Universal Life Ins. Co. v. Lindberg
CourtCourt of Appeals of North Carolina
Date FiledNovember 4, 2026
Docket25-387
JudgeJudge Jeff Carpenter
StatusUnpublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
An unpublished opinion of the North Carolina Court of Appeals does not constitute
controlling legal authority. Citation is disfavored, but may be permitted in accordance with
the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.
IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA25-387
Filed 4 November 2026
Wake County, No. 24CV021246-910
UNIVERSAL LIFE INSURANCE CO., Judgment-Creditor,
v.
GREG E. LINDBERG, Judgment-Debtor.
Appeal by Judgment-Debtor from order entered 25 August 2024 by Judge A.
Graham Shirley in Wake County Superior Court. Heard in the Court of Appeals 19
November 2025.
Troutman Pepper Locke LLP, by Christopher G. Browning, Jr. and Michael B.
Cohen, for Creditor-Appellee.
Monica Langdon Lee and Michael G. Newell for Debtor-Appellant.
CARPENTER, Judge.
Greg E. Lindberg appeals from a Wake County Superior Court order
appointing a general receiver (the “Receivership Order”). On appeal, Lindberg argues
the trial court: (1) lacked subject matter jurisdiction to appoint a receiver; and (2)
exceeded its statutory authority by appointing a receiver. Additionally, Universal
Life Insurance Company (“ULICO”) filed a motion to dismiss the appeal. After
UNIVERSAL LIFE INSURANCE CO. V. LINDBERG
Opinion of the Court
careful review, we dismiss the appeal as interlocutory and dismiss ULICO’s motion
as moot.
I. Factual & Procedural Background
In 2022, ULICO obtained a judgment in the Middle District of North Carolina
against Lindberg for approximately $524 million, plus interest. Afterward, ULICO
received the return of an unsatisfied writ of execution. On 9 July 2024, ULICO filed
a verified complaint in Wake County seeking appointment of a general receiver over
Lindberg’s assets and a temporary receiver on an emergency basis.
On 11 July 2024, the trial court conducted a hearing on ULICO’s verified
complaint. Lindberg, through counsel, orally moved to dismiss the action based on a
lack of personal jurisdiction and the prior pending action doctrine. The trial court
denied Lindberg’s motions and denied ULICO’s request for an emergency temporary
receiver. Lindberg appealed from the trial court’s denial of his motions to dismiss;
we dismissed that appeal as interlocutory.1
In July 2024, ULICO requested an assignment to Judge A. Graham Shirley,
who was presiding over a parallel Wake County receivership action involving
Lindberg.2 During an August 2024 hearing, the trial court granted ULICO’s request
and later entered the Receivership Order.
1 See Universal Life Ins. Co. v. Lindberg, __ N.C. App. __, 928 S.E.2d 530 (2026) (unpublished).
2 See Southland Nat’l Ins. Corp. v. Lindberg, 289 N.C. App. 378, 889 S.E.2d 512 (2023).
-2-
UNIVERSAL LIFE INSURANCE CO. V. LINDBERG
Opinion of the Court
Lindberg filed various petitions and motions to stay the Receivership Order to
this Court and our Supreme Court, which were dismissed. On 29 August 2024,
Lindberg filed notice of appeal regarding the Receivership Order with this Court.
ULICO subsequently filed a motion to dismiss the appeal arguing Lindberg engaged
in sanctionable gamesmanship with respect to the settlement of the record on appeal.
II. Jurisdiction
Lindberg argues the Receivership Order affects a substantial right because it
was entered “prior to a final judgment.” Lindberg’s argument is unavailing.
“Generally, there is no right of immediate appeal from interlocutory orders
and judgments.” Goldston v. Am. Motors Corp., 326 N.C. 723, 725, 392 S.E.2d 735,
736 (1990). “An order or judgment is interlocutory if it is made during the pendency
of an action and does not dispose of the case but requires further action by the trial
court in order to finally determine the entire controversy.” N.C. Dep’t of Transp. v.
Page, 119 N.C. App. 730, 733, 460 S.E.2d 332, 334 (1995) (citing Cagle v. Teachy, 111
N.C. App. 244, 247, 431 S.E.2d 801, 803 (1993)). An order appointing a receiver
amidst litigation is interlocutory. See Barnes v. St. Rose Church of Christ, 160 N.C.
App. 590, 591, 586 S.E.2d 548, 549–50 (2003) (citing Lowder v. All Star Mills, 309
N.C. 695, 701, 309 S.E.2d 193, 198 (1983)).
Nevertheless, a party may appeal an otherwise interlocutory order if it affects
a substantial right. See Bullard v. Tall House Bldg. Co., 196 N.C. App. 627, 637, 676
S.E.2d 96, 103 (2009), overruled on other grounds by, 369 N.C. 713, 800 S.E.2d 41;
-3-
UNIVERSAL LIFE INSURANCE CO. V. LINDBERG
Opinion of the Court
N.C. Gen. Stat. §§ 7A-27(b)(3)(a), 1-277(a) (2025). A substantial right is “a legal right
affecting or involving a matter of substance as distinguished from matters of form: a
right materially affecting those interests which a person is entitled to have preserved
and protected by law: a material right.” Bluebird Corp. v. Aubin, 188 N.C. App. 671,
677–78, 657 S.E.2d 55, 61 (2008) (cleaned up). “Our courts apply a two-part test in
determining whether a substantial right exists: (1) that the right in question qualifies
as substantial; and (2) that, absent immediate appeal, the right will be lost,
prejudiced or less than adequately protected by exception to entry of the interlocutory
order.” Barnes v. Kochhar, 178 N.C. App. 489, 497, 633 S.E.2d 474, 479 (2006)
(cleaned up).
“When an appeal is interlocutory, the statement [of grounds for appellate
review] must contain sufficient facts and argument to support appellate review on the
ground that the challenged order affects a substantial right.” N.C. R. App. P. 28(b)(4)
(2025) (emphasis added). Put another way, the appellant must carry “his or her
burden of demonstrating that the interlocutory order affects a substantial right which
will be lost absent immediate appellate review . . . .” Byrd v. Avco Corp., 389 N.C. 32,
36–37, 927 S.E.2d 13, 17 (2026).
We assess whether a substantial right is implicated on a case by case basis.
Hausle v. Hausle, 226 N.C. App. 241, 244, 739 S.E.2d 203, 206 (2013). An “ ‘appellant
cannot rely on citation to precedent to show that an order affects a substantial
right . . . [;]the appellant must explain . . . why the facts of that particular case
-4-
UNIVERSAL LIFE INSURANCE CO. V. LINDBERG
Opinion of the Court
demonstrate that the challenged order affects a substantial right.’ ” Lopez v. Arnulfo-
Plata, 296 N.C. App. 653, 656, 909 S.E.2d 779, 782 (2024) (quoting Doe v. City of
Charlotte, 273 N.C. App. 10, 22, 848 S.E.2d 1, 10 (2020)). We do not “ ‘construct
arguments for or find support for [an] appellant’s right to appeal from an
interlocutory order . . . .’ ” Denney v. Wardson Constr., Inc., 264 N.C. App. 15, 17, 824
S.E.2d 436, 438 (2019) (quoting Jeffreys v. Raleigh Oaks Joint Venture, 115 N.C. App.
377, 380, 444 S.E.2d 252, 254 (1994)). If the appellant’s opening brief fails to
sufficiently explain why the challenged, interlocutory order implicates a substantial
right, this Court will dismiss for want of appellate jurisdiction. See id. at 17, 824
S.E.2d at 438 (citation omitted).
An order appointing a receiver may implicate a substantial right. See
Batesville Casket Co., Inc. v. Wings Aviation, Inc., 214 N.C. App. 447, 453, 716 S.E.2d
13, 18 (2011). This Court has held that a substantial right is not implicated by the
appointment of a receiver when “the day to day operation of the [business] is not
halted by the trial court’s order[], and the effect of the orders is to prevent . . . any
potential harm to the assets of the business.” Id. at 457, 716 S.E.2d at 20
(alternations in the original); see also Barnes, 160 N.C. App. at 592, 586 S.E.2d at 550
(“The day to day operation of the church is not halted by the trial court’s orders, and
the effect of the orders is to prevent removal of the church’s assets . . . [and] prevent
any potential harm to the assets of the church.”).
Here, Lindberg concedes the Receivership Order is interlocutory. See
-5-
UNIVERSAL LIFE INSURANCE CO. V. LINDBERG
Opinion of the Court
Goldston, 326 N.C. at 725, 392 S.E.2d at 736; Barnes, 160 N.C. App. at 591, 586
S.E.2d at 549–50. Thus, Lindberg had the burden to demonstrate that the
interlocutory order affected a substantial right. See Byrd, 389 N.C. at 36–37, 927
S.E.2d at 17. Lindberg has not met his burden. Lindberg’s statement of grounds for
appellate review in his opening brief lacks sufficient facts. See Lopez, 296 N.C. App.
at 656, 909 S.E.2d at 782. Furthermore, the statement of grounds for appellate
review is bereft of explanation as to why the Receivership Order implicates a
substantial right. See Denney, 264 N.C. App. at 17, 824 S.E.2d at 438.
In particular, in his grounds for appellate review, Lindberg contends the trial
court’s “decision to appoint a receiver prior to a final judgment affects a substantial
right.” Lindberg also vaguely contends that, absent immediate review, his “rights
under the receivership statute and due process will be forever lost.”
First, Lindberg has not shown that the rights in question qualify as
substantial, especially where Lindberg makes only vague, illusory statements. See
Barnes,178 N.C. App. at 497, 633 S.E.2d at 479. In fact, Lindberg’s claim that the
Receivership Order came before a final judgment is unavailing because the trial court
entered the Receivership Order following the return of an unsatisfied writ of
execution. See generally Wallace v. Wallace, 266 N.C. App. 242, 829 S.E.2d 696 (2019)
(unpublished) (concluding that an order appointing a receiver does not per se impact
a substantial right and that the order did not implicate a substantial right because it
prevented potential harm to the business).
-6-
UNIVERSAL LIFE INSURANCE CO. V. LINDBERG
Opinion of the Court
Second, Lindberg raised no due process objections in the proceedings below and
now offers scant factual analysis and reasoning to support his claim that his rights
will be lost, prejudiced, or unprotected absent immediate appeal. See Barnes,178
N.C. App. at 497, 633 S.E.2d at 479. This Court will not construct an argument on
Lindberg’s behalf, and in the absence of sufficient facts and explanation, Lindberg’s
appeal must be dismissed for want of jurisdiction. See Denney, 264 N.C. App. at 17,
824 S.E.2d at 438.
Accordingly, the Receivership Order is interlocutory, see Goldston, 326 N.C. at
725, 392 S.E.2d at 736; Barnes, 160 N.C. App. at 591, 586 S.E.2d at 549–50, and
Lindberg has failed to sufficiently demonstrate that the Receivership Order
implicates a substantial right, see Byrd, 389 N.C. at 36–37, 927 S.E.2d at 17; Denney,
264 N.C. App. at 17, 824 S.E.2d at 438; N.C. R. App. P. 28(b)(4).
V. Conclusion
For the foregoing reasons, we conclude the Receivership Order is interlocutory
and does not affect a substantial right. Thus, we dismiss Lindberg’s appeal for want
of jurisdiction. Furthermore, we dismiss ULICO’s motion to dismiss as moot.
DISMISSED.
Judges WOOD and GORE concur.
Report per Rule 30(e).
-7-