New Britain v. AFSCME, Council 4, Local 1186
CourtSupreme Court of Connecticut
Date FiledMay 1, 2012
DocketSC18671
JudgeRogers; Norcott; Palmer; Zarella; McLachlan; Harper
StatusPublished
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Full Opinion
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CITY OF NEW BRITAIN v. AFSCME, COUNCIL 4,
LOCAL 1186
(SC 18671)
Rogers, C. J., and Norcott, Palmer, Zarella, McLachlan and Harper, Js.
Argued December 6, 2011—officially released May 1, 2012
Mary C. Pokorski, associate city attorney, for the
appellant (plaintiff).
J. William Gagne, Jr., with whom, on the brief, was
Kimberly A. Cuneo, for the appellee (defendant).
Opinion
ROGERS, C. J. The issue in this certified appeal1 is
whether the plaintiff, the city of New Britain, agreed
to arbitrate a dispute with certain city employees, classi-
fied as foremen, regarding an alleged violation of the
city’s civil service rules. The plaintiff appeals from the
judgment of the Appellate Court affirming the trial
court’s denial of its application to vacate the arbitration
award in favor of the defendant, AFSCME, Council 4,
Local 1186.2 New Britain v. AFSCME, Council 4, Local
1186, 121 Conn. App. 564, 570, 997 A.2d 560 (2010).
The plaintiff claims that the Appellate Court improperly
concluded that it agreed to arbitrate the foremen’s dis-
pute in a settlement agreement between the parties.
Id. We agree with the plaintiff that it never agreed to
arbitrate the matter and, accordingly, we reverse the
judgment of the Appellate Court.
The following facts are undisputed. The plaintiff and
the defendant negotiated a collective bargaining
agreement, effective July 1, 2003, to June 30, 2008. Arti-
cle XIV, § 11.5, of the collective bargaining agreement
provides: ‘‘The collective bargaining process will be the
sole means for submitting requests for upgrading and/
or title changes.’’ Article XIV, § 14.9 (F), of the collective
bargaining agreement provides: ‘‘Effective [July 1, 2005]
the parties agree that arbitration shall be used to redress
all upgrades that have not been resolved in negoti-
ations.’’
In January, 2006, the plaintiff and the defendant nego-
tiated a number of upgrades that increased the pay
of certain city employees. New Britain v. AFSCME,
Council 4, Local 1186, supra, 121 Conn. App. 566. The
foremen did not receive upgrades during these negotia-
tions, but the subordinate employees whom they super-
vise did.3 To memorialize their agreement, the parties
signed a memorandum of understanding, which pro-
vided in relevant part: ‘‘The parties hereby mutually
agree that the list of proposed upgrades on the attached
pages (dated [January 18, 2006]) would go into effect
retroactive to January 1, 2006. Any omissions, adjust-
ments, corrections, etc. can only be made with the sig-
nature of both parties. The parties agree that arbitration
shall NOT be used to redress all upgrades that have not
been resolved in the negotiations.’’ (Internal quotation
marks omitted.) Id., 567.
Thereafter, it was discovered that, as a result of these
upgrades, the foremen were paid at a rate less than
5 percent above the rate paid to the subordinates, in
violation of the rules of the city’s civil service commis-
sion. The civil service rule at issue provides that persons
classified as foremen shall be paid at least 5 percent
more than the employees whom they supervise. The
foremen, as a class, filed an unfair labor practice com-
plaint regarding the violation of the civil service rules.
The defendant, on behalf of the foremen, then entered
into a settlement agreement with the plaintiff on Sep-
tember 8, 2006. That settlement agreement provided:
‘‘[The plaintiff] hereby agrees that [the defendant] may
file a grievance regarding the issue of [f]oremen being
paid less than 5 [percent] more than their subordinates.
This grievance shall be filed directly to arbitration. [The
plaintiff] and [the defendant] further agree that either
party may raise any claim or defense they could other-
wise have made had they filed at step [one], including
the issue of arbitrability but not including timeliness.
In consideration of the above, [the defendant] agrees
to the withdrawal and closing of [the unfair labor prac-
tice action].’’
The matter was thereafter submitted to arbitration
in two phases. In the first submission to the state board
of mediation and arbitration (board), the plaintiff
argued that the matter was not arbitrable at all. New
Britain v. AFSCME, Council 4, Local 1186, supra, 121
Conn. App. 566–67. In support of its claim, the plaintiff
referred the arbitrators to the arbitration provision in
the memorandum of understanding. Id. Specifically, the
plaintiff claimed that it never agreed to arbitration
because the memorandum of understanding specifically
prohibited arbitration regarding upgrades not resolved
therein, and the settlement agreement specifically
reserved the plaintiff’s right to raise the defense of arbi-
trability.
The board issued an award concluding that the matter
was arbitrable. While recognizing that no foremen posi-
tions were at issue in the upgrades that had been negoti-
ated for subordinates, the board concluded that it was
‘‘very questionable whether the prohibition against the
use of arbitration [in the memorandum of understand-
ing] was meant to concern the unforeseen conse-
quences of an automatic upgrade to the foremen
through reliance on the [c]ivil [s]ervice [r]ules.’’ The
board also concluded, in light of the settlement
agreement, that it would be unreasonable to conclude
that the matter was not arbitrable.
The parties then moved to the second phase of the
arbitration. After hearing evidence, the board deter-
mined that the civil service rule mandating a 5 percent
pay differential for supervisors applied in the present
case. New Britain v. AFSCME, Council 4, Local 1186,
supra, 121 Conn. App. 567–68. The board further deter-
mined that the civil service rule did not conflict with
the provisions of the parties’ collective bargaining
agreement. Id., 568. The board thus concluded in the
defendant’s favor that the parties intended to incorpo-
rate the language of the civil service rules into their
collective bargaining agreement, and that the two provi-
sions should therefore be read and applied in con-
cert. Id.
On February 29, 2008, the plaintiff filed an application
to vacate the arbitration award pursuant to General
Statutes § 52-418 (a) (4),4 claiming that the arbitrators
improperly concluded that the dispute was subject to
arbitration and, on the merits, that the foremen were
entitled to be paid a rate 5 percent above the employees
they supervise. The trial court denied the application,
concluding that it was not empowered to overturn the
arbitrators’ decisions, even if their interpretation of the
parties’ agreements was wrong.
The plaintiff appealed to the Appellate Court, which,
applying the positive assurance test,5 concluded that
‘‘eight months after agreeing that arbitration should not
be used to redress the upgrades, [the plaintiff] agreed
to arbitrate the foremen’s grievance as part of its settle-
ment agreement with the defendant.’’ Id., 570. Thus,
because the Appellate Court concluded that it could
not state ‘‘with positive assurance that the parties
intended to exclude the issue from arbitration,’’ it
affirmed the judgment of the trial court. Id. This
appeal followed.
The plaintiff claims that the Appellate Court improp-
erly affirmed the trial court’s denial of its motion to
vacate. First, the plaintiff claims that collective bar-
gaining negotiations were a condition precedent to arbi-
tration under the collective bargaining agreement and
the memorandum of understanding, and that the man-
datory negotiations did not take place. Second, the
plaintiff asserts that the memorandum of understanding
clearly evidenced the parties’ intent not to arbitrate this
dispute and the settlement agreement merely allowed
the defendant to file a grievance in arbitration while
specifically reserving the plaintiff’s right to raise nonar-
bitrability as a defense. The defendant, on the other
hand, claims that the condition precedent was satisfied
when the parties negotiated the upgrades set forth in
the memorandum of understanding, and, regardless,
the plaintiff subsequently agreed to arbitrate the pay
differential dispute in the subsequent settlement
agreement.6 For the reasons we set forth in the following
discussion, we agree with the plaintiff that the fore-
men’s dispute was not arbitrable and, accordingly,
reverse the judgment of the Appellate Court.
We first determine our standard of review. In doing
so, we note that both parties assert in their briefs that
our standard of review in this case is limited. Indeed,
when reviewing a denial of a motion to vacate under
§ 52-418 (a) (4), we generally reverse a decision uphold-
ing the denial only if we conclude that the arbitrator
acted in manifest disregard of the law.7 Because, how-
ever, the plaintiff appeals from the arbitrators’ determi-
nation that the dispute was arbitrable, rather than from
the award itself, we must examine more closely the
question of our standard of review.
‘‘[A party] can be compelled to arbitrate a dispute
only if, to the extent that, and in the manner which, [it]
has agreed so to do. . . . Because arbitration is based
on a contractual relationship, a party who has not con-
sented cannot be forced to arbitrate a dispute.’’ (Cita-
tion omitted; internal quotation marks omitted.) MBNA
America Bank, N.A. v. Boata, 283 Conn. 381, 386, 926
A.2d 1035 (2007). We recently noted that three distinct
issues arise in cases such as the present one: (1)
whether the parties agreed to arbitrate the underlying
merits of the case, i.e., whether the matter is arbitrable;
(2) who has the primary authority to decide that ques-
tion—the arbitrator or the court; and (3) if the court
has the primary authority to decide that question,
whether the parties engaged in conduct that precludes
judicial review of the arbitrator’s decision on that mat-
ter.8 Bacon Construction Co. v. Dept. of Public Works,
294 Conn. 695, 709–10, 987 A.2d 348 (2010).
In accordance with these principles, in determining
our standard of review, we first examine who had the
primary authority to resolve the question of arbitrability
in the present case: the court or the arbitrators. It is
well established that, absent the parties’ contrary intent,
it is the court that has the primary authority to deter-
mine whether a particular dispute is arbitrable, not the
arbitrators. Id., 714. Thus, courts generally review chal-
lenges to an arbitrator’s determination of arbitrability
de novo.9 Id.; see also White v. Kampner, 229 Conn.
465, 472, 641 A.2d 1381 (1994).
Because, however, ‘‘[a]rbitration is a creature of con-
tract’’; (internal quotation marks omitted) State v.
Philip Morris, Inc., 289 Conn. 633, 642, 959 A.2d 997
(2008); parties may agree to arbitrate the question of
arbitrability; White v. Kampner, supra, 229 Conn. 472.
‘‘It is well established . . . that parties may agree to
have questions concerning the arbitrability of their dis-
putes decided by a separate arbitrator. . . . In appor-
tioning, between the court and the arbitrators, the
responsibility for determining which disputes are arbi-
trable, the language of the contract controls . . . .’’
Wallingford v. Wallingford Police Union Local 1570,
Council 15, AFSCME, 45 Conn. App. 432, 436, 696 A.2d
1030 (1997). When deciding whether a party has agreed
that an arbitrator should have the sole authority to
decide arbitrability, we must ‘‘not assume that the par-
ties agreed to arbitrate arbitrability unless there is
‘clea[r] and unmistakabl[e]’ evidence that they did so.’’
First Options of Chicago, Inc. v. Kaplan, 514 U.S. 938,
944, 115 S. Ct. 1920, 131 L. Ed. 2d 985 (1995). ‘‘In this
manner the law treats silence or ambiguity about the
question who (primarily) should decide arbitrability dif-
ferently from the way it treats silence or ambiguity
about the question whether a particular merits-related
dispute is arbitrable because it is within the scope of
a valid arbitration agreement . . . .’’ (Emphasis in orig-
inal; internal quotation marks omitted.) Id., 944–45. In
this state, the intention to have arbitrability solely deter-
mined by an arbitrator ‘‘can be manifested by an express
provision or through the use of broad terms to describe
the scope of arbitration, such as all questions in dispute
and all claims arising out of the contract or any dispute
that cannot be adjudicated.’’ (Internal quotation marks
omitted.) White v. Kampner, supra, 229 Conn. 472.
We review the documents at issue in the present case
in chronological order. First, the arbitration provision
in the collective bargaining agreement clearly did not
contain an agreement by the parties to submit the issue
of arbitrability to the arbitrator’s sole authority. Like-
wise, that provision did not contain broad terms from
which we may infer such intent. Rather, by providing
in article XIV, § 14.9 (F), of the collective bargaining
agreement that ‘‘arbitration shall be used to redress all
upgrades that have not been resolved in negotiations’’;
(emphasis added); the arbitration provision limits the
submission to the arbitrator to the merits of the dispute.
According to this provision, the arbitrator is given the
authority to resolve disputes regarding pay upgrades,
but not the overall question of arbitrability. The memo-
randum of understanding further restricted the scope
of the arbitrator and indicated in no way that the parties
intended to submit the question of arbitrability to the
arbitrator for final determination. Finally, the settle-
ment agreement explicitly indicated only that the defen-
dant could file a grievance in order to arbitrate the
underlying question of the civil service rule violation.10
For all of these reasons, we conclude that the trial
court had the primary authority in the present case
to determine whether the foremen’s pay differential
dispute was arbitrable.11
This conclusion does not end the inquiry into our
appellate standard of review. Having determined that
the parties did not clearly and unmistakably indicate
in any of the three documents an intention to waive
judicial review of the question of arbitrability, we next
turn to the third inquiry set forth in Bacon Construction
Co., which consists of two parts: preservation and
waiver. Bacon Construction Co. v. Dept. of Public
Works, supra, 294 Conn. 710. A party preserves its right
to judicial review of an arbitrator’s conclusion regarding
arbitrability by raising that issue before the arbitrator.
Id. ‘‘A party who [makes] such a challenge nonetheless
may waive its right to judicial review by agreeing to
vest the arbitrator with authority to decide’’ whether
the matter is arbitrable. Id. In order to obtain judicial
review of the arbitrator’s arbitrability determination,
therefore, a party must both preserve its claim and
refrain from activities that would, in essence, estop that
party from asserting its claim at a later time.
The plaintiff asserts two theories in support of its
appeal. First, it claims that the collective bargaining
agreement and the memorandum of understanding
require negotiations as a condition precedent to arbitra-
tion. Second, it claims that the memorandum of under-
standing evidences the parties’ intent not to arbitrate
the foremen’s dispute, and that the settlement
agreement did not evidence a contrary intent. Because
the record reveals that the plaintiff did not raise its
first claim before the arbitrators, we conclude that the
plaintiff did not preserve this claim. With respect to its
second claim, however, the plaintiff argued before the
arbitrators that the memorandum of understanding
clearly evidenced the parties’ intent not to arbitrate.
Having preserved one of its claims that it never agreed
to arbitrate, the plaintiff is therefore entitled to de novo
judicial review of that claim so long as it did not engage
in behavior precluding such review.
As we have indicated, the plaintiff never waived its
right to judicial review by agreeing to have the issue of
arbitrability decided solely by the arbitrators. In Bacon
Construction Co. v. Dept. of Public Works, supra, 294
Conn. 710, we concluded that the defendant waived its
right to judicial review by agreeing that the arbitrator
would be the final authority on the question of arbitra-
bility. Specifically, in its answering statement to the
arbitrator, the defendant in that case had stated: ‘‘The
actual issues in this proceeding are [the plaintiff’s] delay
and disruption claims, and [the defendant’s] special
defenses that: [the plaintiff’s] claims are barred by the
doctrine of sovereign immunity [and thus are not arbi-
trable] . . . . Those issues may be heard and fully and
finally determined by this arbitration.’’ (Emphasis in
original; internal quotation marks omitted.) Id., 711.
This unequivocal declaration by the defendant that the
arbitrator would determine arbitrability ‘‘ ‘fully and
finally,’ ’’ demonstrated that ‘‘the defendant intended to
be bound by the arbitrator’s decision and constitute[d]
a waiver of judicial review of the issue of arbitrability.’’
Id. Contrastingly, as we noted previously, the settlement
agreement in the present case did not evidence any
intention by the parties to submit the question of arbitra-
bility to the arbitrators for their full and final decision
on the matter. Finding no indication that the parties
intended to contract out of judicial review in the present
case, we review the plaintiff’s claim de novo in accor-
dance with the principle that courts have plenary review
over the question of arbitrability absent a showing of
the parties’ contrary intent.
Turning to the merits of the appeal, the plaintiff
claims that it never agreed to arbitrate the foremen’s
dispute. Specifically, the plaintiff contends that the
memorandum of understanding evidenced its intention
to avoid arbitration, and that the settlement agreement
preserved its right to raise the defense of nonarbitrabil-
ity. The defendant responds that, regardless of the mem-
orandum of understanding, the settlement agreement
contains the plaintiff’s agreement to arbitrate the fore-
men’s dispute. We agree with the plaintiff.
‘‘[A] person can be compelled to arbitrate a dispute
only if, to the extent that, and in the manner which, he
has agreed so to do. . . . Because arbitration is based
on a contractual relationship, a party who has not con-
sented cannot be forced to arbitrate a dispute.’’ (Cita-
tion omitted; internal quotation marks omitted.) MBNA
America Bank, N.A. v. Boata, supra, 283 Conn. 386.
Nevertheless, ‘‘[b]ecause we favor arbitration, we will
defer to this alternative method of dispute resolution
if the contractual arbitration provisions fall within the
grey area of arbitrability, employing the positive assur-
ance test as set out in United Steelworkers of America
v. Warrior & Gulf Navigation Co., 363 U.S. 574, 582–83,
80 S. Ct. 1347, 4 L. Ed. 2d 1409 (1960). Under this test,
judicial inquiry . . . must be strictly confined to the
question whether the reluctant party did agree to arbi-
trate the grievance . . . . An order to arbitrate the par-
ticular grievance should not be denied unless it may be
said with positive assurance that the arbitration clause
is not susceptible of an interpretation that covers the
asserted dispute. Doubts should be resolved in favor
of coverage.’’ (Internal quotation marks omitted.) Board
of Education v. Wallingford Education Assn., 271
Conn. 634, 639, 858 A.2d 762 (2004).
In analyzing the plaintiff’s claims, the Appellate Court
concluded that, ‘‘[a]lthough the parties originally stated
that arbitration would not be used to redress the issue
of upgrades, they later signed . . . [the] settlement
agreement . . . .’’ New Britain v. AFSCME, Council
4, Local 1186, supra, 121 Conn. App. 570. On the basis
of its reading of the settlement agreement, the Appellate
Court concluded that, ‘‘eight months after agreeing that
arbitration should not be used to redress the upgrades,
[the plaintiff] agreed to arbitrate the foremen’s griev-
ance . . . .’’ Id. The Appellate Court thus concluded
that it could not say ‘‘with positive assurance that the
parties intended to exclude the issue from arbitration.’’
Id. Upon review of the contested documents, we agree
that the parties agreed initially in the memorandum of
understanding not to arbitrate the foremen’s dispute,
but we disagree that the settlement agreement prevents
us from concluding with positive assurance that the
plaintiff never agreed to arbitration.
Specifically, we note that the memorandum of under-
standing contained an agreement between the parties
that ‘‘arbitration [would] NOT be used to redress all
upgrades that ha[d] not been resolved in the negotia-
tions.’’ The parties thus explicitly agreed not to arbitrate
any disputes involving upgrades that were not the sub-
ject of the negotiations memorialized in the memoran-
dum of understanding. Because the foremen were not
upgraded in these negotiations, their pay differential
dispute falls within the class of disputes that the parties
specifically agreed not to arbitrate.
Subsequently, in the settlement agreement the parties
agreed that ‘‘the defendant may file a grievance regard-
ing the issue of [f]oremen being paid less than 5 [per-
cent] more than their subordinates.’’ The agreement
further provides that the grievance could be filed
directly at arbitration, and that ‘‘either party may raise
any claim or defense they could have made had they
filed at step [one], including the issue of arbitrability
but not including timeliness.’’ Although the first clause
in this settlement agreement indicated that the parties
agreed that the defendant could file a grievance directly
in arbitration, it clearly provides that the plaintiff did not
concede the issue of arbitrability. Furthermore, reading
the settlement agreement in its entirety, the second
clause actually indicates that the plaintiff intended to
preserve the defense of nonarbitrability, presumably
because it planned to continue asserting that claim. We
thus conclude that the settlement agreement, by its
plain language, did not alter the parties’ agreement to
avoid arbitration that was contained in the memoran-
dum of understanding, but, rather, preserved the plain-
tiff’s right to assert its defense of nonarbitrability.
Because the plaintiff did not agree to arbitrate the fore-
men’s dispute, it could not be compelled to submit
to arbitration.
The judgment of the Appellate Court is reversed and
the case is remanded to that court with direction to
reverse the judgment of the trial court and to remand
the case to the trial court with direction to grant the
plaintiff’s application to vacate the arbitration award.
In this opinion NORCOTT, ZARELLA and McLACH-
LAN, Js., concurred.
1
We granted the plaintiff’s petition for certification to appeal limited to
the following issue: ‘‘Did the Appellate Court properly determine that the
issue of the foremen’s pay differential was arbitrable?’’ New Britain v.
AFSCME, Council 4, Local 1186, 298 Conn. 903, 3 A.3d 69 (2010).
2
The defendant appears in this case on behalf of the foremen whose pay
is at issue.
3
The list of employees receiving upgrades was attached to the parties’
memorandum of understanding and is thus contained in the record. At oral
argument in this court, the plaintiff explained that the foremen were not
discussed during the negotiations leading up to the memorandum of under-
standing. The defendant acknowledges this fact in its brief as well, as it
provides, ‘‘[t]he memorandum [of understanding] does not apply to the
foremen’s pay issue as they were not a part of the negotiations that resulted
in the memorandum.’’ (Emphasis added.)
4
General Statutes § 52-418 (a) provides in relevant part: ‘‘Upon the applica-
tion of any party to an arbitration, the superior court for the judicial district
in which one of the parties resides . . . shall make an order vacating the
award if it finds any of the following defects: (1) If the award has been
procured by corruption, fraud or undue means; (2) if there has been evident
partiality or corruption on the part of any arbitrator; (3) if the arbitrators
have been guilty of misconduct in refusing to postpone the hearing upon
sufficient cause shown or in refusing to hear evidence pertinent and material
to the controversy or of any other action by which the rights of any party
have been prejudiced; or (4) if the arbitrators have exceeded their powers
or so imperfectly executed them that a mutual, final and definite award
upon the subject matter submitted was not made.’’
5
As set forth in United Steelworkers of America v. Warrior & Gulf Naviga-
tion Co., 363 U.S. 574, 582–83, 80 S. Ct. 1347, 4 L. Ed. 2d 1409 (1960), judicial
review under the positive assurance test must be ‘‘strictly confined to the
question whether the reluctant party did agree to arbitrate the grievance or
did agree to give the arbitrator power to make the award he made. An order
to arbitrate the particular grievance should not be denied unless it may be
said with positive assurance that the arbitration clause is not susceptible
of an interpretation that covers the asserted dispute. Doubts should be
resolved in favor of coverage.’’
6
Significantly, the defendant does not claim that it had no obligation
to satisfy the condition precedent contained in the collective bargaining
agreement. Indeed, it could not so claim, in light of the arbitrators’ determina-
tion, during phase two, that the collective bargaining agreement and the
civil service rules do not conflict and therefore both apply in the present
case. Consistent with this conclusion, the defendant specifically indicated
that, ‘‘[p]ursuant to the parties’ collective bargaining agreement, [the alleged
violation of the civil service rule] led to the filing of . . . a prohibited
practice complaint [by the foremen].’’ (Emphasis added.) The defendant
further explains that, in accordance with the settlement agreement, ‘‘[p]ursu-
ant to [a]rticle XIV of the parties’ collective bargaining agreement, a griev-
ance [in arbitration] was filed.’’ (Emphasis added.)
7
Our standard of review of motions to vacate an arbitration award under
§ 52-418 (a) (4) is well established: ‘‘[A]n award that manifests an egregious
or patently irrational application of the law is an award that should be set
aside pursuant to § 52-418 (a) (4) because the arbitrator has exceeded [his]
powers or so imperfectly executed them that a mutual, final and definite
award upon the subject matter submitted was not made. We emphasize,
however, that the manifest disregard of the law ground for vacating an
arbitration award is narrow and should be reserved for circumstances of
an arbitrator’s extraordinary lack of fidelity to established legal principles.’’
(Internal quotation marks omitted.) McCann v. Dept. of Environmental
Protection, 288 Conn. 203, 220, 952 A.2d 43 (2008).
8
Although these three inquiries are inextricably linked, we note that most
cases like the present one require appellate courts to examine them out of
order. Appellate courts must first examine the second and third inquiries
in order to determine whether they should review the question of arbitrability
de novo. Only after determining the appropriate standard of review should
an appellate court turn to the first question of whether the parties intended
to arbitrate the particular dispute at issue.
9
Unlike the question of whether the foremen’s dispute is arbitrable, this
preliminary inquiry into whether the parties submitted that question for the
arbitrator’s sole determination is one we review de novo. In reviewing this
question, we note that our preliminary inquiry into the standard of review
is not dictated by the positive assurance test. See footnote 5 of this opinion.
10
The dissent places much significance upon two statements in the settle-
ment agreement, namely, that the ‘‘grievance shall be filed directly [in]
arbitration,’’ and that ‘‘either party may raise any claim or defense . . .
including the issue of arbitrability . . . .’’ We disagree that these statements
clearly and unmistakably demonstrate an intent by the parties to submit
the question of arbitrability to the arbitrator’s sole determination. The former
evidences the parties’ intent to submit the underlying dispute regarding the
foremen’s pay differential to the arbitrator solely in the event that the dispute
is deemed arbitrable in the first place. The latter, meanwhile, does not in
any way indicate who has the authority to decide the question of arbitrability,
but merely preserves the parties’ ability to raise that issue as a defense.
11
In response to the dissent’s statement that ‘‘the majority determines
that the parties did not authorize the arbitration panel to decide whether
the dispute was arbitrable,’’ we clarify that, although arbitrability was one
of the two issues that the parties submitted to the arbitrators, that submission
did not give the arbitrators the authority to decide that issue conclusively
without judicial review of its determination on appeal. ‘‘We have long recog-
nized two procedural routes by which a party may preserve the issue of
the arbitrability of a particular dispute for judicial determination. . . . A
party initially may refuse to submit to an arbitration and instead compel a
judicial determination of the issue of arbitrability. . . . Alternatively, the
issue of arbitrability may properly be left to an arbitrator or arbitration
panel for a determination . . . . In the latter situation, a court may properly
entertain a challenge to an award alleging disregard of the limits of the
parties’ agreement with respect to arbitration.’’ (Citations omitted; internal
quotation marks omitted.) MBNA America Bank, N.A. v. Boata, supra, 283
Conn. 392. In other words, a claim that a dispute is not subject to arbitration
may be submitted to the arbitrator without waiving the claim that the court
has the primary authority to determine arbitrability. We thus conclude that
the parties’ submission of the question of arbitrability to the arbitrators is
not dispositive in the present case.
Finally, the dissent contends that the plaintiff never claimed that the
board was not authorized to decide finally the question of arbitrability and,
indeed, that the plaintiff has made judicial admissions that the board had
such authority. With respect to the plaintiff’s purported admissions, as we
have indicated, submission of the question of arbitrability to the arbitrator
in the first instance does not constitute an admission that the arbitrator has
the authority to decide that issue finally, without de novo review by the
court. With respect to the dissent’s contention that the plaintiff has never
raised the claim that the issue of arbitrability was to be decided by the trial
court rather than the arbitrator, we note that, as the dissent recognizes, the
plaintiff did claim on appeal that this court should apply the positive assur-
ance test, which is applicable only when the court has the primary authority
to decide arbitrability. Accordingly, we conclude that the claim is fairly
before us.