Investment Associates v. Summit Associates, Inc.
CourtSupreme Court of Connecticut
Date FiledAugust 27, 2013
DocketSC18910
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; McDonald and
Espinosa
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
******************************************************
The ‘‘officially released’’ date that appears near the
beginning of each opinion is the date the opinion will
be published in the Connecticut Law Journal or the
date it was released as a slip opinion. The operative
date for the beginning of all time periods for filing
postopinion motions and petitions for certification is
the ‘‘officially released’’ date appearing in the opinion.
In no event will any such motions be accepted before
the ‘‘officially released’’ date.
All opinions are subject to modification and technical
correction prior to official publication in the Connecti-
cut Reports and Connecticut Appellate Reports. In the
event of discrepancies between the electronic version
of an opinion and the print version appearing in the
Connecticut Law Journal and subsequently in the Con-
necticut Reports or Connecticut Appellate Reports, the
latest print version is to be considered authoritative.
The syllabus and procedural history accompanying
the opinion as it appears on the Commission on Official
Legal Publications Electronic Bulletin Board Service
and in the Connecticut Law Journal and bound volumes
of official reports are copyrighted by the Secretary of
the State, State of Connecticut, and may not be repro-
duced and distributed without the express written per-
mission of the Commission on Official Legal
Publications, Judicial Branch, State of Connecticut.
******************************************************
INVESTMENT ASSOCIATES v. SUMMIT
ASSOCIATES, INC., ET AL.
(SC 18910)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh, McDonald and
Espinosa, Js.
Argued March 18—officially released August 27, 2013
Proloy K. Das, with whom was Bernard F. Gaffney,
for the appellant (defendant Joseph D. Lancia).
Pasquale Young, for the appellee (plaintiff).
Opinion
McDONALD, J. In 2009, our legislature created a
mechanism whereby a judgment creditor can ‘‘revive’’
an unsatisfied judgment for money damages at any time
before the period for enforcement expires; Public Acts
2009, No. 09-215, § 1 (c) (P.A. 09-215); see General Stat-
utes § 52-598 (c);1 the purpose of which was to aid in
the execution of such judgments in foreign jurisdic-
tions. The present case requires us to consider the
nature of proceedings under § 52-598 (c) regarding
questions of subject matter jurisdiction and personal
jurisdiction over a nonresident defendant with respect
to a judgment rendered before the effective date of
§ 52-598 (c).
Upon our grant of certification, the defendant Joseph
D. Lancia2 appeals from the judgment of the Appellate
Court affirming the trial court’s 2010 judgment reviving
a 1994 judgment in favor of the plaintiff, Investment
Associates, pursuant to § 52-598 (c). Investment Associ-
ates v. Summit Associates, Inc., 132 Conn. App. 192,
31 A.3d 820 (2011) The defendant contends that the
Appellate Court improperly determined that: (1) his
challenge to the trial court’s subject matter jurisdiction
on the grounds that the plaintiff was neither a legal
entity nor an entity in existence was barred as an
improper collateral attack on the original judgment; and
(2) § 52-598 (c) applies retroactively and provides a
proper basis for the trial court’s jurisdiction over the
defendant for purposes of adjudicating the motion to
revive. We affirm the judgment of the Appellate Court.
The following facts are undisputed. In 1991, the plain-
tiff commenced an action to recover on a promissory
note executed by Summit Associates, Inc. (Summit),
and guaranteed by Ned B. Wilson and the defendant.
The complaint identified the plaintiff as having been at
all relevant times a joint venture, equally owned by R.
S. S. McKosky and Alton W. Seavey, Jr., and having its
usual place of business in North Branford. The com-
plaint further identified the plaintiff as the holder and
owner of the note and as the assignee of a related
security agreement. In 1992, while the action was pend-
ing, the defendant moved from Connecticut to South
Carolina. The defendant continued to be represented
by counsel at proceedings on the action, at which he
asserted various defenses to the merits but no jurisdic-
tional challenges. In 1994, the trial court, Hon. Frank
S. Meadow, judge trial referee, rendered judgment in
the plaintiff’s favor in the amount of $272,530.03 plus
costs. Under Connecticut law, the plaintiff had twenty
years from the date judgment entered to obtain an exe-
cution on the judgment. See General Statutes § 52-598
(a). Under South Carolina law, the plaintiff had ten
years from that date to obtain an execution in that
state’s courts. See S.C. Code Ann. § 15-3-600 (2005);
Abba Equipment, Inc. v. Thomason, 335 S.C. 477, 481,
517 S.E.2d 235 (App. 1999). The plaintiff did not seek
an execution of the Connecticut judgment in South
Carolina before that state’s limitations period expired.3
In 2007, the plaintiff commenced a separate action
in Connecticut solely against the defendant to enforce
the judgment. The defendant filed a motion to dismiss
the action for lack of personal jurisdiction, which the
trial court, A. Robinson, J., granted. Investment Associ-
ates v. Lancia, Superior Court, judicial district of New
Haven, Docket No. CV-XX-XXXXXXX-S (May 5, 2008) (45
Conn. L. Rptr. 437). The court recognized that Connecti-
cut would have a valid interest in enforcing the judg-
ment. Id., 440. Nonetheless, it concluded that the
defendant’s sole contact with Connecticut since leaving
the state in 1992—the 1994 judgment—was insufficient
to satisfy the requirements of either the long arm stat-
ute; General Statutes § 52-59b; or due process to allow
the court to exercise personal jurisdiction over him.4
Investment Associates v. Lancia, supra, 439–40.
In June, 2009, the legislature enacted P.A. 09-215,
codified as § 52-598, and made effective October 1, 2009.
Pursuant to the newly enacted subsection (c) of § 52-
598, the plaintiff filed a motion on October 6, 2009, to
revive the 1994 judgment, alleging that the judgment
remained unsatisfied and that the period for executing
the judgment had not yet expired. In response, the
defendant moved to dismiss the motion, claiming that
the court lacked personal jurisdiction over him in light
of: (1) his South Carolina residency and lack of contact
with Connecticut since 1992; (2) the trial court’s ruling
dismissing the plaintiff’s 2007 action for lack of personal
jurisdiction as res judicata; (3) the absence of any basis
in § 52-598 (c) or postjudgment procedure statutes con-
ferring personal jurisdiction; and (4) his lack of mini-
mum contacts with the state to render the exercise of
such jurisdiction consonant with due process. The court
issued a decision in 2010 concurrently denying the
motion to dismiss and granting the motion to revive.
The defendant thereafter moved to reargue the motion
to revive, claiming that he had not been given an oppor-
tunity to assert substantive challenges to the merits of
the motion because he could not have advanced such
claims without conceding personal jurisdiction. The
trial court denied that request, and the defendant
appealed from the revived judgment to the Appellate
Court.
In that appeal, the defendant renewed claims pre-
viously made to the trial court, and, for the first time,
challenged the plaintiff’s standing to invoke the court’s
jurisdiction, claiming that the plaintiff, as a joint ven-
ture, was neither a legal entity nor in existence at the
time it commenced the action. Investment Associates v.
Summit Associates, Inc., supra, 132 Conn. App. 195–96.
Following oral argument, the Appellate Court sua
sponte raised the issue of whether the defendant should
be precluded from challenging the trial court’s subject
matter jurisdiction. Id., 197. After considering supple-
mental briefs on that question, the Appellate Court con-
cluded that the defendant was precluded from raising
these claims. Id., 197, 201–202. The court reasoned that
a motion to revive is not the beginning of a new action,
in which the defendant undoubtedly would be able to
challenge the court’s jurisdiction even for the first time
on appeal, but, rather, a continuation of the original
action. Id., 199–200. Accordingly, the court concluded
that the timeliness of the defendant’s challenge must
be viewed in light of the original judgment. Id., 200.
Considering the fact that the defendant had failed to
avail himself of the opportunity to challenge the court’s
jurisdiction in the original proceedings, the Appellate
Court concluded that the interest in finality of judg-
ments outweighed the concerns that the defendant had
raised regarding the validity of the judgment. Id., 201–
202. The court further concluded that, because the prac-
tical effect of the defendant’s challenge to the motion
to revive was an attack on the 1994 judgment, the defen-
dant could not challenge the trial court’s subject matter
jurisdiction over either the original judgment or the
motion to revive. Id.
In addition, the Appellate Court rejected the defen-
dant’s challenge to the exercise of personal jurisdiction
over him and his claim that the trial court’s decision
on the motion to revive had been made without
affording him an opportunity to challenge that motion
on the merits. Id., 202–208. With respect to the former,
the Appellate Court concluded that the trial court had
jurisdiction over the defendant when granting the
motion to revive because: § 52-598 (c) is a procedural
statute that may be applied retroactively; a motion filed
pursuant to that subsection is not a new action that
would require the trial court to obtain personal jurisdic-
tion over the defendant independent of the jurisdiction
present at judgment; and the legislature had conferred
continuing jurisdiction on the court over parties to post-
judgment procedures, which included § 52-598 (c). Id.,
203–205. Accordingly, the Appellate Court affirmed the
revived judgment. Id., 208.
Thereafter, this court granted the defendant’s petition
for certification to appeal, limited to the following
issues: (1) ‘‘Did the Appellate Court properly determine
that the trial court had subject matter jurisdiction over
the plaintiff’s 2009 motion to revive?’’; (2) ‘‘Did the
Appellate Court properly determine that . . . § 52-598
(c) is procedural in nature, and, therefore, may be
applied retroactively?’’; and (3) ‘‘Did the Appellate
Court properly determine that the trial court had per-
sonal jurisdiction over the defendant for purposes of
adjudicating the plaintiff’s 2009 motion to revive?’’5
Investment Associates v. Summit Associates, Inc., 303
Conn. 921, 922, 34 A.3d 396 (2012). Each of these issues
raises questions of law over which this court exercises
plenary review. Bateson v. Weddle, 306 Conn. 1, 7, 48
A.3d 652 (2012) (standing); Walsh v. Jodoin, 283 Conn.
187, 195, 925 A.2d 1086 (2007) (retroactivity of statute
and statutory construction); New London County
Mutual Ins. Co. v. Nantes, 303 Conn. 737, 745, 36 A.3d
224 (2012) (personal jurisdiction). Upon such review,
we answer the certified questions in the affirmative.
I
We begin with a brief explanation of the nature and
effect of § 52-598 (c), which is central to our resolution
of the issues in this appeal. Under the law existing at
the time the original judgment was rendered in the
present case and as it currently exists, a party obtaining
a judgment for money damages in Connecticut has two
means to enforce that judgment; it may seek an execu-
tion of the judgment or it may initiate an independent
action. See General Statutes § 52-598 (a); see also 30
Am. Jur. 2d 84, Executions and Enforcement of Judg-
ments § 47 (2005) (distinguishing between execution
and action on judgment). With limited exceptions not
applicable to the present case, under § 52-598 (a), a
party has twenty years to execute the judgment and
twenty-five years to enforce it through a separate
action.
Public Act 09-215 added subsection (c) to § 52-598,
which provides in relevant part: ‘‘With respect to a judg-
ment for money damages rendered in any court of this
state . . . a motion to revive such judgment may be
filed with the Superior Court prior to the expiration of
any applicable period of time to enforce such judgment
as set forth in this section. The court may grant the
motion to revive the judgment if the court finds that
the applicable time period to enforce the judgment
under this section has not expired. No order to revive
a judgment may extend the time period to enforce a
judgment beyond the applicable time period set forth
in this section.’’
On its face and viewed in isolation, § 52-598 (c)
appears to have no practical effect. Although an order
granting a motion under this provision ostensibly
‘‘revive[s]’’ the judgment, the judgment must be pres-
ently enforceable in order to be revived and revival has
no effect on the time limit to enforce the judgment.6
Thus, for example, in the present case, under the origi-
nal 1994 judgment, the plaintiff had until 2014 to execute
the judgment and until 2019 to initiate an independent
action to enforce the judgment. Under the 2010 revived
judgment, the plaintiff is subject to those same limits.
The intended effect of the revived judgment becomes
evident upon examination of P.A. 09-215 and its legisla-
tive history. Public Act 09-215 enacted House Bill No.
6248, 2009 Sess., entitled ‘‘An Act concerning the Time
Limit for Enforcing a State Court Judgment in a Foreign
Jurisdiction.’’ The explanation of the bill on the floor
of the House of Representatives makes clear that the
bill’s purpose was to ensure that satisfaction of a valid
Connecticut judgment was not avoided simply because
the judgment debtor (or the debtor’s assets) resided
in a foreign jurisdiction having a shorter period for
enforcement. See 52 H.R. Proc., Pt. 20, 2009 Sess., pp.
6387–88, remarks of Representative Gerald M. Fox III;7
see also Conn. Joint Standing Committee Hearings,
Judiciary, Pt. 20, 2009 Sess., pp. 6582–83, remarks of
Representative Vincent J. Candelora; Conn. Joint Stand-
ing Committee Hearings, Judiciary, Pt. 21, 2009 Sess.,
pp. 6722–23, written testimony of Representative Can-
delora (citing example of judgment rendered in Con-
necticut eleven years prior that could not be enforced
under South Carolina’s ten year period for enforcing
judgment as problem intended to be remedied by bill).
Thus, the manifest purpose of revival under § 52-598
(c) is to create a new judgment for the purpose of
meeting a foreign jurisdiction’s time limits for
enforcement.
As one court explained: ‘‘The object of the proceeding
is not to obtain a new judgment for a debt, but to enable
the judgment creditor to enforce by execution the judg-
ment he has already obtained. . . . The order to revive
does no more than reinvest the plaintiff with the right
to have execution of his original judgment. His cause
of action against the defendant is the original judgment,
not the order to revive. The order merely confers upon
the plaintiff the statutory right to issue executions on
the judgment after it had become dormant for that pur-
pose. The common-law right to sue on the judgment is
not enlarged or made to accrue anew by force of the
order. . . . It is plain that a new lease of life is not
given to that cause of action by merely affording to the
plaintiff the opportunity of resorting to the cumulative
and independent remedy for the enforcement of the
judgment by means of executions upon it.’’ (Citation
omitted; internal quotation marks omitted.) Second
National Bank v. Allgood, 234 Ala. 654, 656, 176 So. 363
(1937). Accordingly, a proceeding to revive a judgment
generally is viewed as a continuation of the original
action, not a new action. See, e.g., Bank of Edwardsville
v. Raffaelle, 381 Ill. 486, 489, 45 N.E.2d 651 (1942);
Bahan v. Youngstown Sheet & Tube Co., 191 So. 2d
668, 670 (La. App. 1966); State ex rel. Silverman v.
Kirkwood, 361 Mo. 1194, 1200, 239 S.W.2d 332 (1951);
Columbus Check Cashers, Inc. v. Cary, 196 Ohio App.
3d 132, 139, 962 N.E.2d 812 (2011); Berly v. Sias, 152
Tex. 176, 181, 255 S.W.2d 505 (1953); Duffy v. Hartsock,
187 Va. 406, 415, 46 S.E.2d 570 (1948). A survey of other
jurisdictions reveals that the circumstances in which a
revival proceeding has been deemed a new action are
those in which the revival provides a means by which
the original judgment may be substantively altered,
such as by the addition or deletion of parties or the
assertion of new defenses other than satisfaction of
the judgment, or in which a new period of limitations
attaches to the revived judgment.8 See, e.g., Johnson
Bros. Wholesale Liquor Co. v. Clemmons, 233 Kan. 405,
408, 661 P.2d 1242, cert. denied, 464 U.S. 936, 104 S.
Ct. 345, 78 L. Ed. 2d 311 (1983); Union National Bank
v. Lamb, 360 Mo. 81, 88–89, 227 S.W.2d 60 (1950); Allen
v. Wilson County Investors, LLC, Docket No. M2002-
00540-COA-R3-CV, 2003 WL 21849545, *5 (Tenn. App.
August 8, 2003). Accordingly, because proceedings
under § 52-598 (c) result in no substantive change to
the original judgment, a point we discuss in further
detail in part III A of this opinion, a motion to revive
under § 52-598 (c) is effectively a continuation of the
original proceeding rather than a new action.9 With this
background and premise in mind, we turn to the defen-
dant’s claims.
II
We begin with the question of whether the Appellate
Court properly determined that the trial court had sub-
ject matter jurisdiction over the motion to revive. More
precisely, the question is whether the Appellate Court
properly determined that the defendant was precluded
from attacking the trial court’s jurisdiction over the
motion because the challenges raised were in fact or
effect collateral attacks on the original judgment. The
defendant contends that the Appellate Court improperly
failed to recognize that, under our case law, a judgment
rendered without jurisdiction is void ab initio, not
merely voidable, and that such a defect can be raised
as a defense at any time, even by way of a collateral
attack and especially when that judgment is being used
as a source of a right. The defendant contends that his
attack on the motion to revive raised such issues in
that he claims that the plaintiff lacked standing to com-
mence the action because: (1) joint ventures are not
legal entities and therefore lack the capacity to bring
actions in their own names; and (2) the plaintiff failed
to establish that it was an existing joint venture at the
time that it initiated the action. The defendant further
asserts that, even if it was proper to preclude his chal-
lenges to the trial court’s jurisdiction in connection with
the 1994 judgment, he should have been permitted to
challenge the trial court’s jurisdiction to adjudicate the
motion to revive because ‘‘there is no reason to believe
that [the plaintiff] still existed in 2009,’’ when it filed
the motion. In response, the plaintiff contends that the
Appellate Court properly declined to consider the
defendant’s claims, that lack of capacity to bring an
action is not a jurisdictional defect in any event, and,
even if it is, that joint ventures are legal entities that
can bring an action.
For purposes of clarity, we characterize the defen-
dant’s claims in three parts: (1) whether joint ventures
are legal entities capable of bringing an action—a claim
that pertains equally to the original and revived judg-
ments; (2) whether the plaintiff was in existence at
the time the original action was commenced; and (3)
assuming the plaintiff was then in existence, whether
it continued in existence as a joint venture when the
motion to revive was filed. With respect to the first two
claims, the defendant acknowledges that these defenses
to the motion to revive are ‘‘collateral challenge[s] to
[the] judgment . . . .’’ For the reasons set forth subse-
quently in this opinion, we agree with the Appellate
Court’s conclusion that the defendant is not entitled to
review of those claims on the merits. Insofar, however,
as the third claim neither directly, nor in effect, attacks
the original judgment, we conclude that the defendant
is not precluded from raising such a challenge, but that
his claim fails on the merits.
We begin with the two claims that undoubtedly are
collateral attacks on the original judgment. In preclud-
ing the defendant’s claims, the Appellate Court relied
on principles first articulated by this court in Vogel v.
Vogel, 178 Conn. 358, 422 A.2d 271 (1979), and reiterated
in several later cases. In Vogel, the plaintiff had chal-
lenged a finding of contempt arising out of his noncom-
pliance with the trial court’s order in a judgment
rendered approximately twenty years earlier, claiming
that, under this court’s case law construing the applica-
ble statute, the trial court properly could not have
issued such an order under the facts of the case. Id.,
361–64. In rejecting that challenge, this court con-
cluded: ‘‘The plaintiff’s collateral attack upon the valid-
ity of the 1959 judgment is framed as a challenge to the
subject matter jurisdiction of the court which, as we
have consistently recognized, can be raised at any time
. . . and the lack thereof cannot be waived. . . . As
we have only recently observed, however, [t]he modern
law of civil procedure suggests that even litigation about
subject matter jurisdiction should take into account the
importance of the principle of the finality of judgments,
particularly when the parties have had a full opportunity
originally to contest the jurisdiction of the adjudicatory
tribunal. . . . Under this rationale, at least where the
lack of jurisdiction is not entirely obvious, the critical
considerations are whether the complaining party had
the opportunity to litigate the question of jurisdiction
in the original action, and, if he did have such an oppor-
tunity, whether there are strong policy reasons for giv-
ing him a second opportunity to do so.’’ (Citations
omitted; internal quotation marks omitted.) Id., 362–63,
citing, inter alia, F. James & G. Hazard, Civil Procedure
(2d Ed. 1977) § 13.16, pp. 695–97; Restatement (Sec-
ond), Judgments § 15 (Tentative Draft No. 5 1978).
While we continue to agree with the vitality of this
rule,10 two factors give us pause as to whether this rule
should strictly apply in the context of proceedings to
revive an earlier judgment. Numerous jurisdictions pro-
vide for revival of judgments and recognize principles
limiting collateral attacks on judgments, yet none of
them have broadly extended the Restatement (Second)
rule to revival proceedings. Rather, these jurisdictions,
without exception, appear to permit jurisdictional
attacks on the original judgment to be raised in proceed-
ings to revive the judgment, at least to the extent that
the judgment can be demonstrated to be void on its
face. See 46 Am. Jur. 2d 715, Judgments § 415 (2006)
(‘‘It is clear that errors or irregularities in obtaining the
judgment, which do not render it void, may not be set
up as a defense. Ordinarily, however, it is proper to
urge, in defense of a proceeding for the revival of a
judgment, that the judgment is void for want of jurisdic-
tion of either the parties or of the subject matter.’’
[Footnotes omitted.]); 50 C.J.S., Judgments § 861 (2009)
(noting that, in revival proceeding, ‘‘defenses may be
successfully advanced, including . . . incapacity of
[the] plaintiff to maintain the proceeding’’ [footnotes
omitted]); see, e.g., Tingwall v. King Hill Irrigation
District, 66 Idaho 76, 82, 155 P.2d 605 (1945) (in revival
proceeding in which debtor sought to attack original
judgment, ‘‘[a] judgment, although obtained by extrinsic
fraud, cannot be collaterally attacked unless such inval-
idity appears on the face of the judgment’’); Romero v.
Sunseri, 359 So. 2d 305, 307 (La. App.) (‘‘in a suit for
revival of judgment, no defense short of absolute nullity
of the original judgment can be raised’’), cert. denied,
362 So. 2d 579 (La. 1978); Arthur v. Garcia, 78 N.M.
381, 383, 431 P.2d 759 (1967) (concluding that collateral
attack in revival proceeding on original judgment not
permitted unless lack of jurisdiction affirmatively
appears in record); Rindfleisch v. AFT, Inc., Docket
No. 84551, 2005 WL 110443, *2 (Ohio App. January 20,
2005) (claim preclusion inapplicable to challenge to
court’s subject matter jurisdiction over motion to revive
judgment if jurisdiction had not previously been
determined).
In addition, as we previously explained, the sole pur-
pose of § 52-598 (c) is to advance the enforcement of
Connecticut judgments in foreign jurisdictions. Foreign
jurisdictions constitutionally are bound to give full faith
and credit to Connecticut judgments, but only insofar as
such judgments are valid. See Baker v. General Motors
Corp., 522 U.S. 222, 233, 118 S. Ct. 657, 139 L. Ed. 2d
580 (1998) (‘‘Regarding judgments . . . the full faith
and credit obligation is exacting. A final judgment in
one [s]tate, if rendered by a court with adjudicatory
authority over the subject matter and persons governed
by the judgment, qualifies for recognition throughout
the land.’’); see also Durham v. Dept. of Human Ser-
vices/Child Support Enforcement Unit, 322 Ark. 789,
793, 912 S.W.2d 412 (1995) (applying this principle in
revival proceeding); Weaver v. Boggs, 38 Md. 255,
260–61 (1873) (same); Yorkshire West Capital, Inc. v.
Rodman, 149 P.3d 1088, 1092 (Okla. App. 2006) (same);
Carter v. Carter, 232 Va. 166, 169, 349 S.E.2d 95 (1986)
(same). Accordingly, when a judgment creditor seeks
to enforce a Connecticut judgment in a foreign jurisdic-
tion, that jurisdiction will consider jurisdictional chal-
lenges to the validity of the judgment. See Law Firm
of Paul L. Erickson, P.A. v. Boykin, 383 S.C. 497, 504–
505, 681 S.E.2d 575 (2009). Although the foreign jurisdic-
tion will apply Connecticut law in making that
determination; see Roche v. McDonald, 275 U.S. 449,
453, 48 S. Ct. 142, 72 L. Ed. 365 (1928); Law Firm of
Paul L. Erickson, P.A. v. Boykin, supra, 500 n.2; there
is reason to question whether that jurisdiction will treat
the judgment as presumptively valid if it is invalid on
its face under our laws pertaining to jurisdiction but
shielded from such an attack under our law regarding
jurisprudential considerations. In any event, that for-
eign jurisdiction also would be limited to deciding the
matter on the record as it exists.
Limiting collateral attacks to those that can be estab-
lished by the record has support in our case law. In In
re Shamika F., 256 Conn. 383, 406–407, 773 A.2d 347
(2001), this court noted: ‘‘The reason for the rule against
collateral attack is well stated in these words: The law
aims to invest judicial transactions with the utmost
permanency consistent with justice. . . . Public policy
requires that a term be put to litigation and that judg-
ments, as solemn records upon which valuable rights
rest, should not lightly be disturbed or overthrown.
. . . [T]he law has established appropriate proceedings
to which a judgment party may always resort when he
deems himself wronged by the court’s decision. . . .
If he omits or neglects to test the soundness of the
judgment by these or other direct methods available
for that purpose, he is in no position to urge its defective
or erroneous character when it is pleaded or produced
in evidence against him in subsequent proceedings.
Unless it is entirely invalid and that fact is disclosed
by an inspection of the record itself the judgment is
invulnerable to indirect assaults upon it.’’ (Emphasis
added; internal quotation marks omitted.) Accord
Reiner, Reiner & Bendett, P.C. v. Cadle Co., 278 Conn.
92, 99 n.7, 897 A.2d 58 (2006) (‘‘[a]lthough we generally
require that collateral attacks be supported by facts
apparent from the record, we have eschewed the appli-
cation of that rule when a nonresident defendant collat-
erally challenges the personal jurisdiction of the court
rendering judgment’’); Vogel v. Vogel, supra, 178 Conn.
362 (exception to bar on collateral attack when lack of
jurisdiction is ‘‘entirely obvious’’); see also R.C. Equity
Group, LLC v. Zoning Commission, 285 Conn. 240,
248, 939 A.2d 1122 (2008) (motion to dismiss attacks
jurisdiction of court and ‘‘tests, inter alia, whether, on
the face of the record, the court is without jurisdiction’’
[internal quotation marks omitted]).
We need not, however, conclusively resolve this ques-
tion in the present case. Even if we were to assume,
arguendo, that the defendant is entitled to review of
his claims if he can demonstrate that prevailing on those
claims would render the original judgment void on its
face, his claims do not meet this standard. As the follow-
ing discussion illustrates, the defendant cannot estab-
lish that he is entitled to a judgment of dismissal on
the record as it exists.
We begin with the defendant’s first claim, that joint
ventures are not legal entities. We agree that this claim
implicates a substantial question of subject matter juris-
diction. See 59 Am. Jur. 2d 460, Parties § 22 (2012) (‘‘[A]
proper party plaintiff is essential to confer jurisdiction
on the court. As a general matter, there are three classes
of legal entities with the inherent power to sue and be
sued: [1] natural persons; [2] an artificial person; and
[3] such quasi-artificial persons as the law recognizes
as being capable to sue. Only a party that actually or
legally exists may bring a lawsuit. There must be some
ascertainable persons, natural or artificial, to whom
judgments may be awarded, and no suit can be lawfully
prosecuted except in the name of such person.’’ [Foot-
notes omitted.]). Nonetheless, even if the defendant
were correct that joint ventures lack such capacity, a
question of first impression in this state, the plaintiff
would be entitled to an opportunity to demonstrate that
it also is a partnership, an entity that, as the defendant
recognizes, is capable of bringing an action in its own
name11 and universally recognized as sharing substan-
tial similarities with a joint venture. See, e.g., Doe v.
Yale University, 252 Conn. 641, 673–74, 748 A.2d 834
(2000). Well established authority recognizes that the
two types of entities are not mutually exclusive.12 There
is nothing in the record in the present case that would
be inconsistent with such a finding. Indeed, the plaintiff
claimed at oral argument before this court that it is a
partnership and merely had referred to itself as a joint
venture in the complaint as a matter of convenience,
an assertion for which there is some support in the
record.13 Therefore, the defendant’s claim, even if suc-
cessful, would not require a judgment of dismissal, but
instead a remand for an evidentiary hearing. See Sey-
mour v. Region One Board of Education, 261 Conn. 475,
489–92, 803 A.2d 318 (2002); Connecticut Associated
Builders & Contractors v. Hartford, 251 Conn. 169,
181–82, 740 A.2d 813 (1999). Accordingly, this claim
could not conclusively demonstrate that the judgment
is void ab initio on its face.
Turning to the defendant’s second claim, that the
plaintiff failed to demonstrate that it was in existence
at the time that it filed the complaint, this assertion is
squarely contradicted by the record. The defendant
relies solely on the plaintiff’s use of the past tense in
the following allegation in the 1991 complaint: ‘‘At all
times herein, the plaintiff . . . was a joint venture
equally owned by R. S. S. McKosky and Alton W. Seavey,
Jr., having its usual place of business in the town of
North Branford . . . .’’ Not only does the defendant
adopt an unduly cramped construction of this allegation
in contravention to the rule that we read pleadings
liberally in support of jurisdiction; see Federal Deposit
Ins. Corp. v. Peabody, N.E., Inc., 239 Conn. 93, 99, 680
A.2d 1321 (1996); Kelly v. Albertsen, 114 Conn. App.
600, 605–606, 970 A.2d 787 (2009); he also overlooks
allegations in the complaint and other evidence in the
record that indicate that the plaintiff was in existence
during the original proceedings.14
Accordingly, with respect to the aforementioned
claims, neither would require a judgment of dismissal
because the judgment is not void on its face in light of
the record. Therefore, even if we were inclined to permit
collateral attacks in the context of motions to revive,
the defendant would not be entitled to do so in the
present case.
A different lens is required, however, with respect to
the defendant’s third claim that, even if we were to
presume that the plaintiff was in existence when it
commenced the action in 1991 and when it obtained
judgment in its favor in 1994, there is no basis to believe
that it still was in existence in 2009 when it filed the
motion to revive. This claim cannot be characterized
as a collateral attack on the original judgment, either
directly or in effect. Even if the defendant were to
prevail on this claim, the original judgment would retain
its validity, leaving the defendant subject to liability on
the full amount of the debt. Therefore, the principles
enunciated in Vogel have no application to this claim.
The defendant, however, cannot prevail on this claim.
The defendant is correct that the plaintiff did not allege
any facts in its motion to revive relating to its status
as a joint venture. Nonetheless, the defendant has pro-
vided no authority to support the proposition that, after
having pleaded sufficient facts to establish itself as an
existing joint venture in the initial pleading, the plaintiff
was required to replead facts in its motion to revive
to demonstrate that it retained the status previously
established. As we continue to underscore, a proceed-
ing to revive a judgment is a continuation of the original
action. Moreover, the defendant made no offer of proof
of any evidence that would call into question the plain-
tiff’s existence when it filed the motion to revive.
Although we recognize that joint ventures are formed
for a limited purpose rather than as an ongoing enter-
prise; see Dolan v. Dolan, 107 Conn. 342, 349, 140 A.
745 (1928) (‘‘a partnership is formed for the purpose
of carrying on a general business of one sort or another,
and a joint adventure is more commonly limited to a
single transaction or course of transactions’’); the gen-
eral rule is that a joint venture continues until its pur-
pose is fulfilled or rendered impracticable unless the
parties expressly agree otherwise. See Lauth Indiana
Resort & Casino, LLC v. Lost River Development, LLC,
889 N.E.2d 915, 919–20 (Ind. App. 2008) (‘‘The parties
further agree that this case presents an issue of first
impression in Indiana regarding precisely when a joint
venture terminates in those cases where the joint ven-
ture agreement itself contains no specific termination
date. Although research has revealed no Indiana case
which has addressed this issue, there does seem to
be a consensus among our sister states and in federal
jurisdictions with regard to this issue. Specifically, the
generally accepted law of joint ventures is that ‘[a] joint
venture without a termination date remains in force
until its purpose is accomplished or that purpose
becomes impracticable.’ Scandinavian Airlines [Sys-
tem] Denmark-Norway-Sweden v. McDonald’s Corp.,
129 F.3d 971, 973 [7th Cir. 1997]; see also 48A C.J.S.
Joint Ventures § 15 [2004] [stating that . . . general
rule is that . . . joint venture remains in place unless
its primary purpose or contingency has become imprac-
ticable or impossible to accomplish].’’). In the proceed-
ings culminating in the 1994 judgment, the defendant
never challenged the plaintiff’s ownership of the debt
or its right, as a joint venture, to collect on the debt.
Because we have no basis to question that the prosecu-
tion of the original action to recover the debt was within
the scope of the joint venture’s purpose, we see no
reason why the collection of the judgment would not
also presumptively fall within that scope, in the absence
of evidence that the joint venturers had agreed other-
wise. Cf. General Statutes § 33-884 (a) (‘‘[a] dissolved
corporation continues its corporate existence but may
not carry on any business except that appropriate to
wind up and liquidate its business and affairs, including:
[1] [c]ollecting its assets . . . and [5] doing every other
act necessary to wind up and liquidate its business and
affairs’’); General Statutes § 34-373 (a) (‘‘[A] partnership
continues after dissolution only for the purpose of wind-
ing up its business. The partnership is terminated when
the winding up of its business is completed.’’); 60 Am.
Jur. 2d 111, Partnership § 198 (1972) (‘‘Both under the
Uniform Act and at common law it is recognized that
after dissolution, the partnership continues only for
the purpose of winding up the partnership affairs. . . .
Included in the winding up or liquidation of partner-
ship affairs are the performance of existing contracts,
the collection of debts or claims due the firm, and the
payment of firm debts.’’ [Emphasis added; footnotes
omitted.]). Surely a colorable basis to conclude other-
wise is not manifested on the record before us.15 There-
fore, we conclude, albeit for slightly different reasons
than the Appellate Court, that the trial court had subject
matter jurisdiction to adjudicate the motion to revive.
III
We next turn to the certified questions relating to the
trial court’s personal jurisdiction over the defendant in
the revival proceeding. The defendant challenges the
Appellate Court’s conclusion that § 52-598 (c) provided
a basis for such jurisdiction on two grounds: first, that
the statute cannot be applied retroactively to revive the
1994 judgment; and second, that the statute does not
fall within the postjudgment procedures over which the
trial court is statutorily authorized to retain continuing
personal jurisdiction of parties thereto. We disagree
with both claims.
A
The defendant has marshaled numerous arguments in
support of his claim that § 52-598 (c) cannot be applied
retroactively.16 Broadly characterized, the defendant
contends that the legislature has manifested such an
intention by virtue of the October, 2009 effective date
of the statute and legislatively imposed rules of con-
struction. He further contends that § 52-598 (c) is sub-
stantive, not procedural, because it creates a right,
namely, ‘‘a right for a judgment creditor to obtain a
new judgment date in order to create a right of recovery
for Connecticut judgments in foreign [jurisdictions].’’
We disagree with the defendant’s characterization of
this provision and find none of his other arguments
ultimately persuasive.
In considering the question of whether a statute may
be applied retroactively, we are governed by certain
well settled principles, under which our ultimate focus
is ‘‘the intent of the legislature in enacting the statute.’’
(Internal quotation marks omitted.) D’Eramo v. Smith,
273 Conn. 610, 620, 872 A.2d 408 (2005). Because all
public acts not specifying an effective date automati-
cally are assigned to ‘‘take effect on the first day of
October following the session of the General Assembly
at which they are passed’’; General Statutes § 2-32; we
never have ascribed particular significance to such
dates in ascertaining the legislature’s intent. Rather,
‘‘[o]ur point of departure is General Statutes § 55-3,
which states: No provision of the general statutes, not
previously contained in the statutes of the state, which
imposes any new obligation on any person or corpora-
tion, shall be construed to have retrospective effect.
. . . [W]e have uniformly interpreted § 55-3 as a rule
of presumed legislative in