Babauta v. Babauta
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledJanuary 21, 2004
Docket03-017-GA
JudgeManglona
StatusPublished
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Full Opinion
FOR PUBLICATION
Appeal No. 03-017-GA
IN THE SUPREME COURT OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
___________________________________________
ENGRACIA R. BABAUTA, as Personal Representative
of the ESTATE OF JOSE B. BABAUTA; and
ENGRACIA R. BABAUTA, an individual,
Plaintiffs-Appellants,
v.
JESUS M. BABAUTA, OSCAR R. BABAUTA, COLT’S
MANUFACTURING COMPANY, INCORPORATED
and DOES ONE through FIVE,
Defendants-Appellees.
__________________________________________
ORDER DENYING APPELLANT’S EMERGENCY EX PARTE MOTION FOR
EXTENSION OF TIME TO FILE OPENING BRIEF
Cite as: Babauta v. Babauta, 2004 MP 2
Civil Action No. 99-0072
Decided January 21, 2004
For Appellants: For Appellees:
Bruce Berline, Esq. Rodney J. Jacob, Esq.
Law Office of Bruce Berline Calvo and Clark, LLP
Lizama Building, Second Floor MHII Building
P.O. Box 5682 CHRB MMB 951 Box 10001
Saipan, MP 96950 Saipan, MP 96950
¶1 On January 16, 2004, the appellant, Engracia R. Babauta, filed a second motion
for an extension of time to file an opening brief in this appeal.1 For the reasons that
follow, the Court hereby denies the motion.
¶2 On November 21, 2003, the appellant moved for an extension of time in which to
file her opening brief, which was originally due on November 25, 2003. See Declaration
of Counsel in Support of Emergency Ex Parte Motion for Extension of Time to File
Appellant’s Opening Brief filed November 21, 2003.
¶3 In support of this motion, counsel for the appellant stated that he had “diligently
begun working on Appellant’s opening Brief” but was unable to complete the brief due
to his “involvement in the preparation for a civil jury trial entitled Masaru Furuoka v.
Dai Ichi Hotel (Saipan)” and because of his involvement “in the preparation for a
sentencing in United States v. Montgomery, et al.” Id. Counsel stated: “[s]hould the
requested extension of time be granted as stipulated by the parties, the undersigned will
complete the Opening Brief within the additional time allowed.” Id.
¶4 On November 21, 2003, this Court granted the appellant’s first request for a fifty-
two day extension of time to file her opening brief. See Order entered November 21,
2003. Pursuant to this Order, the appellant was to file her opening brief “on or before
January 16, 2004.” Id.
¶5 Notwithstanding counsel’s declaration that the brief would be completed without
further extensions of time, see supra ¶3, the appellant filed another ex parte motion for
an extension of time in which to file her opening brief.2 This second motion was filed at
1
See Emergency Ex Parte Motion for Extension of Time to File Appellant’s Opening Brief filed January 16,
2004.
2
See Emergency Ex Parte Motion for Extension of Time to File Appellant’s Opening Brief filed January 16,
2004.
2:55 p.m. on January 16, 2004, five minutes prior to the Opening Brief filing deadline.
See Com. R. App. P. 25(a);3 General Order No. 2000-300 issued September 18, 2000.4
¶6 In support of this second motion, counsel declared that the parties had, during the
previously granted extension, discussed settlement, and were still actively seeking
settlement.5 See Declaration of Counsel in Support of Emergency Ex Parte Motion for
Extension of Time to File Appellant’s Opening Brief filed January 16, 2004. Counsel
further declared that opposing counsel did not oppose this second motion, and that:
[i]n requesting the first extension, it was presumed that since the
undersigned has co-counsel in the Furuoka matter, he would have time to
complete the brief. This presumption was proven wrong from the start of
the Furuoka trial. The Furuoka jury trial began on January 6, 2004 and
the undersigned’s time has been completely consumed by this trial-leaving
absolutely no time to finish the brief.
Id.
¶7 The Court, after reviewing the moving papers and declaration filed in support
thereof, finds good cause does not exist for the granting of the appellant’s second motion.
While it is noted that the appellant’s second motion for an extension of time, filed a bare
5 minutes prior to the Opening Brief filing deadline, see supra ¶5, is technically timely
such that it must be considered, it should also be noted that extensions of time are not
automatically granted; rather, they are permissive and subject to certain procedural
3
Commonwealth Rule of Appellate Procedure 25(a) reads, in pertinent part: “[f]iling shall not be timely
unless the papers are received by the Clerk within the time fixed for filing”.
4
General Order No. 2000-300 reads, in its entirety:
IT IS HEREBY ORDERED that effective Tuesday, September 19, 2000, the hours of the
Office of the Clerk of Court, Commonwealth Supreme Court, shall be from 8:00 a.m. to
12:00 p.m. and 1:00 p.m. to 3:00 p.m. All matters to be filed with the Clerk’s Office shall
be filed during these hours. This is a standing order, applicable to all causes and proceedings
before this Court, unless a different time for filing is ordered in a particular matter.
5
The rules of appellate procedure provide a mechanism by which parties may stay the briefing schedule by
requesting a settlement conference. See Com. R. App. P. 13. No party filed a request for a Rule 13 settlement
conference.
requirements. See Com. R. App. P. 31(d).6 Furthermore, this motion was filed under the
emergency, ex parte provision of Rule 27(f), which contains its own procedural
requirements. See Com. R. App. P. 27(f).
¶8 The Court denies the appellant’s motion on its merits. Notwithstanding counsel’s
proffered explanation for the lack of progress on the brief, the Court notes that the
appellant has had ample opportunity to submit an opening brief in this matter. She
neither utilized the original forty days, which, pursuant to rule, is granted to every
appellant, see Com. R. App. P. 31(a),7 nor did she utilize the fifty-two day extension she
was granted. See supra ¶4. The Court finds that ninety-two days is sufficient time to
research, draft, and file a presumably routine8 brief.
¶9 Furthermore, the appellant’s moving papers are procedurally deficient.
Commonwealth Rule of Appellate Procedure 27(f)(2) requires the movant to file a “Rule
6
Commonwealth Rule of Appellate Procedure 31(d) reads:
Extensions of time may be granted only upon written motion supported by a showing of
diligence and substantial need, as follows:
The motion shall be filed before the expiration of the time prescribed for filing the
brief, and shall be accompanied by an affidavit saying:
(1) when the brief is due;
(2) how many extensions have been previously granted;
(3) whether previous requests for extensions have been denied
wholly or in part;
(4) the length of the requested extension;
(5) the reasons an extension is necessary;
(6) counsel’s representation that counsel has exercised diligence and
that the brief will be filed within the time requested; and
(7) a statement that opposing counsel does or does not object to the
extension or why the moving party has been unable to determine
any such party’s position.
7
Commonwealth Rule of Appellate Procedure 31(a) reads, in pertinent part: “[t]he appellant shall serve
and file a brief within 40 days after the date on which the certificate of record is filed.”
8
As no brief has been filed, the Court cannot know whether the issue or issues involved in this matter are
complex such that an inordinate amount of time would be necessary to adequately prepare the brief. However,
nothing in the moving papers suggests that the issues are complex, and the Court notes that the appellant has
not sought leave, per Com. R. App. P. 28(s), to exceed the fifty page limit mandated by Rule 28(g). Thus, the
Court presumes the issues on appeal are not complex such that extreme deviations from the briefing schedule
are necessary.
27(f) Certificate,” which must contain, among other things, a declaration of “when and
how counsel for the other parties were notified and whether they have been served with
the motion; or, if not notified and served, why that was not done.” Com. R. App. P.
27(f)(2)(iii). No such representation is present in the appellant’s Rule 27(f) Certificate.9
This requirement is far from a mere formality; generally,10 it ensures that all parties are
fairly appraised of all information which is presented to the Court.
¶10 There are other, technical deficiencies as well. For example, Commonwealth
Rule of Appellate Procedure 31(d) explicitly requires that a motion for an extension of
time must be accompanied by an affidavit containing “counsel’s representation that
counsel has exercised diligence and that the brief will be filed within the time requested.”
Com. R. App. P. 31(d)(6). Counsel’s affidavit lacks both representations required by
Rule 31(d)(6).11 See Declaration of Counsel in Support of Emergency Ex Parte Motion
for Extension of Time to File Appellant’s Opening Brief filed January 16, 2004.
¶11 Nowhere in the affidavit is there a representation, as required by Rule 31(d)(6),
that should the Court grant the second extension of time, the brief will be filed within the
time requested. See id. Furthermore, while the affidavit does mention that counsel had
exercised diligence in preparing the brief such that the granting of the first extension of
time was proper, there is no representation that counsel had exercised diligence such that
a second extension was proper. See id.
9
See Emergency Ex Parte Motion for Extension of Time to File Appellant’s Opening Brief filed January
16, 2004.
10
Specific to this appeal, it would be interesting to learn when, prior to 2:55 p.m. on January 16, 2004, opposing
counsel was informed of the need for another extension of time.
11
These representations were found not in the affidavit, as required by Rule 31(d), but were recited elsewhere
in the moving papers. See Emergency Ex Parte Motion for Extension of Time to File Appellant’s Opening
Brief filed January 16, 2004.
¶12 As noted supra ¶4, counsel for the appellant waited until the last possible moment
on January 16, 2004 to file this second motion for an extension of time. This is
troublesome to the Court, because counsel, by his own admission, was aware that the
brief would likely not be completed from the beginning of the Furuoka matter on January
6, 2004. See supra ¶6. Because of the delay in filing this procedurally deficient motion,
simple, but technically required corrections cannot be made, for the time for filing
opening briefs has passed. See supra ¶4.
¶13 While the Court could choose to overlook any one of these aforementioned
violations pursuant to Commonwealth Rule of Appellate Procedure 2,12 the cumulative
weight of the errors militates against so doing. The appellant is now in a precarious, and
unenviable position: if she is to file a brief, she must petition for leave to file a brief out
of time pursuant to Rule 31(e).13
¶14 The appellant’s motion for a second extension of time fails because the Court is
disinclined to grant another extension of time, and because the moving papers do not
12
Commonwealth Rule of Appellate Procedure 2 reads:
In the interest of justice, or to expedite a decision, or for other good cause shown,
this Court may, except as otherwise provided in Rule 26(b), suspend the requirements or
provisions of any of these rules in a particular case, on application of a party or on its own
motion, and may order proceedings in accordance with its direction.
13
Commonwealth Rule of Appellate Procedure 31(e) reads, in pertinent part: “[a] late brief may be filed only
with the permission of the Court, on such conditions as the Court may order.” The appellant’s ability to file
a Rule 31(e) motion assumes she survives a motion to dismiss for lack of prosecution filed by the appellees
pursuant to Rule 31(c), which reads, in pertinent part: “[i]f an appellant fails to file a brief within the time
provided by this rule, or within the time as extended, an appellee may move for dismissal of the appeal,” and
the case is not dismissed sua sponte pursuant to Rules 31(e) and 42(c). Commonwealth Rule of Appellate
Procedure 31(e) reads, in pertinent part: “[i]f an appellant fails to file a brief within the time allowed by Rule
31(a) or an extension thereof, the Court may dismiss the appeal pursuant to Rule 42 (c).” Commonwealth Rule
of Appellate Procedure 42(c) reads, in pertinent part: “[w]hen an appellant fails to file the… brief on time, .
. . this Court may dismiss the appeal. The Court may take other appropriate actions, including the imposition
of disciplinary or monetary sanctions, on those who failed to prosecute the appeal.”
meet the requirements of Rules and 27(f) and 31(d)(6). See supra ¶¶ 9-11. Accordingly,
the appellant’s motion is DENIED.
SO ORDERED THIS 21ST DAY OF JANUARY 2004.
/s/________________________________
JOHN A. MANGLONA, ASSOCIATE JUSTICE