Keller v. Beckenstein
CourtSupreme Court of Connecticut
Date FiledJune 26, 2012
DocketSC18689
JudgeRogers; Norcott; Palmer; Zarella; McLachlan; Eveleigh; Vertefeuille
StatusPublished
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Full Opinion
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JONATHAN M. KELLER ET AL. v. ROZ-LYNN
BECKENSTEIN, EXECUTRIX (ESTATE OF
ROBERT J. BECKENSTEIN)
(SC 18689)
Rogers, C. J., and Norcott, Palmer, Zarella, McLachlan,
Eveleigh and Vertefeuille, Js.
Argued March 14—officially released June 26, 2012
Richard P. Weinstein, with whom was Nathan A.
Schatz, for the appellants-appellees (plaintiffs).
Michael P. Berman, with whom was Suzanne
LaPlante, for the appellee-appellant (defendant).
Opinion
ZARELLA, J. This certified appeal and cross appeal
involve an issue of subject matter jurisdiction and statu-
tory interpretation. The plaintiffs, Jonathan M. Keller
and a group of business entities (Keller group),1 argue
that the trial court had subject matter jurisdiction over
their complaint in this case, even though the underlying
vexatious litigation claim against the defendant, Roz-
Lynn Beckenstein, executrix of the estate of Robert J.
Beckenstein, had yet to ripen into a cognizable claim,
because General Statutes § 45a-3632 conferred jurisdic-
tion on the trial court for that type of claim. Accordingly,
on appeal, the plaintiffs argue that the Appellate Court
improperly determined that the trial court correctly had
concluded that it lacked jurisdiction over the plaintiffs’
complaint. The defendant responds that, although
§ 45a-363 sets forth the time period within which a party
may bring a claim against an estate, it does not grant
the trial court jurisdiction to act on those claims. Thus,
the defendant argues, the trial court properly dismissed
the plaintiffs’ complaint for lack of subject matter juris-
diction because the claim was not ripe. The defendant
further argues that the Appellate Court improperly
vacated the trial court’s judgment and remanded the
case to the trial court for a determination of whether
the claim had ripened during the pendency of the
appeal. We agree with the plaintiffs that the Appellate
Court improperly determined that the trial court cor-
rectly had concluded that it lacked subject matter juris-
diction over the plaintiffs’ complaint at the time it was
filed. We conclude that § 45a-363 provides the Superior
Court a limited grant of jurisdiction over a complaint
filed pursuant to that statute, even if the claim is not
ripe when filed. We therefore need not reach the claim
that the defendant raises in her cross appeal.
We adopt the following facts and procedural history
set forth in the opinion of the Appellate Court. ‘‘On
April 27, 2007, the Keller group filed a complaint against,
inter alios, the defendant in which it sought damages
for vexatious litigation [that led to the Appellate Court’s
decision in] Beckenstein Enterprises-Prestige Park,
LLC v. Keller, [115 Conn. App. 680, 974 A.2d 764, cert.
denied, 293 Conn. 916, 979 A.2d 488 (2009)].3 The trial
court concluded that, because the Beckenstein group’s4
appeal in that case was still pending before [the Appel-
late Court],5 the underlying allegedly vexatious litiga-
tion had not yet terminated in the Keller group’s favor
and its claim was not ripe for adjudication. Accordingly,
the [trial] court [rendered judgment dismissing] the Kel-
ler group’s action for lack of subject matter jurisdiction.
The Keller group [did not] appeal from the [trial] court’s
judgment . . . .
‘‘On April 11, 2008, while Beckenstein Enterprises-
Prestige Park, LLC v. Keller, supra, 115 Conn. App. 680,
was still pending before [the Appellate Court], the Keller
group filed a new action in the Superior Court [that is,
the present action]. The Keller group once again sought
damages for vexatious litigation stemming from Beck-
enstein Enterprises-Prestige Park, LLC . . . . In its
complaint, the Keller group alleged that it had filed a
notice of claim with the estate of Robert J. Beckenstein
in the West Hartford Probate Court regarding the alleg-
edly vexatious nature of Beckenstein Enterprises-Pres-
tige Park, LLC . . . . The Keller group asserted that
[the defendant rejected] this claim . . . on January 9,
2008. The Keller group argued that a statute of limitation
contained in . . . § 45a-363 required it [either to file
an action in the] Superior Court within 120 days of the
defendant’s rejection of its claim or risk being time
barred from seeking relief.6
‘‘On May 15, 2008, the Keller group requested that
the Superior Court stay its action until such time as
Beckenstein Enterprises-Prestige Park, LLC . . . was
decided by [the Appellate Court]. On May 22, 2008, the
defendant filed a motion to dismiss the Keller group’s
action. On September 30, 2008, the [trial] court granted
the [defendant’s] motion to dismiss. The [trial] court
concluded that the statutory limitation on the time
period in which a plaintiff may pursue a claim in the
Superior Court following a rejection of such claim by
[the fiduciary of] an estate ‘[does not imbue the Superior
Court] with jurisdiction it does not otherwise have.’ As
such, because Beckenstein Enterprises-Prestige Park,
LLC . . . still had not been decided by [the Appellate
Court], the trial court determined that the matter was
not ripe for adjudication. Accordingly, the [trial] court
once again concluded that it lacked subject matter juris-
diction over the Keller group’s [claim and rendered
judgment dismissing the action].’’ (Citations omitted.)
Keller v. Beckenstein, 122 Conn. App. 438, 440–42, 998
A.2d 838 (2010). The plaintiffs thereafter appealed to
the Appellate Court from the trial court’s judgment.
The Appellate Court concluded that ‘‘the [trial] court
correctly determined that the Keller group’s action was
not ripe for adjudication at the time the action was
commenced.’’ (Emphasis in original.) Id., 439. Neverthe-
less, instead of affirming the trial court’s judgment, the
Appellate Court noted that, ‘‘[d]ue to events that [had]
occurred during the pendency of the Keller group’s
appeal . . . there [was] . . . a question as to whether
the Keller group’s claim [was] still not ripe for adjudica-
tion on the grounds relied on by the [trial] court.’’ Id.
Accordingly, the Appellate Court ‘‘vacate[d] the judg-
ment of the trial court and remand[ed] the case with
direction to reconsider the motion to dismiss and to
proceed in accordance with law.’’ Id., 439–40.
With specific regard to the application of § 45a-363,
the Appellate Court noted that ‘‘[§] 45a-363 is purely
procedural in nature, governing the time within which
to file [an action] against an estate when a claim has
been rejected by an executor or administrator. . . .
The Keller group’s argument, therefore, fails because
§ 45a-363 only sets a procedural limit on the time in
which a party may pursue a cause of action stemming
from a claim that was rejected by an estate; the statute
does not independently create a cause of action or
confer jurisdiction on the Superior Court . . . . Sec-
tion 45a-363 (b) simply limits the period of time [within]
which a plaintiff may pursue a cause of action over
which the Superior Court would otherwise have juris-
diction. Accordingly, the [trial] court properly granted
the defendant’s motion to dismiss.’’ (Citation omitted;
internal quotation marks omitted.) Id., 444–45.
Concerning the issue of ripeness, the Appellate Court
stated that, ‘‘during the interval between the trial court’s
dismissal of the Keller group’s complaint and oral argu-
ment before [the Appellate Court], certain events tran-
spired that directly affect[ed] the ripeness of the Keller
group’s claim. On October 24, 2008, Beckenstein Enter-
prises-Prestige Park, LLC v. Keller, supra, 115 Conn.
App. 680, the underlying allegedly vexatious litigation,
was argued before the Appellate Court. . . . [O]n July
21, 2009, the Appellate Court affirmed the judgment
in favor of the Keller group; Beckenstein Enterprises-
Prestige Park, LLC v. Keller, supra, [115 Conn. App.]
683; and [the] Supreme Court . . . [denied certification
to appeal]. [See] Beckenstein Enterprises-Prestige
Park, LLC v. Keller, [293 Conn. 916, 979 A.2d 488
(2009)].
‘‘We see no reason not to follow the rule, set forth
in Labbe [v. Pension Commission, 239 Conn. 168, 682
A.2d 490 (1996)], that it is the situation now rather than
the situation at the time the matter was before the
trial court that must govern [the court’s] review of the
ripeness of a claim. . . . Now that the Beckenstein
group has exhausted its appeals [from] the trial court’s
judgment in Beckenstein Enterprises-Prestige Park,
LLC . . . there is a question as to whether the Keller
group’s complaint is still unripe for adjudication on the
grounds relied on by the [trial] court in . . . dismissing
the complaint.’’ (Citation omitted.) Keller v. Beck-
enstein, supra, 122 Conn. App. 446–47. Accordingly, the
Appellate Court vacated the trial court’s judgment and
remanded the case for reconsideration of the defen-
dant’s motion to dismiss. Id., 447.
The plaintiffs’ certified appeal and the defendant’s
certified cross appeal followed.7 The plaintiffs contend
that the Appellate Court improperly determined that
the trial court correctly had concluded that it lacked
jurisdiction over the plaintiffs’ complaint. Specifically,
the plaintiffs argue that the trial court had jurisdiction
because § 45a-363 confers jurisdiction on the Superior
Court over any case arising out of claims rejected by the
fiduciary of an estate. In that connection, the plaintiffs
argue that the judicially created doctrine of ripeness
must yield to the statute’s grant of jurisdiction.8 The
defendant responds by claiming that the Appellate
Court properly determined that the trial court correctly
had concluded that § 45a-363 is merely procedural and
does not confer jurisdiction or create a cause of action
and, accordingly, that the trial court lacked jurisdiction
to entertain the plaintiffs’ unripe claim.9 In her cross
appeal, the defendant argues that the Appellate Court
improperly applied Labbe in vacating the trial court’s
judgment. The plaintiffs respond to the defendant’s
cross appeal by claiming that the Appellate Court prop-
erly applied Labbe.
The plaintiffs’ appeal implicates the issue of subject
matter jurisdiction. As a preliminary matter, we note
that ‘‘[i]t is well established that, in determining whether
a court has subject matter jurisdiction, every presump-
tion favoring jurisdiction should be indulged.’’ (Internal
quotation marks omitted.) Wilcox v. Webster Ins., Inc.,
294 Conn. 206, 214, 982 A.2d 1053 (2009). When
reviewing an issue of subject matter jurisdiction on
appeal, ‘‘[w]e have long held that because [a] determina-
tion regarding a trial court’s subject matter jurisdiction
is a question of law, our review is plenary. . . . Subject
matter jurisdiction involves the authority of the court
to adjudicate the type of controversy presented by the
action before it. . . . [A] court lacks discretion to con-
sider the merits of a case over which it is without
jurisdiction . . . . The subject matter jurisdiction
requirement may not be waived by any party, and also
may be raised by a party, or by the court sua sponte,
at any stage of the proceedings, including on appeal.’’
(Internal quotation marks omitted.) Richardson v.
Commissioner of Correction, 298 Conn. 690, 696, 6 A.3d
52 (2010).
The plaintiffs’ appeal also raises questions of statu-
tory interpretation, insofar as we are required to con-
strue § 45a-363. Issues of statutory interpretation ‘‘con-
stitute questions of law over which the court’s review
is plenary. The process of statutory interpretation
involves the determination of the meaning of the statu-
tory language as applied to the facts of the case, includ-
ing the question of whether the language does so apply.
. . . When construing a statute, [the court’s] fundamen-
tal objective is to ascertain and give effect to the appar-
ent intent of the legislature. . . . In other words, we
seek to determine, in a reasoned manner, the meaning
of the statutory language as applied to the facts of [the]
case, including the question of whether the language
actually does apply. . . . In seeking to determine that
meaning, General Statutes § 1-2z directs us first to con-
sider the text of the statute itself and its relationship
to other statutes. If, after examining such text and con-
sidering such relationship, the meaning of such text is
plain and unambiguous and does not yield absurd or
unworkable results, extratextual evidence of the mean-
ing of the statute shall not be considered.’’ (Internal
quotation marks omitted.) Stewart v. Watertown, 303
Conn. 699, 710–11, 38 A.3d 72 (2012).
The plaintiffs’ claim on appeal requires us to deter-
mine whether § 45a-363 confers jurisdiction on the
Superior Court over complaints filed pursuant to that
statute, premised on a claim, including an unripe claim,
that has been rejected by the fiduciary of an estate.
Several statutes in addition to § 45a-363 are relevant to
our decision and provide the necessary background
regarding the role that § 45a-363 plays in our probate
law.
First, a party who holds a claim against an estate must
present that claim first to the fiduciary.10 See General
Statutes § 45a-358 (a) (‘‘[e]very claim shall be presented
to the fiduciary in writing’’). If the claimant holds an
unmatured, contingent or unliquidated claim, the claim-
ant also may petition the Probate Court to reserve estate
assets as security for the claim, should it eventually be
allowed. See General Statutes § 45a-359 (a).11 Second,
if the fiduciary rejects the claim after being presented
with it, the claimant must either petition the Probate
Court to review the rejection or file a complaint in the
Superior Court. See General Statutes §§ 45a-363 (b) and
45a-364 (a). Each of these actions must occur within a
specified time period. See General Statutes §§ 45a-363
(b) and 45a-364 (a). Significantly, if the claimant elects
to proceed in Probate Court, or with a commission
appointed by the Probate Court, the claimant is subject
to the provisions of § 45a-364 and will not be able to
present the claim to a jury.12 Thus, a claimant who
wishes to have a jury trial before the Superior Court
must follow § 45a-363 (b) by bringing an action on the
claim within 120 days following its rejection by the
fiduciary.
Having delineated the various means that claimants
may use to resolve a claim, we now address the types
of claims that are covered by this statutory scheme.
General Statutes § 45a-353 (d) provides a specific, yet
broad, definition of the term ‘‘claim’’ as used in forego-
ing statutes, including § 45a-363. ‘‘ ‘Claim’ means all
claims against a decedent (1) existing at the time of
the decedent’s death or (2) arising after the decedent’s
death, including, but not limited to, claims which are
mature, unmatured, liquidated, unliquidated, contin-
gent, founded in tort, or in the nature of exoneration,
specific performance or replevin . . . .’’ (Emphasis
added.) General Statutes § 45a-353 (d). It is therefore
clear that the statutory scheme encompasses the situa-
tion in which a party may hold an unmatured, unliqui-
dated or contingent claim against a decedent’s estate
that has been rejected by the fiduciary. The claimant
then may bring an action to recover on the claim in the
Superior Court. Accordingly, the Superior Court may
be presented with a complaint premised on an unripe
claim. In simpler terms, because § 45a-363 provides that
a claimant may bring an action on any type of rejected
claim in the Superior Court, the statute necessarily con-
fers on the Superior Court the jurisdiction to act on
any claim filed pursuant to that statute. See MBNA
America Bank, N.A. v. Boata, 283 Conn. 381, 389, 926
A.2d 1035 (2007) (‘‘our state constitution vests the legis-
lature with the duty to define [through statute] the sub-
ject matter jurisdiction of the state’s constitutional
courts’’). For this reason, we conclude that the Superior
Court had jurisdiction over the plaintiffs’ complaint in
the present case and that the Appellate Court improp-
erly concluded to the contrary.
The defendant argues otherwise and contends that
the term ‘‘claim,’’ as used in § 45a-363, necessarily does
not include contingent claims because, if it did, the
Superior Court could act on unripe, contingent claims
in contravention of our justiciability requirement. As
we explained in Office of the Governor v. Select Com-
mittee of Inquiry, 271 Conn. 540, 858 A.2d 709 (2004),
‘‘[b]ecause courts are established to resolve actual con-
troversies, before a claimed controversy is entitled to
a resolution on the merits it must be justiciable. . . .
Justiciability requires (1) that there be an actual contro-
versy between or among the parties to the dispute . . .
(2) that the interests of the parties be adverse . . .
(3) that the matter in controversy be capable of being
adjudicated by judicial power . . . and (4) that the
determination of the controversy will result in practical
relief to the complainant. . . . [J]usticiability com-
prises several related doctrines, namely, standing, ripe-
ness, mootness and the political question doctrine, that
implicate a court’s subject matter jurisdiction and its
competency to adjudicate a particular matter.’’ (Cita-
tions omitted; internal quotation marks omitted.) Id.,
568–69.
Specifically, the defendant contends that allowing
the Superior Court to act on unripe claims would be
inconsistent with this court’s justiciability requirement
and would undermine the stability of the judicial sys-
tem. We reject the defendant’s argument. The defen-
dant’s argument contradicts the plain language of the
statute. As we noted previously, the statutory scheme
provides for a specific, broad definition of the term
‘‘claim,’’ as used in § 45a-363. There is no separate defi-
nition pertaining to § 45a-363, as the defendant argues.
The defendant’s argument in this regard violates one
of the basic tenets of statutory construction, namely,
that ‘‘when a statutory definition applies to a statutory
term, the courts must apply that definition.’’13 Commis-
sioner of Environmental Protection v. Mellon, 286
Conn. 687, 692–93 n.7, 945 A.2d 464 (2008). In essence,
the defendant seeks to place a gloss on the statute that
contradicts its plain meaning. We decline to do so.
The defendant’s argument also fails because it repre-
sents a misunderstanding of the legislature’s authority
to establish the subject matter jurisdiction of the courts
in this state. It is undisputed that the legislature, through
statute, defines the jurisdiction of the Superior Court.
See Conn. Const., art. V, § 1 (‘‘The judicial power of the
state shall be vested in a supreme court, a superior
court, and such lower courts as the general assembly
shall, from time to time, ordain and establish. The pow-
ers and jurisdiction of these courts shall be defined
by law.’’); General Statutes § 51-164s (‘‘[t]he Superior
Court shall be the sole court of original jurisdiction for
all causes of action . . . as provided by statute’’);
MBNA America Bank, N.A. v. Boata, supra, 283 Conn.
389 (‘‘our state constitution vests the legislature with
the duty to define the subject matter jurisdiction of the
state’s constitutional courts’’). Although the defendant
concedes this generally,14 she nevertheless argues that
the doctrine of ripeness divests the Superior Court of
jurisdiction over contingent claims rejected by a fidu-
ciary, such as the plaintiffs’ claim in the present case.
Ripeness, however, is not a statutory restriction of
a court’s jurisdiction. Rather, it is a judicially created
doctrine of justiciability that implicates a court’s subject
matter jurisdiction. See, e.g., Office of the Governor
v. Select Committee of Inquiry, supra, 271 Conn. 569
(‘‘justiciability comprises several related doctrines,
namely, standing, ripeness, mootness and the political
question doctrine, that implicate a court’s subject mat-
ter jurisdiction and its competency to adjudicate a par-
ticular matter’’). Simply put, when the legislature has
determined that the Superior Court has jurisdiction over
a particular type of claim, we cannot rescind that grant
of jurisdiction. Cf. Raftopol v. Ramey, 299 Conn. 681,
695, 12 A.3d 783 (2011) (‘‘[When] a decision as to
whether a court has subject matter jurisdiction is
required, every presumption favoring jurisdiction
should be indulged. . . . We often have stated that the
Superior Court is a court of general jurisdiction. . . .
Article fifth, § 1 of the Connecticut constitution pro-
claims that [t]he powers and jurisdiction of the courts
shall be defined by law, and . . . § 51-164s provides
that [t]he Superior Court shall be the sole court of
original jurisdiction for all causes of action . . . as pro-
vided by statute. . . . [T]he general rule of jurisdiction
. . . is that nothing shall be intended to be out of the
jurisdiction of [the] Superior Court but that which spe-
cially appears to be so . . . .’’ [Citations omitted; inter-
nal quotation marks omitted.]). In the present case,
our common-law ripeness doctrine must yield to the
legislature’s decision to grant jurisdiction over the type
of claims identified in §§ 45a-353 (d) and 45a-363.
Finally, it is worth noting that we previously have
not employed our justiciability doctrine in so rigid a
manner that would foreclose all possible review of a
claim. See, e.g., Office of the Governor v. Select Commit-
tee of Inquiry, supra, 271 Conn. 572 (‘‘[T]o deny the
[appellant] review of its constitutional challenge at this
point would render impossible any review whatsoever
of [its] claims . . . . To countenance such a result
would be to transform the ripeness doctrine from a
principle that counsels against premature judicial
involvement in a particular controversy into a principle
that forecloses, for all time, any judicial involvement
in the dispute. We therefore reject the [appellee’s] claim
as fundamentally incompatible with the underpinnings
of the ripeness doctrine itself.’’ [Citation omitted; inter-
nal quotation marks omitted.]); cf. Loisel v. Rowe, 233
Conn. 370, 382, 660 A.2d 323 (1995) (setting forth test
for determining whether ‘‘an otherwise moot question
[will] qualify for review under the ‘capable of repetition,
yet evading review’ exception’’). Thus, we conclude that
the ripeness doctrine does not preclude the Superior
Court from exercising jurisdiction over a claim filed
pursuant to § 45a-363. We agree with the plaintiffs that
the Appellate Court improperly determined that the trial
court correctly had concluded that it lacked jurisdic-
tion. This conclusion terminates the case for the pur-
poses of this appeal, and, accordingly, we do not reach
the defendant’s cross appeal.
The judgment of the Appellate Court is reversed and
the case is remanded to that court with direction to
remand the case to the trial court with direction to
deny the motion to dismiss and for further proceedings
according to law.
In this opinion the other justices concurred.
1
The Keller group includes the following entities: Fremont Group, LLC;
Fremont 155, LLC; Fremont 131, LLC; Fremont 183, LLC; Fremont Riverview,
LLC; Fremont Prestige Park, LLC; and 654 Tolland Street, LLC.
2
General Statutes § 45a-363 provides in relevant part: ‘‘(a) No person who
has presented a claim [to the fiduciary of an estate] shall be entitled to
commence suit unless and until such claim has been rejected, in whole or
in part, as provided in section 45a-360.
‘‘(b) Unless a person whose claim has been rejected (1) commences suit
within one hundred twenty days from the date of the rejection of his claim,
in whole or in part, or (2) files a timely application pursuant to section 45a-
364, he shall be barred from asserting or recovering on such claim from the
fiduciary, the estate of the decedent or any creditor or beneficiary of the
estate, except for such part as has not been rejected. . . .’’
3
‘‘[T]he parties have been involved in various litigation for a number of
years. Previously, entities associated with the defendant (Beckenstein
group) sued the Keller group, alleging tortious interference with contractual
relations. That action was tried to a jury, which returned a verdict in favor
of the Keller group. The Beckenstein group [which consists of Beckenstein
Enterprises-Prestige Park, LLC, 155 Realty, Riverview Square, LLC, Riv-
erview Square II, LLC, and Tolland Enterprises] appealed from that judgment
to [the Appellate Court], the Keller group again prevailed, and [this court
denied certification to appeal from the judgment of the Appellate Court].
[See] Beckenstein Enterprises-Prestige Park, LLC v. Keller, [supra, 115
Conn. App. 682–83, 696; see also Beckenstein Enterprises-Prestige Park,
LLC v. Keller, 293 Conn. 916, 979 A.2d 488 (2009)].’’ Keller v. Beckenstein,
122 Conn. App. 438, 440, 998 A.2d 838 (2010).
4
The Beckenstein group consists of five entities associated with the defen-
dant. See footnote 3 of this opinion.
5
The Appellate Court released its opinion in Beckenstein Enterprises-
Prestige Park, LLC v. Keller, supra, 115 Conn. App. 680, on July 21, 2009.
6
This aspect of the present action, which was filed on April 11, 2008,
distinguishes it from the action filed on April 27, 2007.
7
We granted the plaintiffs’ petition for certification to appeal limited to
the following issue: ‘‘Did the Appellate Court properly conclude that the
trial court properly determined that it lacked subject matter jurisdiction
over the plaintiffs’ [claim] based on ripeness grounds?’’ Keller v. Beckenstein,
298 Conn. 921, 4 A.3d 1227 (2010). We also granted the defendant’s cross
petition for certification to appeal limited to the following issue: ‘‘Did the
Appellate Court properly determine that the trial court’s dismissal should
be vacated?’’ Keller v. Beckenstein, 298 Conn. 921, 4 A.3d 1227 (2010).
8
The plaintiffs have acknowledged, in their complaint and throughout
this appeal, that the claim in the complaint was not ripe when it was filed.
9
The defendant further argues that the plaintiffs have alternative means
to resolve their claim, and, therefore, the trial court’s dismissal of their
claim does not foreclose their ability to recover. The defendant claims that
this fact militates against excepting the plaintiffs’ claim from the ripeness
requirement. We address this argument in footnotes 11 and 12 of this opinion.
The defendants also appear to argue that the plaintiffs’ primary argument
on appeal, namely, their argument regarding the inapplicability of the ripe-
ness doctrine to their vexatious litigation claim, is not properly before this
court because the plaintiffs failed to raise that claim in the trial court. We
disagree. The plaintiffs have addressed the ripeness doctrine by consistently
acknowledging, both explicitly and implicitly, that their claim was contingent
on the termination of the appeal of the underlying litigation in their favor.
The plaintiffs’ complaint states this, and the plaintiffs also filed a motion
to stay with the trial court on the sole ground that their claim was not ripe
for review.
10
Failure to present a claim will normally exonerate the fiduciary from
any liability for the claim, provided notice was properly effected. See General
Statutes § 45a-354 (a) (notice to creditors provided by Probate Court); Gen-
eral Statutes § 45a-356 (a) (effect of failure to present claim); General Stat-
utes § 45a-357 (a) (optional notice procedures for fiduciary).
11
General Statutes § 45a-359 (a) provides in relevant part: ‘‘If, at the death
of any person, there shall be an unmatured, contingent or unliquidated claim
or an outstanding bond, note, recognizance or undertaking upon which he
was principal, surety, or indemnitor and on which at the time of his death
the liability was unmatured, contingent or unliquidated, then the Court of
Probate shall . . . conduct a hearing to determine whether a reserve from
the assets of the estate should be established to secure the payment of the
unmatured, contingent or unliquidated claim. Following such hearing the
Court of Probate shall issue an order that (A) no reserve be established or
(B) the fiduciary establish a reserve from the assets of the estate in such
amount as the court may deem reasonable to secure the payment of the
unmatured, contingent or unliquidated claim when the amount thereof shall
become due and payable; provided in no event shall the amount of such
reserve exceed the difference between the amount of any such unmatured,
contingent or unliquidated claim and the value of any security or collateral
to which the creditor may resort for payment of such claim. . . .’’
The defendant suggests that this mechanism could provide the plaintiffs
with an adequate resolution of their claim in this case. We disagree. Section
45a-359 merely provides security for an indefinite claim. It does not address
whether the claimant may actually collect on that claim.
12
General Statutes § 45a-364 provides a claimant with means other than
those set forth in § 45a-363 to recover on a claim that a fiduciary has rejected
and provides in relevant part: ‘‘(a) Whenever a claim has been rejected, in
whole or in part, as provided in section 45a-360, the person whose claim
has been rejected may, within thirty days from and including the date of
such rejection, make application to the Court of Probate to hear and decide
such claim or, in the alternative, may apply to said court for the appointment
of one or more disinterested persons, at least one of whom shall be an
attorney-at-law, admitted to practice in this state, to be a commissioner or
commissioners to hear and decide such claim. . . . The court may, in its
discretion, grant the application, hear and decide such claim if the applica-
tion so requests or appoint such commissioner or commissioners to hear
and decide such claim. . . .
‘‘(b) Upon application of such commissioner or commissioners or upon
its own motion, the Court of Probate shall give notice of the time and place
set forth for the hearing to decide such claim . . . .
‘‘(c) If the application to receive and decide such claim by the court or
for the appointment of a commissioner or commissioners is denied, the
claimant shall commence suit within one hundred twenty days from and
including the date of the denial of his application or be barred from asserting
or recovering on such claim from the fiduciary, the estate of the decedent
or any creditor or beneficiary of the estate.
***
‘‘(e) The determination of such commissioner or commissioners shall be
final on the date the report of such commissioner or commissioners is
filed in the Court of Probate, and the court shall thereupon enter an order
approving the report unless the court finds that the commissioner or commis-
sioners were guilty of misconduct substantially affecting the validity of the
report or that the report is clearly erroneous. Upon rejection of the report,
the Court of Probate may hear and determine such claim or appoint a
different commissioner or commissioners to hear and determine such claim
as otherwise provided in this section. . . .’’
Thus, it is clear from the statute that a claimant forgoes the right to a
jury, or any trial, in the Superior Court if the claimant elects to pursue the
procedure set forth in § 45a-364. Accordingly, we reject the defendant’s
argument that the plaintiffs in the present case had an adequate, alternative
and equivalent remedy in § 45a-364.
13
Additionally, applying a narrower definition to the term ‘‘claim’’ in § 45a-
363 would lead to the unworkable result that the Superior Court would have
jurisdiction to entertain only some claims rejected by a fiduciary. Nothing
in § 45a-363 or the related statues suggests that the legislature intended that
different types of claims should be treated differently. For the same reason,
we reject the defendant’s argument that applying the statutory definition of
‘‘claim’’ in § 45a-353 (d) to § 45a-363 renders the statute unworkable, and,
thus, extratextual evidence must be examined. See General Statutes § 1-2z.
14
At oral argument before this court, the defendant acknowledged this
point.