In re Jason R.
CourtSupreme Court of Connecticut
Date FiledSeptember 10, 2012
DocketSC18847
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; Harper and
Vertefeuille
StatusPublished
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Full Opinion
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IN RE JASON R.—DISSENT
ZARELLA, J., dissenting. In the present action, the
petitioner, the commissioner of children and families,
sought to terminate the respondent’s parental rights
pursuant to General Statutes § 17a-112 (j), which pro-
vides in relevant part: ‘‘The Superior Court, upon notice
and hearing as provided in [General Statutes §§] 45a-
716 and 45a-717, may grant a petition filed pursuant to
this section if it finds by clear and convincing evidence
that . . . (2) termination is in the best interest of the
child, and (3) . . . (B) . . . (ii) . . . the parent . . .
has failed to achieve such degree of personal rehabilita-
tion as would encourage the belief that within a reason-
able time, considering the age and needs of the child,
such parent could assume a responsible position in the
life of the child . . . .’’ The parties, the majority and I
agree that this statute places the burden of proof on
the petitioner to show by clear and convincing evidence
that the parent has failed to reach the requisite level
of personal rehabilitation; in other words, the burden
of proof is not on the parent to establish progress in
his or her personal rehabilitation. I depart from the
majority, however, with respect to whether the trial
court held the parties to this statutory allocation. I am
not sufficiently convinced that the trial court did in fact
protect the constitutional rights of the respondent. I
therefore respectfully dissent and would reverse the
judgment of the Appellate Court and direct it to remand
the case to the trial court for a new trial.
Because the issue on appeal requires us to review the
construction of the trial court’s judgment, our review is
plenary. See, e.g., Sosin v. Sosin, 300 Conn. 205, 217,
14 A.3d 307 (2011) (‘‘[t]he interpretation of a trial court’s
judgment presents a question of law over which our
review is plenary’’). ‘‘As a general rule, judgments are
to be construed in the same fashion as other written
instruments. . . . The determinative factor is the inten-
tion of the court as gathered from all parts of the judg-
ment. . . . Effect must be given to that which is clearly
implied as well as to that which is expressed. . . . The
judgment should admit of a consistent construction
as a whole.’’ (Internal quotation marks omitted.) Id.,
217–18. Additionally, ‘‘[a]n articulation is appropriate
[when] the trial court’s decision contains some ambigu-
ity or deficiency reasonably susceptible of clarification.
. . . [P]roper utilization of the motion for articulation
serves to dispel any . . . ambiguity by clarifying the
factual and legal basis [on] which the trial court ren-
dered its decision, thereby sharpening the issues on
appeal. . . . An articulation, however, is not an oppor-
tunity for a trial court to substitute a new decision [or]
to change the reasoning or basis of a prior decision.’’
(Citations omitted; internal quotation marks omitted.)
Miller v. Kirshner, 225 Conn. 185, 208, 621 A.2d 1326
(1993).
Upon consideration of the trial court record, the
majority concludes that the trial court’s decision, read
as a whole and considered together with the subsequent
articulations, indicates that the trial court properly
required the petitioner to prove by clear and convincing
evidence that the respondent was unable to achieve
personal rehabilitation. In that connection, the majority
observes that, to the extent that the trial court’s decision
contained any ambiguity, ‘‘[w]e read an ambiguous trial
court record so as to support, rather than [to] contra-
dict, its judgment.’’ (Internal quotation marks omitted.)
Matza v. Matza, 226 Conn. 166, 187, 627 A.2d 414 (1993).
This principle, although appropriate when we are
required to extrapolate facts from a sparse record,
should not be applied when we must determine whether
a trial court properly stated and applied the correct
burden of proof. The majority’s application of this prin-
ciple fails to provide convincing assurance that the peti-
tioner met the stringent standard of proving its case by
clear and convincing evidence. Effectively, the majority
dismisses any ambiguity in the trial court’s reasoning by
assuming that the constitutional right of the respondent
was not violated. Thus, I wholly disagree with the major-
ity’s reliance on this principle in the present case.
I further disagree with the majority because I believe
that (1) a parent’s constitutional and statutory right to
family integrity counsels in favor of strictly construing
a trial court’s adherence to the procedural protections
that were put in place to guarantee that fundamental
right, (2) the court’s memorandum of decision contains
statements unambiguously shifting the burden of proof
to the respondent, and (3) the subsequent articulations
could not correct the court’s initial misallocation of the
burden of proof. For similar reasons, I also agree with
the well reasoned opinion of the dissenting judge of
the Appellate Court in the present case. See In re Jason
R., 129 Conn. App. 746, 774, 23 A.3d 18 (2011) (Rob-
inson, J., dissenting).
Before proceeding to the specific issue raised in this
appeal, I first note that, in State v. Rose, 305 Conn. 594,
596, 46 A.3d 146 (2012), we upheld the reversal of the
conviction of a defendant who had been compelled to
stand trial in prison attire. We did not uphold the rever-
sal of the defendant’s conviction on the basis that this
constituted structural error, nor did we engage in a
harmless error analysis. See id., 606. Instead, we elected
to uphold the reversal of his conviction in the exercise
of our supervisory authority because ‘‘[c]ompelling a
defendant to stand trial before a jury in identifiable
prison clothing undermines the integrity of the defen-
dant’s trial and diminishes the perceived fairness of
the judicial system as a whole.’’ (Emphasis added.) Id.,
608. We therefore upheld the reversal of the conviction
even though the error was clearly harmless in that case.
See id., 628–29 (Zarella, J., dissenting).
In the present case, however, the majority expresses
no similar concern regarding the perceived fairness of
the judicial system, even though it cannot be said with
great certainty that a parent’s constitutional right has
been adequately safeguarded. In contrast to the exten-
sive record in Rose that supported a determination of
harmless error, in the present case, the trial court
announced the incorrect burden of persuasion on three
occasions in an admittedly very close case.1 The major-
ity nevertheless is satisfied that the trial court applied
the proper burden. The disparity between the
approaches in Rose and the present case is stark. Appar-
ently, the need to ensure the integrity ‘‘of the judicial
system as a whole’’; id., 608; does not extend to afford
a parent a new trial when the trial error is serious and
repetitive. As I explain more fully in this opinion, I
cannot say with any degree of confidence that the trial
court applied the correct standard. In light of this uncer-
tainty and the need to safeguard a parent’s constitu-
tional rights, I disagree with the majority’s decision
to affirm the judgment of the Appellate Court, which
affirmed the trial court’s decision.
Both the United States Supreme Court and this court
recognize that a parent’s interest in making ‘‘decisions
concerning the care, custody, and control of [his or
her] children’’; (internal quotation marks omitted) Fish
v. Fish, 285 Conn. 24, 41, 939 A.2d 1040 (2008); is a
fundamental right protected by the fourteenth amend-
ment to the United States constitution. See In re Devon
B., 264 Conn. 572, 584, 825 A.2d 127 (2003); see also
Santosky v. Kramer, 455 U.S. 745, 753, 102 S. Ct. 1388,
71 L. Ed. 2d 599 (1982). This right encompasses ‘‘the
most essential and basic aspect of familial privacy—
the right of the family to remain together without the
coercive interference of the awesome power of the
state.’’ (Internal quotation marks omitted.) Lehrer v.
Davis, 214 Conn. 232, 237, 571 A.2d 691 (1990). Accord-
ingly, although the state may engage in the ‘‘ultimate
interference . . . in the parent-child relationship’’ in
certain circumstances; (internal quotation marks omit-
ted) In re Juvenile Appeal (Anonymous), 177 Conn.
648, 671, 420 A.2d 875 (1979); by seeking to sever the
relationship between parent and child, it is necessary
to require ‘‘an appropriately demanding standard of
proof so as to guarantee fundamentally fair proce-
dures.’’ (Emphasis altered; internal quotation marks
omitted.) Lehrer v. Davis, supra, 238.
The ‘‘appropriately demanding standard of proof’’;
id.; governing termination proceedings is well estab-
lished. To ensure that fundamental rights are protected,
the burden of proof is always on the party seeking to
interfere with that right; therefore, ‘‘the burden of proof
is always on the state when it seeks to remove children
from the home.’’ (Emphasis added.) In re Juvenile
Appeal (83-CD), 189 Conn. 276, 295, 455 A.2d 1313
(1983). Furthermore, when the United States Supreme
Court addressed the issue of what standard of proof
the due process clause requires when a state seeks to
terminate parental rights, it determined that a higher
burden of proof is necessary ‘‘to impress the [fact
finder] with the importance of the decision and thereby
perhaps to reduce the chances that inappropriate termi-
nations will be ordered.’’ (Internal quotation marks
omitted.) Santosky v. Kramer, supra, 455 U.S. 764–65.
The court thereupon concluded that, although the pre-
cise burden was a matter of state law, the due process
clause requires a minimum standard of ‘‘clear and con-
vincing’’ evidence. Id., 769. Accordingly, in Connecticut,
§ 17a-112 (j) requires the petitioner to carry the burden
of proof by clear and convincing evidence in termina-
tion proceedings.
This court has ‘‘a constitutional duty to ensure that,
when [a parent’s fundamental right to raise his or her
children] has been curtailed, all relevant legal standards
have been fully satisfied . . . .’’ In re Joseph W., 305
Conn. 633, 649, 46 A.3d 59 (2012). Because of this duty,
and because a parent’s desire to maintain family unity
‘‘is an interest far more precious than any property
right’’; Santosky v. Kramer, supra, 455 U.S. 758–59; I
believe that this court must construe a decision termi-
nating parental rights strictly and, consequently, that
we should not countenance any ambiguity in the stan-
dard applied.2
Moreover, in my opinion, the trial court’s memoran-
dum of decision contains three statements that unequiv-
ocally impose a burden on the respondent to prove
elements related to the termination of her parental
rights. Specifically, the trial court stated: ‘‘As of the
date of trial [the respondent] had not made significant
progress to persuade the court by clear and convincing
evidence that she had met the objectives identified by
[the court-appointed psychologist] as important for
reunification.’’ (Emphasis added.) Subsequently in the
decision, the court again emphasized that ‘‘[the respon-
dent] needs to establish’’ these objectives. (Emphasis
added.) Finally, the court found that ‘‘[the respondent]
has not established to the court’s satisfaction that she
is prepared educationally or emotionally to assume the
primary care role of caring for her children.’’ (Empha-
sis added.)
The first and second statements refer to goals that
the court-appointed psychologist identified to assist the
respondent in maintaining a relationship with her chil-
dren. The respondent’s apparent inability to meet these
objectives appears to have served as an integral factor
in the court’s analysis of the best interest of the children
and the respondent’s personal rehabilitation. The third
statement, in turn, comprised one of the trial court’s
required findings, leading to its ultimate decision to
terminate the respondent’s parental rights. Each of
these three statements therefore relates to an element
that was necessary to justify the termination of the
respondent’s parental rights under § 17a-112 (j) and
each unambiguously places the onus on the respondent
to produce evidence in her favor.3 Thus, these state-
ments contradict the text of § 17a-112 (j), which
requires the petitioner to prove each statutory element
‘‘by clear and convincing evidence . . . .’’
Admittedly, the trial court purports to apply the
proper burden of proof by quoting the statutory require-
ments on the first page of its decision and by paraphras-
ing these requirements in its final orders. In particular,
at the beginning of the memorandum of decision, the
court, drawing from the text of § 17a-112 (j), stated that
‘‘[i]n order to prevail on its allegations with respect to
termination of [a] parent’s rights, the [petitioner] must
prove by clear and convincing evidence’’ that the
respondent has ‘‘failed to achieve such degree of per-
sonal rehabilitation as would encourage the belief that
within a reasonable time, considering the age and needs
of the children, [the respondent] could assume a respon-
sible position in the life of the children.’’ (Internal quota-
tion marks omitted.) At the end of its decision, the court
stated: ‘‘With respect to [the respondent] the court finds
that [the petitioner] has proven by clear and convincing
evidence that . . . [the respondent] has failed to
achieve such degree of personal rehabilitation as would
encourage the belief that, within a reasonable time,
considering the age and needs of the children, she could
assume a responsible position in [the] children’s lives.’’
Because the import of the foregoing quoted statements
from the trial court’s decision is apparently clear and
because we must give effect to that which is clearly
expressed in a court’s decision; see, e.g., Sosin v. Sosin,
supra, 300 Conn. 217; I believe that mere boilerplate
language reciting the proper burden of proof cannot
trump unambiguous language to the contrary in the
court’s discussion of the facts of the particular case
and its application of the law to those facts.4
Finally, the trial court’s attempts to revise its original
decision in subsequent articulations were unavailing.
In the trial court’s first articulation, the court stated
that it ‘‘agree[d] that the language, ‘[a]s of the date of
trial [the respondent] had not made significant progress
to persuade the court by clear and convincing evidence
that she had met the objectives identified by [the court-
ordered psychologist] as important for reunification’
suggests a shifting of the burden of proof to [the respon-
dent].’’ The court proceeded to explain that, in making
this statement, its ‘‘intention was to conclude that [the
respondent] had an obligation, to meet the requirements
of [the objectives] in order to be reunited with her two
[children]’’ but ultimately concluded that ‘‘[the peti-
tioner] had proved by clear and convincing evidence
that, over the period of commitment, [the respondent]
had not addressed successfully her mental health
issues, her substance abuse issues, her housing needs,
and her ability to set limits on [the] children’s behavior.’’
In other words, the trial court stated that it considered
the respondent’s compliance with the objectives as key
to its decision whether she should retain her parental
rights. Regardless of whether the respondent’s compli-
ance with the objectives was essential to a determina-
tion of the level of personal rehabilitation achieved, this
explanation fails to justify or disavow the language that,
according to the court itself, appeared to shift the bur-
den of proof to the respondent. In short, the burden of
proving that the respondent did not satisfy the objec-
tives remained at all times with the petitioner, and nei-
ther the language of the memorandum of decision nor
the articulation expressly adheres to this structure.
Similarly, in the trial court’s second articulation, the
court again conceded that language in its memorandum
of decision seemed to misallocate the burden of proof
but stated that ‘‘the decision read in its entirety clearly
articulates that the court’s conclusion that [the peti-
tioner] provided [the respondent] with the opportunity
and services necessary to address the issues [on] which
the original commitment was based, and [the respon-
dent] failed to . . . rehabilitate to a degree that reunifi-
cation was appropriate. The court’s decision, taken as
a whole, finds that [the petitioner] made reasonable
efforts to reunite [the respondent] and the children
and that termination of her parental rights was in [the]
children’s best interest.’’ A recitation of the proper allo-
cation of the burden of proof is notably absent from
this articulation.
In fact, I believe that the trial court was unable to
explain how its statement that ‘‘[the respondent] had
not made significant progress to persuade the court by
clear and convincing evidence that she had met the
objectives’’ tracked the proper burden of proof. In my
opinion, the initial statement unambiguously shifted the
burden of proof to the respondent, and, consequently,
it was not susceptible to clarification. See, e.g., Miller
v. Kirshner, supra, 225 Conn. 208 (‘‘[a]n articulation is
appropriate where the trial court’s decision contains
some ambiguity or deficiency reasonably susceptible
of clarification’’ [internal quotation marks omitted]).
Furthermore, I believe that the trial court misconceived
the purpose of an articulation, which is to clarify and
explain the basis for its prior decision; it is not an
opportunity to shift the underlying reasoning.
Because ‘‘[a] parent’s interest in the accuracy and
justice of the decision to terminate his or her parental
status is . . . a commanding one’’; (internal quotation
marks omitted) Santosky v. Kramer, supra, 455 U.S.
759; this court should not countenance a judgment that
treads, even ever so imperceptibly, on the fundamental
right of family integrity. I believe that the failure to
adhere strictly to the proper allocation of the burden
of proof constituted an impermissible encroachment
on a parent’s constitutional right to maintain family
integrity and that the trial court was without power to
remedy this error in its subsequent articulations. Thus,
I disagree with the majority’s conclusion that the trial
court applied the ‘‘appropriately demanding standard
of proof so as to guarantee fundamentally fair proce-
dures’’; (emphasis in original; internal quotation marks
omitted) Lehrer v. Davis, supra, 214 Conn. 238; and,
accordingly, I respectfully dissent.
1
The trial court noted that the respondent ‘‘worked to be reunited with
her two boys beginning the day that [the department] invoked the [ninety-
six] hour hold. . . . [S]he actively participated in most of the required
services in a constructive way. She cooperated with her psychological evalu-
ation and testing; she acknowledged her weaknesses; and she has demon-
strated that she is willing to continue to work with [the department of
children and families] toward reunification.’’ The trial court was ‘‘persuaded’’
that the respondent ‘‘ha[d] made significant efforts to prepare herself to
parent . . . .’’
2
The majority notes that this court will presume that a trial court used
the correct standard of proof in a civil matter when the trial court has failed
to state what standard it has applied. I disagree that this presumption is
applicable in the present case, in which the issue concerns which of two
cited standards was applied. Rather, the presumption adheres only when
the trial court is silent with respect to the applicable standard. See, e.g.,
Kaczynski v. Kaczynski, 294 Conn. 121, 131, 981 A.2d 1068 (2009).
3
Furthermore, not only does the first statement improperly shift the bur-
den of proof to the respondent to show that she has met the psychologist’s
objectives, but it also imposes a heightened standard of ‘‘clear and convinc-
ing’’ evidence.
4
For the same reason, other statements to which the majority refers fail
to support its conclusion that the trial court’s decision, as a whole, applied
the statutorily required burden of proof. Specifically, the majority quotes
the following four statements from the trial court’s memorandum of decision:
(1) ‘‘In summary, [the department of children and families (department)]
has made reasonable efforts to reunite [the respondent] and [the] children
including engagement of rehabilitation services that enhanced [the respon-
dent’s] care giving skills. The record and exhibits also establish that [the
respondent] continued to use marijuana through 2009 and into 2010. That
fact continues to generate concern that [the respondent’s] cognitive deficits
and continued self-medication raise serious doubts about her ability to care
for [the children].’’ (2) ‘‘The [petitioner] offered testimony from [department]
social workers . . . [and] a [department] case aide [among others] . . . .
[The respondent] offered no rebuttal to the court at trial.’’ (3) ‘‘[T]hroughout
the period of commitment up to the date that [the department] filed the
pending permanency plan with the court for approval, [the respondent] had
not made sufficient progress with her court-ordered specific steps to be
reunited with [the] children.’’ (4) ‘‘In light of all the evidence, the court has
concluded that after [the] children had been in [the department’s] custody
and their foster home from January 28, 2008, to the hearing in early March,
2010, [the respondent] cannot meet the difficult challenges quickly enough.
‘‘It is unclear to me why the majority believes that these statements offer
any evidence of the burden of proof applied by the trial court. In contrast
to the three statements I rely on, these other statements do not use language
suggesting that a particular party needed to establish certain elements. At
most, these statements represent objective findings of fact.