Jordan v. United States
CourtDistrict of Columbia Court of Appeals
Date FiledAugust 13, 2026
Docket24-CF-0191
JudgeAssociate Judge Deahl
StatusPublished
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DISTRICT OF COLUMBIA COURT OF APPEALS
No. 24-CF-0191
MARQUETTE M. JORDAN, APPELLANT
V.
UNITED STATES, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(2018-CF1-006586)
(Rainey R. Brandt, Judge)
(Argued February 24, 2026 Decided August 13, 2026)
Jason K. Clark for appellant.
Elizabeth Gabriel, Assistant United States Attorney, with whom Jeanine
Ferris Pirro, United States Attorney, and Chrisellen R. Kolb, Nicholas P. Coleman,
and Natalie Hynum, Assistant United States Attorneys, were on the brief, for
appellee.
Before DEAHL and HOWARD, Associate Judges, and THOMPSON, Senior Judge.
DEAHL, Associate Judge: Marquette Jordan was convicted of second-degree
murder and two related counts stemming from the stabbing and death of Ivan Lynch.
Jordan now appeals his convictions. He argues that, on the sixth day of jury
2
deliberations, the trial court improperly dismissed a deliberating juror who appeared
to be a holdout for acquittal.
More specifically, on that sixth day of deliberations, a juror sent a note to the
trial court expressing frustration with a fellow juror’s “lack of willingness to
participate in juror responsibilities and refusal to accept the court’s structure.” Later
that day, a different juror sent a note claiming that a “specific juror misunderstands
the fundamental responsibilities of being a juror in a criminal* trial,” opining that
this specific juror was “not comfortable making judgements against others.” The
trial court spoke with the juror in question—Juror 15—who stated that he had been
participating in deliberations but confirmed that he had not initially understood that
the jurors had to reach a unanimous agreement. When asked if he could continue
deliberating, Juror 15 responded, “I’m going to say no” because “I get my own little
idea that I hold onto and I think I’m going to hold onto it.” The government moved
to dismiss Juror 15, arguing that he could not fulfill his duty to deliberate, while
defense counsel argued that the court could not dismiss Juror 15 because his
reluctance to continue seemed to stem from his dissenting views about the case. The
trial court concluded that, because Juror 15 was “unequivocal” that he could not
“continue or resume deliberations,” he was “unavailable under the rules” and thus
had to be dismissed. An alternate juror took Juror 15’s place, and Jordan was
convicted of all counts after one day of deliberations.
3
Jordan now appeals, arguing that the trial court erred in dismissing Juror 15
because there was a reasonable possibility that his dismissal stemmed from his views
about the merits of the case. We agree. Our precedents instruct that “if the record
evidence discloses any reasonable possibility that the impetus for a juror’s dismissal
stems from the juror’s views on the merits of the case, the court must not dismiss the
juror.” Shotikare v. United States, 779 A.2d 335, 345 (D.C. 2001) (quoting United
States v. Symington, 195 F.3d 1080, 1087 (9th Cir. 1999)). Two considerations lead
us to conclude that there was such a reasonable possibility here. First, no extrinsic
circumstance unrelated to the deliberations, such as illness or abusive conduct,
animated Juror 15’s dismissal. Second, the two jurors who complained about
Juror 15 did so only on the sixth day of deliberations, rather than at the outset, so it
appeared that Juror 15 had indeed actively deliberated in the case and it was the
substance of those deliberations that led him to disengage. His own explanation for
not wanting to deliberate further supports that conclusion: in his words, he had his
“own little idea that” he was “going to hold onto,” suggesting that he had made up
his mind and viewed further deliberations as futile. Because the record leaves open
a reasonable possibility that Juror 15’s dismissal stemmed from his views on the
merits of the case, and since removing “a juror because he is unpersuaded by the
Government’s case is to deny the defendant his right to a unanimous verdict,”
4
Shotikare, 779 A.2d at 344 (quoting United States v. Thomas, 116 F.3d 606, 621 (2d
Cir. 1997)), we reverse Jordan’s convictions and remand for a new trial.
I. Background
In April 2018, a group of friends that included Jordan and Ivan Lynch gathered
for a party. Jordan and Lynch got into a fight during the party and Lynch was stabbed
in the heart and died. The other attendees offered somewhat different accounts of
what happened, but two of them testified that Jordan picked up a butcher knife and
stabbed Lynch before fleeing the apartment. Jordan’s principal defense was that
another of the party’s attendees committed the murder, that yet another attendee
helped her cover it up, and that their friends were covering for them by falsely
implicating Jordan. Jordan was stopped shortly after the stabbing by police officers
who found him walking with Lynch’s car keys in his pocket. The officers found
Lynch’s phone in the area as well, but never recovered a knife or any other weapon.
The government charged Jordan with, among other things, one count of first-
degree murder while armed, one count of robbery while armed, one count of simple
assault, and one count of carrying a dangerous weapon (CDW). After a lengthy first
trial, the jury deliberated for three days and reached a partial verdict, acquitting
Jordan of robbery while armed. The jury then deliberated for two more days and
acquitted Jordan of first-degree murder but could not reach a verdict on the lesser-
5
included offense of second-degree murder, CDW, or simple assault, so the court
declared a mistrial.
The government then re-tried Jordan for the three surviving charges, and this
appeal arises from that second trial. The additional facts relevant to this appeal all
relate to this second jury’s deliberations, so we now turn to those.
Juror 15 asks to be removed on day five of deliberations
The first four days of jury deliberations were relatively uneventful so far as
the record reveals, with the caveat that we know little about what went on in the jury
room given the general secrecy of deliberations. The jury sent a handful of notes
asking to see some exhibits, for some technical assistance with court machinery, and
the like.
On the morning of the fifth day, the jurors sent two notes of some relevance
here. The first note asked: “In order to consider manslaughter, does the jury first
need to determine, unanimously, that [Jordan] is not guilty of second-degree
murder?,” suggesting that the jurors had reached some impasse on the lead charge.
The second note contained a request from Juror 15 “to be removed due to financial
reasons.” The trial judge answered yes to the first note and told Juror 15 she would
speak to him later in the day about the second note.
6
That afternoon, the trial judge interviewed Juror 15 about his request to be
removed. Although Juror 15 was retired and had not raised any issue with his
finances before, he explained that continuing jury service would keep him from
working ad-hoc jobs that he needed to pay his mortgage. When the trial judge
suggested half-day deliberations as an accommodation, Juror 15 was skeptical but
said “we can try it” and was sent back to resume deliberations. After this exchange,
the judge opined that “this job thing is a total ruse” because Juror 15’s answers were
“cagey” and he seemed like he “wants to get off the jury.” Neither party sought to
remove Juror 15 at that point.
The jury reports concerning Juror 15 on day six of deliberations
The jury returned the next morning for a sixth day of deliberations. Shortly
after they began deliberating that morning, Juror 28 sent the following note to the
court:
I am fearful that our jury could be held in contempt of
court due to one juror showing a clear lack of willingness
to participate in juror responsibilities and refusal to accept
the court’s structure. I feel that it was the juror’s
responsibility to disclose that when we were all
questioned/asked to perform our duties at the start of this
trial. This has nothing to do with [the] verdict, but the
disregard for the system itself.
7
The trial judge conferred with counsel and noted that it was odd to hear of a juror
“refusing to participate” at this stage of deliberations. She then decided to interview
Juror 28.
After warning Juror 28 not to reveal the substance of deliberations, the trial
judge asked her to clarify her note. Juror 28 said her issue was with Juror 15, 1 and it
stemmed from his “willingness to participate in conversation, period.” She then
described Juror 15’s attitude as “just ‘I won’t participate, I can’t do this. . . . I’m not
going to do this.’” The trial judge asked if “I won’t participate” was a direct quote
from Juror 15, but Juror 28 could only recall him saying: “I can’t make a decision.
Period.” The judge then asked whether Juror 15 was engaged in deliberations, and
Juror 28 said he was “not always” engaged and had sometimes played on his phone
during the past “couple days” of deliberations. She also noted that other jurors had
“expressed frustration both to me and all of us are sitting at the same table, so it’s
pretty evident how people are feeling.” The trial court told Juror 28 not to discuss
the matter with her fellow jurors and indicated that “we will get back to you,” and
deliberations then resumed.
1
To be precise, Juror 28 did not identify Juror 15 until some minutes later in
the colloquy when the judge asked her to identify him. For the narrative’s sake, it
helps to identify Juror 15 up front as the subject of the note and colloquy.
8
About half an hour later, before the court responded further, Juror 13 sent a
note to the court:
Good day to you! A specific juror misunderstands the
fundamental responsibilities of being a juror in a criminal*
trial. This juror throughout the process thought they were
part of a majority decision (like in civil juries), and didn’t
think s/he was obligating themselves to an unanimous
decision process. Now understanding that this role is part
of a unanimous decision has created averseness to
participating in the process due to emotional duress &
perceived burden of an unanimous decision. This juror has
made it clear that they are not comfortable making
judgements against others & being part of this process.
We believe the misunderstanding of the process of this
individual from the start is why this person wasn’t parsed
out during voir dire. We have asked for the original 12
juror questions so that we can more thoroughly help this
juror understand what should have been communicated
from the start of this process. It is unfair to this juror [and]
the greater process that s/he hadn’t had the correct
understanding for the past 4 weeks until now.
The parties discussed Juror 13’s note, which everyone understood to be about
Juror 15. Because it mentioned what appeared to be his unwillingness to sign onto a
unanimous verdict, defense counsel argued it was unclear whether Juror 15 had “a
closed mind or a dissenting mind” and added, “if it is a dissenting mind, then
according to case law he may not be excused.” The trial judge decided to interview
Juror 15 again, recognizing the “very fine line” between permissible reasons to
dismiss a juror and impermissible reasons, like having “an opinion that’s different
from his colleagues.”
9
Juror 15 is questioned and removed
After warning Juror 15 not to reveal the substance of deliberations, the trial
judge asked if he understood the final jury instructions, and he said “[n]o” because
he had not originally understood “that we all have to come to the same agreement.”
The trial judge also asked Juror 15 if he had been “an active participant in the
deliberations” to date, and he answered with an unequivocal “Yes.” Then, when the
judge asked Juror 15 how his new knowledge of the unanimity requirement affected
his ability to deliberate, they had the following exchange:
The Court: [H]as the issue that you didn’t understand the
jury instructions made it hard for you to deliberate up to
this point?
Juror 15: I would say yes.
The Court: Okay. So—but now that you understand that
the jury has to reach a unanimous verdict, are you able to
continue with your deliberations?
Juror 15: I’m going to say no.
The Court: Why?
Juror 15: I have—I get my own little idea that I hold onto
and I think I’m going to hold onto it.
The Court: I’m not sure what you mean by that. Can you
explain it without—without telling—
Juror 15: You know—
10
The Court: Hold on. Can you explain it without telling us
what you and your fellow jurors are talking about?
Juror 15: That’s kind of hard to do. It’s—I don’t know
how to state this.
The judge stopped Juror 15 before he could say more.
The parties then discussed the matter outside of Juror 15’s presence. Defense
counsel emphasized that his ambiguous response suggested he may have stopped
deliberating because he had reached a decision at odds with his fellow jurors’ views
and that “everybody else is picking on him because they’re getting pissed off.”
Defense counsel suggested the trial judge ask Juror 15 if he could “continue
deliberations without sacrificing [his] individual judgment.” The government
opposed that inquiry and requested instead that the judge ask Juror 15 if he had “an
issue passing judgment and [with] the process as a whole.” The judge remarked that
Juror 15 had “essentially answered” that question already, then reviewed Juror 13’s
note again and said: “It’s clear from that juror note that whatever the problem is here,
he’s not participating in the process. That is completely different from having made
your mind up some way and . . . the majority is going this way and you’re going this
way.” The judge also opined that Juror 15’s purported misunderstanding of the
unanimity requirement was mere “gamesmanship” and that Juror 15 “couldn’t get it
his way with the financial issue so now he’s back claiming that he didn’t understand”
the unanimity requirement.
11
The trial judge resumed interviewing Juror 15 and asked, as the government
suggested, if he had “any issue passing judgment.” He replied: “Yes, I do.” The
judge then asked if his “financial situation affected [his] ability to deliberate,” and
Juror 15 said “[n]o.” The judge asked one final question: “[A]re you telling us that
the fact that you can’t pass judgment is affecting your ability to deliberate?” Juror 15
replied, “I would say yeah.” Once again outside Juror 15’s presence, the government
argued that Juror 15 should be removed because “he cannot deliberate and reach a
judgment.” Defense counsel countered that Juror 15 had been actively participating
in deliberations and seemed to have simply “reached his decision.”
The trial judge ultimately dismissed Juror 15. After discussing Juror 15’s
“perceived lack of participation” in deliberations, the trial judge remarked that he
was “asked in two different ways whether or not now that he understands the
responsibility of the jury to reach a unanimous verdict . . . could he continue or
resume deliberations, and . . . his unequivocal answer was no.” The judge concluded
that “him not being able to continue to deliberate makes him unavailable under the
rules. And I’ve got no choice but to remove him from this jury.” Juror 15 was
replaced with an alternate, and the reconstituted jury deliberated for roughly one day
before returning a guilty verdict on all counts. Jordan now appeals his convictions.
12
II. Analysis
The dispositive issue in this appeal is whether the trial court abused its
discretion when it removed Juror 15 from the jury six days into deliberations. See
Israel v. United States, 109 A.3d 594, 612 (D.C. 2014) (reviewing juror dismissal
decisions for abuse of discretion). The parties agree, and our caselaw is clear, that
the controlling standard prohibits a trial court from dismissing a deliberating juror
“if the record evidence discloses any reasonable possibility that the impetus for a
juror’s dismissal stems from the juror’s views on the merits of the case.” Shotikare
v. United States, 779 A.2d 335, 345 (D.C. 2001) (quoting United States v.
Symington, 195 F.3d 1080, 1087 (9th Cir. 1999)).
Jordan argues that the trial court did not faithfully apply the Shotikare standard
and that there is a reasonable possibility on this record that Juror 15’s
“unwillingness” to deliberate further stemmed from his entrenched views favoring
acquittal, and that he viewed further deliberations as futile. The government counters
that Juror 15’s refusal to participate in deliberations had nothing to do with his view
on the merits and amounted to misconduct that justified his dismissal. We agree with
Jordan that, based on this record, there was a very real possibility that the impetus
for Juror 15’s dismissal was that he had entrenched views about the merits of the
case that differed from his fellow jurors’ views.
13
Before diving into the facts of this case, in Part II.A we discuss the Shotikare
standard and the principles and precedents underlying it. These cases are quite
stringent about when a trial court can dismiss a deliberating juror, but we have since
described at least two situations where a juror can be removed without unduly
intruding into the jury’s deliberations while still preserving the defendant’s right to
a unanimous verdict. They are, as we will discuss in Part II.B: (1) if an extrinsic
circumstance separate from the substance of the deliberations animates the juror’s
dismissal; and (2) if a juror refused to participate or had a closed mind from the
outset of deliberations. Outside of those two scenarios, our precedents have never
approved of a mid-deliberation removal of a juror from a criminal trial. That is no
doubt because it is hard to be firmly convinced that the impetus for a juror’s
dismissal is unrelated to their view on the merits outside of those scenarios. While
we do not foreclose that some third scenario might exist, we explain in Part II.C why
this case does not present such a scenario. When a juror stops deliberating several
days into deliberations, the court must be especially attuned to the reasonable
possibility that their views on the merits animated their disengagement, and there
are strong clues in this record that was the case here.
14
A. The Shotikare standard and the cases that animated it
In Shotikare, we adopted the standard that a deliberating juror cannot be
dismissed “if the record evidence discloses any reasonable possibility that the
impetus for [their] dismissal stems from the juror’s views on the merits of the case.”
779 A.2d at 345 (quoting Symington, 195 F.3d at 1087). We derived that exacting
standard from several federal circuit courts of appeals cases, principally United
States v. (Warren) Brown, 823 F.2d 591, 596-97 (D.C. Cir. 1987), United States v.
Thomas, 116 F.3d 606, 621-22 (2d Cir. 1997), and Symington, 195 F.3d at 1087. See
Shotikare, 779 A.2d at 344-45 (citing all three cases as support for this standard and
discussing them throughout). Because each of those cases provides some helpful
backdrop for our Shotikare standard, we provide a recap of their relevant holdings.
The first in the trio is the D.C. Circuit’s opinion in (Warren) Brown. (Warren)
Brown involved a thirteen-week trial, and after five weeks of deliberations, one of
the jurors sent a note saying, “I Bernard Spriggs, am not able to discharge my duties
as a member of this jury.” 823 F.2d at 593-94. Upon questioning, Spriggs indicated
that he “disagree[d] with the law” that the defendants were charged under and would
not follow the court’s instructions because of how that law is “written and the way
the evidence has been presented.” Id. at 594. He further said that, “[i]f the evidence
was presented in a fashion in which the law is written, then, maybe, I would be able
15
to discharge my duties.” Id. The court dismissed the juror after that colloquy “on the
ground that Spriggs would not follow the law and thus could not discharge his duty
as a juror.” Id. at 595.
The D.C. Circuit reversed. Despite the juror’s clear statement that he was not
able to discharge his duties, and his expressed disagreement with the law the
defendants were charged under, the court concluded there was a “possibility that
juror Spriggs requested to be discharged because he believed that the evidence
offered at trial was inadequate to support a conviction.” Id. at 596. Importantly, as
(Warren) Brown makes clear, when examining whether there is a possibility that the
impetus for dismissal was rooted in the juror’s views of the case, the cases are
concerned not with the judge’s motivations for dismissing the juror. They are instead
concerned with whether the reports that led to the juror’s dismissal possibly stemmed
from some disagreement on the merits. Sometimes, as in (Warren) Brown, the
reports come from a juror who is himself seeking to be removed, so the inquiry is
about whether that juror is seeking to be removed because of his dissenting views
about the case and an attendant desire to put an end to his apparent stalemate with
fellow jurors. Id. at 594. More commonly, as in the next two cases discussed, the
complaints come from fellow jurors, and the question becomes whether their
complaints about their fellow juror stemmed from a disagreement on the merits. See,
e.g., Symington, 195 F.3d at 1088 (examining whether “the other jurors’ frustrations
16
with” the removed juror stemmed “from the fact that she held a position opposite to
theirs on the merits of the case”).
The Second Circuit confronted the latter scenario in Thomas. Thomas
concerned a series of complaints about “Juror No. 5” on the second and third days
of deliberations. 116 F.3d at 609-11. On the second day of deliberations, one juror
indicated in a note that “each time a vote was taken, [Juror No. 5] voted not guilty
and had indicated verbally that he would not change his mind.” Id. at 611. The next
day, another juror reported that Juror No. 5 had a “predisposed disposition” that led
to the jury being unable to reach a verdict. Id. The court then interviewed each of the
jurors on that third day of deliberations, and “at least five of the jurors indicated that
Juror No. 5 was unyieldingly in favor of acquittal for all of the defendants.” Id. The
court dismissed Juror No. 5—“the only black juror in a case involving black
defendants”—concluding based on those interviews that he “was ignoring the
evidence in favor of his own, preconceived ideas about the case” and essentially
engaged in “nullification.” Id. at 609, 612. More specifically, the court found that he
would not “convict [the defendants] no matter what the evidence was,” opining that
his views were based on “preconceived, fixed, cultural, economic, or social reasons
that are totally improper and impermissible.” Id. at 612.
17
The Second Circuit reversed. While the court agreed that a juror who “intends
to nullify the applicable law” can be properly dismissed, id. at 614, it stressed that
trial courts frequently “have no means of investigating the allegation” of juror
nullification “without unduly breaching the secrecy of deliberations,” id. at 621. And
“to determine whether a juror is bent on defiant disregard of the applicable law, the
court would generally need to intrude into the juror’s thought processes,” something
which the court “may not delve deeply into.” Id. (quoting (Warren) Brown, 823 F.2d
at 596). That leaves the court with precious “little evidence” to distinguish “between
the juror who favors acquittal because he is purposefully disregarding the court’s
instructions on the law, and the juror who is simply unpersuaded by the
Government’s evidence.” Id. The Second Circuit concluded that it was “required to
vacate these judgments because the court dismissed Juror No. 5 largely on the
ground that the juror was acting in purposeful disregard of the court’s instructions
on the law, when the record evidence raises a possibility that the juror was simply
unpersuaded by the Government’s case against the defendants.” Id. at 624.
The third case is the Ninth Circuit’s opinion in Symington—arising from a
prosecution of former Arizona Governor Fife Symington—which echoed the same
principles and reached the same result as (Warren) Brown and Thomas. Symington
involved a juror who was dismissed on the eighth day of deliberations after her
fellow jurors first reported she “stated [her] opinion prior to review of all counts”
18
and later reported that she was not “properly participat[ing] in the discussion with
us,” listing as reasons that juror’s “[r]efusal to discuss views with other jurors,” her
“[i]nability to maintain a focus on the subject of discussion,” and her “[i]nability to
recall topics under discussion,” among other things. 195 F.3d at 1083. The court
separately questioned each of the subject juror’s fellow jurors about their note, and
“[t]hey all stated that [the juror in question] appeared confused and unfocused during
deliberations.” Id. The court also spoke with the juror in question, who explained
that she “can’t agree with the majority all the time,” and that she “became
intimidated when everyone talked at once and demanded that she justify her views.”
Id. at 1084. The trial court dismissed that juror, opining that she was “either
unwilling or unable to deliberate.” Id.
The Ninth Circuit reversed and articulated the “reasonable possibility”
standard that this court later adopted in Shotikare. 2 Id. at 1087-88 & n.5. The Ninth
Circuit recognized the “special challenges” a trial court faces when determining
whether an issue among jurors “stems from disagreement on the merits of the case.”
Id. at 1086. Trial courts are rather hamstrung in investigating whether juror
2
The D.C. and Second Circuits articulated a slightly different standard,
holding that dismissal was inappropriate if there was “any possibility that the request
to discharge stems from the juror’s view” on the merits of the case. (Warren) Brown,
823 F.2d at 596 (emphasis added); Thomas, 116 F.3d at 621-22. This court followed
Symington’s lead in clarifying that the possibility needs to be a reasonable one.
19
complaints stem from disagreements on the merits because any inquiry into the
content of the jury’s discussions will generally impinge on the secrecy of those
deliberations. See id. (“[A] court may not delve deeply into a juror’s motivations
because it may not intrude on the secrecy of the jury’s deliberations.” (quoting
(Warren) Brown, 823 F.2d at 596)). And without a full investigation, the court runs
a substantial risk of dismissing a holdout juror who has prompted complaints
because they have simply become a thorn in their fellow jurors’ sides or gone quiet
from being browbeaten, which would violate the defendant’s constitutional right to
a unanimous verdict. Id. at 1086-87 (“[W]here a request for juror dismissal focuses
on the quality of the juror’s thoughts about the case and her ability to communicate
those thoughts to the rest of the jury, ‘the court will likely prove unable to establish
conclusively the reasons underlying’ the request for dismissal.” (quoting (Warren)
Brown, 823 F.2d at 596)). So while the Ninth Circuit acknowledged that, of
necessity, the record was unclear as to what animated the complaints with the
ultimately removed juror, there was a reasonable possibility “that the other jurors’
frustrations with her derived primarily from the fact that she held a position opposite
to theirs on the merits of the case.” Id. at 1088.
With those three cases as a backdrop, we now turn back to Shotikare.
Shotikare relied extensively on each of those cases and recognized that, as a baseline,
there can “be no inquiry into the juror’s views on the merits of the case” because
20
“[j]ury deliberations are presumptively secret.” 779 A.2d at 344; see also Thomas,
116 F.3d at 623 (courts must choose “to protect deliberative secrecy at the risk of
leaving some juror misconduct beyond the court’s power to remedy”). Given that
presumptive secrecy, and to avoid subtly influencing the jury, a trial judge must
proceed “with caution, tact, and respect for the prerogatives of the jury.” Shotikare,
779 A.2d at 345. The judge “may not delve deeply into a juror’s motivations,” and
certain topics are categorically off limits, such as the “jurors’ views of the case, the
back and forth among them concerning the evidence or the application of the law to
the facts, [and] their numerical division on the merits.” Id. (quoting (Warren) Brown,
823 F.2d at 596).
Shotikare recognized that, as a result of those limitations, the record would
typically be “less than exhaustive” and the true “reasons for the disruption of
deliberations may be less than clear.” Id. But given the paramount importance of
secrecy and unanimity in the deliberative process, we adopted the presumption that
a trial judge cannot dismiss a juror if there is “any reasonable possibility” that the
complaints about the juror leading to dismissal stemmed from their substantive
views about the case. See id. If such a possibility exists, the judge “must either
declare a mistrial or send the juror back to deliberations with instructions that the
jury continue to attempt to reach agreement.” Id. (quoting (Warren) Brown, 823 F.2d
at 596).
21
B. Precedents since Shotikare and the federal cases that animated it
Several of our precedents have since applied the Shotikare standard when
analyzing the dismissal of a deliberating juror. See (Thalia) Brown v. United States,
818 A.2d 179 (D.C. 2003); Braxton v. United States, 852 A.2d 941 (D.C. 2004);
Israel v. United States, 109 A.3d 594 (D.C. 2014); Pitt v. United States, 220 A.3d
951 (D.C. 2019). Those cases have identified two scenarios in which a trial court
can properly dismiss a deliberating juror in a criminal trial without unduly piercing
the substance of the jury’s deliberations and still respecting the defendant’s right to
a unanimous jury. The first, and more common of the two scenarios is (1) when there
was an identifiable extrinsic circumstance, unrelated to the substance of
deliberations, that animates the juror’s dismissal. The second, and more unusual
scenario is (2) when the juror had entered deliberations with a closed mind, and was
effectively engaged in juror nullification. We expand on each scenario in turn, and
then explain why (3) a juror who initially participates in deliberations and later
disengages generally cannot be dismissed unless the trial court is firmly convinced
that there is no reasonable possibility that such disengagement stems from juror
disagreements about the merits of the case.
22
1. Circumstances extrinsic to the deliberations as a ground for dismissal
The more typical scenario where a trial judge can properly dismiss a
deliberating juror is when some identifiable extrinsic circumstance detached from
the substance of deliberations and wholly divorced from the jurors’ views of the case
renders the juror unavailable or unfit to continue. That is, if the judge can identify,
without unduly intruding into the deliberative process, that something totally
separate from the jurors’ views about the merits of the case is preventing a juror from
deliberating, that juror can be dismissed. See Symington, 195 F.3d at 1087 n.6
(explaining, for example, that questions of juror bias generally focus on an “event”
or “relationship between a juror and a party” that is “easily identifiable and subject
to investigation and findings without intrusion into the deliberative process”
(quoting Thomas, 116 F.3d at 621)); see also United States v. Kemp, 500 F.3d 257,
303 & n.25 (3d Cir. 2007) (“reasonable possibility” rule does not apply if an
investigation into juror bias can focus on “a particular act that [gave] rise to the bias”
without “implicat[ing] the secrecy of jury deliberations”).
In Pitt, for example, we upheld the dismissal of a juror on the second day of
deliberations because an “observable illness” rendered the juror “‘unable to perform’
her sworn ‘duties.’” 220 A.3d at 970-72 (quoting Super. Ct. Crim. R. 24(c)(1)). The
juror there reported to the trial judge that she was “not well at all,” and after
23
questioning her, the judge confirmed that she “didn’t look” or “sound well.” Id. at
969. We found the trial judge had “developed an appropriate basis for determining
that [the juror’s] request to be released was in fact due to her observed illness” by
“interviewing her, inquiring about her condition, and asking whether the court could
make accommodations” before dismissing her. Id. at 970-71.
It is easy to imagine other circumstances where a juror cannot perform their
duties because of something entirely separate from the deliberative process. Among
the more routine reasons are a juror’s serious financial hardship, 3 an illness in their
family that requires personal attention, inflexible travel plans, and the like. See
Shotikare, 779 A.2d at 345 n.15 (discussing cases “where the juror is incapacitated
by illness or trauma or other circumstances beyond her control,” has had a “death in
her family or comparable shock,” or is biased due to a “relationship with a party or
witness”); Thomas, 116 F.3d at 613 (citing cases involving a business trip, illness,
car accident, serious emotional distress, and observance of a religious holiday).
Then there are the aberrant circumstances where a juror engages in blatant
misconduct during deliberations separate and apart from their views about the case.
We encountered this in Shotikare itself, where a juror sent a note on the first day of
3
While Juror 15 purported to be experiencing financial hardship on the fifth
day of deliberations, recall that the trial court discredited him about that, and the next
day Juror 15 reported that his finances were not affecting his ability to deliberate.
24
deliberations reporting that “she had been subjected to ‘verbal and physical abuse,’”
and felt that her “life has been threatened” by another juror. 779 A.2d at 340. Within
hours of that note, before the court could respond to or investigate it, the jury sent
two more notes saying it was “deadlocked” and that some “jurors have stopped
listening, paying attention or participating [in] any way in the deliberations.” Id. at
340-41. Upon investigation, the offending juror admitted that she had “threatened”
to “bite” another juror, and “[t]hings almost came to a fight” in the jury room before
she again threatened to “beat” the other juror’s “butt” if she did not “leave [her]
alone.” Id. at 342. The other jurors indicated that the offending juror had threatened
“to throw [another juror] up against the wall,” and “basically” said “‘I’ll beat the hell
out of you,’” which required the two jurors to be physically separated. Id. at 341-42
& n.8. While the foreperson said the altercation had “nothing to do with the case”
and was “unprovoked,” another juror was more equivocal, saying that it stemmed
from a “disagree[ment]” that the offending juror took “personally,” without
indicating whether that disagreement was about the case. 4 Id. at 341-42 & n.9.
4
We do not doubt that a violent and threatening deliberating juror might
properly be dismissed even if, in some sense, their violent outbursts in the jury room
were prompted by disagreements about the case. Such egregious juror misconduct
is attenuated enough from the merits of the case that the misconduct itself, rather
than the underlying disagreement about the merits, can be properly viewed as the
source of the fellow jurors’ complaints about them and thus the impetus for their
25
We upheld the dismissal of the threatening juror. We did so because the clear
impetus for the other jurors’ complaints, and the grounds for the offending juror’s
removal, were her threatening words and conduct rather than her “position on the
merits or refusal to align with the majority.” See id. at 345-46. The trial court’s
“careful and fair inquiry” in Shotikare revealed that the sole impetus for the juror’s
dismissal was her threatening words and conduct, so there was no “reasonable
possibility” that it stemmed from that juror’s view on the merits. Shotikare, 779 A.2d
at 340, 345-46.
2. A juror’s closed mind at the outset of deliberations as a ground for dismissal
Next are cases that are closer cousins to this one, where a juror has refused to
deliberate, albeit from the outset of deliberations. The juror who refuses to deliberate
from the outset has engaged in misconduct and defied the court’s instructions in a
way that is unrelated to their views about the merits of the case, which is what
justifies their dismissal. See (Thalia) Brown, 818 A.2d at 184; Israel, 109 A.3d at
612-13. And that misconduct cannot be traced back to any disagreement with fellow
dismissal. See United States v. Litwin, 972 F.3d 1155, 1169 (9th Cir. 2020) (“Blatant
juror misconduct”—such as a violent threat toward another j