Lake Cumberland Resort Community Association, Inc. v. Gerald Dick
CourtCourt of Appeals of Kentucky
Date FiledNovember 13, 2026
Docket2024-CA-1285
JudgeTaylor
StatusUnpublished
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Full Opinion
RENDERED: NOVEMBER 13, 2026; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2024-CA-1230-MR
GERALD DICK APPELLANT
APPEAL FROM PULASKI CIRCUIT COURT
v. HONORABLE TERESA WHITAKER, JUDGE
ACTION NO. 23-CI-00101
LAKE CUMBERLAND RESORT
COMMUNITY ASSOCIATION, INC. APPELLEE
AND
NO. 2024-CA-1285-MR
LAKE CUMBERLAND RESORT
COMMUNITY ASSOCIATION, INC. CROSS-APPELLANT
CROSS-APPEAL FROM PULASKI CIRCUIT COURT
v. HONORABLE TERESA WHITAKER, JUDGE
ACTION NO. 23-CI-00101
GERALD DICK CROSS-APPELLEE
OPINION
AFFIRMING APPEAL NO. 2024-CA-1230-MR
AND
REVERSING CROSS-APPEAL NO. 2024-CA-1285-MR
** ** ** ** **
BEFORE: CALDWELL, ECKERLE, AND TAYLOR, JUDGES.
TAYLOR, JUDGE: Gerald Dick brings Appeal No. 2024-CA-1230-MR from a
November 30, 2023, order and September 18, 2024, amended order of the Pulaski
Circuit Court dismissing Dick’s complaint against Lake Cumberland Resort
Community Association, Inc. (the Association) without prejudice. The
Association brings Cross-Appeal No. 2024-CA-1285-MR from the November 30,
2023, order and the September 18, 2024, amended order. We affirm Appeal No.
2024-CA-1230-MR and reverse Cross-Appeal No. 2024-CA-1285-MR.
Gerald Dick owns residential property in a subdivision known as the
Lake Cumberland Resort (Resort) located in Pulaski County. Dick purchased the
property in March of 2014. As a property owner in the Resort, Dick is required to
pay mandatory assessments to the Association. The governance of the Resort by
the Association has been the subject of intense litigation in the past.1 Dick has
1
See Lake Cumberland Resort Cmty. Ass’n, Inc. v. Carter, No. 2020-CA-0990-MR, 2022 WL
2760345 (Ky. App. Jul. 15, 2022); Kleman v. Lake Cumberland Resort Cmty. Ass’n, Inc., No.
2018-CA-0091-MR, 2019 WL 5861908 (Ky. App. Jul. 12, 2019), withdrawn by deciding
authority. Gerald Dick also previously filed an unsuccessful action against the Lake Cumberland
Resort Community Association, Inc. in Dick v. Lake Cumberland Resort Cmty. Ass’n, Inc., No.
2021-CA-1030-MR, 2023 WL 3397479 (Ky. App. May 12, 2023).
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repeatedly voiced objection to or criticism of the Association’s alleged failure to
properly maintain the resort’s common areas and provide security for the Resort.
Dick filed a complaint on January 30, 2023, and amended complaint
on February 6, 2023, against the Association in the Pulaski Circuit Court. Dick
asserted:
6. Defendant had/has a duty to maintain its common
areas of the resort; to provide on site security within its
boundaries of its neighborhood; to provide maintenance
of its common areas and provide amenities in its
designated neighborhood; in the manner it has
represented to its members as identified within their deed
as being in the neighborhood it is mandated to serve.
7. Defendant has no such duty to any other members
of any other designated neighborhood within Lake
Cumberland Resort.
8. Defendant does not follow its own governing
documents in the calculation of assessments, its billing of
assessments, its collection of assessments and/or its
failure to recognize its separation from other
neighborhoods within Lake Cumberland Resort and has
caused/causing harm to Plaintiff.
9. Defendant made material representations or
statements; that those material representations or
statements were false; that Defendant knew to be false or
recklessly made; that Defendant’s false
misrepresentations or statements induced Plaintiff to act
upon reliance of those false or reckless representations or
statements; and Plaintiff’s reliance on Defendant’s false
misrepresentations or statements caused him harm.
10. Plaintiff has repeatedly asked and been denied
access to review all records of LCRCA [Lake
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Cumberland Resort Community Association].
Defendant’s repeated concealment of its records is
inconsistent with Plaintiff’s right to review all LCRCA
records under LCRCA’s governing documents.
11. Plaintiff conferred a benefit on Defendant; that
there was a direct relationship between Plaintiff and
Defendant related to those conferred benefits; and
Defendants’ unjust enrichment from Plaintiff’s conferred
benefits caused Plaintiff to suffer loss or harm, and/or
Plaintiff failed to receive the benefit of his bargain.
12. Defendant has repeatedly provided services,
amenities and other benefits to individuals who were not
members of LCRCA causing harm to Plaintiff.
13. Defendant has repeatedly provided services,
amenities and other benefits to individuals who were not
members of LCRCA, while assessing the cost of those
services, amenities and other benefits to the members of
LCRCA, causing harm to Plaintiff.
14. Defendant has repeatedly engaged in frivolous
litigation which was of no benefit to its members,
including Plaintiff, who has been forced to foot the bill,
causing harm to Plaintiff.
15. Defendant has repeatedly acted/acting ultra vires,
acted/acting outside the scope of its authority pursuant to
its governing documents, and acted/acting inconsistently
with or refused to follow court orders, each act/acting
caused/causing harm to Plaintiff.
16. Venue is appropriate in Pulaski Circuit Court as
Lake Cumberland Resort is located in Pulaski County,
Kentucky[,] and alleged damages exceed the minimal
jurisdictional limits of this Court.
17. Plaintiff demands a trial by jury.
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18. Plaintiff reserves the right to amend this Complaint
as discovery progresses and justice demands.
WHEREFORE, Plaintiff, Gerald Dick, demands as follows:
1. Damages for Defendant’s breach of contract;
2. Damages for Defendant’s fraud;
3. Damages for Defendant’s unjust enrichment[.]
First Amended Complaint at 2-4.
The Association filed an answer and later a motion to dismiss or for
summary judgment. In the motion, the Association asserted that Dick failed to set
forth a claim for breach of contract, fraud, or unjust enrichment. The Association
claimed that it regularly maintained the common areas of the resort, including the
common area adjacent to Dick’s property. Also, the Association pointed out that
the Revised Declarations of Protective Covenants, Conditions and Restrictions for
LCRCA (Covenants) permitted the Association to maintain property that it did not
own. The Association also argued that the maintenance of common areas
amounted to a business decision that was entitled to the presumption of good faith
and that absent fraud, the “courts will not interfere.” Memorandum in Support of
Motion to Dismiss at 9. As for Dick’s assertion that the Association failed to
provide security at the Resort, the Association contended that it had no contractual
duty with the homeowners of the Resort to provide security; rather, the decision to
provide security was completely discretionary. Additionally, the Association
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argued that it followed the Covenants in calculating, billing, and using the
assessments paid by lot owners of the Resort. The Association also contended that
Dick’s fraud claims were meritless as Dick failed to demonstrate that it engaged in
a misrepresentation or there was reliance thereupon. As to unjust enrichment, the
Association argued that Dick’s claim that the Association was unjustly enriched by
his payments of assessments is without merit. According to the Association,
Dick’s assessments were due and payable pursuant to the Covenants, and there
were no overpayments.
In response, Dick maintained that in return for his payment of
assessments, the Association was required “to perform certain duties and
obligations outlined in its governing documents.” Response at 1. Dick also
maintained that the Association misrepresented that the Resort would have
“24/7 security to its members as a selling point.” Response at 1. In particular,
Dick claimed:
Defendant had/has a duty to maintain its common
areas of the resort; to provide on site security within its
boundaries of its neighborhood; to provide maintenance
of its common areas and provide amenities in its
designated neighborhood; in the manner it has
represented to its members as identified within their deed
as being in the neighborhood it is mandated to serve.
Response at 2. Dick also argued that the Association failed to comply with its
“governing documents” and had engaged in frivolous litigation causing the amount
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of assessments to be excessive and leaving the fund for upkeep of common areas
depleted. Response at 3. Dick pointed out that the Association entered into a
contract with Renaissance Enterprises, 484, d/b/a House Doctors to provide
security for the Resort. Even though the contract required House Doctors to
provide security from 6 p.m. to 8 a.m. on weeknights and around the clock on
weekends, Dick maintained that there were many days when no security was
provided. Dick also complained that the security gates were nonoperational for
prolonged periods of time.
By order entered on November 30, 2023, the circuit court considered
the Association’s motion as a motion for summary judgment and granted same.
The court highlighted that Dick claimed that the Association breached contracts
but failed to specify the particular contract and provision that the Association
breached. Consequently, the court determined that Dick failed to set forth a claim
for breach of contract. Likewise, the court concluded that Dick failed to specify
the particular fraudulent misrepresentation by the Association that supported his
claim of fraud. As to unjust enrichment, the court held that as Dick asserted claims
of breach of contract, the “unjust enrichment [was negated] as a viable cause of
action in this case as a matter of law.” Order at 2. The court dismissed Dick’s
claims against the Association with prejudice.
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Thereafter, Dick filed a motion to vacate the November 30, 2023,
order. By amended order entered September 18, 2024, the court denied the motion
to vacate; nonetheless, the court amended the November 30, 2023, order, by
designating the dismissal of Dick’s claims to be without prejudice.
Dick filed a notice of appeal (Appeal No. 2024-CA-1230-MR) and the
Association filed a notice of cross-appeal (Cross-Appeal No. 2024-CA-1285-MR)
from the November 30, 2023, order and the September 18, 2024, amended order.
We shall address each appeal seriatim.
STANDARD OF REVIEW
In this case, it is uncontroverted that “matters outside the pleading[s]
[were] presented to and not excluded by the court”; thus, the motion to dismiss
must be treated as a motion for summary judgment. Kentucky Rules of Civil
Procedure (CR) 12.02. Summary judgment is proper where there exists no
material issue of fact, and movant is entitled to judgment as a matter of law. CR
56.03; Steelvest, Inc. v. Scansteel Serv. Ctr., Inc., 807 S.W.2d 476, 480 (Ky. 1991).
When considering a motion for summary judgment, all facts and inferences
therefrom are to be considered in a light most favorable to the nonmoving party. A
party opposing a properly supported motion for summary judgment cannot depend
on unsupported allegations of her pleadings but must present affirmative evidence
demonstrating a genuine issue of material fact exists. Sparks v. Trustguard Ins.
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Co., 389 S.W.3d 121, 124 (Ky. App. 2012); Godman v. City of Fort Wright, 234
S.W.3d 362, 370 (Ky. App. 2007). As summary judgment looks to questions of
law and the circuit court’s interpretation thereof, our review is de novo. Ballard v.
1400 Willow Council of Co-Owners, Inc., 430 S.W.3d 229, 234 (Ky. 2013).
APPEAL NO. 2024-CA-1230-MR
Dick contends that the circuit court erred by rendering summary
judgment dismissing his claims against the Association. Dick alleges the material
issues of fact exist as to his breach of contract claim, fraud claim, and unjust
enrichment claim. Dick argues that the Association failed to adequately maintain
common areas, failed to provide security at the resort, improperly imposed high
assessments, and engaged in frivolous litigation in violation of the governing
documents. Dick also maintains that the Association had entered into three
separate contracts (Landscaping Contract, Security Services Contract, and
Facilities Maintenance Contract) with House Doctors, and Dick has accumulated
evidence demonstrating that these contracts were breached as services were not
performed as set forth therein. According to Dick, even though the contract
required House Doctors to provide security from 6 p.m. to 8 a.m. on weeknights
and around the clock on weekends, Dick maintained that there were many days
when no security was provided. Dick complained that the security gates were
nonoperational for prolonged periods of time. Dick also asserts that he has set
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forth sufficient facts as to his claim of fraud. Dick states that the Association
knowingly misrepresented that the Resort would have onsite security patrols and
locked coded gates and he relied upon such misrepresentations when he purchased
his residence within the Resort. Additionally, Dick argues that his unjust
enrichment claim is viable. Dick asserts that he would be entitled to damages for
unjust enrichment if his breach of contract claim should fail, and the circuit court
erred by dismissing the claim. We will initially address the breach of contract
claim followed by the fraud claim, and finally the unjust enrichment claim.
(i). Breach of Contract
In Kentucky, a claim for breach of contract requires the claimant to
demonstrate: “1) [the] existence of a contract; 2) breach of that contract; and 3)
damages flowing from the breach of contract.” Metro Louisville/Jefferson County
Gov’t v. Abma, 326 S.W.3d 1, 8 (Ky. App. 2009). Thus, to set forth a valid breach
of contract claim, it is axiomatic that the claimant must specify the particular
contract and provision that was allegedly breached. Where the claimant fails to
cite a particular contractual provision or even the language of the contractual
provision allegedly breached, the claimant has not set forth a valid breach of
contract claim as a matter of law, and the claim of breach of contract will not
withstand a motion for summary judgment. Simply stated, there must be a specific
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contractual obligation or promise that allegedly was not performed or not fully
performed.
In this case, Dick alleges that the Association breached a contract or
contracts by its failure to perform or fully perform several contractual obligations.
However, Dick does not cite to any specific contract or to any particular
contractual provision that imposed such obligations or duties upon the Association
that the Association failed to perform. So, it is impossible for Dick to demonstrate
that the Association did, in fact, breach a contract where no specific contractual
obligation was particularly identified.2 Dick generally identifies three contracts
(the Covenants, Bylaws, and the Standards) but fails to set forth any particular
provision under the Covenants, Bylaws, or the Standards allegedly breached by the
Association.
In its order, the circuit court, likewise, pointed out that Dick failed to
set forth specific contractual provisions that the Association breached, and as a
result, the circuit court believed that summary judgment was appropriate. In his
brief, Dick curiously responds:
The [circuit] Court erroneously rendered a finding
that Mr. Dick should have specifically identified the
exact section of the covenants . . . in order to survive the
summary judgment finding. Such demand was more akin
2
It is not the function of this Court to research, construct, or articulate a party’s argument on
appeal. Harris v. Commonwealth, 384 S.W.3d 117, 131 (Ky. 2012) (citing Doherty v. City of
Chicago, 75 F.3d 318, 324 (7th Cir. 1996)).
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to Plaintiff’s “failure to state a claim,” than the “there are
no genuine issues of material fact” standard.
Dick’s Brief at 7. Dick is mistaken as to the summary judgment standard. The
Association was entitled to summary judgment because it showed that Dick did not
set forth a valid breach of contract claim as he failed to identify a specific
contractual provision allegedly breached. In so doing, the Association
demonstrated that no genuine issue of material fact existed, and it was entitled to
judgment as a matter of law. See Steelvest, Inc., 807 S.W.2d at 480.
Dick also asserts that the Association breached the Landscaping
Contract, Security Services Contract, and Facilities Maintenance Contract entered
into between it and House Doctors. Dick was not a party to these contracts, and he
fails to allege how he could maintain an action for breach of these contracts. See
Ping v. Beverly Enterprises, Inc., 376 S.W.3d 581, 595 (Ky. 2012); Presnell
Constr. Managers, Inc., v. EH Constr., LLC, 134 S.W.3d 575, 579 (Ky. 2004).
Therefore, we conclude that the circuit court properly rendered summary judgment
dismissing Dick’s breach of contract claims.
(ii). Fraudulent Misrepresentation
The Kentucky Supreme Court has recognized that fraud through
misrepresentation contains six elements:
(1) the defendant made a material representation to the
plaintiff; (2) the representation was false; (3) the
defendant knew the representation to be false or made it
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with reckless disregard for its truth or falsity; (4) the
defendant intended to induce the plaintiff to act upon the
misrepresentation; (5) the plaintiff reasonably relied
upon the misrepresentation; and (6) the
misrepresentation caused injury to the plaintiff.
Giddings & Lewis, Inc. v. Indus. Risk Insurers, 348 S.W.3d 729, 747 (Ky. 2011).
Additionally, the misrepresentation must concern a “past or present material fact.”
Giddings, 348 S.W.3d at 748 (quoting Flegles Inc. v. TruServ Corp., 289 S.W.3d
544, 549 (Ky. 2009)). And, “‘a mere statement of opinion or prediction may not
be the basis of an action.’” Flegles Inc., 289 S.W.3d at 549 (quoting McHargue v.
Fayette Coal & Feed Co., 283 S.W.2d 170, 172 (Ky. 1955)). Relevant herein, a
claim of fraud must set forth the circumstances with particularity and “must set
forth the time, place, and substance of the allegedly fraudulent statements.”
Keeton v. Lexington Truck Sales, Inc., 275 S.W.3d 723, 726 (Ky. App. 2008); CR
9.02; see also Scott v. Farmers State Bank, 410 S.W.2d 717, 722 (Ky. 1966).
In his brief, Dick asserts that he set forth the circumstances underlying
his claim of fraud:
Mr. Dick outlined as an example of LCRCA’s [the
Association’s] fraud when he stated in his Response and
stated with more detail in his sur-reply that LCRCA
made material representations that it provided in person,
on site security to its membership, that members could
expect on site, in person security patrols and code
controlled gates to protect their property; that those
material representations or statements were false; that
LCRCA knew to be false or recklessly made when it
claimed in open court and in its motion here, that any
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security provided was solely for the benefit of LCRCA
and not the membership; that LCRCA’s false
misrepresentations or statements induced Plaintiff to act
upon reliance of those false or reckless representations or
statements by being lulled into a false sense of security
that induced Mr. Dick to purchase his property; and Mr.
Dick’s reliance on LCRCA’s false misrepresentations or
statements caused him harm. . . .
Dick’s Brief at 10. Viewing the facts most favorable to Dick, Dick asserts that the
000016 of 000024
Association made a material misrepresentation that it provided onsite security,
including security patrols and locked coded gates, to its membership at the Resort.
Dick further maintains that this representation concerning security was false. Dick
then claimed that the Association “knew [the representation] to be false or
recklessly made when it claimed in open court and in its motion here, that any
security provided was solely for the benefit of LCRCA [the Association] and not
the membership[.]” Dick’s Brief at 10. Dick stated that the Association’s false
representations as to security induced him to purchase property at the Resort.
As noted, a claim of fraud must be set forth with particularity. CR
9.02; Keeton, 275 S.W.3d at 726. Two essential elements of fraudulent
misrepresentation require that “the defendant knew the representation to be false or
made it with reckless disregard for its truth or falsity[,]” and the plaintiff relied
upon the misrepresentation to his detriment. Giddings & Lewis, Inc., 348 S.W.3d
at 747. Dick alleges that the Association affirmatively represented that the Resort
had security and that the Association knew the representation as to security was
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false when the Association claimed in court and by motion in this case that security
was only provided for the Association and not its members. And Dick claims to
have relied upon the Association’s representation as to security in purchasing his
property at the Resort. However, it is impossible for Dick to have relied upon such
representation as Dick purchased his property in March of 2014, and this action
was not commenced in the circuit court until 2023. It was incumbent upon Dick to
allege the particular circumstances prior to his acquisition of his property in 2014,
demonstrating that the Association made the representation to provide security to
Dick. He must also show the Association knew the representation was false at the
time Dick purchased his property in 2014 or that the Association made such
representation with a reckless disregard for the truth at the time Dick purchased his
property. See Scott, 410 S.W.2d at 722; Sparks, 389 S.W.3d at 124; Keeton, 275
S.W.3d at 726. Dick failed to do so. His amended complaint fails to set forth any
specific allegations of fraudulent misrepresentation that may have occurred prior to
Dick purchasing his property. Consequently, we are of the opinion that the circuit
court properly rendered summary judgment dismissing Dick’s fraudulent
misrepresentation claim.
(iii). Unjust Enrichment
Unjust enrichment is rooted in equity and “‘is applicable as a basis of
restitution to prevent one person from keeping money or benefits belonging to
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another.’” Rose v. Ackerson, 374 S.W.3d 339, 343 (Ky. App. 2012) (quoting
Haeberle v. St. Paul Fire and Marine Ins. Co., 769 S.W.2d 64, 67 (Ky. App.
1989); see also RESTATEMENT (THIRD) OF RESTITUTION AND UNJUST ENRICHMENT,
§ 1 (2011). To succeed upon a claim of unjust enrichment, it must be
demonstrated that a “‘(1) benefit conferred upon defendant at plaintiff’s expense;
(2) a resulting appreciation of benefit by defendant; and (3) inequitable retention of
[that] benefit without payment for its value.’” Superior Steel Inc. v. Ascent at
Roebling’s Bridge, LLC, 540 S.W.3d 770, 778 (Ky. 2017) (quoting Furlong Dev.
Co. v. Georgetown-Scott Cnty. Planning & Zoning Comm’n, 504 S.W.3d 34, 39-40
(Ky. 2016)). Where the terms of an express contract control, a claim of unjust
enrichment will not be available. Superior Steel Inc., 540 S.W.3d at 778. As set
forth more specifically in RESTATEMENT (THIRD) OF RESTITUTION AND UNJUST
ENRICHMENT, § 2(2) (2011), a claim for unjust enrichment is not viable where:
A valid contract defines the obligations of the parties as
to matters within its scope, displacing to that extent any
inquiry into unjust enrichment.
The comments to the above rule recognize that a claim of unjust enrichment is
subordinate to a breach of contract claim:
c. Restitution subordinate to contract. Judicial
statements to the effect that “there can be no unjust
enrichment in contract cases” can be misleading if taken
casually. Restitution claims of great practical
significance arise in a contractual context, but they occur
at the margins, when a valuable performance has been
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rendered under a contract that is invalid, or subject to
avoidance, or otherwise ineffective to regulate the
parties’ obligations. Applied to any such circumstance,
the statement that there can be no unjust enrichment in
contract cases is plainly erroneous. See §§ 31- 36.
Properly interpreted, however, the same statement
acknowledges an important limit to liability in unjust
enrichment. Contract is superior to restitution as a means
of regulating voluntary transfers because it eliminates, or
minimizes, the fundamental difficulty of valuation.
Considerations of both justice and efficiency require that
private transfers be made pursuant to contract whenever
reasonably possible, and that the parties’ own definition
of their respective obligations—assuming the validity of
their agreement by all pertinent tests—take precedence
over the obligations that the law would impose in the
absence of agreement. Restitution is accordingly
subordinate to contract as an organizing principle of
private relationships, and the terms of an enforceable
agreement normally displace any claim of unjust
enrichment within their reach.
RESTATEMENT (THIRD) OF RESTITUTION AND UNJUST ENRICHMENT, § 2 cmt. c
(2011).
In considering Dick’s argument set out in his brief, the exact factual
basis for Dick’s claim of unjust enrichment is unclear. It appears that Dick is
generally alleging that he was contractually obligated to pay assessments, and in
return the Association was contractually obligated to provide security and to
maintain common areas. Although Dick did not cite to specific contractual
provisions, the basis of his claims revolved around three contracts (the Covenants,
Bylaws, and the Standards). As set forth above, restitution (unjust enrichment) is
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subordinate to contract, and valid contractual terms or obligations supplant equity
actions based upon restitution. Here, none of the three contracts have been
adjudicated invalid or unenforceable, and Dick has particularly alleged that his
claims for relief are grounded in contractual duties or obligations on the part of the
Association. We, thus, conclude that the circuit court properly rendered summary
judgment dismissing Dick’s unjust enrichment claim as the contracts control the
parties’ claims.
(iv). Forum Shopping
On pages 17-18 of Dick’s Brief, he argues that the Association has
engaged in forum shopping. Dick asserts that the Association attempted to
intervene in another action (Lake Cumberland Resort Community Association, Inc.
v. Carter, No. 2020-CA-0990-MR, 2022 WL 2760345 (Ky. App. Jul. 15, 2022)),
but its attempt was apparently denied. Dick maintains that the Association then
improperly failed to inform the circuit court of such fact in this action. According
to Dick, the Association also improperly filed a separate action in circuit court and
improperly consolidated that action with the Carter action. Dick contends that the
Association has not sought to consolidate this action with the other actions, which
demonstrates that the Association is guilty of forum shopping.
In his brief, Dick fails to set forth a cogent legal analysis and fails to
cite to any legal authority to support this argument. It is not the function of the
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Court to construct legal arguments for a party. Harris v. Commonwealth, 384
S.W.3d 117, 131 (Ky. 2012) (citing Doherty v. City of Chicago, 75 F.3d 318, 324
(7th Cir. 1996)). Moreover, Dick filed the underlying complaint that initiated this
action. We conclude that Dick’s allegation of forum shopping was properly
dismissed by the summary judgment. Additionally, we view any remaining
contentions of error raised by Dick as moot or without merit.
CROSS-APPEAL NO. 2024-CA-1285-MR
The Association contends that the circuit court erred by amending its
order rendering summary judgment to be without prejudice. The Association
argues that the summary judgment constitutes an adjudication of the merits and
should have been with prejudice. For the following reasons, we agree.
Under Kentucky law, “‘[d]ismissals of actions without prejudice
ordinarily indicate that such judgments of dismissal affect no right or remedy of
the parties and that there has been no decision of the case on the merits.’”
Overstreet v. Greenwell, 441 S.W.2d 443, 447 (Ky. 1969) (quoting 27 C.J.S.
Dismissal and Nonsuit § 73, p. 471). Conversely, “[a] dismissal with prejudice, of
course, acts as a bar to again asserting the cause of action so dismissed. It thus has
the effect of a judgment on the merits constituting the cause res judicata.” Polk v.
Wimsatt, 689 S.W.2d 363, 364 (Ky. App. 1985).
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To grant a motion for summary judgment, the court must conclude
that no genuine issue of material fact exists and that the movant is entitled to
judgment as a matter of law. Thus, a summary judgment necessarily adjudicates
the merits of an action. Such adjudication is not dependent upon disputed facts,
but rather is an adjudication of the merits as a matter of law. In this case, the
circuit court erred by amending the order granting summary judgment and
designating it to be without prejudice. We, thus, reverse the circuit court’s
September 18, 2024, amended order, thereby fully reinstating the November 30,
2023, order, which correctly stated that the action was dismissed with prejudice.
SUMMARY
In summation, we hold that the circuit court properly rendered
summary judgment dismissing Dick’s claims against the Association and affirm
Appeal No. 2024-CA-1230-MR. Additionally, we are of the opinion that the
circuit court improperly amended the summary judgment by designating it to be
without prejudice. We, thus, reverse the September 18, 2024, amended order
challenged in Cross-Appeal No. 2024-CA-1285-MR, thereby fully reinstating the
November 30, 2023, order, which correctly stated that the action was dismissed
with prejudice.
For the foregoing reasons, we affirm Appeal No. 2024-CA-1230-MR
and reverse Cross-Appeal No. 2024-CA-1285-MR.
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ALL CONCUR.
BRIEFS FOR APPELLANT/CROSS- BRIEF FOR APPELLEE/CROSS-
APPELLEE: APPELLANT:
Heidi Weatherly Melissa Thompson Richardson
Mt. Vernon, Kentucky Summer R. Burgess
Lexington, Kentucky
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