Scholl v. Walgreens Specialty Pharmacy
CourtCourt of Appeals for the Tenth Circuit
Date FiledAugust 6, 2026
Docket25-5053
StatusPublished
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Full Opinion
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FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS August 6, 2026
Christopher M. Wolpert
FOR THE TENTH CIRCUIT
Clerk of Court
_________________________________
ERIC F. SCHOLL, individually and
as parent and next friend of J.J.S., a
minor child; JACQUELINE R.
SCHOLL, individually and as parent
and next friend of J.J.S., a minor
child; J.J.S., a minor child,
Plaintiffs - Appellants,
v. No. 25-5053
WALGREENS SPECIALTY
PHARMACY, LLC, d/b/a Alliance Rx
Walgreens Prime; WALGREENS
SPECIALTY PHARMACY
HOLDINGS, LLC, a foreign
company,
Defendants - Appellees.
_________________________________
Appeal from the United States District Court
for the Northern District of Oklahoma
(D.C. No. 4:21-CV-00363-JDR-MTS)
_________________________________
Jason A. McVicker (Andrew C. Jayne and Bryan J. Seaton with him on the
briefs), of Jayne Peters McVicker Burke Askew & Parker, Tulsa, Oklahoma,
for Plaintiffs-Appellants.
James E. Goldschmidt of Quarles & Brady LLP, Milwaukee, Wisconsin
(Nathan J. Oesch and Ellen E. Anderson of Quarles & Brady LLP, Milwaukee,
Wisconsin; Stacy A. Alexejun of Quarles & Brady LLP, Madison, Wisconsin,
with him on the brief), for Defendants-Appellees.
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_________________________________
Before MATHESON, PHILLIPS, and ROSSMAN, Circuit Judges.
_________________________________
ROSSMAN, Circuit Judge.
_________________________________
Plaintiffs-Appellants Eric and Jacqueline Scholl and their minor
daughter J.J.S. (the Scholls) sued Walgreens Specialty Pharmacy, LLC and
Walgreens Specialty Pharmacy Holdings, LLC for negligence under
Oklahoma law after Walgreens did not timely fill a prescription for J.J.S.,
and she then fell ill. The district court granted Walgreens’ motion for
summary judgment, concluding Walgreens had no duty to fill the
prescription under the circumstances here. The Scholls appeal. Exercising
jurisdiction under 28 U.S.C. § 1291, we affirm.
I
A1
In May 2020, Eric and Jacqueline Scholl’s then-12-year-old daughter
J.J.S. was diagnosed with vaginal agenesis, a rare congenital condition in
which the body cannot expel menstrual material. Her symptoms included
debilitating abdominal pain. J.J.S.’s physician, Dr. Catherine Hildebrand,
1 The facts in this opinion come from our de novo review of the
appellate record. See Est. of Beauford v. Mesa County, 35 F.4th 1248, 1257
n.2 (10th Cir. 2022) (reviewing the record de novo after the district court
granted summary judgment to defendants).
2
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presented the Scholls with several treatment options, including a complete
hysterectomy; surgery to remove soft tissue in the vaginal canal; and
injections of a drug called Lupron Depot, a hormone that prevents
ovulation. Faced with only “bad choices,” the Scholls chose the Lupron
Depot injections. RIII.15.
On June 1, 2020, Dr. Hildebrand sent a referral form to AbbVie, the
manufacturer of Lupron Depot, asking whether J.J.S.’s insurance would
cover the prescription. AbbVie responded the next day recommending Dr.
Hildebrand obtain “prior authorization” 2 from J.J.S.’s health insurer, Blue
Cross and Blue Shield of Oklahoma (BCBS). AbbVie informed Dr.
Hildebrand that the medication could be filled at AllianceRx, a “specialty
pharmac[y]” owned by Walgreens. 3 RI.106, 176. AbbVie also noted the
“approximate turn-around time is 7–14 days after initiation with the
insurance company.” RI.106. On June 2, AbbVie forwarded prescription
information to Walgreens. The next day, Walgreens told Dr. Hildebrand’s
office that it had received the prescription.
2“Prior authorization,” also known as “preauthorization,” is an
insurance term for “pre-determin[ing] whether a drug is covered under the
medical benefits portion of an insured’s plan.” RI.63; see RIII.10.
3 Specialty pharmacies dispense “medications that you cannot get at
a local Walgreens,” such as prescriptions “that have to be administered by
a doctor rather than a patient” or that must be “handled” or “stored in a
particular way.” RIII.34.
3
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Between June 3 and 11, Walgreens investigated whether the
prescription for Lupron Depot would be covered by BCBS without prior
authorization. On June 11, Walgreens determined BCBS indeed had to
preauthorize the drug before they could dispense it, and only the
prescribing physician—Dr. Hildebrand, not the pharmacy—could obtain
that approval from the insurer. That same day, Walgreens faxed Dr.
Hildebrand’s office the paperwork she would need to send to BCBS for its
preauthorization.
On June 15, frustrated by the lack of progress with getting the
prescription filled, Ms. Scholl called Walgreens. A Walgreens employee told
her the pharmacy could not fill J.J.S.’s prescription until it received
preauthorization from BCBS. Ms. Scholl explained the urgent need for the
medication and asked whether she could bypass the insurance delays by
paying for the drug out of pocket. The employee said out-of-pocket payments
were forbidden. Walgreens then twice called Dr. Hildebrand’s office,
emphasizing the prescription could not be filled until BCBS preauthorized
it.
The next day, June 16 at 10:48 a.m., a Walgreens employee spoke with
Dr. Hildebrand’s office a third time and learned Dr. Hildebrand still had
not filed the preauthorization request with BCBS. In response, Walgreens
put J.J.S.’s prescription “on hold” and internally designated the
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prescription as “no go.” 4 RI.144, 172, 181. That afternoon, Walgreens closed
the prescription file. But almost immediately thereafter, Dr. Hildebrand
finally received the preauthorization from BCBS. Later that same day, Dr.
Hildebrand’s office and Ms. Scholl provided the preapproval information to
Walgreens. 5 The record contains no evidence about what, if anything,
Walgreens told the Scholls or Dr. Hildebrand upon receiving BCBS’s
preauthorization.
For nearly a month-long period—between June 17 and July 12, 2020—
neither the Scholls nor Dr. Hildebrand called Walgreens to check on the
status of the prescription, and Walgreens did not independently update the
Scholls or Dr. Hildebrand. 6 Walgreens’ file for J.J.S.’s prescription
4 According to the deposition testimony of Walgreens’ corporate
representative, the “no go” status indicated “there was a reason that we
could not proceed with the prescription . . . . So it doesn’t mean we won’t fill
the prescription, it means until a [preauthorization from the insurer] is
obtained, we’re going to put it on hold.” RIII.83.
5 Walgreens disputes that it received the preauthorization
information on June 16. The district court resolved this dispute “in favor of
the Scholls and assume[d] that the information was communicated to
Walgreens at approximately 12:53 p.m. on June 16, 2020.” RV.6–7. We
make the same assumption. Est. of Beauford, 35 F.4th at 1261 (recognizing
that, at summary judgment, we “construe the facts in the light most
favorable to the nonmovant and to draw all reasonable inferences in [their]
favor”).
6The record shows no communications during this time among
Walgreens, the Scholls, Dr. Hildebrand, and BCBS that bear on this appeal.
5
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remained closed. And J.J.S. continued to suffer. On July 8, she was
hospitalized with extreme abdominal pain and underwent surgery. She was
released from the hospital a few days later.
On July 13, Dr. Hildebrand’s office called Walgreens and said J.J.S.
needed Lupron Depot urgently. Walgreens responded that the prescription
file had been closed since June 16 because the preauthorization was never
submitted. Dr. Hildebrand’s office replied the preauthorization information
had in fact been submitted to Walgreens and J.J.S. needed the medication
“ASAP.” RI.182. Walgreens said it “would verify the Prior Authorization
and initiate the order.” RI.67. That same day, Walgreens created a new “fill
request” for the Lupron Depot prescription. RI.182.
On July 15, J.J.S. was hospitalized again due to abdominal pain and
vomiting. The next day, July 16, Dr. Hildebrand’s office called Walgreens
and reiterated J.J.S. was in the hospital and needed Lupron Depot
immediately. Walgreens elevated the prescription request to “stat” priority.
RI.182.
The Lupron Depot prescription was delivered to Dr. Hildebrand’s
office on July 21 and administered to J.J.S. that day.
B
In July 2021, the Scholls filed a lawsuit in Oklahoma state court,
alleging one count of negligence against Walgreens. They claimed
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Walgreens had “promised . . . to deliver a Lupron Depot shot to J.J.S.’s
physician on a timely basis to prevent J.J.S. from menstruating in July of
2020.” RI.17. Because of this “promise,” the Scholls alleged, Walgreens had
a legal duty to “timely deliver the Lupron Depot shot,” and Walgreens
breached that duty by not filling the prescription. RI.17. Walgreens
removed the case to federal district court, invoking diversity jurisdiction
under 28 U.S.C. § 1332.
After discovery closed in August 2023, Walgreens filed a motion for
summary judgment. Walgreens contended Oklahoma substantive law
applied to the negligence claim. See RI.69–70 (citing Erie R.R. Co. v.
Tompkins, 304 U.S. 64 (1938)). Walgreens recognized it owed a duty to fill
J.J.S.’s prescription beginning July 13—the date the company said it took
“affirmative action to assume the duty to fill J.J.S.’s Lupron Depot
prescription[.]” RI.78. Walgreens argued a pharmacist’s duties in Oklahoma
are “clearly defined and limited under the Pharmacy Act[,]” OKLA. STAT. tit.
59, § 353 et seq. RI.70 (quoting Pharmcare Okla., Inc. v. State Health Care
Auth., 152 P.3d 267, 273 (Okla. Civ. App. 2006)). That statute, Walgreens
said, creates “no express duty for a pharmacy to fill a prescription within a
certain amount of time.” RI.70 (first citing Pharmcare, 152 P.3d at 273; and
then citing OKLA. ADMIN. CODE §§ 535:10-9-2 & 535:15-3-2).
7
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Still, Walgreens acknowledged that, under Oklahoma law, “an
affirmative act” or a voluntary undertaking can give rise to a duty. RI.71
(citing Harwood v. Ardagh Grp., 522 P.3d 473, 481 (Okla. 2022)). Walgreens
then pointed to its corporate “policies and procedures [for] attempting to
obtain prior authorization” and maintained, to the extent those policies
created “any duty” to fill the Lupron Depot prescription, it did not breach
that duty. RI.79–80. Notably, Walgreens insisted that for most of the period
discussed by the complaint—specifically, from June 16 (when Walgreens
closed J.J.S.’s prescription file until July 13 (when Walgreens re-opened the
prescription file and began to fill the prescription)—it owed no duty to fill
J.J.S.’s prescription. See RI.77–78 (Walgreens arguing no duty existed
because it did not “affirmatively act to fill the prescription” over that
period). 7
7 Walgreens also argued it was entitled to summary judgment on the
basis of causation. The district court did not rule on causation, and the
Scholls do not develop any appellate arguments related to causation. We
therefore do not consider the causation element here.
8
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Party Positions at the District Court on Walgreens’ Duty to Fill
J.J.S.’s Prescription 8
June 2, 2020 June 16, 2020 July 13, 2020 July 21, 2020
Walgreens said Walgreens denied Walgreens said
“any duty” was not owing any duty “any duty” was not
breached breached
The Scholls argued Walgreens owed a duty over the entire period.
The Scholls opposed summary judgment. They agreed Oklahoma
substantive law applied but insisted Walgreens was “comprehensively
wrong” about the legal duties of pharmacists under state law. RIII.22
8 It is unclear when, precisely, the Scholls believe Walgreens’ duty to
fill the prescription began. In their complaint, the Scholls suggest
Walgreens promised to fill the prescription as early as the June 15 call
between Ms. Scholl and Walgreens. However, in their summary judgment
opposition, the Scholls suggest Walgreens’ negligence began as early as
June 2, 2020. In any event, we see no difference between these dates that
would bear on the disposition of this appeal, and we assume the Scholls
alleged Walgreens owed a duty as early as June 2.
The parties agree Walgreens owed a duty to fill the prescription after
July 13, 2020. The district court noted the Scholls “have not pointed to any
injuries that were caused by Walgreens’s conduct after July 13.” RV.14
n.16. Accordingly, the court “focuse[d] its analysis on the alleged failures
that took place on or before July 13, 2020.” RV.15 n.16. The parties
similarly focus their appellate arguments on the existence of a duty before
July 13. Given this shared understanding, when discussing “duty”
throughout this opinion, we refer specifically to a duty by Walgreens to fill
J.J.S.’s prescription before July 13, and we specify otherwise only as
necessary.
9
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(heading format omitted). The Scholls rejected Walgreens’ suggestion that
its corporate policies might be legally relevant, arguing corporate policies
“do not establish a legal duty or the applicable industry-wide standard of
care.” RIII.22 (quoting Cruz v. Am. Nat’l Red Cross, 2022 WL 2813237, at
*3 (10th Cir. 2022) (unpublished) (interpreting Kansas law)). Rather,
Walgreens owed duties over the entire period alleged in the complaint, and
those duties arose from Oklahoma statutes, regulations, and common law.
C
The district court granted summary judgment to Walgreens in a
comprehensive written order. Agreeing with the parties that Oklahoma tort
law governed the negligence claim, the district court viewed the briefing as
presenting a “threshold question”: Before July 13, 2020, “[d]id Walgreens
have a duty to fill [J.J.S.’s] prescription for Lupron Depot”? 9 RV.9. The
district court answered no. It surveyed Oklahoma law and found no
authority suggesting pharmacists “have a general duty to fill prescriptions.”
9 The Scholls’ complaint framed their negligence claim as implicating
Walgreens’ duty “to deliver a Lupron Depot shot to J.J.S.’s physician on a
timely basis[.]” RI.17 (emphasis added). The district court seemed to view
the more general duty question (whether Walgreens had any duty to fill
J.J.S.’s prescription before July 13) as encompassing the narrower
timeliness question (whether Walgreens had a duty to timely fill the
prescription before July 13). On appeal, the parties follow the district
court’s lead and focus on a general duty to fill. We see no difference between
the general and the narrower duties that would bear on the disposition of
this appeal. Nor do the parties argue otherwise.
10
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RV.14. Just the opposite: Oklahoma law seemed to indicate no such duty
exists. The court pointed to a 2022 amendment to state pharmacy
regulations, which expressly “clarif[ied] a pharmacist’s right not to fill a
valid prescription.” RV.12 (quoting 2022 OKLA. REG. TEXT 600564 (NS)
(codified at OKLA. ADMIN. CODE § 535:15-3-13(c) (providing a “pharmacist
maintains the right not to fill the valid prescription”)).
The district court next considered whether a duty arose from
Walgreens’ conduct. Recognizing that, under Oklahoma common law, a
party’s actions can show it undertook a duty of care, the court parsed the
summary judgment record and found Walgreens neither “established a
contractual relationship with the Scholls,” RV.17, nor “agreed, promised, or
otherwise indicated it would begin the process of filling the prescription”
until July 13, 2020, RV.7. The district court also was not persuaded that,
under the circumstances here, Walgreens’ corporate policies created any
duty. Summing up, the court found “no evidence . . . that would permit a
jury to conclude that, prior to July 13, 2020, Walgreens had . . . a duty to
[J.]J.S. that would support a [] negligence claim.” RV.22. On that basis, the
district court concluded “there can be no recovery for negligence” and
granted summary judgment to Walgreens. RV.22.
This timely appeal followed.
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II
“We review the grant of summary judgment de novo, and apply the
same legal standard used by the district court under Federal Rule of Civil
Procedure 56(c).” Est. of Beauford v. Mesa County, 35 F.4th 1248, 1261 (10th
Cir. 2022). Urging reversal, the Scholls argue, first, the district court made
a procedural mistake by granting summary judgment sua sponte—meaning
based on arguments the parties never raised; and second, the district court
erroneously concluded Walgreens owed no duty under Oklahoma law to fill
J.J.S.’s prescription until July 13, 2020. We address each issue in turn and
discern no error.
III
A
Rule 56 allows a district court to grant a motion for summary
judgment “on grounds not raised by a party” so long as the nonmovant has
“notice and a reasonable time to respond.” FED. R. CIV. P. 56(f)(2). Granting
summary judgment on a basis different than the one identified in a
summary judgment motion is known as “sua sponte summary judgment[.]”
Snyder v. Beam Techs., Inc., 147 F.4th 1246, 1259 (10th Cir. 2025) (quoting
Oldham v. O.K. Farms, Inc., 871 F.3d 1147, 1151 (10th Cir. 2017)); see also
Celotex Corp. v. Catrett, 477 U.S. 317, 326 (1986) (“[D]istrict courts are
widely acknowledged to possess the power to enter summary judgments sua
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sponte, so long as the losing party was on notice that she had to come
forward with all of her evidence.”). “[T]he practice of granting summary
judgment sua sponte is not favored.” Scull v. New Mexico, 236 F.3d 588, 600
(10th Cir. 2000). We will reverse a grant of sua sponte summary judgment
when the losing party both (1) lacked notice that it needed to marshal
evidence about the issue ruled on by the district court and (2) suffered
prejudice from that lack of notice. See Johnson v. Weld County, 594 F.3d
1202, 1214 (10th Cir. 2010) (“[E]ven if such notice is lacking, we will still
affirm a grant of [sua sponte] summary judgment if the losing party suffered
no prejudice from the lack of notice.”). The appellate burden of showing a
lack of notice and prejudice from the sua sponte summary judgment falls on
the party alleging error. See Oldham, 871 F.3d at 1151.
The notice requirement asks whether a party “recogni[zed] that it had
to come forward with all of [its] evidence[.]” Safeway Stores 46 Inc., v. WY
Plaza LC, 65 F.4th 474, 481 (10th Cir. 2023) (internal quotation marks
omitted); see A.M. v. Holmes, 830 F.3d 1123, 1137 (10th Cir. 2016)
(explaining lack of notice can be shown if “none of the [summary judgment]
briefing discussed” the issue, leaving the losing party unaware “the issue
was even presented for decision” on summary judgment); Interstate Med.
Licensure Compact Comm’n v. Bowling, 113 F.4th 1266, 1284 (10th Cir.
2024) (recognizing lack of notice where “[n]either party [had] briefed the
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issue” at summary judgment (internal quotation marks omitted)). Prejudice
can be shown if the losing party points to some evidence it “could have
produced or relied on to undermine the district court’s [summary judgment]
ruling.” Oldham, 871 F.3d at 1151; Snyder, 147 F.4th at 1259–60
(explaining the losing party must “at least point[] to some evidence that he
could have offered” to the district court to show a genuine dispute of
material fact); Atkins v. Salazar, 677 F.3d 667, 678 (5th Cir. 2011) (per
curiam) (explaining the losing party fails to show prejudice if that party
“has no additional evidence or if all of the nonmovant’s additional evidence
is reviewed by the appellate court and none of the evidence presents a
genuine issue of material fact” (internal quotation marks omitted)).
B
The Scholls claim they lacked notice that the district court would
decide on summary judgment whether Walgreens had a duty to fill J.J.S.’s
prescription before July 13, 2020. That lack of notice, the Scholls argue,
denied them an opportunity to present contrary evidence before the district
court ruled against them on summary judgment. Walgreens urges
affirmance, arguing the Scholls “were certainly on notice of their obligation
to put forth evidence of the sole cause of action they alleged in their own
lawsuit.” Resp. Br. at 42. We agree with Walgreens.
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1
We begin with notice. The Scholls brought just one claim against
Walgreens: negligence. Under Oklahoma law, “[t]he existence of a duty of
care is the threshold question in any negligence action.” Marshall v. City of
Tulsa, 558 P.3d 1220, 1228 (Okla. 2024). In their motion for summary
judgment, Walgreens argued it had no duty to fill the prescription from
June 16 until July 13. In response, the Scholls’ primary argument was
“Defendants owed a duty” to J.J.S. over the entire period at issue in the
complaint. RIII.22 (heading formatting omitted). As put by the Scholls in
the first paragraph of their brief, Walgreens was wrong to argue “they owe
no duty to [J.J.S.] or any other patient that they abandon.” RIII.6.
The question of whether Walgreens owed a duty thus “did not arise
out of the blue.” Kannady v. City of Kiowa, 590 F.3d 1161, 1171 (10th Cir.
2010) (quoting Bridgeway Corp. v. Citibank, 201 F.3d 134, 140 (2d Cir.
2000)). Even assuming the Scholls were due more particularized notice—
not just that the district court could rule on the existence of a duty but
specifically a duty before July 13—the record shows the Scholls had such
notice. As the Scholls acknowledge, the summary judgment motion argued
Walgreens owed no duty from June 16 until July 13. That argument
necessarily alerted the Scholls to “present evidence (as well as legal
argument)” about any duty Walgreens owed before July 13. A.M., 830 F.3d
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at 1137. No surprise, the Scholls devoted several pages of their summary
judgment response to arguing a duty existed before July 13. The Scholls
expressly disagreed with Walgreens’ “claim that there is no duty to fill a
prescription within a certain amount of time[.]” RIII.23. The Scholls also
chided Walgreens for “refus[ing] to act until July” even though it “received
the prior authorization on June 16[.]” RIII.27.
Under these circumstances, where the summary judgment briefing
clearly identified the issue the district court would decide, there can be no
doubt the Scholls had notice to present their evidence about whether and
when Walgreens owed a duty to fill J.J.S.’s prescription. See A.M., 830 F.3d
at 1137.
2
Even if we concluded the Scholls lacked notice, they have not shown
prejudice. See Rogers v. Riggs, 71 F.4th 1256, 1263 (10th Cir. 2023)
(explaining “we don’t reverse” a sua sponte summary judgment “if the lack
of notice didn’t prejudice the losing party”); Trujillo v. Amity Plaza, __ F.4th
__ (10th Cir. 2026) (recognizing, if a litigant waives an argument about
prejudice for failure to adequately develop it in the opening brief, we can
affirm the sua sponte summary judgment “on that basis alone”). Prejudice
requires the losing party to point to “additional evidence . . . that would
change the resolution of his case.” Scull, 236 F.3d at 601. If the losing party
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“had no additional evidence to bring, it cannot plausibly argue that it was
prejudiced[.]” Bridgeway, 201 F.3d at 140. That requirement has a
particular meaning where “discovery had proceeded to the point where the
parties understood the material facts at issue.” Triumph Foods, LLC v.
Campbell, 156 F.4th 29, 40 (1st Cir. 2025) (internal quotation marks
omitted). Prejudice generally cannot be shown where “the summary
judgment came after the close of discovery” and the party complaining of
sua sponte summary judgment “was not deprived of either its ability to
ascertain facts or its opportunity to develop and present its case.” Gen.
Universal Sys., Inc. v. Lee, 379 F.3d 131, 145 n.29 (5th Cir. 2004) (per
curiam); see Rogers, 71 F.4th at 1265 (recognizing a litigant cannot show
prejudice “[w]here a legal issue has been fully developed, and the
evidentiary record is complete” (quoting Artistic Ent., Inc. v. City of Warner
Robins, 331 F.3d 1196, 1202 (11th Cir. 2003) (per curiam))).
The Scholls fail to identify any record evidence showing a genuine
dispute of material fact on the duty issue or suggesting Walgreens should
not be entitled to summary judgment as a matter of law. When pressed at
oral argument, the Scholls admitted they could not point to any additional
evidence in the record supporting their position that the district court had
not already considered. We thus cannot say this is an appeal where the
losing party “at least points to some evidence that [it] could have offered if
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[it] had been told that the district court was going to enter summary
judgment” on a particular issue. Snyder, 147 F.4th at 1259–60 (emphasis
added).
Still, the Scholls insist sua sponte summary judgment “depriv[ed]
them of the opportunity to present more evidence[,]” Reply Br. at 4, and in
particular “evidence regarding the circumstances of Walgreens’ agreement
to fill the prescription[,]” Op. Br. at 14. We are not persuaded. It is
important to remember Walgreens moved for summary judgment after
discovery closed. The Scholls could have tried to develop further evidence
by moving to extend or reopen the discovery deadline. See FED. R. CIV.
P. 56(d)(2) (“If a nonmovant shows by affidavit or declaration that, for
specified reasons, it cannot present facts essential to justify its opposition,
the court may . . . allow time to obtain affidavits or declarations or to take
discovery[.]”). They neither asked the district court for a discovery extension
nor press any discovery-related arguments on appeal.
In any event, the Scholls seem to conflate notice with prejudice.
Whether a litigant had a chance to marshal its evidence before the district
court is distinct from whether the litigant had the chance to develop
evidence in the first place. Even assuming the Scholls lacked the former, we
fail to see how they lacked the latter. The Scholls framed Walgreens’ alleged
“promise[]” to fill the prescription as the centerpiece of their lawsuit. RI.15.
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It strains credulity to suggest the Scholls failed to foresee the need to “come
forward with all of their evidence” on an essential element of their lawsuit’s
sole cause of action. Jones v. Salt Lake County, 503 F.3d 1147, 1152 (10th
Cir. 2007) (brackets omitted) (finding no prejudice).
We reject the contention the district court procedurally erred by
granting summary judgment sua sponte.
IV
We next consider the Scholls’ argument that the district court
erroneously concluded Walgreens owed no duty to fill the prescription. The
parties agree, under Oklahoma law, “[a] legal duty may arise by several
means[,]” including “by statute or ordinance, common law duty, a duty
imposed by implication of law or operation of law, and the relation or
situation of the parties.” Knox v. Okla. Gas & Elec. Co., 549 P.3d 1260, 1269
(Okla. 2024). Here, the dispute can be understood as disagreements about
whether a duty existed (i) under affirmative statements of law, such as
Oklahoma statutes, regulations, and cases; or else (ii) as a result of
Walgreens’ conduct. The district court found nothing in Oklahoma law
indicating Walgreens owed a duty to fill the Lupron Depot prescription
before July 13, 2020. We agree with the district court.
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A
This appeal centers on the grant of summary judgment by a federal
court exercising diversity jurisdiction under 28 U.S.C. § 1332. “A district
court sitting in diversity must apply the law of the state as it has been
determined by the highest court of that state.” Mitchell v. Roberts, 43 F.4th
1074, 1085 (10th Cir. 2022); see RV.4 & n.2 (citing Erie, 304 U.S. at 78).
“[W]e review de novo the district court’s interpretation of state law.”
Evanston Ins. Co. v. Desert State Life Mgmt., 56 F.4th 899, 905 (10th Cir.
2022). “To determine the relevant state law, we look to controlling state
supreme court cases, but when none exist, we attempt to predict how the
highest court would interpret the issue.” Bartch v. Barch, 111 F.4th 1043,
1057 (10th Cir. 2024) (internal quotation marks omitted). “In conducting
our inquiry, we are free to consider all resources available, including
decisions of [state] courts,” state statutes, and state regulations. FDIC v.
Schuchmann, 235 F.3d 1217, 1225 (10th Cir. 2000) (internal quotation
marks omitted). We are “guided by an overarching reticence to expand state
law absent clear guidance from the state’s highest court.” Lawson v. Spirit
AeroSystems, Inc., 135 F.4th 1186, 1199 (10th Cir. 2025) (internal quotation
marks and brackets omitted).
Plaintiffs allege a single claim for negligence under Oklahoma law. A
negligence claim has three elements: “1) a duty owed by the defendant to
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protect the plaintiff from injury; 2) a failure to perform that duty; and
3) injuries to the plaintiff which are proximately caused by the defendant's
failure to exercise the duty of care.” Smith v. City of Stillwater, 328 P.3d
1192, 1200 (Okla. 2014). At issue here is the first element: duty. “Whether
the defendant owed the plaintiff a duty of care is a question of law for the
court in a negligence action. And, if the defendant did not owe a duty of care
to the plaintiff, there can be no liability for negligence as a matter of law.”
Lowery v. Echostar Satellite Corp., 160 P.3d 959, 964 (Okla. 2007) (internal
citation omitted).
We review the district court’s grant of summary judgment de novo,
applying “the same legal standard used by the district court” under Rule 56.
Est. of Beauford, 35 F.4th at 1261. That rule states summary judgment is
appropriate “if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.”
FED. R. CIV. P. 56(a). To carry their burden, movants must produce
“affirmative evidence negating an essential element of the non-moving
party’s claim” or show “the nonmoving party does not have enough evidence
to carry its burden of persuasion at trial.” Pelt v. Utah, 539 F.3d 1271, 1280
(10th Cir. 2008) (internal quotation marks omitted). “If the movant carries
this initial burden, the nonmovant that would bear the burden of persuasion
at trial may not simply rest upon its pleadings[.]” Thom v. Bristol-Myers
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Squibb Co., 353 F.3d 848, 851 (10th Cir. 2003). Instead, “the burden shifts
to the nonmovant to go beyond the pleadings and ‘set forth specific facts’
that would be admissible in evidence in the event of trial from which a
rational trier of fact could find for the nonmovant.” Id. (quoting FED. R. CIV.
P. 56(e)). “The summary judgment standard requires us to construe the
facts in the light most favorable to the nonmovant and to draw all
reasonable inferences in its favor.” Est. of Beauford, 35 F.4th at 1261.
B
Applying these standards, we now consider the Scholls’ arguments in
support of reversal. None is availing.
1
The Scholls first argue Oklahoma statutes, regulations, and judicial
decisions show Walgreens had a duty to fill J.J.S.’s prescription. The Scholls
insist the district court misinterpreted Oklahoma’s Pharmacy Act and
related regulations, which, in their view, establish pharmacists in
Oklahoma have an “overarching duty to dispense medications lawfully
prescribed.” Op. Br. at 22–23 (first citing OKLA. ADMIN. CODE §§ 535:10-3-
1.1, 535:10-9-2, & 535:15-3-2; and then citing OKLA. STAT. tit. 59,
§§ 353.20.1(B), 353.20.2(A) & (C)). We see no error.
The Oklahoma Supreme Court has never weighed in on a pharmacist’s
duties under Oklahoma law. Like the district court, we must make an “Erie
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guess” about how the Oklahoma Supreme Court would interpret the
question of duty raised by this appeal. Lawson, 135 F.4th at 1198–99 & n.2.
We thus consider “all resources available” to inform our prediction.
Schuchmann, 235 F.3d at 1225. We conclude the Oklahoma Supreme Court
would find state law imposed no duty on Walgreens to fill J.J.S.’s
prescription before July 13, 2020.
We begin with the Oklahoma Court of Civil Appeals’ decision in
Pharmcare Oklahoma, Inc. v. State Health Care Authority, which is the
“most comprehensive Oklahoma appellate court statement regarding the[]
duties” at issue here. Carista v. Valuck, 394 P.3d 253, 257 (Okla. Civ. App.
2016). In Pharmcare, the court set out a range of actions subject to
regulation under the Oklahoma Pharmacy Act, OKLA. STAT. tit. 59, § 353.1
et seq, and by the Oklahoma Board of Pharmacy, see OKLA. STAT. tit. 59,
§ 353.7(12). The court then explained a pharmacist’s duties in Oklahoma
are “clearly defined and limited under the Pharmacy Act.” Pharmcare, 152
P.3d at 273 (emphasis added); see also Carista, 394 P.3d at 257 (quoting
same).
The Pharmacy Act makes no mention of a duty to fill a prescription.
See OKLA. STAT. tit. 59, § 353.1 et seq. And the rules promulgated by the
state Board of Pharmacy pursuant to the Pharmacy Act likewise make no
mention of such a duty. See OKLA. ADMIN. CODE § 317:30-5-70.1. For
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example, Oklahoma Administrative Code § 535:10-3-1.2 lists twenty-nine
distinct violations of a pharmacist’s rules of professional conduct. Failing to
fill a prescription is not one of them. The absence of any express
requirement to fill a prescription in Oklahoma statutes and regulations, on
its own, supports the conclusion that the Oklahoma Supreme Court would
find no such requirement exists. See Lawson, 135 F.4th at 1199.
To the extent Oklahoma law affirmatively says anything about a
pharmacist’s duty to fill a prescription, it indicates there is no such duty.
For example, “[a] pharmacist may refuse to dispense any prescription which
appears to be improperly executed or which, in their professional judgment,
is unsafe as presented.” OKLA. ADMIN. CODE § 317:30-5-70.1; see Pharmcare,
152 P.3d at 273 (same). Further, when a “device or medication[]” is
“medically necessary to prevent the death of or serious harm to the health
of a patient,” a “pharmacist may,” but is not required to, “dispense without
a prescription[.]” OKLA. STAT. tit. 59, § 353.20.2(C) (emphasis added).
Like the district court, we also find instructive the 2022 amendment
to the state pharmacy regulations. See OKLA. ADMIN. CODE § 535:15-3-13(c).
The amendment states, in relevant part, “The pharmacist maintains the
right not to fill the valid prescription.” Id. According to the state Pharmacy
Board, the amendment “clarifies a pharmacist’s right not to fill a valid
prescription.” 39 OKLA. REG. 160, no. 6, at 160 (Dec. 1, 2021). In our view,
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the Oklahoma Supreme Court would conclude the 2022 amendment applies
retroactively, since it is straightforwardly “a clarifying enactment.” Polymer
Fabricating, Inc. v. Emps. Workers’ Comp. Ass’n, 980 P.2d 109, 114 (Okla.
1998) (holding “[w]here an earlier legislative enactment is unclear in some
respect and a later enactment attempts to remove the ambiguity, the
amendatory statute constitutes a clarifying enactment that is to be given
retrospective force.”). We endorse the district court’s conclusion that the
2022 amendment “expressly provided what was previously only implied:
Oklahoma’s comprehensive statutory and regulatory scheme does not
impose a duty to fill prescriptions.” 10 RV.12.
The Scholls advance no persuasive contrary argument. The Scholls
first point to Carista v. Valuck, an O