AFSCME, Council 4. Local 1303-325 v. Westbrook
CourtSupreme Court of Connecticut
Date FiledAugust 20, 2013
DocketSC18969
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
******************************************************
The ‘‘officially released’’ date that appears near the
beginning of each opinion is the date the opinion will
be published in the Connecticut Law Journal or the
date it was released as a slip opinion. The operative
date for the beginning of all time periods for filing
postopinion motions and petitions for certification is
the ‘‘officially released’’ date appearing in the opinion.
In no event will any such motions be accepted before
the ‘‘officially released’’ date.
All opinions are subject to modification and technical
correction prior to official publication in the Connecti-
cut Reports and Connecticut Appellate Reports. In the
event of discrepancies between the electronic version
of an opinion and the print version appearing in the
Connecticut Law Journal and subsequently in the Con-
necticut Reports or Connecticut Appellate Reports, the
latest print version is to be considered authoritative.
The syllabus and procedural history accompanying
the opinion as it appears on the Commission on Official
Legal Publications Electronic Bulletin Board Service
and in the Connecticut Law Journal and bound volumes
of official reports are copyrighted by the Secretary of
the State, State of Connecticut, and may not be repro-
duced and distributed without the express written per-
mission of the Commission on Official Legal
Publications, Judicial Branch, State of Connecticut.
******************************************************
AFSCME, COUNCIL 4, LOCAL 1303-325 v. TOWN
OF WESTBROOK
(SC 18969)
Rogers, C. J., and Norcott, Palmer, Zarella and Eveleigh, Js.
Argued December 5, 2012—officially released August 20, 2013
J. William Gagne, Jr., with whom, on the brief, was
Kimberly A. Cuneo, for the appellant (plaintiff).
Gabriel J. Jiran, for the appellee (defendant).
Opinion
NORCOTT, J. The determinative question in this
appeal1 is whether the trial court properly limited the
scope of its review when it denied an application, filed
by the plaintiff, AFSCME, Council 4, Local 1303-325
(union), to vacate an arbitration award (award), which
concluded that a grievance challenging the decision of
the defendant, the town of Westbrook (town), not to
reappoint its assessor, Ivan Kuvalanka, to a successive
term of office was not arbitrable. Specifically, the union
claims on appeal that the trial court improperly limited
its scope of review and incorrectly concluded that the
town’s decision to terminate Kuvalanka’s employment
upon the expiration of his term of office was not gov-
erned by the terms of the applicable collective bar-
gaining agreement (agreement). We disagree and
conclude that the trial court properly limited the scope
of its review when considering the union’s application
to vacate the award and properly determined that the
union did not establish grounds to vacate the award.
Accordingly, we affirm the judgment of the trial court.
The parties stipulated the following underlying facts.
The town’s Board of Selectmen (board) appointed
Kuvalanka to the position of town assessor for an initial
term beginning March 2, 2000, and ending July 1, 2000.
The board voted to reappoint Kuvalanka to this position
annually for the following eight fiscal years pursuant
to § 17-1 of the Code of Ordinances of Westbrook (town
ordinances),2 the provision which governed the appoint-
ment of the town assessor. In June, 2008, however, the
board unanimously voted not to reappoint Kuvalanka as
assessor for the following fiscal year and, accordingly,
terminated his employment with the town effective
June 30, 2008.
During his employment, Kuvalanka was a member of
the union, which had entered into the agreement with
the town. This agreement remained in effect through
June 30, 2009. Following the termination of his employ-
ment, Kuvalanka filed a timely grievance arguing that
the town had violated article XVI of the agreement3 by
terminating his employment without just cause. There-
after, the grievance was duly processed through the
procedures set forth in the agreement. When those
efforts failed to resolve the dispute, the parties submit-
ted the following questions for arbitration: (1) ‘‘Is the
grievance arbitrable?’’; (2) ‘‘If so, did the [town] violate
[a]rticle XVI of the . . . agreement by choosing not to
reappoint [Kuvalanka]?’’; and (3) ‘‘If so, what shall the
remedy be, consistent with the agreement?’’ The town
challenged the arbitrability of the grievance during arbi-
tration, arguing that the nonreappointment of an asses-
sor upon the expiration of his term of office was not
a discharge requiring just cause under the agreement.
The arbitrators considered the question of the arbitra-
bility of the grievance before addressing the other two
questions and, on September 17, 2009, based on the
facts as stipulated by the parties solely for the purpose
of determining that issue, the arbitrators determined
that the grievance was not arbitrable. Specifically, the
arbitrators concluded that the position of assessor was
a political position for which, pursuant to General Stat-
utes (Rev. to 2007) § 9-198,4 the town had the sole discre-
tion to set the length of the term of office. The
arbitrators noted that, under this authority, the town
had established a one year term for the assessor posi-
tion pursuant to § 17-1 of its ordinances. See footnote
2 of this opinion. Given that there was no evidence that
Kuvalanka had a right to reappointment, the arbitrators
concluded that the board’s decision not to reappoint
Kuvalanka upon the expiration of his term of office was
not subject to review under the grievance and arbitra-
tion procedures of the agreement and, therefore, the
grievance was not arbitrable. The arbitrators then
issued an award in accordance with that finding.
Thereafter, the union filed an application in the trial
court to vacate the award pursuant to General Statutes
§ 52-418.5 In its application, the union claimed that,
because the arbitrators referenced § 17-1 of the town
ordinances, rather than confining their review exclu-
sively to the language of the agreement, when they
decided the question of arbitrability, they: (1) exceeded
their powers; (2) were guilty of misconduct; and (3)
the award violated public policy. The trial court denied
the union’s application to vacate the award, concluding
that, ‘‘[b]ased on the court’s limited scope of review
when a submission [to the arbitrators], as in this case,
is unrestricted, [the union’s] claims of errors of law are
not reviewable, and, in any event, do not provide a basis
for vacating the award.’’ This appeal followed.
On appeal, the union claims that the trial court
improperly limited its review to determining solely
whether the award conformed to the submission. Spe-
cifically, the union asserts that its claims before the
trial court, namely, that the award was inherently incon-
sistent with the agreement, was rendered in excess of
the arbitrators’ authority and violated public policy,
required the trial court to apply a less deferential stan-
dard than traditionally used to by courts to review ques-
tions that the parties have committed to arbitration for
a final and binding decision. Furthermore, the union
claims that, had the trial court applied a broader scope
of review, it would have concluded that the provisions
of the agreement—including the inclusion of the asses-
sor position in the list of positions covered by the
agreement, the just cause requirement for discharge
and the grievance and arbitration procedures—control.
Therefore, the union claims that the trial court improp-
erly refused to vacate the award.
In response, the town claims that the trial court
appropriately limited its review of the award because
the parties gave the arbitrators the ‘‘broad authority’’
to decide the question of arbitrability in the first
instance, and the award clearly reveals that the arbitra-
tors decided only that question. Thus, the town argues
that the union had the burden to establish, to the trial
court, that the arbitrators issued an award that was
contrary to or beyond the issue submitted, and that the
union failed to meet that burden. Furthermore, the town
argues that the union’s claims regarding the reasons that
the trial court should have applied a broader standard of
review are merely disagreements with the arbitrators’
analysis and are not appropriate grounds for vacating
the award.
We conclude that the parties committed the question
of arbitrability to the authority of the arbitrators for
their full and final consideration and were, therefore,
bound by the arbitrators’ decision on that issue. Fur-
thermore, we conclude that the union failed to establish
grounds to apply a broader standard of review or to
vacate the award. Accordingly, we conclude that the
trial court appropriately limited its scope of review
when considering the union’s application to vacate the
award and, because the award conformed to the sub-
mission, properly denied the union’s application.
I
To begin our analysis, we note that the question of
whether the trial court properly limited the scope of
its review of the arbitrators’ determination that the
grievance was not arbitrable and, on that basis, denied
the union’s application to vacate the award, is a question
of law that we review de novo. Bacon Construction
Co. v. Dept. of Public Works, 294 Conn. 695, 707–708,
987 A.2d 348 (2010). Turning to the scope of review that
the trial court should have applied when considering the
union’s application to vacate the award in the present
case, we first acknowledge that ‘‘[i]t is well established
that, absent the parties’ contrary intent, it is the court
that has the primary authority to determine whether a
particular dispute is arbitrable, not the arbitrators. . . .
Thus, courts generally review challenges to an arbitra-
tor’s determination of arbitrability de novo.’’ (Citation
omitted; emphasis added.) New Britain v. AFSCME,
Council 4, Local 1186, 304 Conn. 639, 647, 43 A.3d
143 (2012). ‘‘[A]rbitration is a creature of contract’’;
(internal quotation marks omitted) MBNA America
Bank, N.A. v. Boata, 283 Conn. 381, 386, 926 A.2d 1035
(2007); however, and ‘‘[i]t is [similarly] well established
. . . that parties may agree to have questions concern-
ing the arbitrability of their disputes decided by a[n]
. . . arbitrator.’’ (Internal quotation marks omitted.)
New Britain v. AFSCME, Council 4, Local 1186, supra,
648. ‘‘The intention to have arbitrability determined by
an arbitrator can be manifested by an express provision
or through the use of broad terms to describe the scope
of arbitration, such as ‘all questions in dispute and all
claims arising out of’ the contract or ‘any dispute that
cannot be adjudicated.’ ’’ Board of Education v. Frey,
174 Conn. 578, 581, 392 A.2d 466 (1978); see also White
v. Kampner, 229 Conn. 465, 472, 641 A.2d 1381 (1994).
‘‘Courts should not assume [however] that the parties
agreed to arbitrate arbitrability unless there is [clear]
and unmistakabl[e] evidence that they did so.’’ (Internal
quotation marks omitted.) First Options of Chicago,
Inc. v. Kaplan, 514 U.S. 938, 944, 115 S. Ct. 1920, 131
L. Ed. 2d 985 (1995).
In the present appeal, both parties have expressly
indicated that they agreed to arbitrate the question of
arbitrability and to be bound by the arbitrators’ decision
in that regard. See Bacon Construction Co. v. Dept. of
Public Works, supra, 294 Conn. 710 (party waives right
to judicial review by agreeing to vest arbitrator with
authority to decide question of arbitrability); see also
Rent-A-Center, West, Inc. v. Jackson, U.S. , 130 S.
Ct. 2772, 2783, 177 L. Ed. 2d 403 (2010) (Stevens, J.,
dissenting) (‘‘[c]lear and unmistakable ‘evidence’ of
agreement to arbitrate arbitrability might include, as
was urged in First Options [of Chicago, Inc.], a course
of conduct demonstrating assent’’). For example, in its
brief to this court, the union acknowledged that the
parties committed the question of arbitrability to the
arbitrators and ‘‘[w]hen the parties have . . . deline-
ated the authority of the arbitrator, they must be bound
by those limits.’’ Thus, although the union claims, on
appeal, that the trial court should have applied a
broader scope of review when deciding the application
to vacate the award, this argument is presented in the
context of the union’s concession that the parties had
agreed to vest in the arbitrators the authority to decide,
fully and finally, whether the grievance was arbitrable.
Furthermore, the union’s arguments on appeal also
demonstrate that it intended and expected to be bound
by the arbitrators’ decision regarding arbitrability. For
example, when asked, at oral argument before this
court, to address the question of whether the arbitrators
or the trial court should have decided the issue of arbi-
trability in the first instance, although the union initially
stated that the arbitration clause in the agreement was
not sufficiently broad to empower the arbitrators to
decide arbitrability in all cases, it went on to say that
whether the trial court should have decided the arbitra-
bility of the dispute in the first instance and, thus, per-
formed de novo review from the outset, was irrelevant
to this case. Specifically, the union argued that, in Bacon
Construction Co. v. Dept. of Public Works, supra, 294
Conn. 710 n.13, this court held that agreeing to arbitrate
the question of arbitrability, and agreeing that the arbi-
tration will be final and binding, does not prevent a
defendant from attacking the arbitrators’ decision on
the basis of any grounds set forth in § 52-418, which
was precisely what the union was attempting to do on
appeal. Thus, the union emphasized at oral argument
that it was not challenging the fact that the parties gave
the arbitrators the authority to decide, fully and finally,
the question of arbitrability, but rather it was only chal-
lenging the manner in which the arbitrators executed
that authority.
The town’s position, both in opposition to the union’s
application to vacate the award and in this appeal, also
is framed in the context of a concession that the parties
vested the arbitrators with the authority to decide the
question of the arbitrability of the dispute. In its brief
to this court, the town unequivocally stated that ‘‘[t]his
issue did not place any restriction on the arbitrators’
authority to determine the arbitrability of the dispute.
. . . [T]he arbitrators had the authority to decide fac-
tual and legal questions [regarding arbitrability] . . . .’’
The town, therefore, argued that ‘‘this court cannot
review those conclusions even if they are incorrect . . .
[because] [w]hen the parties agreed that the arbitrators
could determine the issue of arbitrability, they assumed
the risk that the arbitrators might come to a conclusion
that one party believed to be wrong.’’ (Citations omitted;
emphasis added.)
We, therefore, conclude that there is ‘‘clear and
unmistakable evidence’’ that the parties agreed to arbi-
trate the question of arbitrability, and that both parties
fully intended and expected that the arbitrators’ deci-
sion in that regard would be final and binding. When
a party that has agreed to arbitrate the question of
arbitrability wishes to challenge the arbitrators’ deter-
mination regarding that issue, the court’s review of that
determination, like its review of any other issue that
parties empowered the arbitrators to decide, is limited.
See First Options of Chicago, Inc. v. Kaplan, supra,
514 U.S. 943 (when parties agree to submit question
of arbitrability to arbitration, ‘‘the court’s standard for
reviewing the arbitrator’s decision about that matter
should not differ from the standard courts apply when
they review any other matter that parties have agreed
to arbitrate’’ [emphasis in original]). ‘‘Judicial review
of arbitral decisions is narrowly confined. . . . When
the parties agree to arbitration and establish the author-
ity of the arbitrator through the terms of their submis-
sion, the extent of our judicial review of the award is
delineated by the scope of the parties’ agreement. . . .
When the scope of the submission is unrestricted, the
resulting award is not subject to de novo review even
for errors of law so long as the award conforms to
the submission.’’ (Internal quotation marks omitted.)
McCann v. Dept. of Environmental Protection, 288
Conn. 203, 213–14, 952 A.2d 43 (2008). ‘‘Where the sub-
mission does not otherwise state, the arbitrators are
empowered to decide factual and legal questions and
an award cannot be vacated on the grounds that . . .
the interpretation of the agreement by the arbitrators
was erroneous.’’ (Internal quotation marks omitted.)
Id., 214.
Because the parties clearly and unmistakably agreed
to arbitrate the question of arbitrability, intending and
expecting to be bound by the arbitrators’ decision in
that regard, we conclude that the trial court appropri-
ately applied a limited scope of review. We further con-
clude that the trial court properly denied the union’s
application to vacate the arbitration award because the
award finding that the grievance was not arbitrable
conformed to the parties’ submission seeking a determi-
nation of that precise question. ‘‘Such a limited scope
of judicial review is warranted given the fact that the
parties voluntarily bargained for the decision of the
arbitrator [as to the question of arbitrability] and, as
such, the parties . . . have assumed the risks of and
waived objections to that decision. . . . It is clear that
a party cannot object to an award which accomplishes
precisely what the arbitrators were authorized to do
merely because that party dislikes the results.’’ (Cita-
tions omitted.) American Universal Ins. Co. v. Del-
Greco, 205 Conn. 178, 186–87, 530 A.2d 171 (1987).
II
We have, however, recognized certain grounds for
vacating an award even when the parties have commit-
ted a particular question to the authority of an arbitra-
tor, including that: ‘‘(1) the award rules on the
constitutionality of a statute . . . (2) the award vio-
lates clear public policy . . . or (3) the award contra-
venes one or more of the statutory proscriptions of
§ 52-418.’’ (Citations omitted.) Garrity v. McCaskey, 223
Conn. 1, 6, 612 A.2d 742 (1992). In the present case, the
union claims that the trial court improperly failed to
vacate the award despite its arguments that it violated
§ 52-418 (a) (4) and that it was violative of public policy.6
We disagree.
A
The union first claims that the award was rendered
in excess of the arbitrators’ authority in violation of
§ 52-418 (a) (4) because it is inherently inconsistent
with the agreement and fails to draw its essence there-
from. Specifically, the union claims that the arbitrators
disregarded their obligation to interpret the language
within the agreement by basing their decision on § 17-
1 of the town ordinances rather than on the terms of
the agreement. In support of this position, the union
relies on our statement in Hudson Wire Co. v. Winsted
Brass Workers Union, 150 Conn. 546, 553, 191 A.2d 557
(1963), that ‘‘[a]n arbitrator is confined to interpretation
and application of the collective bargaining agreement;
he does not sit to dispense his own brand of industrial
justice.’’ (Internal quotation marks omitted.) Further,
the union asserts that, pursuant to the language within
the parties’ agreement, the grievance was clearly arbi-
trable and, therefore, the trial court should have granted
its application to vacate the award.
In response, the town argues that the arbitrators did
not ignore the essence of the agreement or exceed
their authority by considering whether the just cause
provision in the agreement applied to the political deci-
sion—established by General Statutes § 9-198 and § 17-
1 of the town ordinances—not to reappoint an individ-
ual in a political position to a successive term of office.
The town further argues that the arbitrators properly
concluded that the just cause provision in the
agreement simply did not apply under the facts of this
case and, therefore, the arbitrators’ conclusion that the
grievance was not arbitrable was not inconsistent with
the terms of the agreement or rendered in excess of
the arbitrators’ authority. We agree with the town.
When addressing a claim that the arbitrators have
exceeded their authority and violated § 52-418 (a) (4),
the court’s ‘‘inquiry generally is limited to a determina-
tion as to whether the parties have vested the arbitrators
with the authority to decide the issue presented or to
award the relief conferred.’’ (Internal quotation marks
omitted.) Office of Labor Relations v. New England
Health Care Employees Union, District 1199, AFL-
CIO, 288 Conn. 223, 230, 951 A.2d 1249 (2008). As we
concluded in part I of this opinion, the union and the
town in the present case clearly vested the arbitrators
with the authority to decide the question of arbitrability.
Thus, the court’s review of the union’s claim that the
arbitrators exceeded their authority in rendering their
award is ‘‘limited to a comparison between the submis-
sion and the award to see whether, in accordance with
the powers conferred upon the arbitrators, their award
conforms to the submission.’’ (Internal quotation marks
omitted.) Stratford v. International Assn. of Firefight-
ers, AFL-CIO, Local 998, 248 Conn. 108, 128, 728 A.2d
1063 (1999). During this limited inquiry, the court is
required to provide ‘‘[e]very reasonable presumption
and intendment . . . in favor of the award and of the
arbitrators’ acts and proceedings. Hence, the burden
rests on the party attacking the award to produce evi-
dence sufficient to invalidate it or avoid it.’’ (Internal
quotation marks omitted.) Board of Education v.
AFSCME, Council 4, Local 287, 195 Conn. 266, 271,
487 A.2d 553 (1985).
Furthermore, ‘‘[a]rbitration awards . . . are not to
be invalidated merely because they rest on an allegedly
erroneous interpretation or application of the relevant
collective bargaining agreement. . . . Rather, in
determining whether the arbitration award draws its
essence from the collective bargaining agreement, the
reviewing court is limited to considering whether the
collective bargaining agreement, rather than some out-
side source, is the foundation on which the arbitral
decision rests. . . . If that criterion is satisfied . . .
then [the court] cannot conclude that the arbitrator
exceeded his authority or imperfectly executed his
duty.’’ (Citations omitted.) Local 391, Council 4,
AFSCME v. Dept. of Correction, 76 Conn. App. 15, 20,
817 A.2d 1279 (2003). Ultimately, ‘‘[n]either a misappli-
cation of principles of contractual interpretation nor an
erroneous interpretation of the agreement in question
constitutes grounds for vacatur.’’ (Internal quotation
marks omitted.) Id., 19. ‘‘It is not [the court’s] role to
determine whether the arbitrator’s interpretation of the
collective bargaining agreement was correct. It is
enough to uphold the judgment of the court, denying
the [union’s] application to vacate the award, that such
interpretation was a good faith effort to interpret the
terms of the collective bargaining agreement.’’ Id., 24.
Indeed, ‘‘[b]y including an arbitration clause in their
contract, the parties bargain for a decision maker that
is not constrained by formalistic rules governing court-
room proceedings and dictating judicial results. . . .
Put simply, the parties bargain for the arbitrator’s inde-
pendent judgment and sense of justice . . . .’’ (Foot-
note omitted.) Stratford v. International Assn. of
Firefighters, AFL-CIO, Local 998, supra, 248 Conn.
121–22. Thus, it is only ‘‘[w]hen the arbitrator’s words
manifest an infidelity to [the obligation of rendering
an award that draws its essence from the collective
bargaining agreement], [that] courts have no choice but
to refuse enforcement of the award.’’ (Internal quota-
tion marks omitted.) Hudson Wire Co. v. Winsted Brass
Workers Union, supra, 150 Conn. 553. Finally, even if
we disagree with the arbitrators’ reasoning and the
bases for their award, the award nevertheless controls
unless the arbitrators’ memorandum ‘‘patently shows
an infidelity to [their] obligation . . . .’’ Id.
The union argues, however, that simply comparing
the award to the submission is not appropriate in the
present case because it claimed, in its application to
vacate the award, that the award was inconsistent with
the provisions of the parties’ agreement. Specifically,
the union argues that, pursuant to Hudson Wire Co. v.
Winsted Brass Workers Union, supra, 150 Conn. 553,
the arbitrators were prohibited from looking to applica-
ble statutes and related town ordinances for guidance
when interpreting the language of the agreement and,
therefore, their reference to those sources in their mem-
orandum of decision renders the award in excess of
their authority. Therefore, the union argues that the
trial court should have expanded its scope of review
in the present case, and compared the award to the
agreement, rather than simply comparing it to the sub-
mission.
We disagree that the union’s arguments warranted a
broader review from the trial court. Although we did
state in Hudson Wire Co. that ‘‘[a]n arbitrator is con-
fined to interpretation and application of the collective
bargaining agreement,’’ we also went on to note in that
decision that an arbitrator ‘‘may of course look for guid-
ance from many sources . . . so long as [the award]
draws its essence from the collective bargaining
agreement.’’ (Emphasis added; internal quotation marks
omitted.) Id. Furthermore, ‘‘[a]n arbitrator is entitled
to take cognizance of contract principles and draw on
them for guidance in construing an agreement.’’ (Inter-
nal quotation marks omitted.) Local 391, Council 4,
AFSCME v. Dept. of Correction, supra, 76 Conn. App. 19.
Finally, ‘‘[a]s with contracts generally, the bargaining
process and resulting agreements are subject to the
restrictions and limitations of public policy as mani-
fested in constitutions, statutes and applicable legal
precedents.’’7 Lieberman v. State Board of Labor Rela-
tions, 216 Conn. 253, 264–65, 579 A.2d 505 (1990).
Thus, the question we must ask, under the circum-
stances of the present case—wherein the parties com-
mitted the question of whether the grievance fell within
the terms of the agreement and, therefore, fell within
the grievance and arbitration provisions contained
therein—is limited to whether the arbitrators answered
that question in their award. A review of the award
reveals that the arbitrators acknowledged all of the
agreement provisions relevant to the dispute, including
the just cause, grievance and arbitration provisions,
but simply determined that the town’s decision not to
reappoint Kuvalanka upon the expiration of his term
of office—and the resulting termination of Kuvalanka’s
employment with the town—was not governed by those
provisions. The arbitrators supported their decision by
referencing the fact that the legislature had enacted § 9-
198, which vested in the town the sole discretion to
appoint assessors, and § 17-1 of the town ordinances,
which, pursuant to § 9-198, established a one-year term
for the town assessor with no evident right to reap-
pointment.
In Board of Education v. AFSCME, Council 4, Local
287, supra, 195 Conn. 267–68, we addressed a case in
which the arbitrators determined that an employer had
violated the relevant collective bargaining agreement
by serving an employee with a termination notice at
his home. In that case, we determined that the arbitra-
tors had exceeded their authority in violation of § 52-
418 (a) (4) because, in coming to their conclusion, the
arbitrators primarily relied on a previous arbitration
award setting forth the employer’s agreement not to
deliver communications concerning disciplinary action
to employees’ homes in the future; id., 268, 272–73;
rather than on any provision of the relevant agreement.
Because there was no provision in the agreement
addressing the manner in which termination notices
were to be served, we concluded that the arbitrators
exceeded their authority by ‘‘considering and basing
[their] award on a document which was not part of the
parties’ agreement [in the previous arbitration award].’’
Id., 273.
There is, however, a fundamental difference between
these circumstances and those in the present case. In
Board of Education v. AFSCME, Council 4, Local 287,
supra, 195 Conn. 272, the arbitrators clearly disregarded
the fact that the agreement that they were asked to
interpret contained no provision, whatsoever, dictating
the manner in which the employer was required to
deliver termination notices. Therefore, concluding that
the employer had violated the agreement based on the
manner in which it delivered a termination notice was
clearly beyond the scope of authority that the parties
had granted to the arbitrators by submitting their dis-
pute to arbitration. Id., 273. In the present case, how-
ever, the arbitrators did not base their award on a
document that was not a part of the agreement. On
the contrary, the arbitrators, in accordance with their
obligation to interpret the terms of the agreement, sim-
ply referred to the town ordinance to assist in determin-
ing whether the provisions of the agreement applied to
a dispute over the nonreappointment of a town assessor
upon the expiration of his term of office. The arbitrators
then determined that, given that the town assessor was
a political position, the agreement did not apply to the
facts of this case.
Given that this court has specifically indicated that
arbitrators may look to many sources for guidance in
their interpretation of collective bargaining agreements
so long as their award draws its essence from the
agreement; Hudson Wire Co. v. Winsted Brass Workers
Union, supra, 150 Conn. 553; the union’s argument that
the arbitrators exceeded their authority by referencing
the town ordinances to assist in their interpretation of
the agreement provisions is unavailing. The union sim-
ply disagrees with the arbitrators’ determination that,
under the facts of the present case, the agreement did
not apply. Essentially, the union’s argument that the
arbitrators exceeded their authority is merely a thinly
veiled attempt to vacate the award on the ground that
it disagrees with their interpretation of the agreement.
Because, ‘‘[a] mere difference of opinion as to the con-
struction of the contract does not establish that the
arbitrators exceeded their authority’’; (internal quota-
tion marks omitted) Franco v. East Shore Development,
Inc., 59 Conn. App. 99, 108, 755 A.2d 345, cert. denied,
254 Conn. 941, 761 A.2d 760 (2000); we conclude that
the trial court properly rejected the union’s claim that
the arbitrators exceeded their authority in violation of
§ 52-418 (a) (4).
B
The union next claims that the trial court should have
vacated the award because it violates public policy.
The union claims that, in 2007, when Kuvalanka was
employed as the town’s assessor, there was a clear
public policy among various towns to include the posi-
tion of assessor in collective bargaining agreements and
to apply all of the terms of those agreements, including
the just cause, grievance and arbitration provisions, to
the position of assessor, just as they would apply to
any other position covered by the agreement. Specifi-
cally, the union argues that Public Acts 2010, No. 10-
84, § 5 (P.A. 10-84),8 which repealed § 9-198, was
intended to clarify existing law and legislative intent
that the position of municipal assessor was not a politi-
cal one. The union further argues that the legislative
history of P.A. 10-84 also evidenced a general consensus
among towns to that effect.
In response, the town argues that the enactment of
Public Act 10-84 and its legislative history clearly indi-
cate that the repeal of § 9-198 was intended to be a
change in existing law and that, prospectively (from
2010, two years after the board declined to reappoint
Kuvalanka), the position of assessor would no longer
be considered a political one.9 Accordingly, the town
claims that the union has failed to demonstrate that
there was a clearly established public policy that was
violated by the arbitrators’ award. We agree with the
town and conclude that the union has failed to establish
that the trial court should have vacated the arbitration
award on public policy grounds.
The following additional facts are relevant to the
resolution of this claim. On February 18, 2010, the legis-
lature’s labor and public employees committee (com-
mittee) held a hearing concerning House Bill no. 5059,
2010 Sess., which was entitled ‘‘An Act Concerning the
Appointment of Municipal Assessors.’’ Conn. Joint
Standing Committee Hearings, Labor and Public
Employees, 2010 Sess., Pt. 1, pp. 29–69. During that
hearing, the committee heard testimony from several
individuals speaking in support of the bill. Id., pp. 29,
48, 50, 66. These individuals discussed the history of
the municipal assessor position, including its evolution
from an inherently political position to one that requires
specialized skills, training, certification and, import-
antly, independence from undue political pressures and
the necessity to change the existing law to address that
evolution. Id., pp. 29–69. For example, John Chaponis,
a representative from the Connecticut Association of
Assessing Officers, testified that ‘‘[t]he laws concerning
the appointment of municipal assessors have remained
unchanged since the 1940s. At that time, many or most
assessors were elected and the position was considered
political. For towns who wish[ed] to appoint an asses-
sor, it was still considered political . . . .’’ (Emphasis
added.) Id., p. 29. Chaponis indicated that, over the
course of the previous two years, some ‘‘assessors were
pressured to reduce individual assessment values. And
when they acted in an ethical manner, refused to do
so, ensuring fairness to all [taxpayers], after the next
election took place, they were rewarded by being
removed from their position via not being reappointed.’’
Id. Chaponis went on to say that ‘‘the position of asses-
sor, as well as the job function has changed drastically
over the last [sixty] years. . . . For this to be a politi-
cally appointed position makes little sense in today’s
day and age.’’ Id., p. 30. He indicated that, although 30 or
35 percent of assessors in Connecticut were members of
some type of collective bargaining unit, that ‘‘[did not]
always afford the [necessary] protection’’; id., 33–34;
and that only approximately 10 percent of towns had
started to include a provision in the town charter indi-
cating that nonreappointment decisions constitute dis-
ciplinary action requiring just cause under the relevant
collective bargaining agreements. Id., pp. 42–43. In
response to questions from committee members, Cha-
ponis emphasized that the goal of House Bill No. 5059
was to change the municipal assessor from a political
position to an apolitical one and ‘‘to completely remove
them from . . . the political process’’; id., p. 35; in
order for termination of employment decisions to be
based on performance rather than political motiva-
tions.10 Id., pp. 30–35.
The union asserts that the foregoing testimony sup-
ports its contention that the arbitrators should have
concluded that the parties’ agreement, rather than Gen-
eral Statutes § 9-198 and § 17-1 of the town ordinances,
governs the terms of employment for the assessor posi-
tion. Relying on the testimony from Chaponis, the union
claims that the position of assessor clearly has not been
a political position for the last sixty years, and that 30
to 35 percent of towns have begun including assessors
in collective bargaining units. Therefore, the union
argues, the legislative history of P.A. 10-84 demon-
strates that the repeal of § 9-198 was intended to reflect
the existing public policy among towns to treat munici-
pal assessors as nonpolitical employees.
In regard to this claim, we acknowledge that ‘‘where
a party challenges a consensual arbitral award on the
ground that it violates public policy, and where that
challenge has a legitimate, colorable basis, de novo
review of the award is appropriate in order to determine
whether the award does in fact violate public policy.’’
Schoonmaker v. Cummings & Lockwood of Connecti-
cut, P.C., 252 Conn. 416, 429, 747 A.2d 1070 (2000).
Nevertheless, ‘‘a party raising such a challenge to an
arbitral award may not succeed in receiving de novo
review merely by labeling its challenge as falling within
the public policy exception to the normal rule of defer-
ence. The substance, not the form, of the challenge
will govern. Thus, the court should not afford de novo
review of the award without first determining that the
challenge truly raises a legitimate and colorable claim
of violation of public policy. If it does raise such a
claim, de novo review should be afforded. If it does
not, however, the normal deferential scope of review
should apply.’’ (Emphasis added.) Id., 429 n.7. Further-
more, ‘‘the public policy exception to arbitral authority
should be narrowly construed and [a] court’s refusal
to enforce an arbitrator’s interpretation of [collective
bargaining agreements] is limited to situations where
the contract as interpreted would violate some explicit
public policy that is well defined and dominant, and is
to be ascertained by reference to the laws and legal
precedents and not from general considerations of sup-
posed public interests. . . . Therefore, in light of the
exceedingly narrow scope of the public policy limitation
on an arbitrator’s authority, for the [union] to prevail
on this claim it must demonstrate that the . . . award
clearly contravenes an established public policy.’’ (Cita-
tions omitted; internal quotation marks omitted.) Strat-
ford v. International Assn. of Firefighters, AFL-CIO,
Local 988, supra, 248 Conn. 126.
We conclude that the union has failed to raise a color-
able claim that there was a clearly existing, well-defined
public policy, as of 2008, of treating municipal assessors
as nonpolitical employees. The union’s reliance on the
voluntary action of only slightly more than one quarter
of the towns in including assessors in a collective bar-
gaining unit, and the legislature’s act of repealing a
statute that had indicated that the position of assessor
was a politically appointed one until October 1, 2010,
falls far short of establishing a clearly existing or strong
public policy of treating the position of assessor as a
nonpolitical one in 2008. This is especially true given
that a careful review of the legislative history of P.A.
10-84 reveals that that act was enacted in the context
of perceived problems with the political nature of the
municipal assessor position because that profession
had evolved, but the law had not. Indeed, the legislative
history, read as a whole clearly demonstrates that the
enactment of P.A. 10-84 was intended to change the
political nature of the municipal assessor position to
alleviate the possibility of ongoing improper political
pressures that assessors faced under existing law. Thus,
‘‘[w]here there is no clearly established public policy
against which to measure the propriety of the arbitra-
tor[s’] award, there is no public policy ground for vaca-
tur.’’ Schoonmaker v. Cummings & Lockwood of
Connecticut, P.C., supra, 252 Conn. 429. Accordingly,
we conclude that the trial court appropriately refused
to perform de novo review of the arbitral award pursu-
ant to the public policy exception to the tra