In re Elvin G.
CourtSupreme Court of Connecticut
Date FiledNovember 12, 2013
DocketSC19108
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; McDonald and
Espinosa
StatusPublished
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Full Opinion
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IN RE ELVIN G.—DISSENT
ZARELLA, J., dissenting. The majority concludes that
a prior order for specific steps to facilitate the return
of a child to a parent is required in a termination pro-
ceeding in accordance with clauses (i) and (ii) of Gen-
eral Statutes § 17a-112 (j) (3) (B) but that the failure
of the trial court in the present case to order the respon-
dent, the father of the minor children, Elvin G. and
Kadahfi G., to take specific steps pursuant to clause (i)
was harmless error. I agree with the majority that the
specific steps requirement applies to both clauses (i)
and (ii) of § 17a-112 (j) (3) (B). I do not agree, however,
that it is appropriate to apply harmless error review to
§ 17a-112 (j) (3) (B). Accordingly, I would conclude that
the trial court’s failure to order specific steps warrants
a reversal of its decision to terminate the respondent’s
parental rights.
I begin by summarizing § 17a-112 (j) and describing
this court’s application of harmless error review in civil
cases. I then discuss why I believe that harmless error
review is inappropriate in the present case. Finally, I
share my concerns about the majority’s reasoning and
its implications for termination of parental rights pro-
ceedings.
Section 17a-112 (j) provides in relevant part that a
trial court may grant a petition for termination of paren-
tal rights ‘‘if it finds by clear and convincing evidence
that (1) the Department of Children and Families has
made reasonable efforts to locate the parent and to
reunify the child with the parent . . . unless the court
finds in this proceeding that the parent is unable or
unwilling to benefit from reunification efforts, except
that such finding is not required if the court has deter-
mined at a hearing pursuant to section 17a-111b, or
determines at trial on the petition, that such efforts
are not required, (2) termination is in the best interest
of the child, and (3) (A) the child has been abandoned
by the parent in the sense that the parent has failed to
maintain a reasonable degree of interest, concern or
responsibility as to the welfare of the child; (B) the
child (i) has been found by the Superior Court or the
Probate Court to have been neglected or uncared for
in a prior proceeding, or (ii) is found to be neglected
or uncared for and has been in the custody of the com-
missioner for at least fifteen months and the parent of
such child has been provided specific steps to take to
facilitate the return of the child to the parent pursuant
to section 46b-129 and has failed to achieve such degree
of personal rehabilitation as would encourage the belief
that within a reasonable time, considering the age and
needs of the child, such parent could assume a responsi-
ble position in the life of the child . . . (D) there is
no ongoing parent-child relationship, which means the
relationship that ordinarily develops as a result of a
parent having met on a day-to-day basis the physical,
emotional, moral and educational needs of the child
and to allow further time for the establishment or rees-
tablishment of such parent-child relationship would be
detrimental to the best interest of the child; [or] (E)
the parent of a child under the age of seven years who
is neglected or uncared for, has failed, is unable or is
unwilling to achieve such degree of personal rehabilita-
tion as would encourage the belief that within a reason-
able period of time, considering the age and needs of
the child, such parent could assume a responsible posi-
tion in the life of the child and such parent’s parental
rights of another child were previously terminated pur-
suant to a petition filed by the Commissioner of Chil-
dren and Families . . . .’’ (Emphasis added.)
Pursuant to § 17a-112 (j), the trial court must make
the required findings to terminate parental rights at a
hearing. It is well established that, ‘‘[u]nder § 17a-112,
a hearing on a petition to terminate parental rights
consists of two phases: the adjudicatory phase and the
dispositional phase. During the adjudicatory phase, the
trial court must determine whether one or more of the
. . . grounds for termination of parental rights set forth
in § 17a-112 [(j) (3)] exists by clear and convincing
evidence. . . . In contrast to custody proceedings, in
which the best interests of the child are always the
paramount consideration and in fact usually dictate
the outcome, in termination proceedings the statutory
criteria must be met before termination can be accom-
plished and adoption proceedings begun. . . . Section
17a-112 [(j) (3)] carefully sets out . . . [the] situations
that, in the judgment of the legislature, constitute coun-
tervailing interests sufficiently powerful to justify the
termination of parental rights in the absence of con-
sent.’’ (Citation omitted; footnote omitted; internal quo-
tation marks omitted.) In re Eden F., 250 Conn. 674,
688–89, 741 A.2d 873 (1999). ‘‘If the trial court deter-
mines that a statutory ground for termination exists,
then it proceeds to the dispositional phase. During the
dispositional phase, the trial court must determine
whether termination is in the best interests of the child.’’
Id., 689. As the majority acknowledges, ‘‘[b]ecause a
respondent’s fundamental right to parent his or her
child is at stake, [t]he statutory criteria must be strictly
complied with before termination can be accomplished
and adoption proceedings begun.’’1 (Internal quotation
marks omitted.)
This court has applied harmless error review in both
criminal and civil cases involving a fundamental right.2
In fact, ‘‘harmless error review has become the standard
that our Connecticut appellate courts normally use to
review errors occurring in civil litigation.’’3 Wiseman
v. Armstrong, 295 Conn. 94, 109, 989 A.2d 1027 (2010).
‘‘There is no rule or practice [however] that requires
an appellate court to apply a particular standard of
review in civil cases, even when reviewing for structural
error.’’4 Id., 109–10.
The error in the present case results from the trial
court’s failure to adhere to a statutory requirement in
§ 17a-112 (j). ‘‘When construing a statute, [o]ur funda-
mental objective is to ascertain and give effect to the
apparent intent of the legislature. . . . In seeking to
determine that meaning . . . [General Statutes] § 1-2z
directs us first to consider the text of the statute itself
and its relationship to other statutes.’’5 (Footnote omit-
ted; internal quotation marks omitted.) Id., 99–100. ‘‘It
is well settled that we look to the broader statutory
scheme to ensure the coherency of our construction
because it is presumed [that] the legislature created
a harmonious and consistent body of law.’’ (Internal
quotation marks omitted.) Id., 102. In the present case,
the only ground for termination at issue is § 17a-112 (j)
(3) (B). Thus, in accordance with § 1-2z, I begin my
analysis by considering § 17a-112 (j) (3) (B) in relation
to other provisions of § 17a-112 (j).
Two other provisions in § 17a-112 (j) provide an
exception for when a parent is ‘‘unable or unwilling’’ to
benefit from certain services or activities. For example,
subdivision (1) of § 17a-112 (j) includes such an excep-
tion to the ‘‘reasonable efforts’’ requirement. That is,
the Department of Children and Families (department)
is exempted from the requirement that it make reason-
able efforts to locate the parent and to reunify the child
with the parent if ‘‘the court finds in [the] proceeding
that the parent is unable or unwilling to benefit from
reunification efforts’’ or if the trial court ‘‘has deter-
mined at a hearing . . . or determines at trial . . . that
such efforts are not required . . . .’’ (Emphasis added.)
General Statutes § 17a-112 (j) (1).6 The legislature
included similar language in subdivision (3), which pro-
vides grounds for termination when, inter alia, ‘‘the
parent of a child under the age of seven years who is
neglected and uncared for, has failed, is unable or is
unwilling to achieve such degree of personal rehabilita-
tion as would encourage the belief that within a reason-
able period of time, considering the age and needs of
the child, such parent could assume a responsible posi-
tion in the life of the child and such parent’s parental
rights of another child were previously terminated pur-
suant to a petition filed by the Commissioner of Chil-
dren and Families . . . .’’ (Emphasis added.) General
Statutes § 17a-112 (j) (3) (E).
The language of § 17a-112 (j) (3) (E) is very similar
to the provision at issue in the present case in that both
§ 17a-112 (j) (3) (B) and § 17a-112 (j) (3) (E) provide
grounds for termination of parental rights based on the
failure to rehabilitate. The notable differences between
the two are: (1) § 17a-112 (j) (3) (B) includes a specific
steps requirement, whereas § 17a-112 (j) (3) (E) does
not; (2) § 17a-112 (j) (3) (B) does not include any lan-
guage about whether the parent is ‘‘unable or unwilling’’
to be rehabilitated, whereas § 17a-112 (j) (3) (E) does;
and (3) § 17a-112 (j) (3) (B) refers to a prior finding of
neglect for the same child at issue in the termination
proceeding, whereas § 17a-112 (j) (3) (E) refers to a
prior termination of parental rights with respect to
‘‘another child . . . .’’ The statute as a whole therefore
provides more procedural protection—in the form of
specific steps—to parents who are involved in their
first termination proceeding, rather than their second
or subsequent proceeding, when faced with a claim of
failure to rehabilitate.
Including further procedural protection for parents
who have had their children adjudicated neglected, but
have not yet had their parental rights terminated, makes
sense because the specific steps requirement provides
parents with notice of what they can do to avoid reach-
ing a stage at which the termination of parental rights
is necessary. ‘‘[T]he ‘specific steps’ provisions of [§ 17a-
112 (j)] have two purposes: first, to instruct the parent
on the specific conduct in which he or she must engage
in order to satisfy the [department] and the trial court
that he or she is a fit parent and, second, to ensure
that the [department] does what it reasonably can to
facilitate, rather than to impede, reunification.’’ In re
Devon B., 264 Conn. 572, 589, 825 A.2d 127 (2003) (Sulli-
van, C. J., dissenting). These objectives are clear from
the language of the specific steps form itself, which
requires a signature by the respondent under the state-
ment, ‘‘I understand that if I do not follow these specific
steps it will increase the chance that a petition may be
filed to terminate my parental rights permanently so
that my child may be placed in adoption.’’ Connecticut
Judicial Branch Form JD-JM-106 (Rev. January, 2011)
p. 2 (Specific Steps Form), available at http://jud.ct.gov/
webforms/forms/JM106.pdf (last visited October 27,
2013). Informing parents of what they can do to become
fit parents in the eyes of the court thus provides parents
with a meaningful opportunity for rehabilitation and
reunification.
Furthermore, the differences between § 17a-112 (j)
(3) (B) and § 17a-112 (j) (3) (E) demonstrate that a
court should examine a parent’s willingness and ability
to rehabilitate when that parent previously has had his
or her parental rights to another child terminated, but
not when there only has been a prior neglect proceed-
ing. Although § 17a-112 (j) does not explicitly mention
harmless error review, examining a parent’s willingness
and ability to rehabilitate has the same effect as harm-
less error review in this particular context. For example,
if a court were to engage in harmless error review with
respect to the reasonable efforts requirement, the court
would determine whether the department’s failure to
make reunification efforts ‘‘would likely affect the
result’’ of the termination proceeding. (Internal quota-
tion marks omitted.) Kalams v. Giacchetto, 268 Conn.
244, 249, 842 A.2d 1100 (2004). This analysis would turn
on whether the parent was willing and able to benefit
from reunification efforts because, if the parent were
unwilling or unable, there certainly would be no harm.
Essentially, harmless error review in this context is the
functional equivalent of the statutory exception already
set forth in § 17a-112 (j) (1).
Because the unwilling and unable exception con-
tained in § 17a-112 (j) (1) and harmless error review
involve the same analysis and lead to the same result,
it would be inconsistent with the statutory language to
apply harmless error review to a provision that did not
include this exception. Specifically, when the majority
applies harmless error review to the trial court’s failure
to provide specific steps, the analysis focuses on
whether the respondent would be able to benefit from
these steps—essentially, whether he was willing and
able.7 Because ‘‘[i]t is not the function of courts to read
into clearly expressed legislation provisions which do
not find expression in its words’’; (internal quotation
marks omitted) State v. Ward, 306 Conn. 698, 710, 52
A.3d 591 (2012); this court should not read into § 17a-
112 (j) (3) (B) an exception for when parents are unwill-
ing or unable. Thus, this court also should refrain from
engaging in the identical analysis of harmless error
review when it is clear from the statute that the parent’s
willingness and ability should not be considered.
I therefore conclude that applying a harmless error
analysis to § 17a-112 (j) (3) (B) is inappropriate, as the
legislature had the ability and opportunity to include
this exception by adding the willing and able language
but chose not to do so. Even though a parent’s inability
or unwillingness is relevant for some claims or stages
of termination proceedings, a court should not consider
it in evaluating whether a parent has failed to rehabili-
tate under § 17a-112 (j) (3) (B).8
The real problem in this case is that both the Commis-
sioner of Children and Families (petitioner) and the
majority attempt to fit a square peg in a round hole.
The majority seems concerned—and understandably
so—about the children and their lack of contact with
the respondent due to his prolonged incarceration. Spe-
cifically, the majority repeatedly suggests that a parent’s
prolonged incarceration after the birth of a child and
before termination proceedings are initiated can, in and
of itself, justify the termination of parental rights on
the ground that the parent has failed to rehabilitate.9
Although I am sympathetic to the majority’s concern,
I believe that we must encourage the department to
follow the proper procedural channels for termination.
The petitioner brought this claim under § 17a-112 (j)
(3) (B) but seemingly realized a mistake shortly before
trial and unsuccessfully attempted to amend the peti-
tions for termination of parental rights to include the
grounds of abandonment and no ongoing parent-child
relationship. These grounds for termination occur when
either ‘‘the child has been abandoned by the parent
in the sense that the parent has failed to maintain a
reasonable degree of interest, concern or responsibility
as to the welfare of the child’’; General Statutes § 17a-
112 (j) (3) (A); or ‘‘there is no ongoing parent-child
relationship, which means the relationship that ordi-
narily develops as a result of a parent having met on
a day-to-day basis the physical, emotional, moral and
educational needs of the child and to allow further time
for the establishment or reestablishment of such parent-
child relationship would be detrimental to the best inter-
est of the child . . . .’’ General Statutes § 17a-112 (j)
(3) (D).
Even if the evidence in the present case supported
a finding of abandonment or the lack of an ongoing
parent-child relationship, however, such a finding alone
would not constitute grounds for terminating the
respondent’s parental rights. See, e.g., In re Christian
P., 98 Conn. App. 264, 268, 907 A.2d 1261 (2006) (when
petitioner did not allege lack of ongoing parent-child
relationship, termination of parental rights on that
ground was improper). I would not go so far as to guess
the outcome if the termination petitions in the present
case had alleged either of those two grounds, but the
evidence seems far more relevant to the abandonment
and no ongoing parent-child relationship claims than
to the failure to rehabilitate.10 Rehabilitation, by nature,
assumes that the parent is currently unfit or previously
has engaged in some negative behavior and seeks to
provide that parent with a meaningful opportunity to
change. See, e.g. In re Eden F., supra, 250 Conn. 706
(‘‘ ‘ ‘‘[r]ehabilitate’’ means ‘‘to restore [a handicapped
or delinquent person] to a useful and constructive place
in society through social rehabilitation’’ ’ ’’). Thus, it
would make no sense to bring a claim for failure to
rehabilitate and then to terminate parental rights solely
on the basis of the inevitable results of prior unfitness
or negative behavior; such reasoning would defeat the
purpose of rehabilitation altogether. Rather, a failure
to rehabilitate claim should require consideration of
the parent’s behavior and efforts after he or she has
been provided notice of what specific steps could lead
to reunification.11
The majority’s treatment of incarceration as it relates
to rehabilitation has further implications that concern
me. The specific steps requirement in § 17a-112 (j) (3)
(B) is a procedural protection that safeguards a parent’s
‘‘constitutionally protected right to raise and care for
[his or her] own children.’’ In re Juvenile Appeal (83-
DE), 190 Conn. 310, 318, 460 A.2d 1277 (1983), citing
Stanley v. Illinois, 405 U.S. 645, 651, 92 S. Ct. 1208, 31
L. Ed. 2d 551 (1972). Specific steps provide ‘‘fair warning
to a parent of the potential termination of parental rights
in subsequent proceedings.’’ (Internal quotation marks
omitted.) In re Devon B., supra, 264 Conn. 584. ‘‘The
United States Supreme Court has frequently empha-
sized the constitutional importance of family integrity.
The rights to conceive and to raise one’s children have
been deemed essential, basic civil rights of man, and
[r]ights far more precious . . . than property rights. It
is cardinal with us that the custody, care and nurture
of the child reside first in the parents, whose primary
function and freedom include preparation for obliga-
tions the state can neither supply nor hinder. The integ-
rity of the family unit has found protection in the [d]ue
[p]rocess [c]lause of the [f]ourteenth [a]mendment, the
[e]qual [p]rotection [c]lause of the [f]ourteenth
[a]mendment, and the [n]inth [a]mendment.’’ (Internal
quotation marks omitted.) In re Juvenile Appeal (83-
CD), 189 Conn. 276, 284, 455 A.2d 1313 (1983). ‘‘This
right to family integrity includes the most essential and
basic aspect of familial privacy—the right of the family
to remain together without the coercive interference
of the awesome power of the state.’’ (Internal quotation
marks omitted.) Id.
‘‘The fundamental liberty interest of natural parents
in the care, custody, and management of their child
does not evaporate simply because they have not been
model parents or have lost temporary custody of their
child to the [s]tate. Even when blood relationships are
strained, parents retain a vital interest in preventing
the irretrievable destruction of their family life.’’ San-
tosky v. Kramer, 455 U.S. 745, 753, 102 S. Ct. 1388, 71 L.
Ed. 2d 599 (1982). ‘‘When the [s]tate initiates a parental
rights termination proceeding, it seeks not merely to
infringe that fundamental liberty interest, but to end it.
If the [s]tate prevails, it will have worked a unique kind
of deprivation. . . . A parent’s interest in the accuracy
and justice of the decision to terminate his or her paren-
tal status is, therefore, a commanding one.’’ (Internal
quotation marks omitted.) Id., 759. Therefore, ‘‘[w]hen
the [s]tate moves to destroy weakened familial bonds,
it must provide the parents with fundamentally fair
procedures.’’ Id., 753–54. ‘‘If anything, persons faced
with forced dissolution of their parental rights have a
more critical need for procedural protections than do
those resisting state intervention into ongoing family
affairs.’’ Id., 753.
The majority purports to apply the well established
principle that ‘‘the fact of incarceration, in and of itself,
cannot be the basis for a termination of parental rights.’’
This principle is especially important in the rehabilita-
tion context, which seeks to allow a parent the opportu-
nity to change and be ‘‘restor[ed] . . . to his or her
former constructive and useful role as a parent.’’ (Inter-
nal quotation marks omitted.) In re Eden F., supra, 250
Conn. 706. If incarceration alone cannot be the basis
for the termination of parental rights, I do not under-
stand how the inevitable restraints that result from
incarceration can be the sole basis either. For example,
the majority simply assumes that the trial court prop-
erly could order an incarcerated parent to take specific
steps that the parent could not possibly comply with
while in prison, such as keeping appointments with the
department and obtaining employment, and then use
the parent’s failure to comply with such an order as
grounds for terminating his or her parental rights. It
seems to me, however, that such an order would be
entirely inconsistent with the principle that, ‘‘[w]hen
the [s]tate moves to destroy weakened familial bonds,
it must provide the parents with fundamentally fair
procedures’’; Santosky v. Kramer, supra, 455 U.S.
753–54; especially when the trial court could order any
number of meaningful specific steps that the respon-
dent could follow while in prison.
For example, a respondent could ‘‘[k]eep all appoint-
ments set by or with [the department]’’ via telephone,
‘‘[t]ake part in counseling,’’ ‘‘[s]ubmit to random drug
testing,’’ ‘‘[n]ot use illegal drugs or abuse alcohol or
medicine,’’ ‘‘[a]ttend and complete an appropriate
domestic violence program,’’ ‘‘[c]ooperate with the
[children’s] therapy,’’ or, ‘‘[w]ithin thirty . . . days
. . . tell [the department] in writing the name, address,
family relationship and birth date of any [person] who
[he or she] would like the department to investigate and
consider as a placement resource for the [children].’’
Specific Steps Form, supra, pp. 1–2. In addition, the
specific steps form contains a line marked ‘‘[o]ther’’ on
which the court may write individual orders tailored to
the particular parent. Id., p. 2. The trial court, therefore,
could have required: (1) that the respondent also estab-
lish that he and his wife, Lillian G.,12 have adequate
housing for the children before and after his release
from prison; (2) that he and his wife cooperate with
respect to any visits to the wife’s home by either the
department or the children before his release; (3) that
he cooperate with prison officials and refrain from fur-
ther infractions of prison rules; and (4) that he maintain
communication with the children by telephone or mail
as often as prison officials and the department permit.
The adaptability of the specific steps form suggests that
it is not intended to provide parents with steps that
they could not meet but, rather, that it is a flexible
document intended to adapt to the situation of each
family.13
Thus, the provision of specific steps is not a mere
exercise in directing parents what they should have
known but, rather, an important safeguard to ensure
that parents do not lose their children without a mean-
ingful opportunity for rehabilitation and reunification.
The language of the statute itself reflects the signifi-
cance of this safeguard by contemplating inability or
unwillingness in other provisions of the statute but not
in the provision at issue in this case. It would be funda-
mentally unfair for courts to ignore this statutory man-
date, not provide specific steps, and later conclude that
notice and guidance were unnecessary because the par-
ent should have known that engaging in certain conduct
would result in the termination of his or her parental
rights.14 Under the majority’s approach, incarceration
effectively would be a sufficient ground for termination
because of a failure to rehabilitate in almost every case
in which the parent is incarcerated for any significant
period of time.15
In summary, I believe that harmless error review is
inappropriate in the present case because § 17a-112 (j)
(3) (B) does not provide that a court should examine
a parent’s ability or willingness. Furthermore, I believe
that it is our ‘‘constitutional duty to ensure that, when
[a parent’s fundamental right to raise his or her children]
has been curtailed, all relevant legal standards have
been fully satisfied . . . .’’ In re Joseph W., 305 Conn.
633, 649, 46 A.3d 59 (2012). I thus would conclude that
the trial court improperly failed to provide specific steps
to the respondent to facilitate reunification with his
children, as § 17a-112 (j) (3) (B) requires, and would
reverse the judgment of the trial court terminating the
respondent’s parental rights. Accordingly, I respect-
fully dissent.
1
The majority quotes In re Juvenile Appeal (Anonymous), 181 Conn.
638, 644–45, 436 A.2d 290 (1980), for this proposition.
2
See, e.g., Small v. Commissioner of Correction, 286 Conn. 707, 723, 946
A.2d 1203 (‘‘[i]t is well settled that a reviewing court evaluates a trial error
of constitutional magnitude [in a criminal case] under the harmless error
standard set forth by the United States Supreme Court in Chapman v.
California, [386 U.S. 18, 24, 87 S. Ct. 824, 17 L. Ed. 2d 705 (1967)]’’), cert.
denied sub nom. Small v. Lantz, 555 U.S. 975, 129 S. Ct. 481, 172 L. Ed. 2d
336 (2008); Rozbicki v. Huybrechts, 218 Conn. 386, 387, 395–96, 589 A.2d
363 (1991) (applying harmless error review in civil case involving violation
of state constitutional right of party to be present during voir dire).
3
See, e.g., Earlington v. Anastasi, 293 Conn. 194, 201, 976 A.2d 689 (2009)
(improper jury interrogatories); Hayes v. Camel, 283 Conn. 475, 488–89, 927
A.2d 880 (2007) (improper evidentiary ruling); PSE Consulting, Inc. v. Frank
Mercede & Sons, Inc., 267 Conn. 279, 295, 838 A.2d 135 (2004) (improper
instruction on burden of proof); Brookfield v. Candlewood Shores Estates,
Inc., 201 Conn. 1, 5, 513 A.2d 1218 (1986) (failure of court to follow rules
pertaining to decision on summary judgment motions).
4
See, e.g., Carrano v. Yale-New Haven Hospital, 279 Conn. 622, 635–37,
904 A.2d 149 (2006) (rejecting argument that one-sided award of additional
peremptory challenges was structural error that should have been deemed
per se reversible error and instead applying harmless error review).
While I agree with the majority that the presence of a statutory right is
not determinative of whether an appellate court should apply harmless error
review; see footnote 20 of the majority opinion; the existence of such a
right in a statute or constitutional provision is certainly relevant. See, e.g.,
Wiseman v. Armstrong, supra, 295 Conn. 110 (determining that lack of
statutory right or constitutional provision providing for right to poll jury in
civil cases is factor to consider in deciding whether harmless error review
is appropriate).
5
Furthermore, ‘‘[i]f, after examining such text and considering such rela-
tionship, the meaning of such text is plain and unambiguous and does not
yield absurd or unworkable results, extratextual evidence of the meaning
of the statute shall not be considered. . . . The test to determine ambiguity
is whether the statute, when read in context, is susceptible to more than
one reasonable interpretation. . . . When a statute is not plain and unambig-
uous, we also look for interpretive guidance to the legislative history and
circumstances surrounding its enactment, to the legislative policy it was
designed to implement, and to its relationship to existing legislation and
common law principles governing the same general subject matter . . . .’’
(Internal quotation marks omitted.) Commissioner of Public Safety v. Free-
dom of Information Commission, 301 Conn. 323, 338, 21 A.3d 737 (2011).
6
The legislature was particularly concerned about forcing children to
reunify with parents who might cause them harm. Representative Konstan-
tinos Diamantis stated before the House of Representatives that examples of
situations in which ‘‘reunification [efforts] would not be necessary’’ included
parents who had ‘‘subjected a child to aggravated circumstances such as
. . . abandonment, torture, chronic abuse, [or] sexual abuse; [or who had]
committed murder or voluntary manslaughter [with respect to] another
child; [or who had] aided or [abetted] or attempted to conspire to solicit
to commit such a murder or voluntary manslaughter; [or who had engaged
in felonious assault of] the child or [the parent’s other] children causing
serious bodily injury; [or who had their] . . . parental rights involuntarily
terminated [with respect to] a sibling of [the] child.’’ 41 H.R. Proc., Pt. 12,
1998 Sess., p. 4149. Because a petition for the termination of parental rights
must meet all three prongs of § 17a-112 (j) (1) through (3), a child will
be protected from premature reunification by the ‘‘unable or unwilling’’
exception to the reasonable efforts requirement regardless of which grounds
for termination are alleged.
7
For example, the majority states that, ‘‘until his release . . . the respon-
dent could not begin to attempt to secure legal employment, establish a
household appropriate for the children and demonstrate his ability to refrain
from further involvement in the criminal justice system. In short, as long as
he remained incarcerated, specific steps directing him to make the foregoing
efforts would have been pointless.’’ (Emphasis added.) Text accompanying
footnote 24 of the majority opinion.
8
The majority states that ‘‘[w]e have at times found a trial court’s noncom-
pliance with a statutory requirement to be harmless error when it is clear
that compliance could not have affected the outcome.’’ Footnote 20 of the
majority opinion. Although I agree with this statement generally, the majority
slightly misstates the issue. In the cases on which the majority relies for
this proposition, there was no indication by the legislature that harmless
error review should not be applied to the statutes at issue. In the present
case, however, we have before us a provision in which certain sections
contain the functional equivalent of a harmless error exception but others
do not.
9
For example, the majority states the following: ‘‘[W]e agree with the
trial court that, given the length of the respondent’s incarceration and his
disciplinary infractions, his history of failing to parent his children, and the
children’s myriad and specialized needs, the provision of specific steps
would not have made a difference’’; ‘‘damage to the parent-child relationship
that justifies severance stems from the enforced, physical separation of the
parent from the child’’; and the effect of the ‘‘[e]xtended incarceration
severely hinders’’ reunification of the family, ‘‘particularly . . . when a par-
ent has been incarcerated for much or all of his or her child’s life, and, as
a result, the normal parent-child bond that develops from regular contact
. . . is weak or absent.’’ (Internal quotation marks omitted.)
10
Although I agree that prolonged incarceration prior to the initiation of
a termination proceeding could, in a proper case, constitute evidence of
abandonment or lack of an ongoing parent-child relationship, the only ground
for termination at issue in the present case is the respondent’s alleged failure
to rehabilitate.
11
The majority states in response to this proposition that ‘‘[t]he benefit
of hindsight makes it . . . apparent . . . that, in the present case, even if
[specific] steps properly had been provided at that time, they could not
have made a difference in the trial court’s [subsequent] finding [regarding]
the respondent’s failure to rehabilitate.’’ Footnote 20 of the majority opinion.
The majority thus uses evidence of the respondent’s behavior in the absence
of specific steps as proof of what he would have done if the trial court had
provided him with the steps. We cannot assume, however, that an individual’s
actions without notice are indicative of what the individual’s actions would
have been with notice.
Consider the following example. Stop signs provide notice to drivers that
they should stop at a particular point. A driver approaches an intersection
and, seeing no stop sign, proceeds through the intersection. Under the
majority’s reasoning, the driver’s failure to stop at the intersection could
be used as evidence that the driver would not have stopped even if there
had been a stop sign. I would argue, however, that we have no way of knowing
whether the driver would have stopped. His behavior, in the absence of
the stop sign, does not make it ‘‘apparent’’ what he would have done if a
stop sign had been installed. The purpose of notice—such as stop signs—
is to notify individuals of what they should or should not do. Thus, an
individual’s actions in the absence of notice are not necessarily indicative
of what the individual would have done if notice had been provided. Simi-
larly, the respondent’s behavior in the absence of the court’s provision of
specific steps is not necessarily indicative of what the respondent would
have done if he had been provided with them.
The United States Supreme Court has found that harmless error review
should not be applied when it would require a court to engage in ‘‘a specula-
tive inquiry into what might have occurred in an alternate universe.’’ United
States v. Gonzalez-Lopez, 548 U.S. 140, 150, 126 S. Ct. 2557, 165 L. Ed. 2d
409 (2006). In the present case, the respondent’s behavior prior to the
termination proceeding is a fact to be found by the trial court. Just as the
respondent’s behavior could have been entirely different if he had been
provided with specific steps, the trial court could have come to an entirely
different conclusion when faced with potentially different evidence. When
engaging in harmless error review, a reviewing court examines the record
to determine whether the error ‘‘likely affected the result . . . .’’ (Internal
quotation marks omitted.) Kalams v. Giacchetto, supra, 268 Conn. 249. As
I explained previously, in the present case, we simply have no way of
knowing whether providing specific steps would have affected the result.
The respondent was improperly deprived of notice to change his behavior
long before the termination proceedings even began, and thus the record
might have been entirely different if the proper procedures had been fol-
lowed. Harmless error review therefore is inappropriate in the present case
because it would require this court to engage in a ‘‘speculative inquiry
. . . .’’ United States v. Gonzalez-Lopez, supra, 150.
12
The trial court stated that the respondent’s contention that placing the
children with Lillian G. would have facilitated reunification of the children
with him upon his release from prison not only ‘‘does . . . not constitute
a failure to exercise reasonable reunification efforts, but it also demonstrates
[the respondent’s] inability to put the children’s needs before his own. It
constitutes a hopeful possibility for [the respondent’s] benefit at some time
still in the future, keeping the children in limbo, with no recognition of the
needs and ages of the children—a necessary part of rehabilitation and
reunification.’’ Thus, the trial court concluded that the only way that the
respondent could have demonstrated that he was rehabilitated and would
be a fit parent would have been to relinquish his interest in raising his
children. In my view, such ‘‘catch-22’’ reasoning is fundamentally inconsis-
tent with the governing constitutional principles and statutory scheme.
Moreover, the respondent should not be blamed for failing to request that
Lillian G. have guardianship of the children until after the petitions for
termination were filed. Section 17a-112 (j) (3) (B) places the burden on the
trial court to provide specific steps to facilitate the return of the child to
the parent. The respondent did not have notice that he had to request that
his wife have guardianship before a specific point. Issuing specific steps
perhaps would have avoided this issue altogether.
Finally, I simply do not understand the trial court’s statement that transfer-
ring guardianship of the children to Lillian G., who, according to the trial
court, ‘‘appears to be [a] fine person [who] may be suitable and worthy to
raise children,’’ ‘‘would not have assisted [the respondent] in his efforts to
rehabilitate or reunify with the children in a timely manner . . . .’’ Certainly,
providing Lillian G. with the opportunity to visit with and possibly to care
for the children while the respondent was incarcerated would have made
it much easier for Lillian G., the children, and the respondent to be reunited
as a family after the respondent’s release from prison.
The majority states in response to this position that the trial court properly
determined that ‘‘it would have been inappropriate . . . to prepare [the
children] for a reunification’’ with the respondent because the respondent
had been incarcerated for ‘‘approximately ten of the last twelve years’’ and
‘‘had yet to demonstrate his ability to stay the straight and narrow in the
nonstructured world to which he [would] be returning when he is released
from prison.’’ (Internal quotation marks omitted.) Footnote 24 of the majority
opinion. That is exactly the point. The respondent did not have a meaningful
opportunity to demonstrate to the trial court that he could rehabilitate
because he was not provided with the specific steps necessary to put him
on notice as to what he needed to do. If the respondent had received
guidance and direction, he indeed might have shown an ‘‘ability to stay the
straight and narrow in the nonstructured world’’ upon his release from
prison. (Internal quotation marks omitted.) Id.
Furthermore, holding the respondent’s past incarceration against him
defeats the purpose