment or other action was required in order to
obtain recovery on the judgment.
The only recovery Rambaum obtained for the sisters was the
recovery of the Basswood property pursuant to the 2011 final judgment.
See Gallagher v. Manatee County, 927 So. 2d 914, 917 (Fla. 2d DCA
2006) ("Recovery means 'the obtaining of right to something by verdict or
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judgment of a court of law.' " (quoting Recovery, Random House
Unabridged Dictionary 1613 (2d ed. 1993))); see also Recovery, Black's
Law Dictionary (11th ed. 2019) (defining "recovery" as "2. The obtainment
of a right to something (esp. damages) by a judgment or decree").
Rambaum concedes that no appeals were necessary in order to
secure recovery on the judgment of the Basswood property. Nor did
Rambaum perform any postjudgment work on behalf of the sisters to
obtain recovery on the judgment. To be sure, the contingency provided
for in the agreement occurred when the 2011 final judgment declared the
sisters the fee simple owners of the Basswood property. After that point
Rambaum did not perform any work on behalf of the sisters to aid in
their recovery on the judgment. See Brickell Place Condo. Ass'n v. Joseph
H. Ganguzza & Assocs., 31 So. 3d 287, 290 (Fla. 3d DCA 2010) ("A
contingency fee agreement is one in which the fee is made contingent on
the outcome of the matter upon which the services are rendered." (citing
R. Regulating Fla. Bar 4-1.5(f)(1))).
Instead, Rambaum seeks recovery of its own attorneys' fees for
litigating the issue of its right to an equitable lien against the Basswood
property and as to the establishment of the amount. Neither of which
are addressed or covered by the terms of the contingency fee agreement.
See, e.g., Brooks v. Degler, 712 So. 2d 419, 421 (Fla. 5th DCA 1998)
(holding that based upon the language of the contingency fee agreement
the "contingency fee scheme only [applied] to 'a claim for damages' and
the recovery from such a claim"). The contingency fee agreement is void
of any terms providing for the recovery of attorneys' fees in the event of a
dispute between Rambaum and the sisters regarding the agreement. Cf.
Waverly at Las Olas Condo. Ass'n v. Waverly Las Olas, LLC, 88 So. 3d
386, 389 (Fla. 4th DCA 2012) (affirming judgment awarding attorney's
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fees incurred in litigation and for the time spent litigating the amount of
fees where the fee agreement authorized "attorney's fees for 'any
litigation' between the parties under the agreement"). Moreover, the filing
and securing of Rambaum's statement of claim against the Estate cannot
in any way be construed within the scope of work contemplated in the
agreement, which limited the scope of Rambaum's representation to
obtaining a recovery for the client. Rambaum's statement of claim and
all work and attorneys' fees expended in the probate case, including the
two appeals, was work expended in recovering payment of the attorneys'
fees pursuant to the contingency fee agreement—which was for the
benefit of Rambaum alone.
Accordingly, because Rambaum's efforts in the probate case fall
outside the scope of the contingency fee agreement and were not
performed in obtaining a recovery for the clients, the trial court erred in
determining that Rambaum was entitled to the additional 5% attorneys'
fees under the contingency fee agreement.
Reversed and remanded.
BLACK and LABRIT, JJ., Concur.
Opinion subject to revision prior to official publication.
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