Woodbury Knoll, LLC v. Shipman & Goodwin, LLP
CourtSupreme Court of Connecticut
Date FiledJuly 31, 2012
DocketSC18584
JudgeNorcott; Zarella; McLachlan; Eveleigh; Harper; Vertefeuille; Espinosa
StatusPublished
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Full Opinion
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WOODBURY KNOLL, LLC V. SHIPMAN & GOODWIN, LLP—DISSENT
EVELEIGH, J., with whom HARPER and VERTE-
FEUILLE, Js., join, dissenting. In this dispute concern-
ing a discovery request, the majority concludes that:
(1) the trial court’s order requiring the plaintiff in error,
Finn, Dixon & Hearling, LLP (Finn Dixon) to comply
with the subpoena issued by the defendants in error,
Shipman & Goodwin, LLP, and Carolyn Cavolo (defen-
dants), is an appealable final judgment; and (2) the
discovery order must be vacated because it requires
the disclosure of materials subject to the attorney-client
privilege, and the plaintiffs in the underlying action
(plaintiffs)1 have not waived that privilege. I would con-
clude that the trial court’s discovery ruling is not an
appealable final judgment and, therefore, I would not
reach the merits of Finn Dixon’s claims. Accordingly,
I respectfully dissent.
This court previously has recognized that, ‘‘[j]ust as
an appeal, a writ of error requires a final judgment as
a predicate. See Practice Book § 72-1; see also State v.
Ross, 189 Conn. 42, 51, 454 A.2d 266 (1983) (‘the use
of a writ of error would in no way overcome the objec-
tions . . . to the appeal process based upon . . . the
absence of finality in the judgment’).’’ Green Rock
Ridge, Inc. v. Kobernat, 250 Conn. 488, 498, 736 A.2d
851 (1999). ‘‘ ‘An order issued upon a motion for discov-
ery . . . ordinarily . . . does not constitute a final
judgment, at least in civil actions.’ Chrysler Credit Corp.
v. Fairfield Chrysler-Plymouth, Inc., 180 Conn. 223,
226, 429 A.2d 478 (1980); see also Presidential Capital
Corp. v. Reale, 240 Conn. 623, 625, 692 A.2d 794 (1997)
(‘[t]he general rule established by our case law is that
an interlocutory order requiring a witness to submit to
discovery is not a final judgment and, therefore, is not
immediately appealable’). ‘[W]e require that those
ordered to comply with discovery be found in contempt
of court before we consider an appeal . . . .’ Barbato
v. J.& M. Corp., 194 Conn. 245, 249, 478 A.2d 1020
(1984).’’ Green Rock Ridge, Inc. v. Kobernat, supra, 498;
see also Abreu v. Leone, 291 Conn. 332, 346, 968 A.2d 385
(2009) (‘‘an order issued upon a motion for discovery
ordinarily is not appealable because it does not consti-
tute a final judgment, and . . . a witness’ only access
to appellate review is to appeal a finding of contempt’’);
cf. Ruggiero v. Fuessenich, 237 Conn. 339, 345–46, 676
A.2d 1367 (1996) (‘‘[a] party to a pending case does not
institute a separate and distinct proceeding merely by
filing a petition for discovery or other relief that will
be helpful in the preparation and prosecution of that
case’’). This court has recognized certain limited excep-
tions to this general rule. In Abreu v. Leone, supra, 291
Conn. 334, for example, the defendant, Karissa Leone,
had filed a claim with the claims commissioner seeking
permission to bring an action against the department of
children and families (department) for personal injuries
allegedly inflicted by the foster child of the plaintiff,
Joseph Abreu. Leone issued a notice of deposition and
subpoena duces tecum to Abreu, apparently seeking
information about the child. Id., 335. Abreu then filed
a separate action asking the trial court to quash the
subpoena on the ground that he was prohibited, under
General Statutes § 17a-28, from disclosing that informa-
tion. Id. The department intervened as a party plaintiff
and filed a brief in support of Abreu’s position. Id. The
trial court issued a decision holding that Abreu was
statutorily prohibited from testifying about his foster
child, but allowing the deposition to go forward so that
the defendant could seek other information. Id.
Thereafter, at Abreu’s deposition, he declined to
answer certain questions. Id., 336. Counsel for Leone
then read the questions into the record and Abreu and
the department placed their objections on the record.
Id. Subsequently, the trial court ordered Abreu to
answer the questions. Id., 337. The department appealed
from that ruling to the Appellate Court, which dismissed
the appeal for lack of a final judgment. Id., 338. The
department then filed a certified appeal in this court. Id.
On appeal, we concluded that the trial court’s order
compelling Abreu to answer the questions posed by
Leone was an appealable final judgment. Id., 341. In
support of this conclusion, we reasoned that: (1) unlike
the situations in Barbato v. J.& M. Corp., supra, 194
Conn. 248, and Presidential Capital Corp. v. Reale,
supra, 240 Conn. 633, the trial court had clearly indi-
cated what specific information Abreu was required
to provide, Abreu had clearly refused to provide that
information and, therefore, Leone was ‘‘forcing [Abreu]
to be held in contempt’’; Abreu v. Leone, supra, 291
Conn. 347; (2) requiring Abreu to be held in contempt
‘‘would discourage participation by otherwise willing
foster parents and thus undermine the goals of that
system,’’ while forcing him to answer the questions
would subject the foster child to ‘‘embarrassment, stig-
matization and emotional harm’’; id., 348; (3) the trial
court’s order had ‘‘terminated a separate and distinct
proceeding concluding the department’s rights’’
because the department could not force Abreu to defy
the court order, thereby subjecting himself to contempt
proceedings; (emphasis in original) id., 348; and (4) the
motion to quash was the sole judicial proceeding at
issue in the case and probably the only legal proceeding
from which Abreu and the department would have a
right to seek appellate review. Id., 348–49; id., 349
(Abreu could not appeal from proceeding before claims
commissioner because he was not party, and it was
possible that neither Abreu nor department could seek
appellate review because proceeding was not judicial
proceeding.).
I would conclude that Abreu does not support the
majority’s conclusion herein that the trial court’s order
requiring Finn Dixon to comply with the defendants’
subpoena duces tecum was an appealable final judg-
ment. First, although, as in Abreu, the information that
is being sought in the present case has been clearly
identified, and Finn Dixon has clearly refused to pro-
duce it, a clear and definite discovery order and an
unambiguous refusal to obey the order are merely nec-
essary predicates to a determination that the ruling is
an appealable final judgment; they are not sufficient
predicates. See Melia v. Hartford Fire Ins. Co., 202
Conn. 252, 253–54, 520 A.2d 605 (1987) (order requiring
defendant to produce entire claims file for inspection
by plaintiff was not appealable final judgment); State
v. Grotton, 180 Conn. 290, 291, 296, 429 A.2d 871 (1980)
(order directing taking of specimens of defendant’s
blood, saliva and urine was not appealable final judg-
ment); Chrysler Credit Corp. v. Fairfield Chrysler-
Plymouth, Inc., supra, 180 Conn. 227–28 (trial court’s
imposition of sanctions when defendant refused to pro-
duce specifically requested documents was not appeal-
able final judgment). Although the final judgment rule
is premised in part on our reluctance to address claims
prematurely or to issue advisory opinions; see State v.
Grotton, supra, 292 (discovery orders are not immedi-
ately reviewable in part because ‘‘their import is fully
apprehended only after trial is concluded’’); the rule’s
primary policy rationale is ‘‘to discourage piecemeal
appeals and to facilitate the speedy and orderly disposi-
tion of cases at the trial court level.’’ (Internal quotation
marks omitted.) Mazurek v. Great American Ins. Co.,
284 Conn. 16, 33, 930 A.2d 682 (2007). Thus, the mere
fact that a discovery order is clear and definite, standing
alone, ordinarily does not mean that the order is imme-
diately reviewable.
Similarly, the fact that a party will be forced immedi-
ately to choose between complying with a discovery
order and being held in contempt—or some other sanc-
tion if this court declines to review the order—standing
alone, does not ordinarily exempt the order from the
rule that discovery rulings are not appealable final judg-
ments.2 See Barbato v. J.& M. Corp., supra, 194 Conn.
250 (‘‘The party seeking to withhold information may
have strong needs to keep that information confidential.
Due to the interest of the other parties and the judicial
system, however, that person may be compelled to dis-
close the information or be held in contempt.’’ [Empha-
sis added].). The existence of this ‘‘Hobson’s choice’’;
Abreu v. Leone, supra, 291 Conn. 348; mandates immedi-
ate appellate review only when, as in Abreu, there are
important public policy considerations that outweigh
the policy considerations underlying the final judgment
rule. Id. (discovery order was immediately reviewable
because holding Abreu in contempt would discourage
participation in foster parent system while requiring
him to testify would undermine purpose of § 17a-28 [b]).
Moreover, to the extent that Abreu suggests that the
requirement that a party who has already refused to
comply with a clear and specific discovery request must
be held in contempt before seeking appellate review of
a discovery order is a mere matter of form and is,
therefore, dispensable; Abreu v. Leone, supra, 291 Conn.
348 (requiring party who already has refused to answer
specific questions to be held in contempt before
reviewing discovery order ‘‘would be elevat[ing] form
over substance’’ [internal quotation marks omitted]);
I believe that any such suggestion is unfounded. In
reviewing a judgment of contempt for refusal to obey
a discovery order, the reviewing court may be required
to rule on the propriety of the underlying order, but
that will not always be the case. See Papa v. New Haven
Federation of Teachers, 186 Conn. 725, 733, 444 A.2d
196 (1982) (‘‘only those claims of error which concern
the court’s authority to issue [the underlying order]
and thereby its authority to find contempt for violations
thereof may be reviewed’’ on appeal from judgment of
contempt [emphasis added]); cf. id., 732 (‘‘although the
scope of review on an appeal from a judgment of civil
contempt is limited to some extent, it is sufficiently
broad to encompass many claims of error which may
not appear on their face to be jurisdictional in nature’’).
Once the reviewing court has determined that the trial
court had the authority to issue an interlocutory order,
the court will not consider whether the order consti-
tuted an abuse of discretion. See id., 733 (‘‘certain
claims by the [party in contempt] concerning the [vio-
lated interlocutory order] are not reviewable because
they concern the court’s discretion, not its authority’’).
Thus, this court clearly recognized in Papa that a con-
tempt judgment is not a procedural vehicle for con-
verting an interlocutory ruling into appealable final
judgment. See id. (because issuance of temporary
injunction is not appealable final judgment, only claims
implicating court’s authority to issue injunction may
be reviewed on appeal from judgment of contempt).
Rather, the ‘‘judgment of contempt is a final, reviewable
judgment.’’ (Emphasis added.) Barbato v. J.& M. Corp.,
supra, 194 Conn. 250. Accordingly, to the extent that
we suggested in Abreu that, in the ordinary case, it
would be a mere formality to require a party who has
already refused to comply with a well defined interlocu-
tory discovery order to be held in contempt and, there-
fore, the judgment of contempt is dispensable, I believe
that this court put the cart before the horse. A judgment
of contempt is not a technical prerequisite for immedi-
ate review of the merits of an interlocutory discovery
order; rather, immediate review of the trial court’s
authority to issue an interlocutory discovery order may
be required to review a judgment of contempt.
It is clear to me, therefore, that, under Abreu, a person
may bring an immediate appeal from a discovery order
only if: (1) the order threatens an important public
policy that provides a ‘‘counter-balancing factor’’ to the
policies underlying the final judgment rule; Abreu v.
Leone, supra, 291 Conn. 347; and (2) the party
attempting to bring the appeal would not have a later
opportunity to challenge the order. Id., 348; see also
Melia v. Hartford Fire Ins. Co., supra, 202 Conn. 256
(citing with approval federal standard that ‘‘allows inter-
locutory appeals from only those decisions falling
within that small class which finally determine claims
of right separable from, and collateral to, rights asserted
in the action, too important to be denied review and too
independent of the cause itself to require that appellate
consideration be deferred until the whole case is adjudi-
cated’’ [internal quotation marks omitted]). In the pre-
sent case, Finn Dixon claims that the first Abreu
consideration is present because of the important pub-
lic policy underlying the attorney-client privilege, and
the second consideration is present because Finn Dixon
is not a party to and has no interest in the underlying
action, its rights will be irretrievably lost if it is required
to disclose the requested materials, and it will have no
other opportunity for review.
I first address Finn Dixon’s claim that protection of
the attorney-client privilege is an important counter-
balancing factor justifying a departure from the ordi-
nary rule that a discovery order is not immediately
appealable. I disagree. This court previously has held
that the fact that a discovery order may require the
disclosure of materials subject to the attorney-client
privilege is not ‘‘sufficiently important to transform an
interlocutory order into a final judgment’’ under the
applicable standard. Id. This court recognized in Melia
that a determination on appeal that the discovery order
was improper ‘‘cannot wholly undo the consequences
of [the violation of the privilege], though the rights of
the client in respect to use of privileged material during
further proceedings can be adequately safeguarded.’’
Id., 257. We also recognized, however, that the fact that
‘‘[v]indication at the appellate level can seldom regain
all that has been lost by an erroneous determination of
a cause in the trial court’’; (internal quotation marks
omitted) id.; does not mean that such determinations
are immediately reviewable. See also id., 258 (‘‘the final
judgment rule . . . has induced [this court] to dismiss
appeals where statutorily created rights of privacy, no
less significant than the right of confidentiality for attor-
ney-client communications have been at stake’’); see
also Metropolitan Life Ins. Co. v. Aetna Casualty &
Surety Co., 249 Conn. 36, 47, 730 A.2d 51 (1999) (same).3
In the present case, Finn Dixon has provided, and I
can perceive, no reason to reconsider these principles.
Indeed, the majority does not contend otherwise.
The majority concludes, however, that Finn Dixon’s
independent interest in maintaining the confidentiality
of its privileged materials provides a counter-balancing
factor to the policies underlying the final judgment rule.
The majority also concludes that attorneys, unlike their
clients, have a professional ethical obligation to protect
the confidentiality of privileged information; see Rules
of Professional Conduct 1.6 (a);4 and that attorneys
should not be placed in the untenable position of either
breaching that obligation or violating a court order and
being held in contempt.
I am not persuaded. Although the interests of an
attorney in preserving the confidentiality of materials
subject to the attorney-client privilege may not be iden-
tical to those of a client, their respective interests are
closely intertwined. Indeed, in the present case, the
plaintiffs, in their objections to the defendants’ sub-
poena duces tecum, motion to quash and motion for
protective order, ‘‘join[ed] in and adopt[ed]’’ the sub-
stance of Finn Dixon’s objections, motion to quash and
motion for protective order. In addition, in its opposi-
tion to the defendants’ motion to dismiss this writ of
error, Finn Dixon stated that it had asserted its objec-
tions to the subpoena duces tecum pursuant to its ethi-
cal obligations to the plaintiffs under Rule 1.6 of the
Rules of Professional Conduct, and not on the basis of
its own confidentiality interests. Furthermore, although
the defendants in the underlying action directed their
subpoena duces tecum at Finn Dixon, they could just
as easily have directed it at the plaintiffs, who would
have been entitled to obtain the requested documents
from Finn Dixon for purposes of discovery. Under
Melia, the plaintiffs would not have been able to appeal
immediately from a decision overruling their objections
to the subpoena. Thus, it is clear to me that allowing
a nonparty attorney to appeal immediately from a dis-
covery order constitutes an end run around Melia.
Moreover, to the extent that Finn Dixon has an interest
in its privileged materials that is entirely distinct from
its clients’ interest, I do not believe that that interest is
significantly more important than the clients’ interest.
Finally, as the majority recognizes, an attorney’s compli-
ance with a court order compelling disclosure of privi-
leged materials does not violate the Rules of
Professional Conduct if the attorney asserts all nonfriv-
olous claims against disclosure. See Rules of Profes-
sional Conduct 1.6 (c) (‘‘[a] lawyer may reveal
[privileged or confidential] information to the extent
the lawyer reasonably believes necessary to . . . [4]
[c]omply with . . . a court order’’), and commentary.5
In my view, by allowing immediate appeals to nonpar-
ties from discovery orders that implicate the attorney-
client privilege, the majority raises the privilege to an
unduly exalted status. Although the privilege is
undoubtedly important, this court repeatedly has recog-
nized that a threat to it does not outweigh the policies
that underlie the final judgment rule. Because it is well
established in this state that a client’s interests in pre-
serving confidentiality are not sufficiently important as
to require immediate appellate review of a discovery
order, I would conclude, consistent with that precedent,
that an attorney’s interests also are not sufficiently
important.6 As I have indicated, I believe that, under
Abreu, a person seeking to appeal from a discovery
order must establish both that the order concluded the
person’s rights so that no further proceeding will affect
them and that there is a counter-balancing public policy
interest. Accordingly, I would conclude on this basis
alone that the discovery order in the present case is
not immediately appealable.7
Nevertheless, because the majority concludes that,
even in the absence of a counter-balancing factor, the
discovery order is immediately appealable on the inde-
pendent ground that it ‘‘terminated a separate and dis-
tinct proceeding’’; Abreu v. Leone, supra, 291 Conn. 348;
I address that issue. I recognize that this court expressly
stated in Abreu that ‘‘the first [prong of the test set
forth in State v. Curcio, 191 Conn. 27, 31, 463 A.2d 566
(1983)8 was] satisfied’’ by the discovery order at issue
in that case. Id., 341. It is well established, however,
that discovery orders do not satisfy the first prong of
Curcio because they are not ‘‘severable from the central
cause of action so that the main action can proceed
independent of the ancillary proceeding.’’ (Internal quo-
tation marks omitted.) Id., 339; see also Ruggiero v.
Fuessenich, supra, 237 Conn. 345–46 (‘‘[a] party to a
pending case does not institute a separate and distinct
proceeding merely by filing a petition for discovery or
other relief that will be helpful in the preparation and
prosecution of that case’’). Because our statement to
the contrary in Abreu is simply unsupportable under
our jurisprudence governing the appealability of inter-
locutory orders, I am compelled to conclude that it was
incorrect. Indeed, this court appears to have conflated
the first and second prongs of Curcio in Abreu when
it stated that ‘‘it is clear that the trial court order in the
present case also terminated a separate and distinct
proceeding concluding the department’s rights by forc-
ing the disclosure or privileged information . . . that
further proceedings could not remedy.’’ (Emphasis
added.) Abreu v. Leone, supra, 348. A ruling that so
concludes a person’s rights that further proceedings
cannot affect them implicates the second prong of Cur-
cio, not the first prong. Id., 339.
I recognize that this court previously has held that
certain discovery orders satisfy the first prong of Cur-
cio. See Lougee v. Grinnell, 216 Conn. 483, 487, 582 A.
456 (1990); see also Presidential Capital Corp. v. Reale,
supra, 240 Conn. 631. In Lougee, the petitioner, Virginius
B. Lougee, brought an action to quash a subpoena that
had been issued at the instigation of the respondent,
Jeannie B. Grinell, in connection with an action that
Grinnell had brought in Texas. Lougee v. Grinnell,
supra, 484–85. We stated in that case that ‘‘the sole
judicial proceeding instituted in Connecticut concerned
the propriety of Grinnell’s deposition subpoena, a pro-
ceeding that will not result in a later judgment from
which [Lougee] can then appeal. Thus, this appeal falls
within the first prong of the test of finality of judgment
stated in State v. Curcio, [supra, 191 Conn. 31]: (1)
where the order or action terminates a separate and
distinct proceeding. Commissioner of Health Services
v. Kadish, 17 Conn. App. 577, 578 n.1, 554 A.2d 1097
(1989).’’ (Internal quotation marks omitted.) Lougee v.
Grinnell, supra, 487. In Presidential Capital Corp. v.
Reale, supra, 240 Conn. 631, we stated in dictum that ‘‘[a]
trial court order that quashes an investigative subpoena
indubitably ‘terminates’ the discovery proceeding that
is at issue. See Commissioner of Health Services v.
Kadish, [supra, 578 n.1.] We have, accordingly, regularly
undertaken appellate review of such an order. See, e.g.,
Heslin v. Connecticut Law Clinic of Trantolo & Tran-
tolo, 190 Conn. 510, 461 A.2d 938 (1983); In re Applica-
tion of Ajello v. Moffie, 179 Conn. 324, 426 A.2d 295
(1979).’’
As I have explained, however, it is well established
that discovery orders do not satisfy the first prong of
Curcio because they are not ‘‘severable from the central
cause of action so that the main action can proceed
independent of the ancillary proceeding.’’ (Internal quo-
tation marks omitted) Abreu v. Leone, supra, 291 Conn.
339; see also Ruggiero v. Fuessenich, supra, 237 Conn.
345–46. Moreover, in two of the three cases that this
court cited in Presidential Capital Corp. in support of
its conclusion to the contrary, the Curcio issue was not
addressed. See Heslin v. Connecticut Law Clinic of
Trantolo & Trantolo, supra, 190 Conn. 510; In re Appli-
cation of Ajello v. Moffie, supra, 179 Conn. 324. In the
third case, Commissioner of Health Services v. Kadish,
supra, 17 Conn. App. 578 n.1, which this court also cited
in Lougee, the issue was raised by the Appellate Court
sua sponte and was disposed of with little analysis in
a footnote. Finally, it is impossible to reconcile this
court’s conclusion in Presidential Capital Corp. that
an order quashing a subpoena is immediately appeal-
able with its conclusion that an order that authorizes
discovery to go forward is not. Presidential Capital
Corp. v. Reale, supra, 631 (‘‘[t]he finality that attaches
to the quashing of a subpoena is not . . . transferable
to an order that authorizes discovery to go forward’’).
The order is equally determinative of the rights of the
parties in both situations and, also in both situations, the
main cause of action would have to be stayed pending
resolution of an appeal from the order.9 Indeed, an order
compelling discovery is, if anything, more ‘‘final’’ than
an order denying discovery because such an order
changes the status quo and, ‘‘once disclosed through
discovery, information cannot be retrieved.’’ Id., 629.
Accordingly, it is clear to me that, contrary to this
court’s conclusion in Lougee and the dictum in Presi-
dential Capital Corp., discovery orders that ‘‘will not
result in a later judgment from which [the subject of
the order] can [later] appeal’’; (internal quotation marks
omitted) Lougee v. Grinnell, supra, 216 Conn. 487;
should be analyzed under the second prong of Curcio,
governing orders that ‘‘so [conclude] the rights of the
parties that further proceedings cannot affect them’’;
State v. Curcio, supra, 191 Conn. 31; not under the
first prong.10
This court previously has concluded that, under the
second prong of Curcio, we must balance our concern
for the rights of the person seeking an immediate appeal
with our concern for ‘‘the efficient operation of the
judicial system . . . .’’ Melia v. Hartford Fire Ins. Co.,
supra, 202 Conn. 258; id. (‘‘[o]ur concern for the efficient
operation of the judicial system . . . is the practical
consideration behind the policy against piecemeal liti-
gation inherent in the final judgment rule’’). Balancing
these concerns, we have concluded that discovery
orders generally are not immediately appealable, even
though an erroneous discovery order may result in the
deprivation of rights that cannot be restored in the
absence of an immediate appeal. See id., 257 (‘‘It is
true that a remand for a new trial resulting from an
erroneous order to disclose information protected by
the privilege cannot wholly undo the consequences of
its violation . . . . Vindication at the appellate level
can seldom regain all that has been lost by an erroneous
determination of a cause in the trial court.’’ [Internal
quotation marks omitted]); id., 259 (‘‘[w]e conclude that
the occasional violation of the attorney-client privilege
that cannot be fully rectified upon review of the final
judgment is a lesser evil than that posed by the delay
in the progress of cases in the trial court likely to result
from interlocutory appeals of disclosure orders’’).
Rather, discovery orders are immediately appealable
only when our concern for judicial efficiency is out-
weighed by the need to protect a right that is ‘‘too
important to be denied [immediate] review . . . .’’
(Internal quotation marks omitted.) Id., 256; see also
Abreu v. Leone, supra, 291 Conn. 347 (‘‘like other cases
in which we have determined that a contempt finding
should not be a predicate to appellate review, there is
a counterbalancing factor in this situation’’).
In my view, as a practical and logical matter, these
principles apply equally to discovery orders directed
at nonparties. Cf. Presidential Capital Corp. v. Reale,
supra, 240 Conn. 629 (nonparty witnesses not entitled
under Curcio to appeal immediately from denial of pro-
tective order). I recognize that, unlike a party, a nonpar-
ty’s exclusive interests in a case in which it has been
subjected to a discovery request are avoiding the burden
of complying with the request and preserving any appli-
cable privileges. I further recognize that, for all practical
intents and purposes, an order compelling discovery
finally concludes those interests. A discovery order
directed at a party, however, also affects the party’s
interests in a manner that may not be remediable in a
later appeal. See id. (‘‘[i]t is a given that, once disclosed
through discovery, information cannot be retrieved’’);
Melia v. Hartford Fire Ins. Co., supra, 202 Conn. 257
(‘‘[i]t is true that a remand for a new trial resulting from
an erroneous order to disclose information protected
by the privilege cannot wholly undo the consequences
of its violation’’). Moreover, there is no guarantee that
the party will be able to bring an appeal or, if it can,
that it will be able to appeal from the discovery order.11
Neither the potential unavailability of an adequate rem-
edy on appeal nor the potential unavailability of an
appeal, however, is sufficient justification for immedi-
ate review of a discovery order on the ground that ‘‘the
order or action so concludes the rights of the parties
that further proceedings cannot affect them.’’ (Empha-
sis added.) State v. Curcio, supra, 191 Conn. 31; see also
Melia v. Hartford Fire Ins. Co., supra, 257. Otherwise,
virtually all discovery orders would be immediately
reviewable. Cf. Presidential Capital Corp. v. Reale,
supra, 629–30 (if fact that disclosed information cannot
be retrieved were sufficient reason to allow immediate
appeal from order to testify, ‘‘every reluctant witness
could delay trial court proceedings by taking an inter-
locutory appeal’’). Moreover, an immediate appeal from
a discovery order by a nonparty will delay and disrupt
the underlying proceedings no less than an appeal by
a party.
Accordingly, I see no reason why, if a party cannot
obtain immediate review under Curcio of a discovery
order without first being held in contempt, such relief
should be available to a nonparty. Although the poten-
tial for unwarranted disclosure and irremediable harm
exists in both situations, I continue to believe that ‘‘the
occasional [improper discovery ruling] that cannot be
fully rectified upon review of the final judgment is a
lesser evil than that posed by the delay in the progress of
cases in the trial court likely to result from interlocutory
appeals of disclosure orders.’’ Melia v. Hartford Fire
Ins. Co., supra, 202 Conn. 259. Because I do not believe
that Finn Dixon’s interest in maintaining the confidenti-
ality of its privileged materials and work product is
sufficiently important to override our concern for the
efficient operation of the judicial system, I do not
believe that the trial court’s order in the present case
is appealable under the second prong of Curcio.
The majority does not dispute the substance of this
analysis or explain how the discovery order at issue in
the present case satisfies the requirement under the
first prong of Curcio that, to be immediately appealable,
an order must be ‘‘severable from the central cause of
action so that the main action can proceed independent
of the ancillary proceeding.’’ (Internal quotation marks
omitted.) Abreu v. Leone, supra, 291 Conn. 339. Rather,
it simply ignores this requirement and the holding of
Ruggiero that discovery matters are not separate and
distinct proceedings, and begs the question by stating
conclusorily that, because ‘‘Finn Dixon is not involved
in any way with the lawsuit between the plaintiffs and
defendants,’’ the discovery order ‘‘terminated a separate
and distinct proceeding and thus satisfied the first prong
of Curcio.’’ Despite this conclusion, the majority for
some reason finds it necessary to expend a great deal
of energy explaining why, in its view, there are also
compelling policy reasons to review the discovery order
immediately. The majority ultimately acknowledges
that, under Melia, these policy reasons, ‘‘standing alone,
[are] insufficient to transform an ordinary discovery
dispute between parties into an appealable final judg-
ment,’’ but concludes that Melia ‘‘is inapposite with
respect to the issue of whether a nonparty’s objection
to a discovery order satisfies the first prong of Curcio.’’12
If the majority believes that any discovery order to
a nonparty order satisfies the first prong of Curcio,
however, then there is no need for it to discuss the
order’s public policy implications. If the majority
believes that, to the contrary, policy considerations
must provide a counter-balancing factor to justify an
immediate appeal from a discovery order, it is impossi-
ble to reconcile its ultimate conclusion that such a
counter-balancing factor exists in the present case with
its concession that ‘‘Finn Dixon’s claim under the sec-
ond prong [of Curcio] is likely meritless under Melia,’’
because the right at issue would not be sufficiently
important to warrant an immediate appeal by a party.
Finally, I greatly fear that the majority’s decision per-
mitting immediate review of discovery orders directed
at attorneys for nonparties will open a floodgate of
immediate appeals from all discovery orders. See Melia
v. Hartford Fire Ins. Co. supra, 202 Conn. 258 (‘‘[t]he
opportunities for delay that would become available if
every disclosure order that might arguably implicate
the attorney-client privilege could be appealed before
trial are overwhelming to contemplate’’); cf. Brown &
Brown, Inc. v. Blumenthal, 288 Conn. 646, 655–56 n.6,
954 A.2d 816 (2008) (declining to treat trial court’s
denial of motion for summary judgment as appealable
final judgment in action seeking declaration that docu-
ments produced by plaintiff in separate proceeding
were confidential because doing so would open flood-
gate of interlocutory appeals). If a discovery order
directed at an attorney for a nonparty is a ‘‘separate
and distinct proceeding’’ permitting immediate appel-
late review under Curcio, then discovery orders
directed at any nonparty, including attorneys for par-
ties, must also be separate and distinct proceedings
under Curcio. Discovery orders directed at nonparties
are an extremely frequent occurrence in civil cases.13
Moreover, as I have explained, there is no principled
reason to treat parties and nonparties differently in this
context because both classes are exposed to the same
threat of irremediable harm from a nonappealable dis-
covery order, and an immediate appeal by either a party
or nonparty would cause the same delay and disruption
in the underlying proceeding.14 Accordingly, it appears
to me that the principled application of the newly
adopted rule allowing nonparties to appeal immediately
from discovery orders will lead inexorably to a rule
allowing immediate appeals by parties. I see no reason
to venture down that path.15
Because I would conclude that the trial court’s orders
denying Finn Dixon’s motion to quash the subpoena
and overruling its objections thereto did not constitute
an appealable final judgment under either prong of Cur-
cio, I would dismiss the writ of error for lack of appel-
late jurisdiction.
Accordingly, I respectfully dissent.
1
The plaintiffs are Woodbury Knoll, LLC, Woodbury Knoll II, LLC, Paredim
Partners, LLC, formerly known as Hanrock Management, LLC, and David
Parisier.
2
See Abreu v. Leone, supra, 291 Conn. 347 (‘‘Because . . . the specific
questions have been propounded and the trial court has ruled unequivocally
what must occur, we can only regard the posture of the present case as the
functional equivalent of [Abreu’s refusing to answer the questions again and
being held in contempt]. . . . In essence, the defendant is forcing [Abreu] to
be held in contempt.’’ [Citation omitted; internal quotation marks omitted.]).
3
This court in Metropolitan Life Ins. Co. ultimately concluded that imme-
diate review of the plaintiff’s appeal from a discovery order was warranted
under General Statutes § 52-265a. Metropolitan Life ins. Co. v. Aetna Casu-
alty & Surety Co., supra, 249 Conn. 50–51. Although that conclusion was
based in part on the importance of the attorney-client privilege; see id., 48;
we expressly relied on Melia for the proposition that that consideration,
standing alone, does not justify immediate review of a discovery order.
Id., 46–47.
4
Rule 1.6 (a) of the Rules of Professional Conduct provides: ‘‘A lawyer
shall not reveal information relating to representation of a client unless the
client gives informed consent, the disclosure is impliedly authorized in order
to carry out the representation, or the discourse is permitted by subsection
(b), (c), or (d).’’
5
The commentary to Rule 1.6 of the Rules of Professional Conduct pro-
vides in relevant part: ‘‘A lawyer may be ordered to reveal information
relating to the representation of a client by a court or by another tribunal
or governmental entity claiming authority pursuant to other law to compel
the disclosure. Absent informed consent of the client to do otherwise, the
lawyer should assert on behalf of the client all nonfrivolous claims that the
order is not authorized by other law or that the information sought is
protected against disclosure by the attorney-client privilege or other applica-
ble law. In the event of an adverse ruling, the lawyer must consult with the
client about the possibility of appeal to the extent required by Rule 1.4.
Unless review is sought, however, subsection (c) (4) permits the lawyer to
comply with the court order.’’
At oral argument before this court, Finn Dixon argued that, when a discov-
ery order requiring disclosure of privileged materials is ‘‘clearly erroneous,’’
an attorney who discloses privileged information is not entitled to raise the
‘‘Nuremburg’’ defense that the attorney was merely complying with a court
order. Finn Dixon cited no authority in support of this claim. Even if it were
correct, however, Finn Dixon has cited no authority for the proposition that
the attorney cannot be required to disobey a clearly erroneous interlocutory
order and be held in contempt before seeking review of the order.
6
Although I acknowledge that the final judgment rule creates a dilemma
for a nonparty attorney in this context, for the reasons that I have explained,
I do not believe that this dilemma is significantly more burdensome on a
nonparty attorney than it is on any other party or nonparty who must disobey
a court order in order to obtain immediate appellate review. Moreover, if
a nonparty attorney is held in contempt, the attorney obtains appellate
review of the order and the challenge is upheld, I find it highly unlikely that
any court would find the ethical violation sanctionable, especially in light
of the fact that the attorney was faced with conflicting ethical obligations
to the client and to the court. Sanctions are also unlikely if a good faith
challenge is denied on appeal and the attorney promptly complies with
the order.
7
Indeed, when asked at oral argument before this court whether one of
the reasons for this court’s decision in Abreu was that the discovery ruling
at issue in that case involved an important public policy factor, counsel for
Finn Dixon responded, ‘‘It certainly was.’’ Counsel did not argue that Finn
Dixon could appeal immediately from the trial court’s overruling of the
objections to the defendants’ subpoena duces tecum solely because Finn
Dixon was a nonparty and would have no other opportunity to challenge
the ruling.
8