State v. Rose
CourtSupreme Court of Connecticut
Date FiledJuly 10, 2012
DocketSC18323
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; Harper; Vertefeuille
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. IRVIN D. ROSE
(SC 18323)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh,
Harper and Vertefeuille, Js.
Argued November 30, 2011—officially released July 10, 2012
Timothy F. Costello, assistant state’s attorney, with
whom, on the brief, was John C. Smriga, state’s attor-
ney, and Nicholas J. Bove, Jr., senior assistant state’s
attorney, for the appellant (state).
Deborah G. Stevenson, special public defender, for
the appellee (defendant).
Opinion
PALMER, J. The state appeals from the judgment of
the Appellate Court, which reversed the conviction of
the defendant, Irvin D. Rose, for assault of public safety
personnel in violation of General Statutes (Sup. 2006)
§ 53a-167c (a) (5).1 The Appellate Court reversed the
defendant’s conviction on the ground that the trial court
had compelled him to wear identifiable prison clothing
at his jury trial in contravention of his constitutional
right to a fair trial. We affirm the judgment of the Appel-
late Court on the alternative ground that reversing the
defendant’s conviction is warranted in the exercise of
this court’s inherent supervisory authority over the
administration of justice.
The opinion of the Appellate Court sets forth the
following facts that the jury reasonably could have
found. ‘‘On January 15, 2006, the defendant was incar-
cerated [as a pretrial detainee] at the Bridgeport correc-
tional center (center). While housed in the center’s
hospital unit in an isolation cell, the defendant removed
his hospital gown and pushed it, along with his blanket,
under his cell door. Thereafter, he tore the seam of his
mattress, created a large hole and removed the mattress’
stuffing. He then crawled into the mattress and wrapped
it around his body, covering himself entirely.
‘‘Correction Lieutenant Timothy Cox was alerted by a
department [of correction] employee that the defendant
had crawled into his mattress. Cox instructed uni-
formed [C]orrection Officers Brian Guerrera and Scott
Whiteley to remove the damaged mattress from the
defendant’s cell. Whiteley was instructed to remove the
remains of the mattress while Guerrera served as a
‘cover down’ officer. Guerrera was assigned to position
himself between Whiteley and the defendant, continu-
ously to monitor the defendant and to protect Whiteley
as he removed the mattress. While still outside the cell,
Cox instructed the defendant to remove himself from
the mattress and sit on the bunk frame. The defendant
complied with the instruction, and Guerrera and
Whiteley entered the cell. Whiteley picked up the dam-
aged mattress and backed out of the cell. Guerrera
maintained his position between Whiteley and the
defendant and, still facing the defendant, started to exit
the cell. The defendant, without leaving his position
. . . on the bunk, spat at Guerrera before he exited the
cell. Saliva struck Guerrera’s face and chest.
‘‘Following department [of correction] protocol for
such an incident, Guerrera reported to a department
[of correction] nurse at the center. The nurse instructed
Guerrera to wipe his face with alcohol pads and [to]
complete medical and incident reports. The defendant
subsequently was charged with assault of public safety
personnel. The defendant represented himself at trial.
After a jury trial, the defendant was found guilty and
sentenced to a term of ten years incarceration, execu-
tion suspended after six years, and five years proba-
tion.’’ State v. Rose, 112 Conn. App. 324, 326–27, 963
A.2d 68 (2009).
The defendant appealed to the Appellate Court from
the judgment of conviction, claiming, inter alia,2 that
the trial court had improperly compelled him to wear
prison clothing during trial in violation of his federal
constitutional right to a fair and impartial trial3 and
Practice Book § 44-7.4 Id., 326, 331. With one judge con-
curring in part and dissenting in part; see id., 342 (Foti,
J., concurring in part and dissenting in part); the Appel-
late Court agreed with the defendant’s constitutional
claim and reversed his conviction, concluding that ‘‘it
is evident that the defendant did not receive a fair trial.’’5
Id., 342.
In resolving the defendant’s constitutional claim, the
Appellate Court set forth the following additional facts
and procedural history that were relevant to its inquiry.
‘‘The defendant was arrested on January 15, 2006, for
assault of public safety personnel. At that time, he was
a pretrial detainee in the center because he was unable
to post a $1000 bond for an October 24, 2005 arrest for
larceny in the sixth degree . . . . On January 17, 2006,
the defendant was arraigned on the charge of assault of
public safety personnel in violation of [General Statutes
(Sup. 2006)] § 53a-167c and bond was set at $100,000.
He remained incarcerated as a pretrial detainee through
trial in July, 2006.
‘‘On the morning of July 21, 2006, prior to jury selec-
tion, the court stated to the defendant that ‘I don’t know
anything about you . . . besides that information
which you have, but based on the charges that I see,
I’m concerned and inclined probably to keep the shack-
les on . . . .’ The defendant responded that he was not
an escape risk and objected to being tried in shackles.
The defendant added that ‘[a]lso, my attire, Your Honor,
this Bozo the Clown suit is not sufficient.’ The court
replied that ‘based on the nature of the charges, the
jury is going to know that you are incarcerated anyway
. . . . I do feel that the ankle shackles are required,
and the attire, sir, based on the nature of the charges,
they are going to know you are incarcerated anyway.
. . . [T]hat’s how that stands.’ After the court denied
the defendant’s request to be tried in civilian clothing,
and before the first venire panel was brought in, the
defendant again raised concerns that the prospective
jurors would not understand that he was a pretrial
detainee, rather than an incarcerated convict. The court
directed the defendant to confer with his standby coun-
sel about his ‘procedural kind of question.’ The record
discloses that the court made no further inquiry con-
cerning this issue during trial.
‘‘During jury selection, the court instructed the mem-
bers of each venire panel not to consider the defendant’s
attire in assessing the evidence or in the determination
of the outcome of the case. The court’s entire instruc-
tion to the first venire panel was: ‘The defendant’s attire
is not to be considered in assessing the evidence or in
a determination of the case.’ The court instructed the
second panel: ‘I would also note that the defendant’s
attire is not to be considered by you in assessing the
evidence or in determining the outcome of the case.’
The jury was selected from those two venires. The
instructions given by the court prior to the jury’s deliber-
ation were completely [de]void of any curative measure
concerning the defendant’s attire.
‘‘During voir dire, the defendant attempted to deter-
mine the [jurors’] assumptions based on his attire. The
court repeatedly prevented the defendant from asking
jurors about their assumptions about incarcerated
persons.
‘‘[During the afternoon session] on July 21, 2006, the
defendant brought to the court’s attention that he had
been seen by one of the potential jurors outside of the
courtroom in full restraints. The court responded that
‘[f]or heaven’s sake, sir, you are clearly in restraints.
Everyone knows you are in restraints. You are in a
prison outfit. This is not a secret. You are walking
around with the shackles on approaching the jurors,
so, please.’ The court began to call in the next prospec-
tive juror but stopped and noted on the record that
during voir dire, each juror could see the defendant’s
ankle shackles when he walked to the lectern and that
he was sitting in court in a jumpsuit. The court also
noted that it had instructed the jurors not to consider
his attire.
‘‘The first witness, Guerrera . . . testified in uni-
form. Guerrera stated that he was in his uniform at the
time of the alleged assault. The [state] asked him to
identify the defendant, and Guerrera stated that the
defendant was wearing ‘[a] yellow jumper.’ ’’ State v.
Rose, supra, 112 Conn. App. 332–34.
Reversing the defendant’s conviction, the Appellate
Court concluded that the trial court had impermissibly
compelled the defendant to stand trial in identifiable
prison clothing in contravention of his constitutional
right to a fair trial. Id., 338, 342. Relying in part on
Estelle v. Williams, 425 U.S. 501, 96 S. Ct. 1691, 48 L.
Ed. 2d 126 (1976), the Appellate Court reasoned that
‘‘it is inappropriate to apply harmless error analysis in
cases such as this [one, in which] the defendant clearly
[had] objected at trial and the [trial] court [made] no
findings with respect to an essential state policy’’ mili-
tating in favor of compelling the defendant to stand
trial in prison clothing.6 State v. Rose, supra, 112 Conn.
App. 340. The Appellate Court also concluded that,
‘‘[e]ven if [it] assume[d] that harmless error analysis
were appropriate, the state [had] not proven harm-
lessness beyond a reasonable doubt. . . . [T]he defen-
dant was compelled to wear prison garb during jury
selection and the entire three days of evidence, and the
court instructed the jurors only once, prior to their
individual voir dire and selection, that they should not
consider the defendant’s attire. There was no further
instruction at the end of evidence and before delibera-
tion, nor was there any instruction that would discour-
age the jurors from assuming that the defendant had
been convicted of some prior crime. Furthermore, [the
trial court gave] no curative instruction . . . after a
potential juror saw the defendant in the hallway in
prison garb, belly chains and ankle shackles; this further
indicates the court’s failure to consider the prejudice
to the defendant should he be tried in his ‘Bozo the
Clown suit . . . .’ Finally, the potential prejudice to the
defendant in this case was especially great because the
jury had to find that he had the mens rea or ‘guilty mind’
required by the statute. . . . An essential element of
the crime—and the only real issue in dispute—was the
defendant’s intent. Although the evidence was sufficient
for the jury to infer that the defendant intended to
prevent Guerrera from performing his duties, the evi-
dence of his intent was not so ‘overwhelming’ that there
is no reasonable possibility that the defendant’s appear-
ance in prison garb might have contributed to his con-
viction.’’7 (Citations omitted.) Id., 341–42.
Judge Foti agreed with the Appellate Court majority
that the trial court had improperly compelled the defen-
dant to stand trial in identifiable prison clothing but
disagreed with the majority’s two fold conclusion,
namely, that the trial court’s error was insusceptible to
harmless error analysis and that the error was in any
event not harmless beyond a reasonable doubt. Id.,
342–43 (Foti, J., concurring in part and dissenting in
part). Judge Foti explained: ‘‘The [Appellate Court]
majority declares that Estelle v. Williams, [supra, 425
U.S. 501], does not stand for the proposition that harm-
less error analysis applies to circumstances in which a
defendant is impermissibly compelled to stand trial in
prison attire. I agree that Estelle does not stand for this
proposition because the question of whether compel-
ling a defendant to attend trial in prison attire could
result in harmless error was not before the court. The
question before the court in Estelle was whether an
accused who is compelled to wear identifiable prison
clothing at his trial by a jury is denied due process or
equal protection of the laws; id., 502; in other words,
[did] a constitutional error [occur] at all. The court
concluded that [a]lthough the [s]tate cannot, consis-
tently with the [f]ourteenth [a]mendment, compel an
accused to stand trial before a jury while dressed in
identifiable prison clothes, the failure to make an objec-
tion to the court . . . is sufficient to negate the pres-
ence of compulsion necessary to establish a consti-
tutional violation. . . . Id., 512–13. The court also
found that there was no compulsion in Estelle because
the defendant [in that case] did not timely object, and,
therefore, there was no error. The court simply did
not address the applicability of harmless error analysis
because the error was not established.’’ (Internal quota-
tion marks omitted.) State v. Rose, supra, 112 Conn.
App. 343–44 (Foti, J., concurring in part and dissenting
in part). Judge Foti acknowledged the absence of bind-
ing precedent establishing that harmless error analysis
applies to cases such as this one but noted that the
‘‘state and federal appellate courts confronting this
issue have approved of applying such analysis.’’ Id., 344
(Foti, J., concurring in part and dissenting in part).
Deeming the evidence of the defendant’s intent ‘‘not
only sufficient to support the conviction but over-
whelming as well,’’ Judge Foti concluded that the trial
court’s erroneous decision to compel the defendant to
stand trial in identifiable prison clothing was harmless
beyond a reasonable doubt. Id., 349 (Foti, J., concurring
in part and dissenting in part).
On appeal to this court,8 the state claims that the
Appellate Court incorrectly concluded that the doctrine
of harmless error does not apply to the defendant’s
claim that the trial court impermissibly compelled him
to wear identifiable prison clothing at his jury trial. The
state also claims that the Appellate Court incorrectly
concluded that the defendant’s appearance in identifi-
able prison clothing was not harmless beyond a reason-
able doubt. The defendant disputes these claims,
countering that the trial court’s decision to compel him
to stand trial in identifiable prison clothing is not prop-
erly subject to harmless error analysis because such
compulsion amounts to structural constitutional error,
which renders his conviction reversible per se.9
After hearing argument in the present appeal, we
ordered the parties to submit supplemental briefs on
the issue of ‘‘[w]hether this court should affirm the
judgment of the Appellate Court on the [alternative]
ground that reversal of the defendant’s conviction is
warranted in the exercise of this court’s inherent super-
visory authority over the administration of justice.’’ In
its supplemental brief, the state argues that this court
should not exercise its supervisory authority because
the integrity of the defendant’s trial and the fairness of
the judicial system have received adequate protection
from three sources, namely, the harmless error doc-
trine, the Appellate Court’s decision in this case, which,
in the state’s view, ‘‘already has encouraged a regime
that, going forward, affords protections to criminal
defendants regarding [their] compelled appearance at
trial in identifiable prison garb,’’ and Practice Book § 44-
7; see footnote 4 of this opinion; which prohibits a court
from compelling an incarcerated defendant to stand
trial in prison clothing. The state also argues that, if
this court elects to exercise its supervisory authority,
it should issue a prospective rule and reinstate the
defendant’s conviction. In the defendant’s supplemental
brief, he repeats his principal constitutional argument,
namely, that the trial court’s erroneous decision to com-
pel him to wear identifiable prison clothing at his jury
trial is not properly subject to harmless error analysis
because such compulsion amounts to structural consti-
tutional error, which renders his conviction reversible
per se. The defendant also argues that, if this court
declines to reach the merits of the constitutional issue,
it should uphold the Appellate Court’s reversal of his
conviction by exercising its supervisory authority in
order to send a strong message to trial courts ‘‘about
upholding the constitutional rights of all defendants,
not just those who can afford to post a bond.’’
As we noted at the outset, we conclude that reversing
the defendant’s conviction is warranted in the exercise
of our inherent supervisory authority over the adminis-
tration of justice. Pursuant to that authority, we adopt
a rule that the conviction of a defendant who is com-
pelled to stand trial in identifiable prison clothing in
violation of his or her constitutional rights is reversible
per se.10 Because we decide this case on the basis of
our supervisory authority, we need not resolve the issue
of whether a trial court’s constitutionally erroneous
decision to compel a defendant to stand trial before
a jury in identifiable prison clothing is susceptible to
harmless error analysis, as the state claims, or instead
amounts to structural error, as the defendant contends
and as the Appellate Court apparently concluded.
Before addressing the state’s claim that the Appellate
Court improperly reversed the judgment of conviction,
we first consider the state’s assertion that, because this
court ‘‘ordinarily invoke[s] [its] supervisory powers to
enunciate a rule that is not constitutionally required
but that [it] think[s] is preferable as a matter of policy’’;
(emphasis added; internal quotation marks omitted)
State v. Marquez, 291 Conn. 122, 166, 967 A.2d 56, cert.
denied, U.S. , 130 S. Ct. 237, 175 L. Ed. 2d 163
(2009); we may exercise our supervisory authority in
this case only if we first conclude both that harmless
error analysis does apply and that any error was harm-
less beyond a reasonable doubt. Although it might well
be true that we ordinarily invoke our supervisory
authority to grant relief to defendants whose constitu-
tional claims are unavailing, we on several previous
occasions have declined to address a defendant’s con-
stitutional claim precisely because we elected to exer-
cise our supervisory authority. See, e.g., State v. Padua,
273 Conn. 138, 178–79, 869 A.2d 192 (2005); State v.
Coleman, 242 Conn. 523, 534, 700 A.2d 14 (1997).
Not only is there no ironclad requirement that we
refrain from granting a defendant relief pursuant to our
supervisory authority unless we first reject any relevant
constitutional claim, but such a requirement would
function as an improper restraint on that authority. ‘‘It is
well settled that [a]ppellate courts possess an inherent
supervisory authority over the administration of justice.
. . . Supervisory powers are exercised to direct trial
courts to adopt judicial procedures that will address
matters that are of utmost seriousness, not only for the
integrity of a particular trial but also for the perceived
fairness of the judicial system as a whole. . . . Under
our supervisory authority, we have adopted rules
intended to guide the lower courts in the administration
of justice in all aspects of the criminal process.’’ (Inter-
nal quotation marks omitted.) State v. Diaz, 302 Conn.
93, 106, 25 A.3d 594 (2011). Although prudence dictates
that we invoke our supervisory power sparingly; see,
e.g., State v. Wade, 297 Conn. 262, 296, 998 A.2d 1114
(2010) (supervisory power is extraordinary remedy to
be used only in rare circumstance when necessary to
ensure fair and just administration of courts); we see
no reason to limit our use of that authority in the cate-
gorical manner advocated by the state. We also disagree
with the dissent’s assertion that the manner in which we
now exercise our supervisory authority ‘‘runs counter
to this court’s and the United States Supreme Court’s
principle that errors, even of constitutional magnitude,
should be reviewed under a harmless error analysis
unless such an analysis is not possible.’’ We are aware
of no principle that would bar us from exercising our
supervisory authority to craft a remedy that might
extend beyond the constitutional minimum, and the
dissent cites no such principle. Indeed, if the dissent
is correct in concluding that the constitution does not
require us to reverse the defendant’s conviction, then
the supervisory rule that we announce today is perfectly
in line with the general principle that this court ‘‘ordi-
narily invoke[s] [its] supervisory powers to enunciate
a rule that is not constitutionally required but that [it]
think[s] is preferable as a matter of policy.’’ (Emphasis
added; internal quotation marks omitted.) State v. Mar-
quez, supra, 291 Conn. 166.11
Turning to the merits of the state’s claim, we are
persuaded that this case implicates the core considera-
tions that we previously have identified as prerequisites
to the invocation of our supervisory authority. Compel-
ling a defendant to stand trial before a jury in identifi-
able prison clothing undermines the integrity of the
defendant’s trial and diminishes the perceived fairness
of the judicial system as a whole. See, e.g., Estelle v.
Williams, supra, 425 U.S. 504–505. Specifically, such
compulsion compromises the jury’s ability to engage
in neutral fact-finding and erodes the presumption of
innocence. See, e.g., id.; see also id., 518–19 (Brennan,
J., dissenting). The United States Supreme Court, in
explaining why a defendant’s compelled appearance in
prison clothing contravenes the fourteenth amend-
ment’s guarantee of a fair trial, has observed that ‘‘the
constant reminder of the accused’s condition implicit
in such distinctive, identifiable attire may affect a juror’s
judgment. The defendant’s clothing is so likely to be a
continuing influence throughout the trial that . . . an
unacceptable risk is presented of impermissible factors
coming into play.’’ Id., 504–505. ‘‘Unlike physical
restraints, [which are] permitted under [Illinois v.
Allen, 397 U.S. 337, 344, 90 S. Ct. 1057, 25 L. Ed. 2d 353
(1970), when they are necessary to control an unruly
defendant], compelling an accused to wear jail clothing
furthers no essential state policy. That it may be more
convenient for jail administrators, a factor quite unlike
the substantial need to impose physical restraints [on]
contumacious defendants, provides no justification for
the practice.’’ Estelle v. Williams, supra, 505.
Writing separately in Estelle, Justice William J. Bren-
nan, Jr., added: ‘‘Identifiable prison garb robs an
accused of the respect and dignity accorded other parti-
cipants in a trial and constitutionally due the accused
as an element of the presumption of innocence, and
surely tends to brand him in the eyes of the jurors with
an unmistakable mark of guilt. Jurors may speculate
that the accused’s pretrial incarceration, although often
the result of his inability to raise bail, is explained by
the fact [that] he poses a danger to the community or
has a prior criminal record; a significant danger is thus
created of corruption of the [fact-finding] process
through mere suspicion. The prejudice may only be
subtle and jurors may not even be conscious of its
deadly impact, but in a system in which every person
is presumed innocent until proved guilty beyond a rea-
sonable doubt, the [d]ue [p]rocess [c]lause forbids toler-
ation of the risk. Jurors required by the presumption
of innocence to accept the accused as a peer, an individ-
ual like themselves who is innocent until proved guilty,
may well see in an accused garbed in prison attire an
obviously guilty person to be recommitted by them to
the place where his clothes clearly show he belongs.
It is difficult to conceive of any other situation more
fraught with risk to the presumption of innocence and
the standard of reasonable doubt.’’ Id., 518–19 (Bren-
nan, J., dissenting).
The gravamen of Estelle is that compelling a defen-
dant to stand trial in identifiable prison clothing is unfair
not merely because it ‘‘inject[s] . . . improper evi-
dence of the defendant’s imprison[ment] status into the
presentation of the case,’’ as the state observes, but
also, more fundamentally, because the defendant’s
appearance in prison clothing invites and indeed tempts
jurors to draw highly unfavorable inferences about his
character and likely conduct. The state nevertheless
contends that compelling a defendant to appear in iden-
tifiable prison clothing does not deprive him of a fair
trial when, as in the present case, ‘‘the defendant was
on trial for a crime committed while in jail and [when]
the defendant’s incarcerat[ion] status would necessarily
be made known to the jury through the state’s proof
and the defendant’s exhibits . . . .’’ The state and the
dissent12 apparently assume that a defendant’s yellow
jumpsuit can have no effect on jurors but to inform
them that the defendant is currently in custody. This
assumption strikes us as unrealistic. When a defendant
wears identifiable prison clothing throughout his trial,
his very appearance serves as a constant reminder to
the jury that he is not only a detainee but perhaps also
a flight risk and a threat.13 We therefore reject the state’s
attempt to characterize ‘‘an appearance in prison garb
[as merely] the injection of improper evidence of the
defendant’s imprison[ment] status into the presentation
of the case . . . .’’ Because prison clothing is a constant
and vivid indication that its wearer is a detainee and
perhaps also a flight risk and a threat, a defendant’s
appearance in identifiable prison clothing does some-
thing substantially worse than inject improper evidence
into the case, namely, it causes jurors to deliberate
under a cognitive bias. Because this bias is subtle and
ever present, jury instructions may not be adequate to
cure it.
In view of these dangers, we believe that announcing
a rule of per se reversibility will serve at least two
purposes not served by the existing protections that
the state deems adequate, namely, the harmless error
doctrine and Practice Book § 44-7.14 First, a rule of per
se reversibility will serve to put trial courts on notice
that compelling a defendant to stand trial in identifiable
prison clothing simply cannot be sanctioned. Unlike a
prosecutor who makes improper remarks during clos-
ing argument or a judge who makes an erroneous evi-
dentiary ruling, the judge who compels a defendant
to stand trial in identifiable prison clothing does not
commit an error that plausibly could be excused as
occurring in the heat of battle.15 Second, a rule of per
se reversibility will send a strong message to the public
that this court and the judiciary that it supervises accord
the highest importance to basic fairness and to the
presumption of innocence. If we did not always reverse
the convictions of defendants who are compelled to
stand trial in identifiable prison clothing, we would
convey a most damaging message, namely, that we
place less value on basic fairness and the presumption
of innocence than on sparing the trial court the minimal
inconvenience of ensuring that a needy criminal defen-
dant will be provided with civilian clothing.16 We note
in this connection that ‘‘compelling the accused to stand
trial in jail garb operates usually against only those who
cannot post bail prior to trial. Persons who can secure
release are not subjected to this condition. To impose
the condition on one category of defendants, over objec-
tion, would be repugnant to the concept of equal justice
embodied in the [f]ourteenth [a]mendment.’’ Estelle v.
Williams, supra, 425 U.S. 505–506. Although it is beyond
our power to remove every single obstacle confronting
an indigent criminal defendant, we would be remiss if
we did not remove those obstacles that we can remove
at virtually no cost.17 Accordingly, in the absence of a
defendant’s voluntary decision to stand trial before a
jury in prison clothing, a court must ensure that the
defendant has civilian clothing to wear at trial, and its
failure to comply with this requirement will result in
reversal of the defendant’s conviction.18
Even though the state’s case against an occasional
defendant might be so overwhelming that he undoubt-
edly would be convicted at trial regardless of whether
he is compelled to appear in identifiable prison clothing,
we cannot sanction a legal regime that would afford
the state an opportunity to argue on appeal that no
harm resulted from so unambiguous and indefensible
a constitutional violation. Thus, unlike the dissent, we
see no need to inquire as to whether there was ‘‘any
prejudice in the present case . . . .’’ We also reject the
dissent’s contention that our ‘‘reasoning, taken to its
logical end, suggests that any error, even when harm-
less, should result in the reversal of a defendant’s con-
viction if the nature of the error is one that implicates
a constitutional right.’’ The type of error at issue in this
case stands out as especially worthy of per se reversal
because no extenuating circumstances are conceiv-
able.19 First of all, the type of error at issue in the present
case is readily avoidable, both because avoidance is
virtually costless and because the error is clear-cut and
unambiguous, unlike, for example, a judge’s erroneous
but understandable failure to exclude evidence barred
by the intricate and evolving jurisprudence of the con-
frontation clause. Moreover, the error here, unlike an
erroneous evidentiary ruling or an improper remark
during closing argument, is not an error of the sort
that can be excused as occurring in the heat of battle.
Finally, unlike most other constitutional errors, compel-
ling a defendant to stand trial in identifiable prison
clothing is not just highly demeaning but also potentially
highly prejudicial in a manner the effects of which may
be very difficult to measure because they involve a
subtle but ever present cognitive bias.20
The judgment of the Appellate Court is affirmed.
In this opinion ROGERS, C. J., and NORCOTT, EVEL-
EIGH, HARPER and VERTEFEUILLE, Js., concurred.
1
General Statutes (Sup. 2006) § 53a-167c (a) provides in relevant part: ‘‘A
person is guilty of assault of public safety . . . personnel when, with intent
to prevent a reasonably identifiable . . . employee of the Department of
Correction . . . from performing his or her duties, and while such . . .
employee . . . is acting in the performance of his or her duties . . . (5)
such person throws or hurls, or causes to be thrown or hurled, any bodily
fluid including, but not limited to . . . saliva at such . . . employee . . . .’’
2
The defendant also claimed that the trial court improperly denied his
motion for a judgment of acquittal because the state failed to introduce
sufficient evidence to establish his guilt beyond a reasonable doubt. State
v. Rose, supra, 112 Conn. App. 327. The Appellate Court rejected this claim;
id., 331; and the defendant does not renew it on appeal to this court.
3
The defendant relied on § 1 of the fourteenth amendment to the United
States constitution, which provides in relevant part: ‘‘No State shall . . .
deprive any person of life, liberty or property, without due process of law; nor
deny to any person within its jurisdiction the equal protection of the laws.’’
4
Practice Book § 44-7 provides in relevant part: ‘‘An incarcerated defen-
dant . . . shall not be required during the course of a trial to appear in
court in the distinctive attire of a prisoner or convict.’’
5
The Appellate Court declined to review the defendant’s claim under
Practice Book § 44-7, explaining that, ‘‘[a]lthough normally [the court would]
dispose of a claim on other than constitutional grounds when possible, [the
court addresses] the constitutional claim here because the defendant has
raised it and because the [concurring and dissenting judge] relies on Estelle
v. Williams, 425 U.S. 501, 504, 96 S. Ct. 1691, 48 L. Ed. 2d 126 (1976).
Accordingly, [the court] will not separately review [the defendant’s] claim
under Practice Book § 44-7, which addresses the same protected interest.’’
State v. Rose, supra, 112 Conn. App. 331–32 n.3.
6
The Appellate Court’s use of the term ‘‘essential state policy’’ stems from
Estelle, in which the United States Supreme Court indicated that compelling
a defendant to appear before a jury in prison clothing offends due process
because the practice cannot be justified by an ‘‘essential state policy.’’ Estelle
v. Williams, supra, 425 U.S. 505; see also Carey v. Musladin, 549 U.S. 70,
75, 127 S. Ct. 649, 166 L. Ed. 2d 482 (2006) (quoting Estelle and explaining
that ‘‘some [government sponsored] practices are so inherently prejudicial
that they must be justified by an essential state policy or interest’’ [internal
quotation marks omitted]).
7
Although it reversed the defendant’s conviction, the Appellate Court
noted that it ‘‘[did] not announce a per se rule that trial in prison clothing
after an objection requires automatic reversal of a trial court’s judgment of
conviction. A [trial] court must make a record establishing the ‘essential
state policy’ for such precautions. Furthermore, if such an interest can be
shown, the jurors must be instructed adequately that they must not consider
the appearance of the defendant in prison attire in any way when determining
guilt or innocence. These requirements are necessary to safeguard a defen-
dant’s rights to a fair trial and the presumption of innocence.’’ State v. Rose,
supra, 112 Conn. App. 340–41. The Appellate Court also noted that ‘‘[t]here
may well have been no error if the [trial court] had inquired where [the
defendant] had other clothes available and how much time would be required
to get those clothes to the courthouse. A fully developed inquiry along
[these] lines may have supported a finding that [the defendant] waived his
right to appear in non-prison garb . . . . In the interest of justice, however,
[the Appellate Court] urge[d] trial courts to utilize reasonable efforts to
ensure that defendants who object to wearing prison garb are able to obtain
civilian clothing.’’ (Citation omitted; internal quotation marks omitted.) Id.,
338 n.11.
8
We granted the state’s petition for certification to appeal limited to the
following issues: ‘‘Did the Appellate Court properly determine that harmless
error analysis does not apply where the trial court has compelled the defen-
dant to appear before a jury in identifiable prison garb? If not, was the
defendant’s appearance before the jury in identifiable prison garb harmless
beyond a reasonable doubt?’’ State v. Rose, 290 Conn. 920, 921, 966 A.2d
238 (2009).
9
The defendant also makes several claims of his own, none of which we
need review. The defendant first claims that the Appellate Court improperly
determined that he had abandoned his claim that the trial court committed
reversible error when it ordered him to appear in shackles during his trial.
See State v. Rose, supra, 112 Conn. App. 340 n.14. We need not review this
claim both because it is outside the scope of the certified question and
because, even if the defendant were to prevail on the claim, he would garner
the very relief that this decision already affords him, namely, a new trial.
The defendant also raises what amounts to a claim for conditional relief,
namely, that, if this court remands the case to the Appellate Court for further
consideration, it should order the Appellate Court to consider and resolve
‘‘all issues [that] the defendant raised but [that] were not considered and/
or decided previously by the Appellate Court,’’ including the defendant’s
claim that the trial court improperly denied him the opportunity to present
a defense by declining to grant him a continuance after he informed the
court that he was not prepared to proceed. We need not review this claim
for the simple reason that we do not remand the case to the Appellate Court.
Finally, the defendant urges this court to issue a discovery order pertaining
to, inter alia, ‘‘videotapes of the incident and tapes [and] transcriptions of
his trial . . . .’’ We do not review this claim because it is outside the scope
of the certified question.
10
Under the supervisory rule we adopt, the trial court shall have an obliga-
tion to ensure that a criminal defendant is provided with civilian clothing
when the defendant, having objected to appearing before the jury in prison
garb, can establish that he lacks access to civilian clothing because of his
indigence or his status as an incarcerated person. See, e.g., Felts v. Estelle, 875
F.2d 785, 786–87 (9th Cir. 1989) (trial court improperly compelled indigent
defendant to wear prison garb at his jury trial by failing to ensure that
defendant was provided civilian clothing when police had lost all of defen-
dant’s clothing and he could not afford to buy new clothing).
11
Asserting that our ‘‘reliance on our supervisory authority . . . runs
counter to other jurisdictions that have considered this issue’’; footnote 12
of the dissenting opinion; the dissent writes, ‘‘I have not found, and the
majority does not refer to, any jurisdiction that has determined that a
defendant’s compelled appearance at trial in prison attire should be reviewed
under anything other than a harmless error analysis. Nor am I aware of any
jurisdiction that has invoked its own supervisory authority to craft the rule
that the majority does in the present case.’’ (Emphasis in original.) Id.
Assuming for the sake of argument that it matters in this case how courts
in other jurisdictions have exercised their supervisory authority, we note
that the dissent does not cite a single case in which a court was actually
asked to exercise its supervisory authority to preclude harmless error review
of a defendant’s compelled appearance in prison clothing.
12
The dissent notes that, because ‘‘the elements of the crime charged [in
the present case] required the state to establish that the victim was a correc-
tion officer and was engaged in the line of duty. . . . [I]f the defendant had
not been clothed in prison attire, the jury would nonetheless have learned
of the defendant’s incarceration status. This aspect of the case, coupled
with the copious and essentially uncontested evidence of the defendant’s
guilt, rendered the [trial court’s] error harmless.’’
13
This reminder is not just constant; it is supremely vivid. As everyone
knows, the reason why prison jumpsuits are typically yellow or orange
is that these colors have a high degree of visual salience; in short, they
command attention.
14
Because neither Practice Book