State v. Henderson
CourtSupreme Court of Connecticut
Date FiledNovember 20, 2012
DocketSC18930, SC18931
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; Harper and
Vertefeuille
StatusPublished
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Full Opinion
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STATE OF CONNECTICUT v. DANIEL HENDERSON
(SC 18930)
(SC 18931)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh, Harper and
Vertefeuille, Js.
Argued September 19—officially released November 20, 2012
Katharine S. Goodbody, assigned counsel, for the
appellant (defendant).
Bruce R. Lockwood, senior assistant state’s attorney,
with whom, on the brief, were Michael Dearington,
state’s attorney, and Seth R. Garbarsky, senior assistant
state’s attorney, for the appellee (state).
Opinion
NORCOTT, J. The defendant, Daniel Henderson,
appeals1 from the judgment of the trial court denying
his motion pursuant to Practice Book § 43-222 to correct
an illegal sentence on the ground that the sentence was
imposed without the assistance of counsel in violation
of his rights under the sixth amendment to the United
States constitution and article first, § 8, of the Connecti-
cut constitution.3 On appeal, the defendant contends
that the trial court improperly concluded, in connection
with accepting his nolo contendere pleas to numerous
offenses and sentencing him to fifty-four months of
imprisonment, that he: (1) had waived his right to coun-
sel; and (2) was not indigent and therefore did not
qualify for the services of a public defender. We disagree
and, accordingly, affirm the judgment of the trial court.
The record reveals the undisputed background facts
and procedural history. The defendant was arrested
and charged with numerous offenses on three separate
occasions in 2009 and 2010, which resulted in the state
bringing criminal proceedings against him in multiple
files in the geographical area number seven courthouse
in Meriden, along with the transfer of a violation of
probation case from the judicial district of New Britain.
On May 24, 2010, the defendant, acting as a self-repre-
sented party after being deemed ineligible for public
defender services, resolved the various matters with a
plea agreement, brokered with the assistance of the trial
court, wherein he pleaded nolo contendere to several of
the original charges in exchange for a total effective
sentence of fifty-four months, or four and one-half
years, of imprisonment.4 At the final plea hearing, the
defendant was not represented by counsel but, rather,
elected to continue to proceed as a self-represented
party, with the assistance of a local public defender
as standby counsel, after confirmation of his apparent
ineligibility for representation by a public defender.
After canvassing the defendant pursuant to Practice
Book § 44-3,5 the trial court accepted the defendant’s
plea and sentenced the defendant in accordance with
the plea agreement.
On June 17, 2010, the defendant, continuing to act
as a self-represented party, filed a motion to correct an
illegal sentence. Although the trial court denied the
defendant’s motion the next day, it also granted his
application for, inter alia, an appointment of a special
public defender to serve as appellate counsel and a
waiver of fees for appeal.6 Subsequently, the special
public defender reported to the trial court that a good
faith basis for the motion to correct existed; see State
v. Casiano, 282 Conn. 614, 627–28, 922 A.2d 1065 (2007);
and the court vacated its earlier order denying the
motion to correct an illegal sentence, restored the
motion to the docket and appointed the special public
defender to represent the defendant in connection with
the motion and any direct appeal therefrom.
Thereafter, the defendant, represented by appointed
counsel, renewed his motion to correct an illegal sen-
tence, contending that his sentence obtained pursuant
to the plea agreement was the product of the depriva-
tion of his constitutional right to counsel at sentencing.
The court held a hearing on the motion and determined
that there was no violation of the defendant’s right to
counsel at the time of the plea. Specifically, the trial
court found that, at that time, the defendant had not
been eligible for the services of appointed counsel and
had knowingly, intelligently and voluntarily waived his
right to proceed with standby counsel. Accordingly, the
court denied the defendant’s motion to correct an illegal
sentence. This appeal followed.7
On appeal, the defendant contends that the trial court
improperly determined that he had not been deprived
of his sixth amendment right to counsel before being
subject to a sentence of imprisonment; see, e.g., Arger-
singer v. Hamlin, 407 U.S. 25, 37, 92 S. Ct. 2006, 32 L.
Ed. 2d 530 (1972); and thus denied his motion to correct
an illegal sentence because, contrary to the findings of
the trial court: (1) he was indigent at the time of his
sentencing and was entitled to the appointment of coun-
sel under the sixth amendment and General Statutes
(Rev. to 2011) § 51-296;8 and (2) he did not waive that
right to counsel prior to electing to proceed as a self-
represented party. In response, the state argues that
the defendant waived his challenges to the public
defender’s determination of his indigency under Gen-
eral Statutes (Rev. to 2011) § 51-297,9 and that the
court’s finding that the defendant was not indigent at
the time of the plea is not clearly erroneous, given his
failure at that time to proffer evidence explaining the
large bonds posted on his behalf and thus countering
the public defender’s representations to the court. The
state further contends that the record reveals that the
trial court properly exercised its discretion in conclud-
ing that the defendant’s waiver of his right to proceed
with private counsel was knowing and voluntary follow-
ing a thorough canvass pursuant to § 44-3. We agree
with the state and conclude that the record reveals that:
(1) the defendant did not sustain his burden of proving
his indigency; and (2) the defendant’s waiver of his right
to private counsel and the decision to proceed with the
plea agreement were knowing, intelligent and vol-
untary.10
Our review of the record demonstrates that the defen-
dant’s claims on appeal lack merit and border on frivo-
lous. With respect to the defendant’s principal
contention, namely, that the court improperly deter-
mined that he was not eligible for appointed counsel, we
note that the ‘‘trial court’s assessment of the defendant’s
offer of proof pertaining to whether he was indigent
and was, therefore, eligible for state funded expert
assistance, is a factual determination subject to a clearly
erroneous standard of review. . . . A finding of fact is
clearly erroneous when there is no evidence in the
record to support it . . . or when although there is
evidence to support it, the reviewing court on the entire
evidence is left with the definite and firm conviction
that a mistake has been committed. . . .
‘‘It is the duty of the state to provide adequate means
to assure that no indigent accused lacks full opportunity
for his defense . . . . The right to legal and financial
assistance at state expense is, however, not unlimited.
Defendants seeking such assistance must satisfy the
court as to their indigency . . . . This has largely been
accomplished through [public defender services] . . .
which has promulgated guidelines that are instructive
as to the threshold indigency determination. . . .
‘‘[Section] 51-297 (a) requires the public defender’s
office to investigate the financial status of an individual
requesting representation on the basis of indigency,
whereby the individual must, under oath or affirmation,
set forth his liabilities, assets, income and sources
thereof. . . . [Section] 51-296 (a) requires that, [i]n any
criminal action . . . the court before which the matter
is pending shall, if it determines after investigation by
the public defender or his office that a defendant is
indigent as defined under this chapter, designate a pub-
lic defender . . . to represent such indigent defendant
. . . . Upon a determination by the public defender
that an individual is not eligible for its services, the
individual may appeal the decision to the court before
which his case is pending.’’ (Citations omitted; internal
quotation marks omitted.) State v. Martinez, 295 Conn.
758, 781–83, 991 A.2d 1086 (2010).
Even if we assume, without deciding, that the discus-
sions regarding the defendant’s ineligibility for public
defender services at the hearing in which the trial court
accepted the defendant’s plea constituted this appeal
from the adverse indigency determination by the public
defender pursuant to § 51-296; see State v. Flemming,
116 Conn. App. 469, 482–83, 976 A.2d 37 (2009); we
conclude that the trial court’s determination at the time
of plea that the defendant was not indigent, and there-
fore was ineligible for public defender services, was
not clearly erroneous. In the absence of a proffer to
the contrary by the defendant, the court reasonably
relied on the representations of the local public
defender that the defendant was not indigent because
he had been able to post $380,000 in bonds to that point
in the proceedings and voluntarily had elected not to
post more in order to obtain credit for the incarceration
that he knew he was facing. See, e.g., State v. Michael
J., 274 Conn. 321, 335, 875 A.2d 510 (2005) (noting that
attorneys are ‘‘officers of the court, and when they
address the judge solemnly upon a matter before the
court, their declarations are virtually made under oath’’
[internal quotation marks omitted]).
Specifically, the transcript of that hearing reveals
that, rather than clarifying any misconceptions that the
court may have harbored at that point about his indi-
gency, the defendant—whom the record reveals to be
articulate, and willing to and capable of expressing his
position to the court on a variety of matters—remained
silent when asked about the accuracy of the public
defender’s factual representations, and then simply
agreed with the trial court’s statement that he did not
qualify for a public defender, and proceeded with his
guilty plea.11 We therefore find unavailing the defen-
dant’s reliance at the hearing on the motion to correct
an illegal sentence, and in his brief in this appeal, on
the fact that his mother, a surety bail bond agent, posted
the bonds on his behalf, in order to explain that the
posting of the bonds did not necessarily mean that he
was not indigent. The defendant does not point to any
portion of the record indicating that he made the court
aware of that significant fact at any time prior to the
motion hearing—such as at the time of the plea when
the matter of his bonds was discussed at length—and
our independent review of the record does not reveal
any such prior discussion.12 Further, after returning to
the indigency issue following the plea canvass, the
defendant corrected the court’s statement that he had
‘‘waived’’ counsel as a general matter and, without say-
ing more, clarified that he wanted a public defender,
despite the fact that he acknowledged that he had been
found ineligible for one.13 Thus, we conclude that the
trial court’s conclusion that the defendant failed to carry
his burden of proving his eligibility for public defender
services was not clearly erroneous. See State v. Flem-
ming, supra, 116 Conn. App. 482–83 (trial court properly
relied on public defender’s report ‘‘that, on the basis
of the information provided by the defendant, including
the fact that he had posted a significant amount of bonds
in the past, the defendant was ineligible for appointed
representation,’’ and court had no duty to inquire fur-
ther when ‘‘record contain[ed] no indication that the
defendant ever challenged the public defender’s deter-
mination as to his indigency or the court’s acceptance
of such determination’’).
Similarly meritless is the defendant’s second claim,
namely, that the trial court improperly found that he
had made a knowing and voluntary waiver of his right
to counsel. ‘‘We review the trial court’s determination
with respect to whether the defendant knowingly and
voluntarily elected to proceed pro se for abuse of discre-
tion.’’ (Internal quotation marks omitted.) State v. Col-
lins, 299 Conn. 567, 610, 10 A.3d 1005, cert. denied,
U.S. , 132 S. Ct. 314, 181 L. Ed. 2d 193 (2011). ‘‘The
right to counsel and the right to self-representation
present mutually exclusive alternatives. A criminal
defendant has a constitutionally protected interest in
each, but since the two rights cannot be exercised
simultaneously, a defendant must choose between
them. When the right to have competent counsel ceases
as the result of a sufficient waiver, the right of self-
representation begins. . . . Put another way, a defen-
dant properly exercises his right to self-representation
by knowingly and intelligently waiving his right to repre-
sentation by counsel. . . .
‘‘Practice Book § [44-3] was adopted in order to
implement the right of a defendant in a criminal case
to act as his own attorney . . . . Before a trial court
may accept a defendant’s waiver of counsel, it must
conduct an inquiry in accordance with § [44-3], in order
to satisfy itself that the defendant’s decision to waive
counsel is knowingly and intelligently made. . . .
Because the § [44-3] inquiry simultaneously triggers the
constitutional right of a defendant to represent himself
and enables the waiver of the constitutional right of a
defendant to counsel, the provisions of § [44-3] cannot
be construed to require anything more than is constitu-
tionally mandated. . . .
‘‘[A] defendant need not himself have the skill and
experience of a lawyer in order competently and intelli-
gently to choose self-representation . . . . Rather, a
record that affirmatively shows that [he] was literate,
competent, and understanding, and that he was volunta-
rily exercising his informed free will sufficiently sup-
ports a waiver. . . . The nature of the inquiry that must
be conducted to substantiate an effective waiver has
been explicitly articulated in decisions by various fed-
eral courts of appeals.’’ (Internal quotation marks omit-
ted.) Id., 611.
‘‘The multifactor analysis of [Practice Book § 44-3],
therefore, is designed to assist the court in answering
two fundamental questions: first, whether a criminal
defendant is minimally competent to make the decision
to waive counsel, and second, whether the defendant
actually made that decision in a knowing, voluntary and
intelligent fashion. . . . As the United States Supreme
Court recently recognized, these two questions are sep-
arate, with the former logically antecedent to the latter.
. . . Inasmuch as the defendant’s competence is uncon-
tested, we proceed to whether the trial court abused
its discretion in concluding that the defendant made the
waiver decision in a knowing, voluntary, and intelligent
fashion.’’ (Internal quotation marks omitted.) Id., 612.
Having reviewed the record, we conclude that the
trial court’s canvass was in full compliance with § 44-
3, as it established that the defendant’s decision to pro-
ceed without the benefit of counsel was competently
made, and knowing, intelligent and voluntary. Specifi-
cally, that court found that the defendant, although not
a high school graduate, had ample experience both in
business and with the criminal justice system. Indeed,
in this proceeding, the defendant was able to negotiate a
relatively modest fifty-four month sentence while facing
charges carrying exposure to more than twenty-five
years of imprisonment—including making the decision
to press for and elect a flat sentence rather than a split
sentence that exposed him to a long period of probation,
albeit with a shorter period of incarceration—and stead-
fastly obtained the unconditional discharge of a charge
of permitting prostitution that he did not want on his
record. The court also offered the defendant ample
opportunities to engage the services of an attorney—
several times continuing the matter prior to accepting
the plea in order to allow the defendant to do so14—
and appointed the public defender to serve as standby
counsel should the defendant have any questions during
the plea canvass, despite the defendant’s ineligibility for
the appointment of counsel. The court also repeatedly
admonished the defendant concerning the disadvan-
tages and dangers of self-representation, including the
lack of objectivity in case assessment and negotiation.
Finally, the court defined the nature and effect of the
nolo contendere plea as opposed to a guilty plea, and
explained in detail each of the many charges against
the defendant that underlay the plea. Thus, we conclude
that the trial court properly determined that the defen-
dant’s decision to waive counsel was knowing, intelli-
gent and voluntarily.
The judgment is affirmed.
In this opinion the other justices concurred.
1
The defendant appealed from the judgment of the trial court to the
Appellate Court, and we transferred the appeal to this court pursuant to
General Statutes § 51-199 (c) and Practice Book § 65-1.
2
Practice Book § 43-22 provides: ‘‘The judicial authority may at any time
correct an illegal sentence or other illegal disposition, or it may correct a
sentence imposed in an illegal manner or any other disposition made in an
illegal manner.’’
3
The sixth amendment to the United States constitution provides in rele-
vant part: ‘‘In all criminal prosecutions, the accused shall enjoy the right to
. . . have the assistance of counsel for his defense.’’
Article first, § 8, of the Connecticut constitution provides in relevant part:
‘‘In all criminal prosecutions, the accused shall have a right to be heard by
himself and by counsel . . . .’’
‘‘Because [the defendant] has undertaken no independent analysis of his
state constitutional claim . . . we address only his claim under the federal
constitution.’’ Ham v. Commissioner of Correction, 301 Conn. 697, 702 n.6,
23 A.3d 682 (2011).
4
Specifically, the defendant initially pleaded nolo contendere to: (1) viola-
tion of probation in violation of General Statutes § 53a-32; (2) burglary in
the third degree in violation of General Statutes § 53a-103; (3) conspiracy
to commit burglary in violation of General Statutes §§ 53a-48 and 53a-103;
(4) possession of narcotics in violation of General Statutes § 21a-279 (a);
(5) larceny in the fourth degree in violation of General Statutes § 53a-125;
(6) being a persistent larceny offender in violation of General Statutes § 53a-
40 (e); (7) permitting prostitution in violation of General Statutes § 53a-89;
and (8) criminal trespass in the first degree in violation of General Statutes
§ 53a-107. After some discussion as to the terms of the sentence and the
factual bases for the pleas, the trial court terminated the defendant’s proba-
tion, and also granted the defendant an unconditional discharge on the
charges of permitting prostitution and criminal trespass. The convictions
enumerated in the judgment file reflect these unconditional discharges and
the termination of the defendant’s probation.
5
Practice Book § 44-3 provides: ‘‘A defendant shall be permitted to waive
the right to counsel and shall be permitted to represent himself or herself
at any stage of the proceedings, either prior to or following the appointment
of counsel. A waiver will be accepted only after the judicial authority makes
a thorough inquiry and is satisfied that the defendant:
‘‘(1) Has been clearly advised of the right to the assistance of counsel,
including the right to the assignment of counsel when so entitled;
‘‘(2) Possesses the intelligence and capacity to appreciate the conse-
quences of the decision to represent oneself;
‘‘(3) Comprehends the nature of the charges and proceedings, the range
of permissible punishments, and any additional facts essential to a broad
understanding of the case; and
‘‘(4) Has been made aware of the dangers and disadvantages of self-repre-
sentation.’’
6
The office of the chief public defender later moved to vacate the trial
court’s order appointing appellate counsel. At a hearing held on that motion
on July 29, 2010, the local public defender represented to the trial court
that he now deemed the defendant to be indigent, on the basis of the
defendant’s incarceration, thereby rendering him financially eligible for
appointed counsel in connection with these proceedings. The court
appointed Attorney Katharine S. Goodbody, a special public defender who
has continued to represent the defendant in this appeal, to conduct a merits
review of the motion to correct an illegal sentence pursuant to State v.
Casiano, 282 Conn. 614, 922 A.2d 1065 (2007). See id., 627–28 (‘‘[A] defendant
has a right to the appointment of counsel for the purpose of determining
whether a defendant who wishes to file [a motion to correct an illegal
sentence] has a sound basis for doing so. If appointed counsel determines
that such a basis exists, the defendant also has the right to the assistance
of such counsel for the purpose of preparing and filing such a motion
and, thereafter, for the purpose of any direct appeal from the denial of
that motion.’’).
7
Acting as a self-represented party, the defendant originally appealed
from his May, 2010 sentencing, and from the trial court’s order in June,
2010, denying his first motion to correct an illegal sentence to the Appellate
Court. After the trial court vacated that order denying the motion to correct,
the Appellate Court, sua sponte, dismissed the appeal as moot and consoli-
dated any remaining portions of that appeal challenging the original sentence
with the present appeal from the trial court’s second denial of the defendant’s
motion to correct, prior to its transfer to this court. See footnote 1 of
this opinion.
8
General Statutes (Rev. to 2011) § 51-296 provides in relevant part: ‘‘(a)
In any criminal action, in any habeas corpus proceeding arising from a
criminal matter, in any extradition proceeding, or in any delinquency matter,
the court before which the matter is pending shall, if it determines after
investigation by the public defender or his office that a defendant is indigent
as defined under this chapter, designate a public defender, assistant public
defender or deputy assistant public defender to represent such indigent
defendant, unless, in a misdemeanor case, at the time of the application for
appointment of counsel, the court decides to dispose of the pending charge
without subjecting the defendant to a sentence involving immediate incarcer-
ation or a suspended sentence of incarceration with a period of probation
or the court believes that the disposition of the pending case at a later
date will not result in a sentence involving immediate incarceration or a
suspended sentence of incarceration with a period of probation and makes
a statement to that effect on the record. If it appears to the court at a later
date that, if convicted, the sentence of an indigent defendant for whom
counsel has not been appointed will involve immediate incarceration or a
suspended sentence of incarceration with a period of probation, counsel
shall be appointed prior to trial or the entry of a plea of guilty or nolo
contendere. . . .’’
9
General Statutes (Rev. to 2011) § 51-297 provides in relevant part: ‘‘(a)
A public defender, assistant public defender or deputy assistant public
defender shall make such investigation of the financial status of each person
he has been appointed to represent or who has requested representation
based on indigency, as he deems necessary. He shall cause the person to
complete a written statement under oath or affirmation setting forth his
liabilities and assets, income and sources thereof, and such other information
which the commission shall designate and require on forms furnished for
such purpose.
***
‘‘(f) As used in this chapter, ‘indigent defendant’ means (1) a person
who is formally charged with the commission of a crime punishable by
imprisonment and who does not have the financial ability at the time of his
request for representation to secure competent legal representation and to
provide other necessary expenses of legal representation . . . .
‘‘(g) If the Chief Public Defender or anyone serving under him determines
that an individual is not eligible to receive the services of a public defender
under this chapter, the individual may appeal the decision to the court
before which the individual’s case is pending.’’
10
Thus, we need not reach the state’s contention, predicated on United
States v. Crawford, 487 F.3d 1101 (8th Cir.), cert. denied, 552 U.S. 1064, 128
S. Ct. 709, 169 L. Ed. 2d 557 (2007), that we should apply a harmless error
analysis in this context and thus conclude that any deprivation of the right
to counsel at sentencing was harmless beyond a reasonable doubt on the
basis of the trial court’s statement that fifty-four months of imprisonment
was the best sentence that the defendant would receive given the array of
charges pending against him, regardless of whether he was represented
by counsel.
11
The transcripts of the proceedings in this case contain several colloquies
that demonstrate the defendant’s ample opportunities to alert the trial court
that, contrary to the public defender’s determinations based on the posting
of his bonds, he was indeed indigent and eligible for public defender services.
The relevant portions of the transcript of the May 24, 2010 hearing, when
the trial court took the defendant’s plea, are most telling:
‘‘The Court: You understand, I know you are somewhat familiar with the
criminal justice system. You do have some things on your record. And I
just kind of went over briefly the charges. I am going to go over them in
more detail and ask you a lot more questions.
‘‘[The Defendant]: Right.
‘‘The Court: But, if you said to me right now, Judge, you know, look, I
want to get an attorney. I have asked you this on other occasions. You have
declined to do that. But, I am going to ask you once more before this plea
is taken, whether you want me to give you time to get an attorney.
‘‘[The Defendant]: They are saying I am not . . . I have applied and they
said I am not eligible.
‘‘The Court: You mean for a public defender?
‘‘[The Defendant]: Correct.
‘‘The Court: Well that is because of the amount of [the] bonds that were
posted. They have a rule that if there is a certain amount of money posted
on the bond, that you couldn’t do it.
‘‘[The Defendant]: Right, that’s what they were saying.
‘‘The Court: But, if that’s the difference—you know, you are incarcerated.
Do you want a public defender . . . ?
‘‘[The Defendant]: Do I need one? I mean—you know, at the beginning I
put in for one, and they said I wasn’t eligible. And you know, you have
asked me a few times, the same thing, and here we are today.
‘‘The Court: Well, you know, you may not be eligible, but I will certainly
appoint one to at least stand by . . . if you wouldn’t meet their qualifica-
tions. . . .
‘‘[The Defendant]: Yeah, I wouldn’t mind that.
‘‘The Court: I would ask them to represent you if you are asking me to
get an attorney.’’ (Emphasis added.)
After the matter was passed to give the defendant the opportunity to
reapply for public defender services, the local public defender appeared
with the defendant before the trial court:
‘‘The Court: What are the current bonds on [the defendant’s] files?
‘‘[The Public Defender]: I know he posted—
‘‘The Court: I understand that that is what originally took you out of this
particular case, was the significant bond that was posted. But, if you could
just get that information for me.
‘‘[The Public Defender]: There is one with $500,000 on it, as I understand.
And he posted $380,000. At some point the court may have put some nominal
bonds just to give him the benefit of credit.
‘‘The Court: Okay.
‘‘[The Public Defender]: But, you know, I know the matter was passed.
I would like to address the issue of his eligibility.
‘‘[The Prosecutor]: $500,053.
‘‘The Court: Okay, I’ll hear from you.
‘‘[The Public Defender]: Your Honor, we’ve interviewed [the defendant]
several times over the course of the months regarding his eligibility. And
our position has always been, as it is today, that he does not qualify for
[the] appointment of public defender services.
‘‘I don’t believe he is indigent. He posted considerable bonds early on as
he started to accumulate cases, $350,000. . . . And [the defendant] is anx-
ious to conclude this matter today. He is satisfied to go forward without
an attorney. He indicated when I spoke to him moments ago, that he wishes
to proceed with the plea today. He is prepared to do so without counsel.
He understands that is an agreement. And he has led me to understand that
the reason he is without counsel is his own choosing; that he did not post
that last bond, not because he couldn’t post it, but because he knew at that
time he was facing incarceration and he wanted to resolve these matters.
‘‘So, I think, he, in essence, has waived counsel by choosing not to
retain counsel.
‘‘The Court: All right. And did you have a chance to talk to [the defendant],
counsel? You did talk to him during the break today?
‘‘[The Public Defender]: I did, Judge.
‘‘The Court: And what you just relayed is as a result of your conversation
you had today?
‘‘[The Public Defender]: It is, Judge.
‘‘The Court: All right. Well, what I am going to ask you to do is there [are]
a number of files that are being [pleaded] to. I am going to ask you to stand
by in case [the defendant] has any questions he might want to ask you.
‘‘Now, you know, Mr. Henderson, you know, one of the reasons I was a
little hesitant the other day and today . . . I want to be sure that, you know,
there is certainly nothing wrong with you saying, okay, there is a lot of
things here. I have been talking to the prosecutor myself. We have worked
through some things. The court’s got involved. The court has lowered the
offer a little bit from what the state had originally asked for. And also I
think there was an ask for split time and there was an agreement now to
just make it flat time. And—meaning you won’t be on any probation. So,
when you get done . . . you will be finished. You won’t owe anybody
anything. And you are going to start over again.
‘‘First, might I ask you, you heard [the public defender’s] comments, did
you not?
‘‘[The Defendant]: Yes, I did.
‘‘The Court: Are those comments, at least so far as they refer to your
representation and desire to dispose of these cases, were those comments
accurate? I am not going to ask you to say anything about the property
[see footnote 12 of this opinion] or anything else, was accurate.
‘‘[The Defendant]: I would like to go forward today to get this over with,
no question about that, you know.
‘‘The Court: Okay . . . again, the reason I was hesitant was because you
did represent yourself, and . . . four and [one-half] years is not an insignifi-
cant amount of time. But, if I added up all of the time on these files, the
number of years that are possible might shock you. But, you understand
. . . how that part of the system works. And you made what appears to be
the best agreement that you could make based on everything that’s here.
‘‘[The Defendant]: Unless [the public defender] can make a better deal
for me.
‘‘The Court: Now, before I can even do this, I have to be sure that I comply
with Practice Book § 44-3. And the first item that is listed here, waiver of
your right to counsel, is that the defendant has been clearly advised of his
right to the assistance of counsel, including your right to the assignment of
counsel, when so entitled.
‘‘You understand that? I have advised you that you have a right to an
attorney. And that you would also have a right to a public defender if you
qualify, but you didn’t qualify.
‘‘[The Defendant]: All right, yeah, right. Yeah. I understand that.’’
(Emphasis added.)
12
Moreover, the defendant also contends that, in assessing his assets, the
public defender and the trial court improperly relied on his entitlement to
certain proceeds from a court-ordered sale of real property in Meriden that
resulted from a nuisance action brought by the office of the chief state’s
attorney. The defendant emphasizes that he never had an ownership interest
in this real property. The record reveals, however, that the trial court relied
only on the posting of the bonds, and not any proceeds from the sale of
the property, in assessing the defendant’s assets. Further, in any event, as
with the bonds posted on his behalf, the defendant never acted to alert the
trial court as to any misconceptions with respect to his interest in the
proceeds from that sale.
13
Specifically, after the trial court found that the ‘‘plea has been made
knowingly, intelligently and voluntarily’’ with ‘‘an adequate waiver of coun-
sel,’’ and offered the defendant a final chance to speak, the defendant stated:
‘‘You said I waived counsel. Yet, you said I am not eligible. I don’t remember
waiving counsel. If I am not eligible for it—then I am not eligible.
‘‘The Court: You are not eligible for a public defender. You are eligible
to hire your own attorney.
‘‘[The Defendant]: Okay, based on that—okay, I gotcha.
‘‘The Court: Right.’’
14
Indeed, although the state, the defendant and the court arrived at much
of the plea agreement the week before, the court nevertheless continued
the matter for one week in order to satisfy itself that the defendant had
available every opportunity to consult with or engage private counsel.