R.C. v. Department of Agriculture and Consumer Services, Division of Licensing
CourtDistrict Court of Appeal of Florida
Date FiledAugust 6, 2021
Docket1D19-2797
StatusPublished
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Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D19-2797
_____________________________
R.C.,
Appellant,
v.
DEPARTMENT OF AGRICULTURE
AND CONSUMER SERVICES,
DIVISION OF LICENSING,
Appellee.
_____________________________
On appeal from the Department of Agriculture and Consumer
Services.
Paul Pagano, Assistant Director.
August 6, 2021
ON MOTION FOR CERTIFICATION
PER CURIAM.
The Court denies Appellee’s motion for certification, filed July
1, 2021.
ROWE, C.J., and LEWIS, ROBERTS, RAY, OSTERHAUS, WINOKUR,
JAY, M.K. THOMAS, NORDBY, and TANENBAUM, JJ., concur.
LONG, J., concurs with opinion in which B.L. THOMAS, ROBERTS,
and TANENBAUM, JJ., join.
B.L. THOMAS, J., concurs with opinion in which ROBERTS,
TANENBAUM, and LONG, JJ., join.
BILBREY, J., dissents.
MAKAR, J., dissents with opinion in which KELSEY, J., joins.
KELSEY, J., dissents with opinion in which MAKAR, J., joins.
_____________________________
LONG, J., concurring in the denial of the motion for certification.
The Department moves this Court to certify a question of
great public importance. I concur in the denial of the motion. And
I write to reject the argument that the Court’s decision to take a
case en banc necessarily means the case involves a question
worthy of certification.
There are two bases for a court of appeal’s en banc review:
exceptional importance and decisional uniformity. Fla. R. App. P.
9.331(a) (“En banc hearings and rehearings shall not be ordered
unless the case or issue is of exceptional importance or unless
necessary to maintain uniformity in the court’s decisions.”).
Because a case can face en banc review for reasons of decisional
uniformity, even where it does not present an issue of exceptional
importance, it is possible for en banc review to serve its purpose
without ever approaching the level of great public importance
required for the certification of a question. Here, multiple panels
of the Court were adjudicating cases that turned on the same issue.
And it was apparent that the panels might reach different
conclusions. In this circumstance, it may be appropriate for the
Court to take one of the cases en banc to resolve the issue in a way
that will maintain uniformity. This was the first and primary
purpose of the en banc rule instituted as a companion to the
structural changes in constitutional appellate jurisdiction in the
state—to provide a tool for the courts of appeal to address intra-
district conflicts. See Chase Fed. Sav. & Loan Ass'n v. Schreiber,
479 So. 2d 90, 93 (Fla. 1985). As a result, this case was appropriate
2
for en banc review without regard to the importance of the issues
presented.
But even where the decision to take a case en banc hinges on
the case’s exceptional importance, certification may not be
warranted. The legal inquiry for exceptional importance differs
from the decision to certify a question of great public importance.
The purpose, procedural posture, and the inquiry itself contrast in
significant ways.
We must first recall that the courts of appeal are meant to be
courts of last resort. Johns v. Wainwright, 253 So. 2d 873, 874
(Fla. 1971) (“It was the intention of the framers of the
constitutional amendment which created the District Courts that
the decision of those courts would, in most cases, be final and
absolute.”). To that end, we cannot use certification to “pass the
buck to the supreme court anytime we are faced with an issue of
first impression or of particular difficulty.” Univ. of Miami v.
Wilson, 948 So. 2d 774, 792 (Fla. 3d DCA 2006) (Shepherd, J.,
concurring.). Nor should it “provid[e] a losing party the
opportunity to target the forum,” id. at 790, or relitigate a case just
because they do not like the Court’s decision.
Understanding our constitutional charge, we must then
examine the operative provisions. The en banc exceptional
importance inquiry is a product of rule 9.331. The rule does not
include a definition or further guidance to explain the term. In
what way must it be exceptionally important and to whom?
Taking a case en banc might be exceptionally important to a
particular body of law or to the institutional integrity of the court.
But these possibilities do not necessarily mean that the case
involves a question of great public importance worthy of triggering
constitutional jurisdiction in the supreme court.
In the constitutional language, we find that the jurisdictional
trigger is unlike the en banc rule in that it is modified by the
inclusion of the word public. Art. V, § 3(b)(4), Fla. Const. (stating
the supreme court “[m]ay review any decision of a district court of
appeal that passes upon a question certified by it to be of great
public importance”). The constitution answers what the rule
leaves open. The question must be of great importance to the
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public. A judge might decide an issue is of exceptional importance,
but not for reasons that create a question of great public
importance. And so, the constitution necessarily limits
certification in a way the rule does not.
The provisions also differ in what they require to be
important. The rule speaks of an important case or issue, while
the constitution speaks of an important question. Exceptional
cases or issues may not involve questionable law. That is, a case
or issue may be initially presented to the Court in a way that is
exceptionally important, while its final resolution may not leave
any legal questions of great public importance.
These distinctions are relevant to our inquiry today. At issue
in this case, and in other cases that were pending before the Court,
were the Department’s actions that ignored the rights of a citizen
and its obligations under the concealed-carry statute. This was
done by both misapplying the language of the concealed-carry
eligibility provisions to deny applications in the first instance and
then by refusing to comply with the standard administrative law
entitlement to a hearing. Correcting the Department’s errors may
have been of exceptional importance. But after correction, the
decision on certifying a question requires an inquiry into the
nature of the decision and law on which it depends. The Court’s
opinion did not change any longstanding legal principles. Nor did
it address any novel issues in the law. It requires only that the
Department comply with the plain language of the statute—both
regarding the criteria for the issuance of a license and the
entitlement to a hearing. This is a straightforward administrative
law case. Requiring the Department to comply with the basic
governing statutory provisions does not present a question of great
public importance.
Finally, the decision to certify a question of great public
importance is a discretionary act by the Court. A judge could find
that a case presents a question of great public importance and yet
determine there are compelling reasons not to certify.
The judges voting to deny the certification of a question today
could be relying on any, or some combination, of these reasons.
Each judge in an en banc proceeding will invariably have their own
4
reasons. The votes are not a “judicial about-face.” Instead, like
the votes to certify, they are the reflection of thoughtful
deliberation on an important and nuanced legal question.
I disagree but respect the dissent’s view that this case
warrants certification. We should not pass a question on simply
because we cannot all agree on the answer.
B.L. THOMAS, J., concurring in the denial of certification.
The heart of this Court’s en banc opinion held that the
Department of Agriculture and Consumer Services was required
to provide Appellant a formal evidentiary hearing under section
120.57(1), Florida Statutes, before denying his license application
to carry a concealed firearm license, which is a substantial interest
given the Legislature’s repeated declarations to that effect in
section 790.06(15), Florida Statutes (2019) *. According to section
790.06, there is a disputed issue of material fact raised regarding
Appellant’s entitlement to the license: whether Appellant was
ineligible to receive the license under state law where, after a
felony conviction, all his legal rights were restored.
There is no justification for certifying a question here where
the majority’s holding is required under the plain language
contained in the original enactment of the Administrative
Procedures Act. See § 120.57, Fla. Stat. (1974), amended by ch. 96-
159, § 19, Laws of Fla. (requiring formal administrative
proceedings “in all proceedings, in which the substantial interests
of a party are determined by an agency” or “whenever the
proceeding involves a disputed issue of material fact”).
This Court, and every district court, have held for decades that
administrative agencies must comply with this landmark statute,
which was enacted to ensure that citizens whose substantial
interests are determined, receive a fair and formal hearing to
* Effective June 29, 2021, the Legislature amended section
790.06 to add a new subsection (13). See ch. 2021-200, § 1, Laws of
Fla. This resulted in the subsequent subsections being
renumbered.
5
dispute material facts relied on by the agency. See, e.g., Tuckman
v. Fla. State Univ., 489 So. 2d 133, 134–35 (Fla. 1st DCA 1985)
(holding that the university wrongfully denied a professional staff
member a formal administrative hearing under section 120.57(1)
before it terminated the staff member because the university
erroneously claimed there were no disputed issues of material
fact); Royal Palm Square Ass’n v. Sevco Land Corp., 623 So. 2d
533, 535–36 (Fla. 2d DCA 1993) (holding that a third party was
entitled to administrative hearing under section 120.57(1) to
challenge the water management district’s approval of a
stormwater permit where the third party alleged disputed issues
of material fact); Smith v. Dep’t of Bus. & Prof’l Reg., Bd. of
Clinical Lab. Pers., 627 So. 2d 1346, 1346 (Fla. 3d DCA 1993)
(holding that a license applicant was entitled to a formal
administrative hearing under section 120.57(1) after the agency
denied his application because the applicant demonstrated the
existence of disputed issues of material fact); Silver Show, Inc. v.
Dep’t of Bus. & Prof’l Reg., Div. of Alcoholic Beverages & Tobacco,
706 So. 2d 386, 388 (Fla. 4th DCA 1998) (“Because a licensee’s
right to operate under an alcoholic beverage license involves a
substantial interest of the licensee, the Administrative Procedures
Act (APA) is necessarily involved.”); Meller v. Fla. Real Est.
Comm’n, 902 So. 2d 325, 327 (Fla. 5th DCA 2005) (“If the agency’s
action will determine the substantial interests of a party and there
are disputed issues of material fact, a party is entitled to a formal
proceeding under section 120.57(1).”); Save Our Creeks v. Fla. Fish
& Wildlife Conser. Comm’n, 112 So. 3d 128 (Fla. 1st DCA 2013)
(“As a general principle of administrative law, a person is entitled
to a section 120.57 hearing when an agency takes a final action
affecting that person’s interests and there is a disputed issue of
material fact related to that action.”) (citation omitted).
Thus, it is not a question of great public importance that this
well-settled question of law be certified for further judicial review.
It was important for this Court to hear this case en banc to ensure
a correct result because the substantial interest to be determined
by the agency is one that involves the “constitutional right to bear
arms for self-defense.” § 790.06(15), Fla. Stat. The Legislature has
directed the agency and the courts to “liberally construe[]” the
procedural protections provided to such license applicants. Id.
Further, the Legislature has declared that the eligible applicant’s
6
right to receive a concealed-carry license is “supplemental and
additional to existing rights to bear arms.” Id. And, here, the
Legislature has prohibited the Department from exercising any
“authority to regulate or restrict the issuing of licenses provided
for in this section, beyond those provisions contained in this
section.” Id. Finally, it was imperative for this Court to hear this
case en banc to ensure compliance with the Legislature’s intent
prohibiting the Department from engaging in “[s]ubjective or
arbitrary actions or rules which encumber the issuing process by
placing burdens on the applicant beyond . . . those [required] in
this section.” Id. (emphasis added).
Had this Court not decided this case en banc and issued a
panel opinion upholding the Department’s arbitrary actions
denying Appellant a formal administrative hearing, we would
have erroneously disregarded section 790.06(15), Florida Statutes,
where the Legislature has recognized the constitutional right of
citizens to arm themselves and their families by carrying concealed
weapons and firearms for protection against potential violent
crimes like rape (sexual battery), robbery, assault, and murder.
Judge Makar’s dissenting opinion urging this Court to certify
a question of great public importance repeats the meritless
arguments of the Department which seek to deny the statutory
rights of citizens under chapter 120 and their constitutional rights
to effectively defend themselves and their families by lawfully
carrying a concealed firearm. One must assume from this
dissenting opinion that courts are never to disagree with a state
agency, even where it acts arbitrarily. Fortunately, citizens have
legal and constitutional rights that are protected by the courts
against unlawful actions by their government, especially where
exercising the rights at stake can be a matter of life and death—
the right to self-defense outside the home.
Of course, the idea that a felon whose rights have not been
restored would subject himself to fifteen years in state prison by
applying to carry a concealed firearm, somehow obtain the license
from the state, and then carry the firearm and thereby commit a
second-degree felony under section 790.23(1), Florida Statutes,
defies logic. Criminals are highly unlikely to advertise their intent
7
to commit a felony and provide the state with the evidence to
convict them.
Furthermore, the district courts are not “intermediate” courts
that simply render advisory opinions and ask for further judicial
review whenever a party loses an appeal. This Court is a court of
last resort in the vast majority of cases in Florida. Johns v.
Wainwright, 253 So. 2d 873, 874 (Fla. 1971) (“The District Courts
of Appeal were never intended to be intermediate courts. It was
the intention of the framers of the constitutional amendment
which created the District Courts that the decision of those courts
would, in most cases, be final and absolute.”); see Jenkins v. State,
385 So. 2d 1356, 1358 (Fla. 1980) (holding that supreme court
lacked jurisdiction to review opinions affirming trial courts
without opinion, regardless of concurring or dissenting opinions
asserting conflicts with other district courts or the supreme court).
In Jenkins, the supreme court recognized that district courts
are not “intermediate” courts, stating:
We have heretofore pointed out that under the
constitutional plan the powers of this Court to review
decisions of the district courts of appeal are limited and
strictly prescribed. . . . It was never intended that the
district courts of appeal should be intermediate courts.
The revision and modernization of the Florida judicial
system [in 1956] at the appellate level was prompted by
the great volume of cases reaching the Supreme Court
and the consequent delay in the administration of justice.
The new article embodies throughout its terms the idea
of a Supreme Court which functions as a supervisory body
in the judicial system for the State, exercising appellate
power in certain specified areas essential to the
settlement of issues of public importance and the
preservation of uniformity of principle and practice, with
review by the district courts in most instances being final
and absolute.
385 So. 2d at 1357–58 (emphasis added).
8
And Chief Justice England’s special concurring opinion in
Jenkins helpfully recounts the debates around that amendment
and its significance, concluding that:
The significance of the public discussion concerning
the amendment is that it provides a frame of reference by
which to ascertain the intent of the voters in adopting the
amendment. In this case, the public debate and
informational literature make abundantly clear that the
voters were asked to approve an appellate court structure
having these features:
1. a supreme court having constitutionally
limited, as opposed to unlimited, discretionary
review of intermediate appellate court decisions;
and
2. finality of decisions in the district courts
of appeal, with further review by the supreme
court to be accepted, within the confines of its
structural review, based on the statewide
importance of legal issues and the relative
availability of the Court’s time to resolve cases
promptly.
Id. at 1363 (England, C.J., specially concurring) (emphasis added).
Thus, Judge Makar’s dissenting opinion’s view that every
decision in which a minority of judges thinks a case is important
should be certified to the supreme court is contrary to the
electorate’s decisions to create the district courts and strictly limit
the supreme court’s jurisdiction. The voters decided more than
forty years ago that the supreme court is not, and should not, be in
the business of reviewing district court decisions that do not
involve novel questions of law and do not conflict with any other
district court decisions. This is especially true where the district
court correctly reaches a decision on long-established precedent
interpreting unambiguous text in section 120.569, Florida Statues,
which requires that an administrative agency provide proof in a
formal hearing to support its decision determining the substantial
interest of a party. The fact that the “substantial interest” at stake
is one declared to be so important by the Legislature in section
9
790.06(15), Florida Statutes, only supports the majority’s holding
on the merits and the decision to deny a certified question of great
public importance.
As to the majority’s “confidence,” or lack thereof, as Judge
Makar erroneously asserts is the motive in the majority’s vote to
deny the motion to certify a question, it is logical to assume the
opposite: that each judge is confident in the holding to which that
judge assented. Otherwise, the judge would not have so voted. But
that does not mean that the majority is attempting to restrain
further judicial review. In fact, it means the opposite: that the law
applicable here is so clear that further review is both unjustified
and unnecessary.
Nor did the majority “ignore” anything, as Judge Makar’s
dissenting opinion incorrectly asserts. We simply rejected the
meritless argument raised by Appellee’s and Amicus’s
supplemental briefs that Appellant was not entitled to the exact
procedures the Legislature long ago required to be accorded to
persons whose substantial interests were determined by an
administrative agency, when disputed issues of material fact are
raised.
Finally, the majority opinion correctly upheld the rule of law
to protect Appellant’s right to a formal administrative hearing
where his constitutional rights to bear arms in self-defense were
rendered illusory by the Department’s unlawful actions in denying
the hearing, where Appellant submitted unrebutted evidence that
his rights had been restored. Thus, it is the majority, not the
dissenting opinions, that recognized and validated this
fundamental right of self-defense enshrined in both the federal and
state constitutions. Therefore, there is no justification for
certifying a question of great public importance, which would
inject yet more delay in this case, further eviscerating Appellant’s
constitutional rights without just cause.
Thus, I concur in the majority’s decision to deny the motion to
certify a question of great public importance.
MAKAR, J., dissenting from the denial of motion for certification.
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The sua sponte 1 en banc hearing in this concealed weapons
licensing case was based on its exceptional importance to the
constitutional rights of former felons statewide, thereby justifying
certification of a question of great public importance on an issue of
first impression for our supreme court’s consideration. Art. V,
§ 3(b)(4), Fla. Const.; Fla. R. App. P., 9.030(a)(2)(A)(v). Two
important state agencies have warned of the possible negative
impact on public safety in Florida due to the disposition in this
case—one unquestionably of great public importance statewide
due to the thousands of concealed weapons applications impacted.
It behooves us as an intermediate appellate court to allow the
adversely affected governmental agencies to make their case to our
highest court for its consideration.
To begin, this case and the issue presented are exceptionally
important because, by definition, they must be. “En banc hearings
and rehearing shall not be ordered unless the case or issue is of
exceptional importance or unless necessary to maintain uniformity
in the court’s decisions.” Fla. R. App. P. 9.331 (emphasis added).
Uniformity of decisions is not an issue because this is a case of first
impression; neither this Court nor any other in Florida has
previously addressed the issue presented. Instead, en banc review
was ordered because the case and issues presented were
“exceptionally important,” and the case was decided on that basis.
This case is also extraordinary because an en banc hearing is
itself a rarity, occurring maybe once every few years. 2 That’s
because a hearing en banc is a departure from the typical practice,
1 “Sua sponte” is the fancy Latin phrase meaning “the Court
did it on its own.” Sua Sponte, Black’s Law Dictionary (8th Ed.
2004) (“Without prompting or suggestion; on its own motion.”).
2 A recent article states that since 1982 “Florida’s appellate
courts have collectively issued 492 en banc opinions, which means
Florida’s appellate courts have only issued, on average, 13 en banc
opinions per year.” William D. Slicker, En Banc Hearings, by the
Numbers, 95 FLA. B.J., March/April 2021, at 39, 39 (footnote
omitted). The number of cases involving en banc hearings (versus
rehearings) is a small fraction of this number.
11
which provides for en banc rehearing after a three-judge panel
opinion is publicly released. Fla. R. App. P. 9.331.
An en banc hearing is typically used to resolve a potential
conflict with a prior decision of the court to achieve uniformity.
Philip J. Padovano, 2 Fla. Prac., Appellate Practice § 21:9 (2021
ed.) (“En banc hearings are most likely to occur when it becomes
apparent to a panel of judges that a proposed decision will be in
conflict with a prior decision of the court.”). Here, however, a sua
sponte en banc hearing was invoked to address a matter of
exceptional importance, one that justified all fifteen appellate
judges deciding it in the first instance. It is an entirely judge-
initiated event; parties cannot seek an en banc hearing—only
judges may do so. Fla. R. App. P. 9.331(c) (“A hearing en banc may
be ordered only by a district court of appeal on its own motion. A
party may not request an en banc hearing. A motion seeking the
hearing shall be stricken.”). En banc hearing is the teeniest sliver
of our docket (perhaps 0.02%), reserved for only the most critically
important cases. This infrequent type of judge-initiated internal
review on an issue of first impression does not occur in the run-of-
the-mill cases; it occurs because a case’s importance surpasses that
of essentially all others on our docket thereby justifying an “all
hands on deck” approach to deciding it as a full court. In short, this
is a case unlike any other; it presents an issue that is undeniably
“exceptionally important” via a judicial process that was itself
extraordinary.
A case that is of exceptional importance is highly likely to be
one that presents a question of great public importance; a Venn
diagram would reflect substantial overlap between the two
concepts. While not all en banc cases necessarily merit a certified
question of great public importance, this one clearly does. Cases
involving certified questions of “great public importance” are based
on many attributes, the most prominent ones existing in this case.
See generally Raoul G. Cantero III, Certifying Questions to the
Florida Supreme Court: What’s So Important?, 76 Fla. B.J., May
2002, at 40, 40 (summarizing and analyzing supreme court
caselaw on the topic). This case is obviously of great public
importance because it (a) affects more than R.C. and, instead, has
a statewide impact on thousands of applicants for concealed
weapons licenses; (b) implicates the constitutional right to keep
12
and bear arms; (c) involves a matter of first impression; 3 and
(d) has public safety implications because it directly impacts access
to firearms by former felons. Id.; see also Harry Lee Anstead et al.,
The Operation and Jurisdiction of the Supreme Court of Florida,
29 Nova L. Rev. 431, 527 (2005) (discussing scope of certified
questions).
Notably, cases involving firearms and interpretations of
Chapter 790 are readily seen as presenting grounds for certified
questions. A helpful example is Iley v. Harris, 345 So. 2d 336 (Fla.
1977), which has very close parallels to this case because it
involved an applicant seeking a license to carry a pistol under
section 790.06, Florida Statutes. “At the time he made application,
Harris was sixty-five years of age, of good moral character and
described by witnesses as temperate, industrious and, in all
respects, fit to have a gun permit.” Id. at 336. The county
commission denied his application and he pursued judicial relief.
The trial court denied the county’s motion to dismiss and review
was sought in the Second District, which upheld the denial but
certified this question: “Does Section 790.06, Florida Statutes, vest
a Board of County Commissioners with any discretion in the
issuance of licenses to carry firearms to persons meeting the
statutory criteria of age and good moral character?” Id. The
supreme court accepted review and affirmed. See also Norman v.
State, 159 So. 3d 205, 209 (Fla. 4th DCA 2015) (reviewing three
certified questions regarding Chapter 790 related to open carry of
firearms), approved, 215 So. 3d 18 (Fla. 2017).
As in Iley, the critical issue of first impression in this case is
whether the Department’s longstanding interpretation of its
3 Duggan v. Tomlinson, 174 So. 2d 393, 393–94 (Fla. 1965)
(certification “is particularly applicable to decisions of the district
courts of appeal of first impression, where no decisional conflict or
other factor involving our certiorari jurisdiction is invoked[]”). The
issue presented is unlikely to arise in another district court of
appeal thereby foreclosing the potential for jurisdiction based on
conflict or certified conflict. Art. V, § 3(b)(3) & 3(b)(4), Fla. Const.
13
responsibilities under section 790.06, Florida Statutes, is
erroneous. The certified question in Iley could easily be revised in
this case to ask:
Does Section 790.06, Florida Statutes, vest the
Department a Board of County Commissioners with any
discretion in the issuance of licenses to carry concealed
firearms to persons deemed ineligible to purchase a
weapon by NICS meeting the statutory criteria of age and
good moral character?
Compared to Iley, this case presents an even more compelling basis
for a certified question due to its statewide impact on thousands of
concealed weapon applicants. 4
Given this case’s lineage as one of immense importance on a
statewide basis, it is anomalous that the majority by 12-3 vote
(paralleling the merits vote) has declined to certify a question of
great public importance, thereby depriving our supreme court of
4 The Department asks for certification of the following
question of great public importance: “May the Department
dispositively rely on FDLE’s search of the federal National Instant
Criminal Background database in denying a concealed weapons
license where the search result identifies the applicant as
ineligible to possess or purchase a firearm as a matter of law?” This
question is adequate because it is one of the legal issues the
majority has passed upon and answered in the negative. The
following two-part question, however, better encapsulates the
majority’s two holdings: “Whether the Florida Department of
Agriculture and Consumer services erred in its interpretation of
section 790.06, Florida Statutes, in concluding that it may deny a
concealed weapons license based solely on the results of a National
Instant Criminal Background Check System (NICS) showing an
applicant is ineligible to purchase a weapon due to a felony
conviction? If so, whether the applicant is entitled to a formal
hearing.” The phrasing of the questions is important because they
must be ones that had been passed upon by the certifying court.
See Floridians For A Level Playing Field v. Floridians Against
Expanded Gambling, 967 So. 2d 832, 833 (Fla. 2007).
14
discretionary jurisdiction on this basis. A certified question is
particularly important in this case because it provides a clearly
defined avenue for our supreme court’s review. See Anstead et al.,
supra, at 527 (“[T]he failure to certify a question eliminates this
potential basis for the Supreme Court of Florida’s jurisdiction.”).
In an apparent judicial about-face, what was so “exceptionally
important” at the outset of this case, and was the sole basis for a
sua sponte hearing en banc, is not so much anymore. How can that
be? What changed? The only thing that has changed is that
warning lights are now flashing on a statewide basis. Having
undertaken the case sua sponte on its own terms—and ignored and
thereby placed no reliance on the critical factual and legal analysis
in the supplemental briefs of the Department and FDLE 5—the
majority’s ruling has set off a firestorm and a potential detriment
to public safety, at least if these top agencies are to be believed.
Repeating warnings from the (ignored) supplemental briefs, the
Department says that the majority’s “ruling will lead to the
issuance of concealed weapons licenses to individuals, including
known threats to public safety such as convicted felons, those with
involuntary psychiatric commitments, and domestic abusers from
other states and territories, who are prohibited from purchasing or
possessing firearms.”
Perhaps this is pure hyperbole, but that is not at all apparent.
The majority has ruled that the Department may no longer rely
exclusively on the results of a NICS inquiry, and instead must
(somehow) present other evidence to justify denying an applicant
for a concealed weapons license where NICS shows him to be an
ineligible felon (who can’t even own a weapon let alone conceal
one). But the Department has no power to access the confidential
criminal justice information that would be necessary to do so; the
Department’s hands are tied because it can neither access nor
5 The majority decries that an IOP allowed five members (a
third of the Court) to permit supplemental briefs by the
Department and FDLE (the IOP, which existed for years, was
amended during the pendency of this case to require a majority
vote) and proclaims that its “opinion relies exclusively on the
record and the original briefing.”
15
adjudge the correctness of information in the confidential criminal
justice databases. As it now stands, the Department will be
required to issue concealed weapons permits to applicants whose
background checks show prior felonies in the NICS database; this
can’t be what the legislature intended.
Finally, there may be some truth in the saying that “a case is
of exceptional importance whenever a majority of the judges on a
DCA say that it is.” Douglas A. Wallace, What Makes A Case or an
Issue One of Exceptional Importance?, 89 Fla. B.J., May 2015, at
28, 28 (noting that this saying “may be both glib and cynical, but
there is a kernel of truth in it[]” (footnote omitted)). The
contrapositive of what Judge Wallace wryly noted is that “a case is
not of exceptional importance whenever a majority of judges on a
DCA say that it is not.” Majoritarian vote-counting underlies both
sayings, however, curtailing the usefulness of the certification
process, which requires putting aside the correctness of the
decision in a case and acknowledging its importance. Rather than
say “no need to certify a question, we’ve answered it correctly,” why
not ask whether the question would be of great public importance
if you were in the dissent? Imagine if a majority of the en banc
court voted to uphold the Department’s actions with a minority of
judges dissenting on the basis that the Department placed too
much reliance on NICS and failed to provide an adequate hearing.
It takes little imagination to surmise that the dissenters would say
this case is worthy of a certified question on a matter of great
public importance. Plus, certifying a question is a low-cost option
that signals that the majority is confident in its legal position,
providing the opportunity for the supreme court to tacitly bless its
handiwork by denying review.
In conclusion, because this case is of such exceptional
importance that a sua sponte en banc hearing was necessitated, it
remains so in light of the majority’s holding and justifies
certification of a question of great public importance for our
supreme court’s consideration. A refusal to certify a question takes
this option off the table; we ought to set the table for the justices,
not take it away.
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Postscript:
In response to this dissent, Judge Bradford L. Thomas
ruminates about the role of district courts in Florida’s
constitutional structure and carps that certification ought not be
done simply because dissent exists. Because no one has suggested
the latter, it amounts to a classic strawman argument; a
“dissent=certified question” principle wouldn’t be sensible anyway.
As to the former, although district court decisions are typically
final, a constitutional responsibility exists to certify questions of
the type directly passed upon in this case, which two state agencies
have said adversely affects public safety. In golf parlance, this too
is the judicial equivalent of a swing and a miss, i.e., a whiff.
Judge Long’s response also misses the point of certified
questions. Saying that “[c]orrecting the Department’s errors may
have been of exceptional importance” is a tacit admission that this
case is exceptionally important; simply because the majority
believes it has corrected an error, however, doesn’t end the inquiry
under article V, section 3(b)(4). Every case in Florida’s judicial
history in which a question has been certified under section 3(b)(4)
involved majorities who thought they corrected errors of
importance, but that didn’t stop them from certifying critically
important questions to give our supreme court this option to
conduct further review. Simply stated, an appellate court passing
upon a question of exceptional importance (or great public
importance) doesn’t thereby render the question of lesser
importance.
In addition, saying that the majority did not “address any
novel issues in the law” is off base when it is apparent this case is
one of first impression; not a word had been written by any Florida
court on the exceptionally important question the majority passes
upon, i.e., how the concealed carry statute is construed and
applied. Likewise, saying that the majority “did not change any
longstanding legal principles” will come as a big surprise to anyone
familiar with Florida’s firearms and concealed carry laws as they
apply to applicants with felony records. From 1987 to the present,
the Department—overseen by both Republican and Democratic
commissioners—has administered the statute without the
slightest protestation that it deprived applicants with felony
17
records of the ability to prove their entitlement to the restoration
of the right to keep and bear arms; the Department—and FDLE—
are now ringing alarm bells.
What’s changed—obviously—is a monumental and
destabilizing shift in the long-standing interpretation of Florida’s
firearms law as applied to those with felony records: the
Department can no longer rely—as it has for decades in safely
administering the concealed weapons statute—on the most critical
source of criminal justice information available to law enforcement
officials at FDLE in reviewing the concealed weapon applications
of those with felony records. How could a district court decision—
one that could lead to felons (and other persons who are not
properly cleared) receiving concealed firearms licenses—not be a
matter of great public importance for our supreme court’s
consideration? That’s a question that remains unanswered.
KELSEY, J., dissenting from the denial of certification.
I concur in, and expand upon, Judge Makar’s opinion on the
motion for certified question. Consistent with my position on the
merits, not to mention the constitutional rights at issue and the
significant public impact of the majority’s decision, I would grant
the motion to certify a question or questions of great public
importance.
Even without a certified question, however, other grounds
exist for Florida Supreme Court jurisdiction. Because this Court
has invalidated an express statutory provision—section
790.06(6)(a), Florida Statutes (2019), designating FDLE alone to
conduct the requisite criminal background check—the Florida
Supreme Court has mandatory appeal jurisdiction under Article
V, section 3(b)(1) of the Florida Constitution. The majority’s
opinion also violates, contradicts, and thus invalidates, section
790.06(15) (limiting DACS’s authority to that expressly conferred
by statute); section 120.52(8) (limiting agencies such as DACS to
the “specific powers and duties conferred by the enabling statute”)
(emphasis added); and section 790.06(6)(c)2. (mandating that
DACS “shall” deny concealed-carry licenses if the applicant is not
18
shown to be qualified after the agency follows the designated
statutory process for background checks).
The Florida Supreme Court also has jurisdiction based on
conflict of decisions under Article V, section 3(b)(3) of the Florida
Constitution. The majority decision conflicts with decisions of the
Florida Supreme Court and other district courts of appeal on
governing principles of statutory interpre