Chairperson, Connecticut Medical Examining Board v. Freedom of Information Commission
CourtSupreme Court of Connecticut
Date FiledOctober 15, 2013
DocketSC19055
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; McDonald
StatusPublished
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Full Opinion
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CHAIRPERSON, CONNECTICUT MEDICAL
EXAMINING BOARD, ET AL. v.
FREEDOM OF INFORMATION
COMMISSION ET AL.
(SC 19055)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh and McDonald, Js.
Argued April 15—officially released October 15, 2013
Kerry Anne Colson, assistant attorney general, with
whom, on the brief, was George Jepsen, attorney gen-
eral, for the appellants (plaintiffs).
Victor Perpetua, principal attorney, with whom, on
the brief, was Tracie C. Brown, principal attorney, for
the appellee (named defendant).
Opinion
ZARELLA, J. This is an appeal by the plaintiffs, the
Connecticut Medical Examining Board (board) and its
chairperson, from the judgment of the trial court dis-
missing the plaintiffs’ appeal from a final decision of
the named defendant, the Freedom of Information Com-
mission (commission), in favor of the complainants,
Attorney Michael K. Courtney and the Office of the
Chief Public Defender.1 The trial court concluded that
the commission properly had found that an executive
session convened by the board on February 17, 2009,
was not permissible under the Freedom of Information
Act (act), General Statutes § 1-200 et seq. The board
convened the executive session to obtain legal advice
about issues raised in a letter from the complainants
dated February 13, 2009 (letter), regarding their request
for a declaratory ruling. The plaintiffs claim that the
board was permitted to convene in executive session
under the act because the letter demanded legal relief
and, therefore, constituted notice of a pending claim
as defined by § 1-200 (8). In addition, the plaintiffs claim
that the executive session was permitted under the act
because it involved discussions of strategy and negotia-
tions as defined by § 1-200 (6) (B). The commission
responds that the letter did not constitute notice of a
pending claim but, rather, that the complainants merely
noted a potential conflict of interest and suggested a
course of action. We agree with the commission and,
accordingly, affirm the judgment of the trial court.
The commission found the following facts in its final
decision dated December 16, 2009. On January 8, 2009,
the complainants submitted a ‘‘Request for a Declara-
tory Ruling’’ to the board asking: ‘‘Is physician participa-
tion in the execution of condemned Connecticut
inmates using lethal injection permitted?’’ On February
13, 2009, the complainants sent a letter to Assistant
Attorney General Thomas J. Ring noting a potential
conflict of interest in his possible representation of the
board and Robert Galvin, the Commissioner of Public
Health.2 The complainants also sent the board a copy
of this letter.
At its February 17, 2009 meeting, the board convened
in executive session for approximately five minutes to
discuss what it deemed to be the ‘‘pending claim’’ con-
tained in the letter to Ring. The next day, the complain-
ants filed a complaint with the commission, alleging
that the plaintiffs had ‘‘violated the . . . [a]ct by con-
vening in executive session during the . . . [meeting]
for purposes not permitted under the [a]ct.’’3 The com-
plainants thus requested, inter alia, that the commission
order the board to disclose the content of the discus-
sions held during the executive session.
After a hearing on the matter, the commission con-
cluded that the letter ‘‘merely point[ed] out what [the
complainants] considered to be a ‘potential’ conflict
and only suggested that the . . . board be provided
with outside legal counsel before issuing a decision
related to the request for a declaratory ruling.’’ (Empha-
sis in original.) The commission determined that the
letter thus did not constitute a pending claim, which
may be discussed in executive session under § 1-200
(8), because the complainants had deliberately phrased
the letter in a way that avoided any implication that
they were demanding relief or that they intended to
institute an action regarding the potential conflict of
interest. In addition, the commission concluded that the
plaintiffs had failed to prove that the board discussed
‘‘strategy’’ and ‘‘negotiations,’’ for which executive ses-
sions are permitted under § 1-200 (6) (B). (Internal quo-
tation marks omitted.) As a result, the commission
determined that the executive session was impermissi-
ble under the act and ordered that the plaintiffs ‘‘strictly
comply’’ with the provisions of General Statutes § 1-
225 (a) in the future.
The plaintiffs appealed from the commission’s final
decision to the trial court, which upheld the commis-
sion’s decision on June 28, 2011. The trial court agreed
that the letter did not constitute notice of a pending
claim under § 1-200 (8) because the letter itself was
‘‘ample evidence that the complainants were not
demanding legal relief or asserting a legal right.’’ In fact,
the trial court characterized the plaintiffs’ position as
‘‘unreasonable . . . .’’ The trial court therefore dis-
missed the plaintiffs’ appeal. This appeal followed.4
On appeal, the plaintiffs argue that the letter consti-
tutes notice of a pending claim because the letter threat-
ens a claim of conflict of interest or bias, demands legal
relief in connection with the request for the declaratory
ruling, and challenges the board’s right to counsel
through the Office of the Attorney General. The com-
mission counters that the letter does not constitute
notice of a pending claim because it does not threaten
a conflict of interest or bias claim and only suggests
that the board retain outside counsel before issuing the
declaratory ruling. In addition, the commission con-
tends that the complainants did not have the right to
challenge the board’s right to counsel through the Office
of the Attorney General under General Statutes § 3-125.
This court reviews the trial court’s judgment pursuant
to the Uniform Administrative Procedure Act (UAPA),
General Statutes § 4-166 et seq. Under the UAPA, ‘‘it is
[not] the function . . . of this court to retry the case or
to substitute its judgment for that of the administrative
agency.’’ (Internal quotation marks omitted.) Dept. of
Public Safety v. Freedom of Information Commission,
298 Conn. 703, 716, 6 A.3d 763 (2010). Even for conclu-
sions of law, ‘‘[t]he court’s ultimate duty is only to
decide whether, in light of the evidence, the [agency]
has acted unreasonably, arbitrarily, illegally, or in abuse
if its discretion. . . . [Thus] [c]onclusions of law
reached by the administrative agency must stand if the
court determines that they resulted from a correct appli-
cation of the law to the facts found and could reasonably
and logically follow from such facts. . . . [Similarly],
this court affords deference to the construction of a
statute applied by the administrative agency empow-
ered by law to carry out the statute’s purposes. . . .
Cases that present pure questions of law, however,
invoke a broader standard of review than is . . .
involved in deciding whether, in light of the evidence,
the agency has acted unreasonably, arbitrarily, illegally
or in abuse of its discretion. . . . Furthermore, when
a state agency’s determination of a question of law has
not previously been subject to judicial scrutiny . . .
the agency is not entitled to special deference. . . .
We have determined, therefore, that the traditional def-
erence accorded to an agency’s interpretation of a statu-
tory term is unwarranted when the construction of a
statute . . . has not previously been subjected to judi-
cial scrutiny [or to] . . . a governmental agency’s time-
tested interpretation . . . .’’ (Citation omitted; internal
quotation marks omitted.) Id., 716–17. In the present
case, the issue before this court requires us to construe
§ 1-200 (6) (B) and (8) to determine whether the letter
constitutes notice of a pending claim.5 Consequently,
because the commission’s interpretation has not been
‘‘subjected to judicial scrutiny or consistently applied
by the agency over a long period of time,’’ our review
is de novo. Id., 717.
‘‘When construing a statute, [o]ur fundamental objec-
tive is to ascertain and give effect to the apparent intent
of the legislature. . . . In seeking to determine that
meaning, General Statutes § 1-2z directs us first to con-
sider the text of the statute itself and its relationship
to other statutes. If, after examining such text and con-
sidering such relationship, the meaning of such text is
plain and unambiguous and does not yield absurd or
unworkable results, extratextual evidence of the mean-
ing of the statute shall not be considered. . . . The test
to determine ambiguity is whether the statute, when
read in context, is susceptible to more than one reason-
able interpretation. . . . When a statute is not plain and
unambiguous, we also look for interpretive guidance to
the legislative history and circumstances surrounding
its enactment, to the legislative policy it was designed to
implement, and to its relationship to existing legislation
and common law principles governing the same general
subject matter . . . .’’ (Internal quotation marks omit-
ted.) Commissioner of Public Safety v. Freedom of
Information Commission, 301 Conn. 323, 338, 21 A.3d
737 (2011). In the present case, the parties contest the
meaning of two terms contained within the definition
of ‘‘pending claim’’ in § 1-200 (8): ‘‘demand for legal
relief’’ and ‘‘intention to institute an action in an appro-
priate forum if such relief or right is not granted.’’ We
therefore examine the relevant statutes to determine
whether the letter qualifies as a pending claim under
§ 1-200 (8).
The act requires that ‘‘[t]he meetings of all public
agencies, except executive sessions, as defined in subdi-
vision (6) of section 1-200, shall be open to the public.’’
General Statutes § 1-225 (a). Section 1-200 (6) defines
an executive session as ‘‘a meeting of a public agency
at which the public is excluded’’ for one of five specified
purposes.6 This court has narrowly construed these pur-
poses because ‘‘the general rule under the . . . [a]ct
is disclosure . . . .’’ New Haven v. Freedom of Infor-
mation Commission, 205 Conn. 767, 775, 535 A.2d 1297
(1988); see also Stamford v. Freedom of Information
Commission, 241 Conn. 310, 314, 696 A.2d 321 (1997)
(‘‘[t]he overarching legislative policy of the [act] is one
that favors the open conduct of government and free
public access to government records’’ [internal quota-
tion marks omitted]).
The purpose at issue in the present case is set forth
in § 1-200 (6) (B), which allows an executive session
for ‘‘strategy and negotiations with respect to pending
claims or pending litigation to which the public agency
or a member thereof, because of the member’s conduct
as a member of such agency, is a party until such litiga-
tion or claim has been finally adjudicated or otherwise
settled . . . .’’ Section 1-200 (8) defines a pending claim
as ‘‘a written notice to an agency which sets forth a
demand for legal relief or which asserts a legal right
stating the intention to institute an action in an appro-
priate forum if such relief or right is not granted.’’
We conclude that the language of the statute is plain
and unambiguous and that the letter does not constitute
notice of a pending claim under the exception set forth
in § 1-200 (6) (B). Under § 1-200 (8), a pending claim
must set ‘‘forth a demand for legal relief’’ and ‘‘stat[e]
the intention to institute an action . . . .’’ ‘‘[D]emand’’
means ‘‘[t]he assertion of a legal or procedural right.’’
Black’s Law Dictionary (9th Ed. 2009). Similarly, the
plain meaning of ‘‘stating the intention’’ is that the
demand actually or expressly states what actions the
author intends to take. Although there are no magic
words necessary to express demand and intent, the
written notice must actually or expressly state that an
action is pending or that an action is conditional on
relief not being granted.7 See General Statutes § 1-200
(8) (‘‘written notice to an agency which sets for a
demand for legal relief or which asserts a legal right
stating the intention to institute an action in an appro-
priate forum if such relief or right is not granted’’
[emphasis added]). Because § 1-200 (6) (B) and (8)
requires actual or express articulation, the proper focus
is not on what the board reasonably could have believed
but, rather, on what the written notice actually states.8
The letter in the present case does not contain either
a demand for legal relief or evidence of an intent to
institute an action in an appropriate forum if the board
does not grant that relief.9 Accordingly, it does not con-
stitute notice of a pending claim.
This court has found pending claims only in situations
in which a party expresses ‘‘a carefully articulated
demand for certain legal relief, a demand asserted to
vindicate an alleged legal right personal to [the asserting
party].’’ Board of Education v. Freedom of Information
Commission, 217 Conn. 153, 162, 585 A.2d 82 (1991).
In Board of Education, the superintendent of schools
of the town of Ridgefield issued a directive precluding a
high school literary magazine sponsored by the plaintiff
board of education from publishing alumni submis-
sions. Id., 154–55. Later, the superintendent received a
letter stating that, ‘‘[i]n an attempt to avoid litigation,
which is a very real possibility in this case, I have
requested that you withdraw your order . . . . I told
[counsel for the board of education] that I had about
two weeks for this decision to be made before papers
need be filed in [the United States] District Court asking
for an injunction.’’ (Emphasis in original; internal quota-
tions marks omitted.) Id., 155 n.2. The letter actually
and expressly demanded that the board of education
engage in certain actions to avoid a future claim. The
pending claim was, in effect, ‘‘reduced to writing’’ and
‘‘in the . . . hands [of the board of education] and
awaiting its decision.’’ Id., 162.
In contrast, the plaintiffs’ assertion that the letter in
the present case constitutes notice of a ‘‘pending claim’’
of conflict of interest is without merit. The plaintiffs
argue that the letter references Ring’s potential conflict
of interest in his representation of the board and Galvin.
The plaintiffs also suggest that the letter makes a con-
flict of interest claim against the board. We consider
each of these purported claims in turn.10
First, a conflict of interest claim against Ring does
not qualify under § 1-200 (6) (B) because the board
would not be a party to any such claim. Section 1-200
(6) (B) requires that the ‘‘public agency or . . . mem-
ber thereof’’ be ‘‘a party’’ to the ‘‘pending claims or
pending litigation . . . .’’ An agency can be a party to
the claim, but only if the claim is directed at the agency
itself. See Board of Education v. Freedom of Informa-
tion Commission, supra, 217 Conn. 162 n.8; see also
Black’s Law Dictionary, supra (defining ‘‘party’’ as
‘‘[o]ne by or against whom a lawsuit is brought,’’ or
in the context of contracts, ‘‘one who takes part in a
transaction’’). The letter informs Ring that there is ‘‘a
significant risk that the representation of one of your
two clients . . . would be materially limited by your
office’s responsibilities to the other client.’’11 The letter
clearly indicates that the alleged conflict is Ring’s, not
the board’s.12
In addition, the letter refers to a ‘‘potential’’ future
conflict of interest, rather than one that currently exists.
At the time of the letter, Ring was not representing both
the board and Galvin. The alleged conflict of interest,
therefore, is entirely hypothetical, which suggests that
the author was not alerting Ring to a pending claim.
Moreover, even if the Office of the Attorney General
were representing both the board and Galvin concur-
rently, it would not make sense to treat this situation
as a conflict of interest. This court has recognized that
the Attorney General is in the ‘‘unique position’’ of repre-
senting the state, the state’s agencies, and the state’s
citizens. See Commission on Special Revenue v. Free-
dom of Information Commission, 174 Conn. 308, 318–
20, 387 A.2d 533 (1978). The Attorney General’s ethical
duties thus should be considered in relation to his
‘‘duties as the constitutional civil legal officer of the
state,’’ which include being available to represent these
various constituencies. Id., 322.
Second, even if the conflict of interest claim had been
directed against the board, there is no pending claim
because the letter does not actually or expressly
demand relief or state an intent to institute an action
if that relief is not granted. The plaintiffs argue that the
board reasonably could have feared, from reading the
letter, that the complainants would bring a claim against
the board for a conflict of interest because Galvin, as
the Commissioner of Public Health, was ultimately in
charge of the board,13 and, therefore, the board’s ruling
would affect him. The letter, however, does not mention
any ‘‘legal relief’’ that would qualify under § 1-200 (8).
The only relief of any kind mentioned in the letter is
the complainants’ ‘‘suggest[ion]’’ that the ‘‘[b]oard be
provided with outside counsel before making any ruling
on [the] request’’ for a declaration regarding whether
physician participation in executions by lethal injection
is permissible. Even if the board were provided with
outside counsel, that relief would not affect the alleged
conflict of interest; the board would be in the same
conflicted position with respect to the declaratory rul-
ing regardless of who was advising them. See footnote
13 of this opinion.
Moreover, unlike the letter in Board of Education,
which explicitly demanded legal relief and indicated
that action would be taken against the board of educa-
tion if it did not comply; see Board of Education v.
Freedom of Information Commission, supra, 217
Conn. 162; the letter in the present case merely alerts
Ring to a potential conflict of interest and suggests a
course of action. Specifically, the letter provides that
the complainants seek ‘‘to inform [Ring] of a potential
conflict of interest in [his] continuing representation of
the . . . [b]oard,’’ with no mention of the complainants
taking or planning to take further action on this conflict
of interest. The letter is not addressed to the board,
does not require that the board take any action, and
does not state an intent to bring an action in an appro-
priate forum if the board does not comply.14 In Board
of Education, the decision to avoid or go forward with
the action was conditioned on the decision of the board
of education to grant relief; in the present case, how-
ever, the decision was not ‘‘in the board’s hands and
awaiting its decision.’’ Board of Education v. Freedom
of Information Commission, supra, 162; see id.
(‘‘[a]lthough [counsel for the complaining party] stated
at several points in the letter that [the complaining
party] . . . wished to avoid litigation, the only way to
avert that outcome, under the terms of the letter, was
for the board [of education] essentially to capitulate’’).
The letter in the present case does not mention that
the board has a conflict of interest, and, therefore, the
plaintiffs’ arguments are entirely speculative.
The plaintiffs’ claim that the letter constitutes notice
of a pending bias claim is even further attenuated. If a
written notice must actually or expressly demand legal
relief, it follows that the claim must actually or
expressly be mentioned in the notice itself. Although
the letter does mention a ‘‘conflict of interest,’’ the letter
does not refer to bias. In order to qualify as a pending
claim, the written notice must raise a claim that is more
than speculative. The letter simply does not mention a
bias claim, and any inference that the complainants
would have brought such a claim is based on conjecture.
Finally, the plaintiffs suggest that the letter consti-
tutes notice of a pending claim because it implicates
the ability of the Office of the Attorney General to
provide counsel to the board under § 3-125. Although
§ 3-125 does provide the board with a right to represen-
tation by the Office of the Attorney General, § 1-200 (8)
requires that the legal relief or right be personal to the
asserting party. See General Statutes § 1-200 (8) (stating
that pending claim must involve relief or right that
agency may grant); Board of Education v. Freedom of
Information Commission, supra, 217 Conn. 162 (stat-
ing that letter at issue was ‘‘a demand asserted to vindi-
cate an alleged legal right personal to [the asserting
parties]’’ [emphasis added]). In the present case, the
complainants are the asserting parties, but the com-
plainants do not have the right to intervene in the rela-
tionship between the Office of the Attorney General
and the board. The complainants would not be able to
assert the board’s right to counsel through the Office
of the Attorney General; the appropriate party to assert
this right would be the board itself. Cf. Commission
on Special Revenue v. Freedom of Information Com-
mission, supra, 174 Conn. 318–20. Therefore, the com-
plainants’ challenge to the board’s representation by
the Office of the Attorney General is not a pending
claim,15 and we conclude that the board improperly
convened in executive session to obtain legal advice
regarding the issue raised in the complainants’ letter.
The judgment is affirmed.
In this opinion ROGERS, C. J., and PALMER, EVE-
LEIGH and McDONALD, Js., concurred.
1
In addition to the commission, Attorney Courtney and the Office of the
Chief Public Defender also were named as defendants in this case. On June
25, 2010, the complainants filed a request with the trial court to uphold the
commission’s final decision. Since that time, however, the complainants
have not been involved in the case.
2
The letter provided in relevant part: ‘‘We write to inform you of a potential
conflict of interest in your continuing representation of the [board] in [this]
matter . . . .
‘‘The [b]oard itself is ‘within the Department of Public Health’ . . . . We
understand . . . that in accordance with . . . General Statutes § 3-125,
your office would be called upon to represent the [Commissioner] of Public
Health, Robert Galvin, M.D., in any action against him as Commissioner.
‘‘If the [board] were to grant our request for [a] declaratory ruling, and,
as part of such ruling, determined that any physician licensed in Connecticut
who participated in an execution by lethal injection would be subject to
discipline, such ruling would call into question Dr. Galvin’s participation in
the execution of Michael Ross on May 13, 2005. . . . Dr. Galvin’s participa-
tion in any future executions would be problematic.
‘‘It would seem to us that any advice your office might give the [b]oard
in determining whether to issue the ruling requested, or as to the content
of such a ruling, would pose a significant risk that the representation of
one of your two clients, the [b]oard or Dr. Galvin, would be materially
limited by your office’s responsibilities to the other client.
‘‘We suggest, therefore, that the [board] be provided with outside counsel
before making any ruling on this request. We recognize that you may not
see this as any real issue, but we felt it incumbent upon us to point this
possible conflict out to you.’’
3
At its January 20, 2009 meeting, the board also convened in executive
session to ‘‘obtain legal advice’’ regarding the pending declaratory ruling.
(Internal quotation marks omitted.) The board claimed that this executive
session was permissible under General Statutes § 52-146r. The commission
and trial court disagreed, concluding that General Statutes § 1-231 (b) was
controlling. The plaintiffs have not challenged this conclusion on appeal to
this court.
4
The plaintiffs appealed from the judgment of the trial court to the Appel-
late Court, and we transferred the appeal to this court pursuant to General
Statutes § 51-199 (c) and Practice Book § 65-1.
5
The interpretation of the letter at issue in this case is a question of law.
In Board of Education v. Freedom of Information Commission, 217 Conn.
153, 585 A.2d 82 (1991), the commission argued that the interpretation of
a letter was a question of fact because it ‘‘could not be read in a vacuum,
divorced from its surrounding factual background.’’ Id., 158 n.6. The commis-
sion had heard testimony about this factual background, which included
conversations that it believed colored the perception that the plaintiff board
of education had about the letter. Id. This court disagreed. See id., 158.
First, this court relied on the commission’s final decision, which did not
suggest that the conversations affected the perception that the board of
education had about the letter. Id., 159 n.6. Second, this court examined
the administrative record and did not find any testimony to suggest that
the conversations reasonably could have led the board of education to
diverge from a literal reading of the letter. Id. Therefore, this court concluded
that the interpretation of the letter was a question of law. See id., 158.
Similarly, in the present case, the commission’s final decision does not
suggest that any factual background affected the board’s perception of the
letter. In addition, the administrative record does not contain any testimony
about any factual background that reasonably could have affected the
board’s perception of the letter. Therefore, in the present case, the interpreta-
tion of the letter is a question of law.
As a result, any reference to the complainants’ intent in drafting the letter
is inappropriate because there was no testimony introduced at the hearing
before the commission regarding such intent. The commission made a find-
ing in its final decision that ‘‘the complainants’ letter did not constitute
notice of a pending claim. . . . [T]he complainants were deliberate in their
choice of words when drafting the . . . letter because they wanted to avoid
even implying that they were demanding any relief or that they intended to
institute an action regarding the alleged potential conflict of interest.’’ This
finding was improper as it has no basis in the administrative record.
6
General Statutes § 1-200 (6) provides: ‘‘ ‘Executive sessions’ means a
meeting of a public agency at which the public is excluded for one or
more of the following purposes: (A) Discussion concerning the appointment,
employment, performance, evaluation, health or dismissal of a public officer
or employee, provided that such individual may require that discussion be
held at an open meeting; (B) strategy and negotiations with respect to
pending claims or pending litigation to which the public agency or a member
thereof, because of the member’s conduct as a member of such agency, is
a party until such litigation or claim has been finally adjudicated or otherwise
settled; (C) matters concerning security strategy or the deployment of secu-
rity personnel, or devices affecting public security; (D) discussion of the
selection of a site or the lease, sale or purchase of real estate by a political
subdivision of the state when publicity regarding such site, lease, sale,
purchase or construction would cause a likelihood of increased price until
such time as all of the property has been acquired or all proceedings or
transactions concerning same have been terminated or abandoned; and (E)
discussion of any matter which would result in the disclosure of public
records or the information contained therein described in subsection (b)
of section 1-210.’’
7
Artful writers will not be able to avoid the requirements set forth in
§ 1-200 (6) (B) by softening their demands with words like ‘‘suggest’’ or
‘‘potential.’’ If a written notice provides an agency with no viable alternative
other than future action or capitulation, then the notice would effectively
express intent regardless of the specific language used.
8
The plaintiffs’ reliance on Board of Education v. Freedom of Information
Commission, 217 Conn. 153, 158–59 n.6, 585 A.2d 82 (1991), is misguided.
In footnote 5 of this opinion, we explained that the court in Board of
Education employed a reasonableness analysis in determining whether
interpretation of the letter at issue in that case was a question of law or a
question of fact. See id., 158, 158–59 n.6. This reasonableness analysis was
not used to determine whether the letter constituted a ‘‘pending claim’’
under § 1-200 (8). See id.
9
We note for clarity that the phrase ‘‘the intention to institute an action
in an appropriate forum if such relief or right is not granted’’ applies to
both ‘‘demand for legal relief’’ and ‘‘assert[ion] [of] a legal right . . . .’’
General Statutes § 1-200 (8). The plaintiffs relied to their detriment on a trial
court’s interpretation of § 1-200 (8) in ECAP Construction Co. v. Freedom of
Information Commission, Superior Court, judicial district of Hartford-New
Britain, Docket No. CV-XX-XXXXXXX (July 30, 1998). The inclusion of the
words ‘‘relief or right’’ clearly demonstrates that the phrase ‘‘the intention
to institute an action’’ applies to both a demand for legal relief and the
assertion of a legal right.
10
In his concurring opinion, Justice Norcott states that, ‘‘rather than
[parse] the language of the letter to determine whether it amounted to a
pending claim . . . I would always look first instead to the procedural
context in which the letter was filed in order to determine whether an
executive session was permissible under § 1-200 (6) (B) before considering
the language of any particular filing therein.’’ (Citation omitted.) Justice
Norcott therefore would look to the request for a declaratory ruling and
the proceedings as a whole to determine whether the board could convene
in executive session. This analysis is inconsistent with the language and
focus of § 1-200 (6) and (8). Section 1-200 (8) defines a pending claim as
‘‘a written notice to an agency . . . .’’ (Emphasis added.) ‘‘In the construc-
tion of the statutes, words and phrases shall be construed according to the
commonly approved usage of the language . . . .’’ General Statutes § 1-1
(a). The clear meaning of ‘‘a written notice’’ is a single document communi-
cating the intent to institute an action. General Statutes § 1-200 (8). The
first step in determining whether a pending claim exists, therefore, is to
identify and analyze that document. See Board of Education v. Freedom of
Information Commission, supra, 217 Conn. 162 (examining text of letter
to determine whether it constituted pending claim).
In the present case, we begin our analysis with the letter because the
board explicitly represented in the minutes of a board meeting concerning,
inter alia, the letter that it ‘‘enter[ed] executive session to obtain legal advice
from . . . Assistant Attorney General [Kerry Anne Colson] to discuss a
pending claim contained in a letter from Attorney Courtney to Assistant
Attorney General . . . Ring.’’ (Emphasis added.) The board did not meet
to discuss the request for a declaratory ruling on whether physician participa-
tion in an execution by lethal injection is permitted, and, therefore, we need
not determine whether the executive session would have been permissible
if the board had done so.
11
In fact, the complainants might even have had a duty to point out this
possible conflict of interest to Ring. See Rules of Professional Conduct,
preamble (‘‘Every lawyer is responsible for observance of the Rules of
Professional Conduct. A lawyer should also aid in securing their observance
by other lawyers.’’); see also Rules of Professional Conduct 1.7, commentary
(discussing general principles of conflicts of interest).
It is unclear why the complainants decided to send the board a copy of
their letter to Ring. In fact, it seems inappropriate that the complainants
would have communicated with the board at all, as the board was a client
of the Office of the Attorney General. See Rules of Professional Conduct
4.2. Nevertheless, although the complainants’ intent might not have been
completely noble, that intent is irrelevant in the present case.
12
The plaintiffs also suggest that the letter constitutes notice of a pending
claim because it requests legal relief in connection with the pending request
for a declaratory ruling. The pending request for a declaratory ruling is
insufficient to qualify as a pending claim under § 1-200 (6) (B) because the
board would be serving as the decision-making body for that request rather
than a party thereto.
13
The board is a division of the Department of Public Health. See General
Statutes § 20-8a (a) (‘‘[t]here shall be within the Department of Public Health
a Connecticut Medical Examining Board’’). In fact, the Commissioner of
Public Health selects the members of the board. See General Statutes § 20-
8a (c). Therefore, the board arguably could have a conflict of interest in
deciding any claims affecting the Commissioner of Public Health.
14
Even if the complainants needed to mention conflict of interest or bias
in order to save the issue for appeal, the mere possibility of a future appeal
is not sufficient to constitute a demand for legal relief. In Ansonia Library
Board of Directors v. Freedom of Information Commission, 42 Conn. Supp.
84, 600 A.2d 1058 (1991), the trial court correctly rejected the argument that
a possible appeal from the commission’s decision constituted a pending
claim, even though the individual in question had engaged in ‘‘prior litigious
conduct . . . .’’ Id., 90. The trial court further noted that the argument
‘‘would be more persuasive if, as in Board of Education . . . [the individual]
had indicated that he was considering or was going to take an appeal.’’ Id.
15
We do not need to reach the issue of whether the executive session in
question involved strategy and negotiations. Section 1-200 (6) (B) requires
that the executive session involve ‘‘strategy and negotiations with respect
to pending claims or pending litigation to which the public agency or a
member thereof . . . is a party until such litigation or claim has been finally
adjudicated or otherwise settled . . . .’’ Because the letter at issue is not
a pending claim, § 1-200 (6) (B) is not satisfied regardless of whether the
executive session involved strategy and negotiations.