Commonwealth v. Rabauliman
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledSeptember 1, 2004
Docket00-019 GA
JudgeDemapan
StatusPublished
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Full Opinion
FOR PUBLICATION
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
____________________________________
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff/Appellee,
v.
JOSE O. RABAULIMAN,
Defendant/Appellant.
____________________________________
Superior Court Criminal Case No. 98-0083
Supreme Court Appeal No. 00-019 GA
____________________________________
ORDER DENYING PETITION FOR REHEARING
Cite as: Commonwealth v. Rabauliman, 2004 MP 16
Petition Submitted on July 27, 2004
Saipan, Northern Mariana Islands
Decided: September 1, 2004
Attorney for Appellant:
Victorino D. Torres, Esq.
P.O. Box 501788
Saipan, MP 96950
BEFORE: MIGUEL S. DEMAPAN, Chief Justice, Alexandro C. CASTRO, Associate
Justice, and JOHN A. MANGLONA, Associate Justice.
DEMAPAN, Chief Justice:
¶1 Jose O. Rabauliman, Appellant in the underlying case, timely petitions this Court for
rehearing of our Opinion of July 13, 2004 pursuant to Commonwealth Rule of Appellate
Procedure 40.
¶2 Rabauliman presents three arguments to support his petition. First, he asserts that this Court
misapplied the harmless error standard regarding a Fifth Amendment Constitutional violation.
Secondly, Rabauliman argues the Prosecutor’s statements might have contributed to the
Defendant’s conviction. Finally, Rabauliman asserts that as a matter of public policy, judicial
integrity and the right to a fair trial, reversal is warranted.
¶3 The first, and perhaps most important, issue for us to consider is whether in fact we
misapplied the harmless error standard. Rabauliman asserts that this Court erred when it focused
on the following inquiry:
The question we must ask ourselves is this: absent the Prosecutor’s
allusion to Rabauliman’s failure to testify and his improper remarks about the
defense counsel, is it clear beyond a reasonable doubt that the jury would have
returned a verdict of guilty?
Commonwealth v. Rabauliman, 2004 MP 12 ¶56. Relying on Chapman v. California, 386 U.S.
18, 87 S. Ct. 824, 17 L. Ed. 2d 705 (1967), Rabauliman insists that the United States Supreme
Court follows a more stringent standard, whereby reversal is almost automatic. We disagree.
¶4 In Chapman, the Court begins the opinion by stating, “[w]e are urged by petitioners to hold
that all federal constitutional errors, regardless of the facts and circumstances, must always be
deemed harmful. Such a holding . . . would require automatic reversal of their convictions and
make further discussion unnecessary. We decline to adopt any such rule.”1 It further concluded:
“there may be some constitutional errors which in the setting of the particular case are so
unimportant and insignificant that they may, consistent with the Federal Constitution, be deemed
harmless, not requiring the automatic reversal of conviction.”2 Thus, Chapman recognizes that
an automatic reversal is not required per se.
¶5 Rabauliman contends that instead of using the standard above, the Court should have adopted
the following: “[t]he question is whether there is a reasonable possibility that the evidence
complained of might have contributed to the conviction.” Fahy v. Connecticut, 375 U.S. 85, 86-
87, 84 S. Ct. 229, 230, 11 L. Ed. 2d 171, 173 (1963) (cited in Chapman3). The Fahy standard,
however, was not adopted by the U.S. Supreme Court in Chapman, as Rabauliman erroneously
contends. Instead, the Court cited the Fahy standard in a discussion of state harmless error
standards and concluded,
We, therefore, do no more than adhere to the meaning of our Fahy case when we hold, as
we do now, that before a federal constitutional error can be held harmless, the court must
also be able to declare a belief that it was harmless beyond a reasonable doubt. . . . it is a
familiar standard to all courts, and we believe its adoption will provide a more workable
standard, although achieving the same result aimed at in our Fahy case.4
¶6 Since Chapman, the U. S. Supreme Court has refined the harmless error standard. See e.g.
Harrington v. California, 395 U.S. 250, 89 S. Ct. 1726, 23 L. Ed. 2d 284 (1969); Milton v.
Wainwright, 407 U.S. 371, 92 S. Ct. 2174, 33 L. Ed. 2d 1 (1972). Most notable, and most recent,
among these cases is United States v. Hasting, 461 U.S. 499, 103 S. Ct. 1974, 76 L. Ed. 2d 96
1
Chapman v. California, 386 U.S. 18, 21-22, 87 S. Ct. 824, 827, 17 L. Ed. 2d 705, 709 (1967) (emphasis added).
2
Id., 386 U.S. at 22, 87 S. Ct. at 827, 17 L. Ed. 2d at 709 (emphasis added).
3
Id., 386 U.S. at 23, 87 S. Ct. at 827, 17 L. Ed. 2d. at 710.
4
Id., 386 U.S. at 24, 87 S. Ct. at 828, 17 L. Ed. 2d at 710-11.
(1983). This case applied a harmless error standard to a Fifth Amendment violation under
circumstances similar to those before us.5 In that case, the Court discussed Chapman and found:
In holding that the harmless-error rule governs even constitutional violations under some
circumstances, the Court recognized that, given the myriad safeguards provided to assure
a fair trial, and taking into account the reality of the human fallibility of the participants,
there can be no such thing as an error-free, perfect trial, and that the Constitution does
not guarantee such a trial. Chapman reflected the concern, later noted by Chief Justice
Roger Traynor, of the Supreme Court of California, that when courts fashion rules whose
violations mandate automatic reversals, they “retrea[t] from their responsibilities,
becoming instead ‘impregnable citadels of technicality.’ ”
Hasting, 461 U.S. at 509-10, 103 S. Ct. at 1980, 76 L. Ed. 2d at 106 (internal citations omitted).
¶7 In its analysis, the U.S. Supreme Court in Hasting pronounced: “[t]he question a reviewing
court must ask is this: absent the prosecutor’s allusion to the failure of the defense to proffer
evidence to rebut testimony of the victims, is it clear beyond a reasonable doubt that the jury
would have returned a verdict of guilty?”6
¶8 The standard we apply is identical to that used by the United States Supreme Court in
Hasting. Hence, we cannot agree with Rabauliman’s assertion that we have misapprehended the
law in question. On the contrary, we have used the most recent and most applicable standard
defined by the U.S. Supreme Court; as it was articulated after Chapman, and used in subsequent
cases, we find it is the most appropriate standard to apply in our jurisdiction.
¶9 We turn now to the second issue raised in Rabauliman’s petition. Rabauliman asserts that the
Prosecutor’s comments might have contributed to his conviction. It is essential to first note that
this argument is based on the Fahy standard. If Fahy were controlling, then this may be an
appropriate approach to the harmless error analysis; however, as discussed above, the test an
5
In Hasting, the defendants were tried by jury for kidnapping and rape and were found guilty on all counts. The
challenge was for statements made by the prosecutor that referenced the defendants’ exercise of their right not to
testify. United States v. Hasting, 461 U.S. 499, 103 S. Ct. 1974, 76 L. Ed. 2d 96 (1983).
6
Hasting, 461 U.S. at 510-11, 103 S. Ct. at 1981, 76 L. Ed. 2d at 106 (citing Harrington v. California, 395 U.S. 250,
254, 89 S. Ct. 1726, 1728, 23 L. Ed. 2d 284, 288 (1969)) (emphasis added).
appellate court applies is different. Having said that, and for reasons described below, this
argument is still rendered invalid.
¶ 10 In an effort to support his theory that the improper comments might have contributed to the
conviction, Rabauliman reiterates his defense. In doing so, he asks this Court to re-weigh the
evidence.7 Having reviewed the record in detail, we are not firmly convinced that a mistake was
clearly committed by the jury. Instead, with the physical evidence presented by the Prosecution,
the testimony of the neutral witness, and the statements made by the Defendants themselves, we
found that it was reasonable for a jury to find the Defendants guilty beyond a reasonable doubt.
Rabauliman relies heavily on his defense that he offered money for sex; however the record
shows no evidence that the women ever received the money or consented to the act. Instead, the
women were found at Suicide Cliff with their belongings scattered on the ground, crying and
scared. Rabauliman himself admitted that the women were frightened when he took them and
that Ms. Wang refused his request for oral sex. We cannot simply ignore the strength of the
Prosecution’s hard evidence, as Rabauliman suggested. Petition for Rehearing at 2.
¶ 11 In Hasting, the U.S. Supreme Court made clear that a reviewing court must consider the
whole record before it, prior to reversing a conviction for constitutional errors that may be
harmless.8 Rabauliman argues that if the Government did not restate the evidence in its brief,
then the Fifth Amendment violation requires automatic reversal. We find that it is in the record,
not the brief, where the Government must put forth the evidence necessary to prove beyond a
reasonable doubt that the Defendant would have been convicted, absent the violation by the
7
Although we are able to review the record in this case in accordance with the harmless error standard, the assessment
of evidence is normally a trial function, not within the province of the Supreme Court. Manglona v. Kaipat, 3 N.M.I.
322, 336 (1992). The Supreme Court may not reweigh evidence presented to the trial court. 1 CMC § 3103;
Commonwealth v. Delos Reyes, 4 N.M.I. 340, 344 (1996). We shall set aside a finding of fact only when, after a review
of the entire record, we are firmly convinced that a mistake was clearly committed below. Cabrera v. Cabrera, 3 N.M.I.
1, 7 (1992).
8
Hasting, 461 U.S. at 510, 103 S. Ct. at 1981, 76 L. Ed. 2d at 107.
Prosecutor. Even if, as here, the Government does not restate the evidence in its brief, this Court
clearly has the authority to review the record to make this determination.9
¶ 12 Finally, we address the issue of public policy. Rabauliman asserts that as a matter of public
policy, judicial integrity and defendant’s rights to a fair trial, reversal is most warranted. Since
we found that the Prosecutor had violated a constitutional right, Rabauliman argues, our society
suffers if the conviction is upheld. Rabauliman is further concerned with an alleged pattern of
behavior by the Commonwealth and believes that our harsh warning was not enough to protect
the citizens of the CNMI from future misconduct.
¶ 13 In making this argument, Rabauliman calls upon this Court to exercise our supervisory
power. Of supervisory power, U.S. Supreme Court explained,
Guided by considerations of justice, and in the exercise of supervisory powers, federal
courts may, within limits, formulate procedural rules not specifically required by the
Constitution or the Congress. The purposes underlying use of the supervisory powers are
threefold: to implement a remedy for violation of recognized rights; to preserve judicial
integrity by ensuring that a conviction rests on appropriate considerations validly before
the jury; and finally, as a remedy designed to deter illegal conduct.
Hasting, 461 U.S. at 505, 103 S. Ct. at 1978, 76 L. Ed. 2d at 104 (internal citations and
quotations omitted).
¶ 14 Again, we turn to Hasting for guidance on this point. In that case, the Court ruled:
The goals that are implicated by supervisory powers are not, however, significant in the
context of this case . . . as . . . the errors alleged are harmless. Supervisory power to
reverse a conviction is not needed as a remedy when the error to which it is addressed is
harmless since, by definition, the conviction would have been obtained notwithstanding
the asserted error.10
¶ 15 When balancing the interests of justice in this case, we must consider not only that the error
was harmless, but also the trauma these victims would experience with a new trial. To be sure,
9
Id.
10
Id., 461 U.S. at 506, 103 S. Ct. at 1979, 76 L. Ed. 2d at 104.
justice requires that the Commonwealth does not violate a criminal defendant’s constitutional
rights. This Court must also consider the rights of the victims11 as well as the citizens of the
CNMI to live in a safe society. A balance must be struck between the disciplining of the
prosecutor on the one hand,12 and the interest of prompt administration of justice and the
interests of the victims on the other.13
¶ 16 While we cannot condone the behavior of the Prosecutor, we must strictly adhere to the
standards of the U.S. Supreme Court. In this Petition, Rabauliman has misapprehended the
harmless error analysis. The Chapman standard, as refined by Hasting, is the most recent and
applicable in this case. In light of the overwhelming evidence, we are satisfied beyond a
reasonable doubt that the error committed was harmless. The harmless error rule of Chapman
and Hasting may not be avoided by an assertion of supervisory power, simply to justify a
reversal of these criminal convictions.14
¶ 17 For these reasons, the Petition for Rehearing is DENIED.
Entered on this 1st day of September 2004.
/s/_____________________________________
MIGUEL S. DEMAPAN
Chief Justice
/s/__________________________________ /s/___________________________________
ALEXANDRO C. CASTRO JOHN A. MANGLONA
Associate Justice Associate Justice
11
See N. M. I. Const. art. I, § 11.
12
We find that a strong warning is a more narrowly tailored deterrent to the objectionable conduct of James J. Benedetta,
the prosecutor who handled this matter in the trial court. Along with a warning, this Court could have issued an order
to show cause why he should not be disciplined; however, since Mr. Benedetto is no longer working for the
Commonwealth, we feel confident that there is no danger of a continued pattern of this type of behavior from him.
13
Hasting, 461 U.S. at 509, 103 S. Ct. at 1980-81, 76 L. Ed. 2d at 106.
14
See Id., 461 U.S. at 505, 103 S. Ct. at 1978, 76 L. Ed. 2d at 104.
I CNMI
SUPREME COURT I
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
JOSE 0 . RABAULIMAN,
Defendant-Appellant.
Supreme Court Appeal No. 00-019-GA
Superior Court Criminal Case No. 98-0083
ERRATA
71 PLEASE TAKE NOTICE that the above case should be "cited as":
Commonwealth v. Rabauliman, 2004 MP 16 Instead of Commonwealth v. Rabauliman,
2004 MP 14 as indicated in this Court's order denying petition for rehearing issued on
September 1,2004.
Dated this day of September 2004.
Cris M. Kaipat, Clerk of Court