Amy DiChiara v. Summit Medical Group, Inc.
CourtCourt of Appeals for the Sixth Circuit
Date FiledJuly 13, 2026
Docket25-5396
JudgeJeffrey S. Sutton; Joan L. Larsen; Stephanie Dawkins Davis
StatusPublished
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Full Opinion
RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 26a0195p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
┐
DR. AMY DICHIARA,
│
Plaintiff-Appellant, │
> No. 25-5396
│
v. │
│
SUMMIT MEDICAL GROUP, INC.; ST. ELIZABETH │
MEDICAL CENTER, INC.; DR. ROBERT PRICHARD; │
GARREN COLVIN, │
Defendants-Appellees. │
┘
Appeal from the United States District Court for the Eastern District of Kentucky at Covington.
No. 2:22-cv-00111—David L. Bunning, District Judge.
Argued: March 19, 2026
Decided and Filed: July 13, 2026
Before: SUTTON, Chief Judge; LARSEN and DAVIS, Circuit Judges.
_________________
COUNSEL
ARGUED: Christopher Wiest, CHRIS WIEST, ATTY AT LAW, PLLC, Covington, Kentucky,
for Appellant. Michael J. Enzweiler, DRESSMAN BENZINGER LAVELLE, Covington,
Kentucky, for Appellees. ON BRIEF: Christopher Wiest, Theodore J. Roberts, CHRIS
WIEST, ATTY AT LAW, PLLC, Covington, Kentucky, Thomas B. Bruns, BRUNS CONNELL
VOLLMAR & ARMSTRONG, Cincinnati, Ohio, for Appellant. Michael J. Enzweiler, Mark D.
Guilfoyle, Nicholas C. Birkenhauer, DRESSMAN BENZINGER LAVELLE, Covington,
Kentucky, for Appellees.
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 2
_________________
OPINION
_________________
LARSEN, Circuit Judge. Amy DiChiara was working as physician when her employer
determined that its employees must either vaccinate against COVID-19 or get an exemption.
DiChiara advocated against this policy and was eventually terminated. She sued her employer
for retaliation under Title VII and the Americans with Disabilities Act; she also brought state
claims for retaliation, discharge against public policy, breach of contract, and tortious
interference with contract. The district court granted summary judgment to the defendants and
found that DiChiara’s claims failed as a matter of law. DiChiara has not shown that her
termination violated state or federal law, so we AFFIRM.
I.
Dr. Amy DiChiara worked as a gastroenterologist for St. Elizabeth Physicians (SEP), a
subsidiary of St. Elizabeth Healthcare. On August 5, 2021, SEP and St. Elizabeth announced a
COVID-19 vaccination policy that required all employees to be vaccinated against COVID-19
on or before October 1, 2021, unless they were granted “an exemption for medical or sincerely-
held religious reasons.” R. 50-2, Vaccine Policy, PageID 2726. DiChiara had both scientific and
religious objections to the policy. While deciding how to approach the situation, DiChiara saw a
Facebook post from Eric Deters, a representative of Deters Law. Deters had been using social
media to advertise a litigation plan to fight against the vaccination policies at St. Elizabeth and
other area hospitals. Deters was disbarred at the time of his communication with DiChiara,
although DiChiara testified that she thought Deters was a practicing attorney.
Two days after SEP and St. Elizabeth announced the vaccine policy, DiChiara emailed
Deters seeking advice on her “planned response” to the policy. R. 50-4, Email, PageID 2735.
She explained that she wanted to send the CEOs of St. Elizabeth and SEP her “medical [and]
scientific” concerns about the vaccine and request a face-to-face meeting. Id. She did not plan
to mention “any religious concerns” but said that if the hospital failed to change its vaccine
policy, she planned to submit a religious exemption. Id. DiChiara wanted advice because, while
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 3
she “believe[d]” that “medical and scientific concerns” and “personal convictions” could exist at
the same time, she did not want SEP to question “the legitimacy of [her] religious exemption
request” if she chose to focus on her scientific concerns first. Id. Deters replied, “I think it’s
great. I’ll help you too.” Id.
Deters then began to include DiChiara in group-email communications about potential
litigation, eventually asking recipients to sign a client contract for a class action. DiChiara did
not sign the contract, nor did she engage Deters Law to represent her. Two weeks later, on
August 23, Deters Law sued SEP and St. Elizabeth, contesting the vaccination policy on behalf
of their employees. The 111-page complaint contained many legal theories but did not mention
discrimination or retaliation under the Americans with Disabilities Act (ADA) or Title VII.
DiChiara was not a party to this lawsuit. On August 29, the plaintiffs voluntarily dismissed the
case, indicating an intent to refile at a later date. See Beckerich v. St. Elizabeth Med. Ctr., Inc.,
No. 2:21-cv-100-DLB-EBA (E.D. Ky. Aug. 29, 2021), Dkt. No. 13.
Meanwhile, DiChiara began to put her vaccine-response plan in motion. She first
reached out to Garren Colvin, President and CEO of St. Elizabeth Healthcare, and Robert
Prichard, President and CEO of SEP. DiChiara asked for a meeting to discuss her concerns
about the vaccine. DiChiara, Colvin, and Prichard had an hour-long meeting on August 16 that
DiChiara later described as “very pleasant and courteous.” R. 50-22, Email, PageID 2913.
DiChiara “intentionally did not talk about anything personal” and instead focused on her
scientific concerns with the vaccines. R. 50, DiChiara Dep., PageID 2529. Her main concern
was that the vaccines did not actually prevent the spread of COVID, and she had prepared a 27-
page document explaining her concerns using scientific research. DiChiara shared this document
with Colvin and Prichard and asked them to share it with hospital leadership, which Prichard
then did.
Later that week, DiChiara followed up with Colvin and Prichard individually, asking if
either had further thoughts on her letter. Colvin did not reply, but Prichard told DiChiara that
they “d[id] not plan to alter [their] approach at this time” and they would “continue to monitor
new developments as they occur.” R. 50-18, Email, PageID 2897. Disappointed in the response,
DiChiara next planned a meeting with other physicians and medical staff to discuss the vaccine
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 4
policy. Afterward, she arranged for a petition and a summary of the group’s medical concerns
and proposed policy changes to be circulated to hospital leadership.
As DiChiara prepared to circulate the petition, she emailed Deters. This August 31 email
updated him on her communications with SEP over the preceding few weeks and expressed
frustration that Prichard and Colvin had not responded to her entreaties with a policy change.
She further noted that she would be “applying for a religious exemption” and that she
“assume[d] [she] w[ould] get it granted.” R. 50-22, Email, PageID 2914. DiChiara shared a
draft of the petition letter without any signatories but emphasized that she “d[idn’t] want [Deters]
to publicly share [her] letter” because she wanted to follow a “restrained approach” rather than
“take [SEP] before the . . . public.” Id. Her main goal was to let people know that there were
“doctors out there that oppose this mandate.” Id. at 2915.
The email told Deters that DiChiara would “forward [him] a few more emails,” including
her “follow-up email to . . . Prichard and his response” and “[her] follow-up email to [Colvin].”
Id. She then forwarded Deters those exchanges, as well as a third “[b]onus email” about the
mRNA vaccine, which she said Deters could “[f]eel free to share widely.” R. 50-25, Email,
PageID 2923. Lastly, she forwarded an email exchange between SEP and a physician who
contested SEP’s characterization of FDA approval for a COVID vaccine. DiChiara considered
SEP’s email about FDA approval to be “outright misleading.” R. 50-26, Email, PageID 2924.
After explaining these email exchanges to Deters, DiChiara once again repeated, “please
don’t share all these details publicly.” R. 50-22, Email, PageID 2915. Although she wanted
Deters to “store this [information] as ammunition for [his] case,” she wanted to help only
“quietly for now.” Id. at 2915–17. At the time, Deters Law had no active lawsuit against St.
Elizabeth or SEP because the previous lawsuit had been dismissed.
On the evening of August 31, a group of medical staff sent the petition signed by forty-
seven medical professionals to the SEP board. The email contained an edited version of the
scientific research DiChiara had already sent to Prichard and Colvin, as well as a cover letter
summarizing the group’s concerns about the vaccine. Within 24 hours, Deters sent out a group
email that included the names of all the physicians who had signed the petition. DiChiara did not
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 5
know how Deters got the names but reminded Deters that she wanted to work internally without
publicizing confidential information. DiChiara then emailed the letter’s signatories to notify
them that the letter and their names had been shared publicly.
On September 3, Deters Law filed another lawsuit against SEP and St. Elizabeth. This
lawsuit contained many of the same claims as the previous lawsuit, but it included new claims
under the ADA and Title VII. The complaint also included new exhibits—specifically, Deters
Law attached the four emails that DiChiara had forwarded to Eric Deters. DiChiara was very
upset. She tried to call Deters and left a voicemail when he didn’t pick up the phone. She also
sent him an urgent email demanding that he remove the emails from his exhibits. But DiChiara
never heard from Deters again on the subject.
Two days later, DiChiara emailed an apology to Colvin and Prichard. She addressed the
new lawsuit directly and stated she was “shocked and angered” that copies of documents,
“including private email exchanges you and I have had from previous weeks,” had been shared
publicly. R. 50-36, Letter, PageID 3046. DiChiara further stated that “[i]t was never [her] intent
to seek litigation” and that she “never asked Deters Law to represent [her], nor did [she] sign any
affidavits for Deters Law.” Id. at 3047. Prichard replied saying he was “very disappointed and
upset that [DiChiara] would share [their] private conversations and emails with Mr. Deters.”
R. 50-37, Email, PageID 3048. He then requested that DiChiara send him “any and all
communications” she had with Deters Law. Id. After reaching out to counsel, DiChiara
ultimately decided not to share any additional emails with Prichard because she still wanted
Deters to retract the documents and did not want to prejudice that endeavor.
Meanwhile, the September 15 vaccine exemption deadline loomed. On September 13,
DiChiara applied for a religious exemption. SEP granted her request on September 17, and
DiChiara received notification of approval on September 20. By October 1, 100% of SEP staff
had either been vaccinated or had received an exemption.
Then, on October 4, SEP fired DiChiara. The termination letter listed misappropriation
of company property, violations of company policy, disruptive and unprofessional conduct, and
breach of loyalty as “for-cause” reasons for termination. And because SEP deemed DiChiara’s
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 6
termination “for-cause,” it also enforced a one-year contractual non-compete provision against
her.
After exhausting administrative procedures, DiChiara filed suit in federal court against
SEP, St. Elizabeth, Prichard, and Colvin. She brought federal claims for Title VII and ADA
retaliation and Title VII religious accommodation,1 as well as state claims for retaliation and
conspiracy, discharge against public policy, breach of contract, tortious interference, and
declaratory relief from her noncompete clause. Both DiChiara and the defendants moved for
summary judgment. The district court granted the defendants’ motion on all claims. DiChiara
now appeals.
II.
We review de novo the district court’s grant of summary judgment. Franklin Am. Mortg.
Co. v. Univ. Nat’l Bank of Lawrence, 910 F.3d 270, 275 (6th Cir. 2018). Summary judgment is
appropriate when the movant shows that “‘there is no genuine issue as to any material fact’ and
‘the movant is entitled to judgment as a matter of law.’” Id. (quoting Fed. R. Civ. P. 56(a)). We
view the facts presented in the “light most favorable to the party against whom summary
judgment was entered.” Id. (citation omitted). And for DiChiara’s state claims, “we apply the
substantive law of the forum state.” Jones v. City of Elyria, 947 F.3d 905, 912 (6th Cir. 2020).
A.
We turn first to DiChiara’s retaliation claims under Title VII and the ADA. Both statutes
prevent retaliation against an individual who has “opposed any [unlawful] act or practice” or
“made a charge, testified, assisted, or participated in any manner in an investigation, proceeding,
or hearing under this chapter.” 42 U.S.C. § 12203(a) (ADA); accord id. § 2000e-3(a) (Title VII).
The parties agree that retaliation claims under Title VII and the ADA should be analyzed in the
same manner. See Poe v. Memphis Light, Gas & Water Div., 201 F.3d 441, at *4 n.3 (6th Cir.
1999) (table) (“The analysis for a retaliation claim under Title VII and the ADA is the same.”);
Kelly v. Graphic Packaging Int’l, LLC, 2025 WL 573766, at *3 (6th Cir. Feb. 21, 2025) (same).
1DiChiara later voluntarily withdrew her failure to accommodate claim.
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 7
To establish a prima facie case of retaliation, DiChiara must show that she (1) “engaged
in protected activity,” (2) her “employer knew of the exercise of the protected right,” (3) her
employer took an “adverse employment action” against her, and (4) “there was a causal
connection between protected activity and the adverse employment action.” Niswander v.
Cincinnati Ins. Co., 529 F.3d 714, 720 (6th Cir. 2008). If DiChiara presents sufficient evidence
to show prima facie retaliation, her employer then must produce “evidence of a legitimate,
nondiscriminatory reason for its actions.” Id. The burden then shifts back to DiChiara to show
that the proffered reasons were pretextual.2 Id.
We start and end by analyzing protected activity. Title VII and the ADA provide two
distinct ways that an employee can engage in protected activity. First, an employee could
“participate[] in any manner” in a Title VII or ADA investigation, proceeding, or hearing.
42 U.S.C. § 2000e-3(a); id. § 12203(a). Second, an employee could “oppose[]” unlawful
discrimination. Id. The distinction between the opposition clause and the participation clause “is
significant because federal courts have generally granted less protection for opposition than for
participation in enforcement proceedings.” Booker v. Brown & Williamson Tobacco Co., 879
F.2d 1304, 1312 (6th Cir. 1989). But neither clause covers DiChiara’s conduct in this case.
Participation. DiChiara argues that she participated in a Title VII proceeding because
she “confidentially gave employer documents to a law firm . . . to help build Title VII and ADA
claims.”3 Appellant Br. at 25 (citation modified). This sort of indirect assistance does not
qualify as protected conduct under the participation clause on the facts of this case.
The participation clause “protect[s] the employee who utilizes the tools provided by
Congress to protect his rights.” Niswander, 529 F.3d at 722 (quoting Hashimoto v. Dalton, 118
F.3d 671, 680 (9th Cir. 1997)). “[O]nce activity in question is found to be within the scope of
the participation clause, the employee is generally protected from retaliation.” Johnson v. Univ.
2Alternatively, a plaintiff may present direct evidence of retaliation to avoid the burden-shifting
framework. See Abbott v. Crown Motor Co., 348 F.3d 537, 542 (6th Cir. 2003). Here, the district court found that
DiChiara did not present any direct evidence of retaliation. DiChiara’s briefing failed to contest that conclusion.
3DiChiara frames her conduct as part of a proceeding rather than a hearing or an investigation. See Oral
Arg. at 2:16–30. We accept her framing for purposes of this appeal.
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 8
of Cincinnati, 215 F.3d 561, 582 (6th Cir. 2000) (quoting Booker, 879 F.2d at 1312). The
protection persists even if “[an] employee is wrong on the merits of the charge” or “the contents
of the charge are malicious or defamatory as well as wrong.” Id. (citation modified).
Such broad protection necessitates a clear starting point. We have previously held that
participation must be “direct”—it covers activities like being a party to a lawsuit, providing
deposition testimony, or responding to a subpoena. See Aldrich v. Rural Health Servs.
Consortium, Inc., 579 F. App’x 335, 337 (6th Cir. 2014);4 see also Niswander, 529 F.3d at 721.
By contrast, we have held that “any activity by the employee prior to the instigation of statutory
proceedings is to be considered pursuant to the opposition clause” rather than the participation
clause. Booker, 879 F.2d at 1313. To hold otherwise, we explained, “would blur the distinction
between opposition to unlawful practices and participation in proceedings.” Id. at 1313 n.3.
DiChiara was not a party to any lawsuit and her own statements show that she never
intended to “seek litigation,” that she “never asked Deters Law to represent [her],” and that she
never “sign[ed] any affidavits for Deters Law.” R. 50-36, Email, PageID 3047. Her attorney
also represented that she would “vigorously fight any subpoena” from Deters Law, and DiChiara
was ultimately successful in that endeavor. R. 44-46, Email, PageID 1001. DiChiara does not
dispute these facts. Instead, she argues that her emails to Eric Deters were protected activity
because she sent them as “ammunition” to help build Deters’s case. R. 50-22, Email, PageID
2917. But DiChiara’s pre-lawsuit emails constitute indirect assistance at best. That’s not
enough.
Take Aldrich as an example. In that case, an employer had been sued for employment
discrimination. Aldrich, 579 F. App’x at 336. The employer then instructed an employee,
Aldrich, to destroy any emails that could have been relevant to the underlying discrimination
suit. Id. Instead of following instructions, Aldrich began forwarding emails to her personal
account because she was worried about her job security and believed that her employer was
4Although Aldrich involved the Age Discrimination in Employment Act (ADEA), it examined Title VII
caselaw to reach its result. See id. at 337. “Title VII’s anti-retaliation provision is similar in relevant respects to the
ADEA’s anti-retaliation provision,” and we look to cases construing both statutes “as a source of authority.” Fox v.
Eagle Distrib. Co., 510 F.3d 587, 591 (6th Cir. 2007).
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 9
destroying evidence relevant to her former co-worker’s lawsuit. Id. When Aldrich was
eventually fired, she sued her employer and alleged that she was fired for “refusing to destroy
evidence related to the . . . lawsuit.” Id. Even though there was an ongoing lawsuit, we held that
her activity did not involve participation because the employee “was not directly involved in any
litigation, or responding to any request from [the other employee’s] attorneys, when she
forwarded emails to her personal account.” Id. at 337. We also found it relevant that she did not
“disclos[e] emails in response to a subpoena” or give “deposition testimony.” Id.
DiChiara tries to distinguish Aldrich by arguing that the employee “never gave the
documents to a third party.” Appellant Br. at 25 (emphasis omitted). But that’s not the relevant
question. We ask simply whether an employee was directly involved in an ongoing proceeding.
Booker, 879 F.2d at 1313; Aldrich, 579 F. App’x at 337. And here, the answer is no. DiChiara
has presented no evidence of direct participation in a Title VII or ADA proceeding. No lawsuit
was ongoing at the time she forwarded the emails. And, even with respect to the later-filed
lawsuit, she was never a party. Nor did she participate in a deposition or subpoena. Indeed, she
affirmatively renounced any involvement in the relevant lawsuit as a party or witness. So her
conduct doesn’t qualify.
Opposition. DiChiara also argues that her forwarding of confidential internal emails to
Deters constituted protected opposition. For the opposition clause to apply, an employee must
“challenge[] an employment practice that [s]he reasonably believe[s] was unlawful.” Yazdian v.
ConMed Endoscopic Techs., Inc., 793 F.3d 634, 645 (6th Cir. 2015). That requires the plaintiff
to make two showings: (1) that she actually, subjectively believed that her employer was
engaging in discriminatory activity and (2) that such a belief was objectively reasonable in light
of the facts. See id. at 646; Weeks v. Harden Mfg. Corp., 291 F.3d 1307, 1312 (11th Cir. 2002).
Taking the facts in DiChiara’s favor, she may have subjectively believed that SEP’s
vaccine mandate was unlawful under Title VII or the ADA. At certain points, DiChiara
expressed concern that SEP might not grant appropriate religious exemptions. For instance,
DiChiara knew that SEP offered religious exemptions to the vaccine policy, but she wanted
advice from Deters on whether “[her] medical, scientific document . . . or eventual activism
against this mandate would somehow disqualify . . . the legitimacy of [her] religious exemption
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 10
request” in SEP’s eyes. R. 50-4, Email, PageID 2735. And she expressed to Deters that she
wanted to gather evidence “to build [her] case if indeed [she was] fired.” Id. at 2736. Later,
DiChiara stated in her deposition that she “was not . . . sure of [her] job security” based on “what
would happen in terms of [her] religious exemption.” R. 50, DiChiara Dep., PageID 2529. And
in another email to Deters, DiChiara stated that she “fear[ed] some retribution” if her name were
revealed in an affidavit. R. 50-22, Email, PageID 2914. Based on these facts, DiChiara may
have subjectively believed that SEP would either fail to accommodate her religious beliefs or
discriminate against her based on religion.
But any such belief still needed to be objectively reasonable. Yazdian, 793 F.3d at 646;
Weeks, 291 F.3d at 1312. Objective reasonableness requires a finding that “a reasonable person
in the same factual circumstances with the same training and experience as the aggrieved
employee would believe that the conduct complained of was unlawful.” Yazdian, 793 F.3d at
646 (citation modified). This inquiry is a matter of law “when no reasonable person could have
believed that the facts known to the employee amounted to a violation or otherwise justified the
employee’s belief that illegal conduct was occurring.” Id. (citation modified).
That’s the case here. No reasonable person could have believed that the facts known to
DiChiara amounted to a violation of Title VII or the ADA. DiChiara offers no evidence known
to her at the time that would support a reasonable belief that SEP engaged in “any practice made
an unlawful employment practice” under Title VII. 42 U.S.C. § 2000e-3(a). SEP’s vaccine
policy, which promised religious and medical accommodation, was facially legal. And DiChiara
does not claim that she thought otherwise. So DiChiara needed some additional basis to think
that SEP would act unlawfully.
DiChiara fails to provide that crucial evidence. DiChiara had not yet applied for a
religious exemption and didn’t have any information about how SEP would process her
request—especially because she intentionally avoided discussing her religious objections with
SEP leadership. In fact, when DiChiara told Deters that she planned to “apply[] for a religious
exemption,” she “assume[d] [she] w[ould] get it granted.” R. 50-22, Email, PageID 2914. And
she expressed no qualms with any additional preventative requirements (like masking) that she
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 11
would face as an unvaccinated employee if SEP did grant her exemption. Neither does DiChiara
claim that she knew of anyone who had been denied an exemption or fired for religious beliefs.
DiChiara points to the fact that, as of September 13, SEP had granted only 10% of the
total number of religious exemption requests it eventually approved (76 out of 760).5 She frames
this as evidence that SEP intended to withhold accommodations. But DiChiara presents no
evidence of the percentage of requests made by September 13 that SEP had granted (or failed to
grant). And SEP offered uncontested testimony that “[they] weren’t holding exemptions”;
instead, “a whole bunch of these [requests] came in at . . . or immediately prior to the deadline”
on September 15. R. 48, SEP Dep., PageID 2339–40. What’s more, DiChiara does not allege
that she knew about this data at the time of her alleged opposition, so it couldn’t have formed the
basis of any reasonable belief. See Yazdian, 793 F.3d at 646. Without some objective basis to
ground her subjective fear of unlawful activity, DiChiara’s conduct did not amount to protected
opposition.
Because we find no protected activity, DiChiara’s prima facie case fails; so we do not
reach the burden-shifting analysis.
B.
DiChiara’s retaliation claim under the Kentucky Civil Rights Act (KCRA) also fails. She
concedes that “unlawful retaliation under the KCRA is interpreted consistently with retaliation
under federal law.” Appellant Br. at 42–43 (citation modified); see also Curtis v. Hanger
Prosthetics & Orthotics, Inc., 101 F. App’x 61, 64 (6th Cir. 2004) (“Under Kentucky law, claims
of retaliation are analyzed in the same way as retaliation claims brought under Title VII.”).
DiChiara’s KCRA claim fails for the same reasons as her Title VII claim.
C.
Next, DiChiara claims that her discharge violated public policy because her termination
“was, in part, based on her refusal to waive the attorney-client privilege.” Appellant Br. at 45.
5SEP testified that 760 out of 785 religious exemptions were ultimately granted (equaling a roughly 97%
grant rate). DiChiara does not contest this number.
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 12
Kentucky recognizes a “cause of action for retaliatory discharge” for at-will employees when the
discharge is “contrary to a fundamental and well-defined public policy as evidenced by existing
law.” Grzyb v. Evans, 700 S.W.2d 399, 400–01 (Ky. 1985) (citation modified). This tort is
“narrow” and functions as an “exception” to the general rule that “at-will employee[s] may be
discharged for good cause, for no cause, or for a cause that some might view as morally
indefensible.” Marshall v. Montaplast of N. Am., Inc., 575 S.W.3d 650, 652 (Ky. 2019) (citation
modified). For the exception to apply, the discharge must be “contrary to a fundamental and
well-defined public policy as evidenced by existing law,” and “[t]hat policy must be evidenced
by a constitutional or statutory provision.” Id. (citation omitted). Whether the exception applies
is a “a question of law” rather than a question of fact. Id. (citation omitted).
Kentucky has applied this tort only to “terminable-at-will” employees. See id. at 651–55
(reviewing cases). And while the Kentucky Supreme Court has not explicitly defined the
contours of at-will employment in this context, a few general principles can be drawn from
existing law. Most obviously, an employee is at-will when there is no “employment contract.”
Carlozzi v. Perkins L. Grp., 2007 WL 2893661, at *2 (Ky. Ct. App. Oct. 5, 2007); accord Steele
v. Liberty Life Ins. Co., 2009 WL 1562940, at *6 (Ky. Ct. App. June 5, 2009). But an employee
may also be at-will if a contract fails to “govern[] the length of the parties’ association or the
reasons why they may end it.” Hall v. Rag-O-Rama, LLC, 2021 WL 5782381, at *3 (6th Cir.
Dec. 7, 2021) (citing Shah v. Am. Synthetic Rubber Corp., 655 S.W.2d 489, 491 (Ky. 1983)).
DiChiara is not an at-will employee in either sense. Both parties agree that DiChiara had
an employment contract with SEP. And it’s equally uncontested that her contract set forth the
length of the parties’ association and the modes of termination. DiChiara’s contract initially
extended for “[t]hree (3) years” and then “automatically” “extended for additional one year
periods unless terminated[] as provided in th[e] Agreement.” R. 44-4, Contract, PageID 538.
The contract also set forth methods of termination. SEP could terminate DiChiara
“immediately” if it found her in violation of a “for-cause” provision and gave her written notice.
Id. at 528. Otherwise, SEP could terminate DiChiara only if it provided “ninety (90) days prior
written notice.” Id. So, as a contract employee, DiChiara cannot sue for discharge against public
policy.
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 13
Rather than end our inquiry, DiChiara asks us to extend Kentucky’s wrongful discharge
tort to contract employees. She points to other states that extend wrongful discharge torts to
contract employees and asks us to apply those rationales here, arguing that there is “no reason
that [the Kentucky Supreme] Court would not do so.” Appellant Br. at 47. But that argument
misunderstands this court’s role in expanding state law.
While it’s true that we must “anticipate how the relevant state’s highest court would rule
in [a] case,” we look to the “binding or persuasive authority” of that court for guidance.
Berrington v. Wal-Mart Stores, Inc., 696 F.3d 604, 607, 610 (6th Cir. 2012) (citation omitted).
Kentucky has explicitly framed the wrongful discharge tort as “‘a narrow public policy
exception’ to the terminable-at-will doctrine.” Marshall, 575 S.W.3d at 652 (quoting Grzyb, 700
S.W.2d at 401). It has never extended this tort past those bounds, and DiChiara does not point to
any Kentucky cases that provide evidence of a liberalizing impulse in analogous contexts. But
that was her burden. “[F]ederal courts must be cautious when making pronouncements about
state law.” US Framing Int’l LLC v. Cont’l Bldg. Co., 134 F.4th 423, 435 (6th Cir. 2025)
(citation omitted). And we “are in a particularly poor position to endorse a fundamental policy
innovation in state law absent some authoritative signal favoring the innovation.” Id. (citation
modified); see also Berrington, 696 F.3d at 610 (declining to extend a public policy claim in
Michigan employment law). We see no authoritative signal here. So DiChiara’s claim for
expansion falters.
DiChiara’s only response is that Kentucky would surely embrace the universal consensus
of the other states if confronted with the question. But, even if this were a sufficient reason to
think that Kentucky would follow suit, many states hold that the tort does not extend beyond the
at-will context. See, e.g., Keeshan v. Eau Claire Coop. Health Ctrs., Inc., 394 F. App’x 987,
992–93 (4th Cir. 2010) (per curiam) (finding that South Carolina’s public policy tort applies to
only at-will employees); Burns v. Bd. of Trs. of Robeson Cmty. Coll., 2013 WL 5309750, at *7
(E.D.N.C. Sept. 19, 2013) (“Under North Carolina law[,] it is well established that the tort of
wrongful discharge arises only in the context of employees at will.” (citation modified));
Hermreck v. United Parcel Serv., Inc., 938 P.2d 863, 867 (Wyo. 1997) (“Where an employment
contract is present, there does not exist any necessity for invoking a separate action for the tort of
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 14
retaliatory discharge as to vindicate public policy.”); Haynes v. Zoological Soc’y of Cincinnati,
652 N.E.2d 948, 951 (Ohio 1995) (noting that an employee cannot bring a tort for discharge
against public policy unless she is employed at will). So there is no consensus outside the state.
More importantly, DiChiara has not pointed us to any inclination toward expansion within. We
therefore have no basis to expand Kentucky law. We leave this tort where we found it—as “‘a
narrow . . . exception’ to the terminable-at-will doctrine.” Marshall, 575 S.W.3d at 652 (quoting
Grzyb, 700 S.W.2d at 401). Because DiChiara’s employment was not at-will, her claim fails.
D.
Finally, DiChiara argues that SEP breached its contractual agreement when it fired her
for cause. But DiChiara violated her terms of employment, so there is no breach of contract. See
Brett v. Media Gen. Operations, Inc., 326 S.W.3d 452, 458 (Ky. Ct. App. 2010).
When SEP terminated DiChiara, the accompanying letter listed four reasons why it had
cause for her termination:
(1) “By disclosing internal emails . . . to an outside third party without consent or
authorization, which emails are the property of SEP, [DiChiara] misappropriated
SEP property” under Section 10.2(h). R. 50-44, Termination Letter, PageID
3107.
(2) DiChiara’s “afore-described conduct” violated numerous other SEP policies,
including the Electronic Forms of Communication Policy, the
Confidentiality/Non-Disclosure Agreement, and Sections 103 and 106 of the
Associate Handbook. Id. These policy violations allowed for termination under
Section 10.2(m).
(3) DiChiara’s disclosure of the emails “to a law office which already had sued SEP
and which was actively preparing to sue SEP again, and which emails related to
the subject matter of the lawsuits, constituted disruptive and unprofessional
conduct” under Section 10.2(n). Id.
(4) DiChiara’s disclosure “constituted a breach of [her] duty of loyalty owed to SEP”
under Section 10.2(q). Id.
The district court found that DiChiara violated all the policies listed in her termination letter, but
even a single violation allowed SEP to terminate DiChiara under the contract.
Start with the first reason. Pursuant to SEP policy, internal emails are SEP’s property.
And under Section 10.2(h) of the Employment Agreement, SEP could terminate DiChiara for
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 15
“[m]isappropriating any funds or property of SEP with the exception of incidental medical
supplies.” R. 44-4, Contract, PageID 529. Based on those terms, when DiChiara forwarded the
internal emails from Prichard and Colvin to Deters Law, she misappropriated SEP property and
thus could be fired for cause.
DiChiara contends that Prichard’s testimony contradicts this analysis because Prichard
agreed that no contract violation would occur if an employee “communicate[d] with a lawyer to
obtain information about [her] rights, obligations, or duties.” R. 45, Prichard Dep, PageID 1840.
But we agree with the district court that seeking information about one’s rights and forwarding
confidential documents to a third party are distinct concepts. Prichard’s testimony does not
mean that an employee may forward internal documents without violating the terms of the
contract. Nor does DiChiara provide any argument for why she needed to forward internal
emails in violation of company policy to obtain information about her rights in the first place.
Cf. Jones v. St. Jude Med. S.C., Inc., 504 F. App’x 473, 481 (6th Cir. 2012) (noting that plaintiff
did not show why she needed to violate company policy).
DiChiara’s email use also allowed SEP to terminate her under Section 10.2(m). That
section allows termination if SEP determines that an employee has violated its “policies or
procedures.” R. 44-4, Contract, PageID 528. DiChiara signed an Electronic Communications
Policy that she would not use her email to “communicate SEP’s official position on any matter”
or “[f]or any purpose that is . . . in any way contrary to SEP’s best interests.” R. 50-45,
Electronic Comm. Policy, PageID 3109. And she agreed that “electronic forms of
communication . . . may only be used for appropriate business purposes.” Id. at 3110.
“Violation[s]” were “grounds for disciplinary action up to, and including, termination.” Id.
DiChiara also signed a non-disclosure agreement that marked “any electronic or written record”
as confidential. R. 50-46, NDA, PageID 3112.
SEP determined that DiChiara violated its communications policies because her email
disclosure “was not for appropriate business purposes” and was “contrary to SEP’s best
interests.” R. 50-44, Termination Letter, PageID 3107. DiChiara argues that she did not violate
the communications policy because “[d]efendants admitted that engaging in protected activity
does not violate SEP or SEH policies.” Appellant Br. at 52. But for all the reasons expressed
No. 25-5396 DiChiara v. Summit Med. Group, Inc., et al. Page 16
above, DiChiara has not shown that she engaged in protected activity under state or federal law.
And DiChiara has not otherwise shown that SEP acted in bad faith when it determined that she
had violated company policies. So her breach of contract claim fails.
E.
DiChiara’s remaining state claims are contingent on breach of contract, so they fail too.
Without a breach, there is no tortious interference. See Snow Pallet, Inc. v. Monticello Banking
Co., 367 S.W.3d 1, 6 (Ky. Ct. App. 2012). And because we find that SEP terminated DiChiara
for cause, there is no basis for granting declaratory relief from the non-compete provision.
***
We AFFIRM.