Adams v. Commissioner of Correction
CourtSupreme Court of Connecticut
Date FiledJuly 23, 2013
DocketSC18810
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; Harper
StatusPublished
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Full Opinion
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SEAN ADAMS v. COMMISSIONER
OF CORRECTION
(SC 18810)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh and Harper, Js.*
Argued November 2, 2012—officially released July 23, 2013
Robert J. Scheinblum, senior assistant state’s attor-
ney, with whom were Kevin T. Kane, chief state’s attor-
ney, and, on the brief, Michael Dearington, state’s
attorney, Linda N. Howe, former senior assistant state’s
attorney, and David Clifton, assistant state’s attorney,
for the appellant (respondent).
Damon A. R. Kirschbaum, for the appellee (peti-
tioner).
Opinion
PALMER, J. This petition for habeas corpus arises
from the state’s failure to correct the false and mis-
leading testimony of one of its key witnesses in the
trial of the petitioner, Sean Adams, who, following that
trial, was convicted of murder and other offenses, and
sentenced to 100 years in prison. The respondent, the
commissioner of correction, appeals from the judgment
of the Appellate Court, which reversed the judgment
of the habeas court denying the petitioner’s amended
petition for a writ of habeas corpus. See Adams v.
Commissioner of Correction, 128 Conn. App. 389, 399,
17 A.3d 479 (2011). We granted the respondent’s petition
for certification, limited to the following issue: ‘‘Did
the Appellate Court properly conclude that the state
deprived the petitioner of a fair trial by failing to dis-
close [a key witness’] plea agreement or to correct
misleading testimony [by that witness]?’’ Adams v.
Commissioner of Correction, 301 Conn. 930, 930–31,
23 A.3d 725 (2011). Because the respondent has con-
ceded that the state was required but failed to correct
false and misleading testimony, the only remaining
question concerns materiality: Is there any reasonable
likelihood that the testimony could have affected the
judgment of the jury? We agree with the Appellate Court
that the testimony was material and, consequently, that
the petitioner is entitled to a new trial.
The following facts and procedural history are not in
dispute. The petitioner, Darcus Henry, Johnny Johnson
and Carlos Ashe, all identified as members of a street
gang known as the Island Brothers, were arrested and
charged in connection with a shooting that occurred
on December 14, 1996, at approximately 2 a.m., in a
courtyard at the Farnam Courts housing project in the
city of New Haven. The three victims of the attack were
Jason Smith, Andre Clark (Andre) and Marvin Ogman,
all members of a rival street gang known as the Ghetto
Boys. Each of the three victims was shot multiple times
and suffered serious wounds, and Smith, who was
Andre’s cousin, died from those wounds. Andre and
Ogman were the state’s primary witnesses at the ensu-
ing jury trial of the petitioner and his three codefen-
dants, Henry, Johnson and Ashe. At the conclusion of
that trial, the petitioner was found guilty of all charges,
that is, murder, conspiracy to commit murder and two
counts of assault in the first degree.1
At trial, Andre testified falsely that he had not been
promised any consideration on his then pending
charges in two unrelated criminal cases in exchange for
his testimony against the petitioner and the petitioner’s
codefendants.2 Andre also testified that he faced a possi-
ble maximum sentence of thirty-eight years imprison-
ment for those pending charges, even though the judge
who accepted his pleas, Fasano, J., had placed a four
year limitation on Andre’s sentence, with the possibility
of a more lenient sentence, conditioned on Andre’s
cooperation with the state.3 Assistant State’s Attorney
James G. Clark (prosecutor),4 who tried the petitioner’s
case for the state, did not correct Andre’s false testi-
mony, apparently because he was unaware of Andre’s
plea agreement as Andre’s cases were being handled by
another prosecutor, namely, Assistant State’s Attorney
Roger Dobris. Following his conviction, the petitioner
appealed to the Appellate Court, which affirmed the
judgment of the trial court.5 State v. Adams, 72 Conn.
App. 734, 736, 806 A.2d 111, cert. denied, 262 Conn. 916,
811 A.2d 1292 (2002).
The petitioner subsequently filed this petition for a
writ of habeas corpus, claiming, inter alia, that the state
had deprived him of a fair trial by failing to correct
Andre’s false testimony.6 At the habeas trial, the prose-
cutor testified that he was aware that Andre had pend-
ing charges at the time of the petitioner’s trial and that
he also knew that Dobris was handling Andre’s cases.
The prosecutor and Dobris had agreed not to share any
details with each other about Andre’s pending cases and
the petitioner’s trial, effectively setting up a ‘‘firewall’’
between them.7 The evidence also established that, on
December 16, 1998, Andre entered Alford8 pleas in two
separate cases on one count of carrying a pistol without
a permit and two counts of possession of narcotics with
intent to sell. Andre accepted the court’s plea offer of
a sentence of no more than four years imprisonment,
with the right to argue for less, conditioned on his
cooperation with the state.9 Although the court origi-
nally set sentencing for February 19, 1999, Andre was
not sentenced until September 14, 2001, after he had
testified in all three trials stemming from the December
14, 1996 shooting, including the petitioner’s trial.10 At
Andre’s sentencing hearing, Dobris recommended that
the court vacate Andre’s pleas on two of the charges
and impose an unconditional discharge on the third
charge. In support of this request, Dobris observed that
Andre ‘‘ha[d] testified [in] three trials that I know of in
which he was a gunshot victim and also an eyewitness.
He’s being shown consideration for his truthful cooper-
ation and testimony. . . . He’s been enormously coop-
erative.’’11 The court, Fasano, J., followed Dobris’
recommendations, and Dobris dropped the two charges
to which Andre had entered the subsequently
vacated pleas.
The habeas court assumed without deciding that
Andre’s testimony at the petitioner’s trial was false and
misleading but concluded that, notwithstanding the
state’s failure to correct that testimony, the petitioner
had not demonstrated materiality. The court reasoned
that, even if the jury had been informed of any consider-
ation that Andre may have expected to receive in
exchange for his testimony, there was only a slight
probability that such information would have affected
the outcome of the petitioner’s trial. The habeas court
also observed that the court, Fasano, J., rather than
the state, had offered to limit Andre’s sentence to four
years imprisonment in return for his trial testimony,
thereby ‘‘further weakening [the] probability’’ of a dif-
ferent outcome and ‘‘further abating the petitioner’s
theory of the case.’’12
The petitioner appealed, on the granting of certifica-
tion, to the Appellate Court, which reversed the judg-
ment of the habeas court. Adams v. Commissioner of
Correction, supra, 128 Conn. App. 399. The Appellate
Court observed the respondent’s concession on appeal
that the state improperly had failed to correct Andre’s
false testimony. Id., 396. The court explained that,
because Andre’s false testimony related directly to his
credibility on the issue of his motivation for cooperating
with the state, there was a reasonable likelihood that
the testimony could have affected the jury’s judgment;
id., 399; thereby entitling the petitioner to a new trial.
This certified appeal followed.
On appeal, the respondent concedes, as he did in the
Appellate Court, that the state had a constitutional duty
to correct Andre’s false and misleading testimony with
respect to the terms on which Andre’s plea agreement
were predicated.13 The respondent maintains, however,
that, contrary to the conclusion of the Appellate Court,
the state’s failure to correct Andre’s false testimony was
not material because (1) the jury knew about Andre’s
pending charges and his interest in demonstrating to
the state that, in light of his cooperation with the state,
he was deserving of its assistance in obtaining a favor-
able disposition of those charges, (2) Andre had a strong
incentive to testify truthfully, both as a victim of the
shooting and as a witness to his cousin’s murder, (3)
Andre was cross-examined extensively and thoroughly
impeached by defense counsel at the criminal trial of
the petitioner and his codefendants, and (4) there was
strong, independent evidence corroborating the peti-
tioner’s guilt, in particular, the testimony of Ogman and
Charles Clark. The petitioner responds that, in light of
the dearth of physical evidence tying him to the shoot-
ing, the fact that Ogman, one of the state’s key wit-
nesses, lacked credibility, and the effectiveness with
which Andre thwarted every effort by defense counsel
to suggest that he was motivated by the prospect of
leniency rather than the desire for justice, the state’s
failure to correct Andre’s false testimony was material.
We agree with the petitioner.14
The rules governing our evaluation of a prosecutor’s
failure to correct false or misleading testimony are
derived from those first set forth by the United States
Supreme Court in Brady v. Maryland, 373 U.S. 83, 86–
87, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963), and we begin
our consideration of the respondent’s claim with a brief
review of those principles. In Brady, the court held
that ‘‘the suppression by the prosecution of evidence
favorable to an accused upon request violates due pro-
cess [when] the evidence is material either to guilt or
to punishment, irrespective of the good faith or bad
faith of the [prosecutor].’’15 Id., 87; accord State v.
Cohane, 193 Conn. 474, 495, 479 A.2d 763, cert. denied,
469 U.S. 990, 105 S. Ct. 397, 83 L. Ed. 2d 331 (1984).
The United States Supreme Court also has recognized
that ‘‘[t]he jury’s estimate of the truthfulness and relia-
bility of a . . . witness may well be determinative of
guilt or innocence, and it is upon such subtle factors
as the possible interest of the witness in testifying
falsely that a defendant’s life or liberty may depend.’’
Napue v. Illinois, 360 U.S. 264, 269, 79 S. Ct. 1173, 3 L.
Ed. 2d 1217 (1959). Accordingly, the Brady rule applies
not just to exculpatory evidence, but also to impeach-
ment evidence; e.g., United States v. Bagley, 473 U.S.
667, 676, 105 S. Ct. 3375, 87 L. Ed. 2d 481 (1985); Giglio
v. United States, 405 U.S. 150, 154–55, 92 S. Ct. 763, 31
L. Ed. 2d 104 (1972); which, broadly defined, is evidence
‘‘having the potential to alter the jury’s assessment of
the credibility of a significant prosecution witness.’’
(Internal quotation marks omitted.) United States v.
Rivas, 377 F.3d 195, 199 (2d Cir. 2004). Because a plea
agreement is likely to bear on the motivation of a wit-
ness who has agreed to testify for the state, such
agreements are potential impeachment evidence that
the state must disclose. See, e.g., State v. McIntyre, 242
Conn. 318, 323, 699 A.2d 911 (1997).
Not every failure by the state to disclose favorable
evidence rises to the level of a Brady violation. Indeed,
a prosecutor’s failure to disclose favorable evidence
will constitute a violation of Brady only if the evidence
is found to be material. ‘‘The Brady rule is based on
the requirement of due process. Its purpose is not to
displace the adversary system as the primary means by
which truth is uncovered, but to ensure that a miscar-
riage of justice does not occur. Thus, the prosecutor is
not required to deliver his entire file to defense counsel,
but only to disclose evidence favorable to the accused
that, if suppressed, would deprive the defendant of a
fair trial . . . .’’ United States v. Bagley, supra, 473
U.S. 675. In a classic Brady case, involving the state’s
inadvertent failure to disclose favorable evidence, the
evidence will be deemed material only if there would
be a reasonable probability of a different result if the
evidence had been disclosed. ‘‘Bagley’s touchstone of
materiality is a ‘reasonable probability’ of a different
result, and the adjective is important. The question is
not whether the defendant would more likely than not
have received a different verdict with the evidence, but
whether in its absence he received a fair trial, under-
stood as a trial resulting in a verdict worthy of confi-
dence. A ‘reasonable probability’ of a different result is
accordingly shown when the government’s evidentiary
suppression ‘undermines confidence in the outcome of
the trial.’ ’’ Kyles v. Whitley, 514 U.S. 419, 434, 115 S.
Ct. 1555, 131 L. Ed. 2d 490 (1995).
When, however, a prosecutor obtains a conviction
with evidence that he or she knows or should know to
be false, the materiality standard is significantly more
favorable to the defendant. ‘‘[A] conviction obtained by
the knowing use of perjured testimony is fundamentally
unfair, and must be set aside if there is any reasonable
likelihood that the false testimony could have affected
the judgment of the jury.’’16 United States v. Agurs, 427
U.S. 97, 103, 96 S. Ct. 2392, 49 L. Ed. 2d 342 (1976);
accord State v. Ouellette, 295 Conn. 173, 186, 989 A.2d
1048 (2010). This standard, which the state acknowl-
edges is the proper test for purposes of the present
case,17 applies whether the state solicited the false testi-
mony or allowed it to go uncorrected; e.g., Napue v.
Illinois, supra, 360 U.S. 269; and is not substantively
different from the test that permits the state to avoid
having a conviction set aside, notwithstanding a viola-
tion of constitutional magnitude, upon a showing that
the violation was harmless beyond a reasonable doubt.
See United States v. Bagley, supra, 473 U.S. 679–80
n.9 (equating Napue materiality standard and harmless
error standard of Chapman v. California, 386 U.S. 18,
24, 87 S. Ct. 824, 17 L. Ed. 2d 705 [1967]); see also
Guzman v. Secretary, Dept. of Corrections, 663 F.3d
1336, 1348 (11th Cir. 2011); Elmore v. Ozmint, 661 F.3d
783, 829–30 (4th Cir. 2011). This ‘‘strict standard of
materiality’’ is appropriate in such cases ‘‘not just
because they involve prosecutorial misconduct, but
more importantly because they involve a corruption of
the truth-seeking function of the trial process.’’ United
States v. Agurs, supra, 104; see also Shih Wei Su v.
Filion, 335 F.3d 119, 126 (2d Cir. 2003) (noting ‘‘funda-
mental nature of the injury to the justice system caused
by the knowing use of perjured testimony by the state’’).
In light of this corrupting effect, and because the state’s
use of false testimony is fundamentally unfair, prejudice
sufficient to satisfy the materiality standard is ‘‘readily
shown’’; Shih Wei Su v. Filion, supra, 127; such that
‘‘reversal is virtually automatic’’; (internal quotation
marks omitted) Hayes v. Brown, 399 F.3d 972, 978 (9th
Cir. 2005); accord United States v. Stewart, 433 F.3d
273, 297 (2d Cir. 2006); unless the state’s case is ‘‘so
overwhelming that there is no reasonable likelihood
that the false testimony could have affected the judg-
ment of the jury.’’ (Internal quotation marks omitted.)
Shih Wei Su v. Filion, supra, 129.
In accordance with these principles, our determina-
tion of whether Andre’s false testimony was material
under Brady and its progeny requires a careful review
of that testimony and its probable effect on the jury,
weighed against the strength of the state’s case and the
extent to which the petitioner and his codefendants
were otherwise able to impeach Andre. We therefore
begin with a review of the state’s evidence, which may
be summarized as follows. According to testimony of
Richard Pelletier, a New Haven police detective with
expertise about local gangs, Andre, Smith and Ogman
were members of the Ghetto Boys. The petitioner,
Henry, Johnson and Ashe were all members of a rival
gang, the Island Brothers. During the relevant time
period, relations between the Island Brothers and the
Ghetto Boys were ‘‘[e]xtremely hostile,’’ and the gangs
‘‘were shooting at each other on a regular basis.’’ One
such incident, in August, 1996, resulted in the death
of Tyrese Jenkins, a member of the Island Brothers.
Subsequently, two members of the Ghetto Boys, Charles
Green and Dwayne Clark,18 were arrested and charged
with his murder. The Island Brothers had resolved to
avenge Jenkins’ murder.
At approximately 10 p.m. on December 13, 1996, the
petitioner and two of his codefendants met at the Mele-
bus Club in New Haven, a nightclub that is only a short
walk from Farnam Courts. The men left the nightclub
around 2 a.m. and arrived in the courtyard located in
Farnam Courts between Franklin Street and Hamilton
Street. Shortly after 2 a.m., Andre, Ogman, Smith and
Terence Davis,19 who were gathered in the courtyard,
were fired on by men wielding semi-automatic weap-
ons. Ogman testified that he saw the petitioner and his
codefendants firing guns. Andre identified the peti-
tioner, Henry and Ashe as being present at the shooting
and carrying guns, but he could not be certain whether
the fourth shooter was Johnson or Johnson’s brother,
Gaylord Salters. Andre further testified that the peti-
tioner was wearing a bright yellow jacket. Andre’s
brother, Charles Clark, who was fifteen years old at the
time of the shooting, testified that he arrived at the
scene after the initial volley of gunfire and saw a person
standing over another person whom he later learned
was Smith. Although he could not identify the person
standing over Smith, he heard him say, ‘‘[D]o you want
to die? I’m from the Island.’’ The person then fired his
weapon down toward Smith. Charles Clark also saw
someone wearing a yellow jacket with the letter ‘‘P’’
on the back running toward a tunnel that served as an
exit from the courtyard. The next day, the petitioner,
who was wearing a yellow jacket and a bulletproof vest,
was arrested in the company of Johnson and Ashe.
No weapons ever were recovered. The only physical
evidence that connected the petitioner and his codefen-
dants to the scene was the yellow jacket that the peti-
tioner was wearing when he was arrested, the sig-
nificance of which depended on the credibility of Andre
and Charles Clark, both of whom testified that the peti-
tioner had been wearing a yellow jacket at the time
of the shooting. A fair assessment of the state’s case,
therefore, is that it depended largely on the credibility
of two eyewitnesses, namely, Andre and Ogman.20
Ogman, arguably the state’s main witness, was mostly
consistent in identifying the petitioner as one of the
shooters. The only exception was when he initially was
brought into the emergency department at Yale-New
Haven Hospital (hospital) following the shooting. Offi-
cer John Velleca of the New Haven Police Department
accompanied Ogman in the ambulance on the way to the
hospital. At the hospital, Velleca asked Ogman whether
there was anyone with whom ‘‘he had problems
recently,’’ and Ogman responded that he was having
problems with the Island Brothers. A note in Ogman’s
medical records reflects that, when he arrived at the
hospital, he told a surgical resident that he was unable
to recall the events of the shooting. While hospital staff
were treating Ogman, however, he told Velleca that
the shooters were Salters, Johnson, Ashe and Henry.
Ogman indicated that he would give additional details
to John Dalton, a New Haven police officer who knew
the Ogman family. Dalton was summoned immediately
and found Ogman awaiting surgery, at which time
Ogman told him that the shooters were the petitioner,
Henry and Johnson. Ogman also indicated that,
although he had not seen Salters, Ogman knew that
he was there as well. Shortly afterward, upon being
questioned by Detective Edwin Rodriguez of the New
Haven Police Department, Ogman for the first time
named the petitioner and all three of the petitioner’s
codefendants as the shooters, and he did not thereafter
waver in his identifications.
On almost every other issue, however, Ogman’s testi-
mony was so inconsistent, both with respect to his own
prior statements and testimony, and with respect to the
testimony of other witnesses, that his overall veracity
was, at best, highly suspect. The tenor of his testimony
is best captured by an exchange between him and the
petitioner’s counsel21 following one of the many occa-
sions on which Ogman was confronted with his own
prior, contradictory testimony. The petitioner’s counsel
asked Ogman: ‘‘Is it true that your concept, your under-
standing of the concept of truth, is that it’s fluid, that
is to say, that it changes with the situation that you are
in or the audience that you have?’’ Ogman answered
simply: ‘‘Yes.’’
A few examples illustrate the point. Ogman repeat-
edly denied that he was a member of the Ghetto Boys
and also denied that Andre, Smith, Green and Dwayne
Clark were members of that gang. At one point, how-
ever, seemingly unaware that he already had testified
to the contrary, Ogman openly acknowledged that both
Andre and Dwayne Clark, as well as Smith and Green,
were members of the Ghetto Boys. Regarding the nature
and extent of his own ‘‘association’’ with the Ghetto
Boys, at one time he claimed that he found out only
after the shooting that persons with whom he associ-
ated were members of the gang, but, at another point,
he claimed that he had worn a bulletproof vest on the
night of the shooting because he knew that his close
association with the Ghetto Boys might lead others to
mistake him for a member of the gang. Ogman never
admitted that he was a member of the Ghetto Boys.
His denials directly contradicted the testimony of Pel-
letier, the state’s expert witness on gang activity who
was assigned to the state police gang task force from
1995 to 1999. Not only did Pelletier have extensive train-
ing in the area of gang activity, he also was personally
familiar with the Ghetto Boys, and he testified unequivo-
cally that Andre, Green, Dwayne Clark, Smith and
Ogman were all members of the Ghetto Boys.
Ogman also gave varied accounts of his drug use,
both on the night of the shooting and in general. Peter
Angood, an associate professor of surgery and the direc-
tor of the surgical intensive care unit at the hospital,
was supervising the trauma service at the hospital on
December 14, 1996. He testified that, on that date,
Ogman tested positive for both phencyclidine, also
known as PCP, and marijuana. Because the active chem-
ical component of both of those drugs remains in a
person’s circulatory system for a period of time, the
tests established only that Ogman had used PCP up to
a few days prior to the shooting and that he had used
marijuana up to one week before the shooting. A preop-
erative note in Ogman’s medical record reflects that,
when questioned, Ogman admitted using marijuana,
although it was unclear from the note whether he had
admitted using it generally or on that night in particular.
Another portion of the medical record reflects that, at
some point during his hospital stay, he indicated to a
social worker that he did not use any illicit substances,
although it was unclear whether that interview took
place before or after surgery.
Ogman testified that he had not used any drugs on
the night of the shooting, but he acknowledged that he
had been informed of the results and significance of
the drug test and admitted that he had used drugs at
some point during the week before the shooting. He
also admitted that, in 1996, he was using a drug called
‘‘wet,’’ or ‘‘illy,’’ which consists of smoking material
dipped in PCP and formaldehyde. When he was
reminded that he was on parole for much of 1996, and
that using ‘‘illy’’ would have violated the conditions of
his parole, he qualified his admission, stating that he
only had begun using ‘‘illy’’ after October 30, 1996, when
his period of parole had ended. Ogman appeared much
more reluctant, at least at times, to acknowledge his
marijuana use. At first, very shortly after he acknowl-
edged that he was aware that he had tested positive for
marijuana on the night of the shooting, he categorically
denied any use of marijuana in December, 1996. Subse-
quently, when he again was asked whether he smoked
marijuana, he replied that he did, but not on the night
of the shooting. On a third occasion, he admitted that he
smoked a marijuana blunt22 to ingest ‘‘illy’’ but refused to
concede that he therefore also ingested marijuana. The
next day, while still refusing to concede that he used
marijuana when he smoked ‘‘illy,’’ he acknowledged
that he previously testified that he had used marijuana.
At one point, Ogman even stated that he falsely had
denied to hospital personnel immediately prior to sur-
gery that he had used illicit substances, despite his
awareness of the importance of informing them of any
drugs that might be in his system prior to undergoing
surgery. When the prosecutor, in an attempt to rehabili-
tate Ogman, reminded him on redirect examination that
he had admitted to the anesthesiologist who inter-
viewed him prior to surgery that he had used marijuana,
Ogman initially denied making that statement and only
conceded that he had done so after being shown his
medical record.
Ogman also gave contradictory statements as to
whether he had ever been shot at prior to December
14, 1996, or had ever heard the sound of gunshots before
that incident. He initially denied that he had ever been
shot at before that night and denied that he had told
hospital personnel that he had been shot at on prior
occasions. In his statement to police, he even claimed
that, when he first heard the gunshots on the night of
the shooting, he did not realize that it was gunfire
because he had never before heard that sound. Ogman’s
subsequent testimony, however, was irreconcilable
with both statements. Specifically, he thereafter admit-
ted that he had told a social worker at the hospital that
he had been shot at on two prior occasions and that
those incidents occurred during his childhood. When
he subsequently was confronted with his inconsistent
answers, Ogman explained that he did not understand
the relevant time frame when he initially denied that
he had been shot at previously. The testimony was then
read back to Ogman: Defense counsel asked Ogman:
‘‘[W]as this the first occasion in which you were shot,
December 14, 1996?’’ Ogman responded: ‘‘What [do]
you mean?’’ Defense counsel then asked: ‘‘Had you ever
been shot at prior to that?’’ Ogman responded: ‘‘No.’’
Defense counsel asked: ‘‘Never?’’ Ogman responded:
‘‘Never.’’
As to his claim that he had never heard the sound of
gunfire before the night of December 14, 1996, that
statement directly conflicted with his testimony regard-
ing the childhood incidents and his admission that he
had been present at shootings on at least two prior
occasions. Even his account of those events was not
consistent. Regarding the two prior shootings, he later
stated that when he alluded to the two prior shootings,
he intended to include the December 14, 1996 shooting
as one of the shootings. At other points, he equivocated,
suggesting that he was not present at any prior shoot-
ings and was merely ‘‘aware’’ of the ongoing conflict
between the Island Brothers and the Ghetto Boys
because he had read ‘‘literature’’ about it and because
others had told him about the shootouts between the
gangs. Finally, when Ogman was confronted with his
conflicting testimony, he testified that, when he had
told the police that he had never heard gunshots, he
meant that he had never heard them fired at him, and
that gunfire aimed toward oneself sounds quite different
from gunfire aimed at others. He was not asked how
that distinction accounted for the two occasions on
which he was fired at.
Some of Ogman’s falsehoods defy explanation. For
example, early in his testimony, he denied without quali-
fication knowing a person by the name of Terence Blow
or Terence ‘‘Bones,’’ whose real name is Terence Davis.
See footnote 19 of this opinion and accompanying text.
Yet, when he was asked the following day if he knew
someone by the name of ‘‘Bones,’’ he replied, ‘‘[y]es’’
and that he is also known as ‘‘Terence.’’ He also admit-
ted that he had seen Davis on the day of the shooting
but denied that Davis was present immediately prior
to the shooting. By contrast, Andre testified that Davis
was with Andre, Ogman and Smith when the shooting
began but escaped unscathed.
Ogman testified inconsistently that he was lying
either facedown or faceup after he was shot. This fact
is particularly significant because Ogman stated that
he recognized the faces of the shooters only after he
fell. He initially told Detective Thomas Trocchio of the
New Haven Police Department, who took Ogman’s
statement following surgery, that he was lying face-
down after he was shot. On direct examination, Ogman
claimed that he just remembered that he was lying on
his back and then agreed when the prosecutor sug-
gested that he might have been facedown and then
rolled over. Shortly thereafter, while still on direct
examination, he again claimed that he had been lying
facedown. The next time he was asked, he stated that
he had been lying faceup, but when he was reminded
that he had told Trocchio that he had been lying face-
down, he did not dispute the truth of his statement.
When he testified yet again that he had been lying
faceup, and was reminded, once again, of his statement
to the police, he claimed that the statement he had
given to the police was incorrect.
Charles Clark’s testimony adds only two significant
pieces of evidence to the state’s case. Charles Clark
was at his girlfriend’s apartment on Franklin Street in
New Haven in the early morning hours of December
14, 1996. Hearing gunfire, he left the apartment to look
for Andre, his brother. When he arrived at the courtyard
at Farnam Courts, he saw three persons, two on the
ground and one standing over one of the persons on
the ground. The person standing over the other person
on the ground said, ‘‘[D]o you want to die? I’m from
the Island,’’ and then started firing down at him. Charles
Clark fell and stayed down for about forty-five seconds
to one minute. When he stood up, he saw a person
running toward the tunnel. The person, whom Charles
Clark could see only from behind, was wearing a yellow
jacket with the letter ‘‘P’’ on the back.23
Viewed in the context of the testimony of the other
state’s witnesses, Andre’s testimony was significant
and, therefore, so was any evidence that could cast
doubt on his credibility. Andre is the only witness other
than Ogman who identified the petitioner as one of the
shooters. He also is the only witness other than Charles
Clark who testified that the petitioner was wearing a
yellow jacket on the night of the shooting. Police ques-
tioned Andre immediately following the shooting, while
he was being treated at the hospital, but he told them
that he did not know who had shot him, stating only
that he knew that the assailants were members of the
Island Brothers because of a ‘‘beef’’ between the two
gangs. In fact, he did not provide a statement to police
until more than two years later, on March 3, 1999. His
testimony at trial, which was largely consistent with
his police statement, was that, shortly before 2 a.m. on
December 14, 1996, he was smoking marijuana with
Davis by the tunnel in the courtyard at Farnam Courts.
At some point, Ogman and Smith joined them. Andre
then walked to a friend’s nearby apartment on Franklin
Street to make a telephone call, accompanied by Davis,
with Ogman and Smith walking a short distance behind
them. After he completed his telephone call, the four
men walked back to the courtyard, heading toward the
tunnel. As they approached the tunnel, gunmen came
running out of the tunnel, firing at them. Andre turned
immediately and ran toward Franklin Street. As he was
running, he was struck by multiple bullets. He fell to
the ground and pushed himself behind a utility box,
where he hid. As the gunfire stopped momentarily, he
managed to push himself back toward a corner in the
apartment building, under a stairway. He then pro-
ceeded to bang on apartment doors for help, when
he heard the gunfire resume and become louder. He
thereafter observed four individuals run past him. As
they did, he looked in their direction and observed their
faces, and also saw that all four were carrying guns. In
addition, Andre noticed that the petitioner was wearing
a bright yellow jacket, which he identified at trial. He
also heard someone say, ‘‘come on, ‘Leet,’ ’’ which
Andre understood to be a reference to Ashe.24 At that
point, Andre, who had suffered nine gunshot wounds,25
slipped in and out of consciousness.
Cross-examination of Andre was extensive and
focused on the limited nature of the view he had of the
shooters, his criminal record and his delay in coming
forward to authorities. He also was questioned about
the relation between his eventual decision to testify
and his pending criminal charges. Although the cross-
examination was aggressive, Andre effectively rebuffed
efforts by defense counsel to demonstrate that he was
motivated to testify against the petitioner and his code-
fendants by any promise or expectation of leniency.
Perhaps the most effective cross-examination was
the line of inquiry that focused on Andre’s limited ability
to view and accurately identify the shooters. Andre
testified that he smoked approximately one blunt of
marijuana on the night of the shooting. He turned and
ran immediately when the shooting started, so, initially,
he could not see the shooters, who were behind him.
After he hid behind the utility box and pushed himself
back into the corner of the apartment building, the only
view he had of the shooters as they ran past his hiding
place was from the side, not the front. Additionally, all
four of the shooters were wearing hats that Andre called
‘‘skullies,’’26 and he was able to view the shooters only
through a gap between the stairway under which he
was lying and a brick column. The width of that gap,
together with the speed with which the shooters were
moving, called into question how long and how well
Andre had been able to observe them. Moreover, as the
shooters ran by Andre, they were ‘‘[i]n a bunch,’’ casting
further doubt on whether Andre could see their faces
clearly enough to identify them.27 Defense counsel also
highlighted Andre’s weakened condition, establishing
that, at some point before medical personnel arrived,
he fell in and out of consciousness. Finally, defense
counsel elicited an admission from Andre that, shortly
after the shooting, while he was visiting Ogman at Gay-
lord Hospital, Ogman told him who the shooters were.
Cross-examination also underscored Andre’s exten-
sive criminal record, including convictions in 1991 for
possession of narcotics, in 1992 for larceny in the sec-
ond degree, criminal impersonation, failure to appear,
and sale of narcotics, in 1996 for possession of narcot-
ics, and in 1998 for interfering with an officer by
resisting arrest.28 Andre also acknowledged that he was
incarcerated at the time of trial. Further cross-examina-
tion explored the length of his career as a drug dealer
and the type of drugs that he sold, including testimony
that Andre, who was twenty-five years old at the time
of trial, began selling drugs when he was thirteen years
old. Defense counsel also highlighted Andre’s lack of
moral values, focusing on his belief that selling drugs
was not wrong. One of the more heated exchanges
focused on Andre’s prior conviction for criminal imper-
sonation, which resulted from his giving a false name
to the police following his arrest on larceny charges, a
ruse that resulted in his release on bond until the police
learned of his true identity. During the exchange,
defense counsel emphasized Andre’s willingness to lie
to the authorities to avoid prison time.
Defense counsel also attempted to impeach Andre’s
credibility by suggesting that he gave his March 3, 1999
statement in an effort to gain a favorable disposition
of his pending criminal charges. On cross-examination,
defense counsel elicited the following information. On
January 5, 1998, Andre was arrested and charged with
illegal possession of a firearm and carrying a pistol
without a permit. Shortly thereafter, on March 10, 1998,
Andre was arrested on various drug charges. After post-
ing bond for both the drug charges and the firearms
charges, Andre was arrested on February 23, 1999, on
an extradition warrant charging him with being a fugi-
tive from New York authorities. At that time, and at
the time of trial, both the firearms and drug charges
remained pending. While Andre was still incarcerated
on the extradition warrant, his attorney arranged for
him to give a statement to police regarding the Decem-
ber 14, 1996 shooting, and he did so on March 3, 1999.
Andre denied, however, that his attorney had told him
that he would receive consideration on his pending
firearms and drug charges if he provided the police
with a statement about the December 14, 1996 shooting.
Andre also emphatically and repeatedly denied that
he had been offered or promised any consideration in
exchange for his cooperation. He stated that he only
sought justice and denied that he expected any leniency
in return for his testimony. When Andre was asked
whether he anticipated facing the full thirty-eight years
that the charges carried, he replied that it was possible
and stated: ‘‘[Y]ou do the crime, you got to do the time,
if they give me [thirty-eight years], they give me [thirty-
eight], that’s what I say.’’ On redirect examination, the
prosecutor reinforced Andre’s false testimony by point-
edly asking him whether he was aware of the maximum
sentence that he could face on his pending charges, as
well as the minimum, which was one year. Andre also
was asked on redirect examination why he had waited
so long to give a statement to police. Andre responded
that he was afraid for his mother’s safety because the
shooters knew where she lived, and that he was con-
cerned that, if he came forward, he would be labeled
a ‘‘snitch.’’ Finally, Andre claimed that he initially
remained silent because he wanted the opportunity to
take revenge personally against the shooters. He stated
that he ultimately came forward because he decided
that he did not want to create further hardship for his
family by risking