Tanzman v. Meurer
CourtSupreme Court of Connecticut
Date FiledJuly 9, 2013
DocketSC18812
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; McDonald and
Vertefeuille
StatusPublished
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Full Opinion
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TANZMAN v. MEURER—DISSENT
EVELEIGH, J., with whom, VERTEFEUILLE, J., joins,
dissenting. I respectfully disagree with the majority
opinion. I respectfully assert that, in my view, the major-
ity opinion does not fully address the certified question
in a manner that relates to the issue of whether the
trial court abused its discretion in its denial of the
motion to modify filed by the plaintiff, Jonathan M.
Tanzman. I agree with the overriding principle espoused
by the majority to the effect that a trial court must
always state either the precise amount or a range of
earning capacity upon which it based its order in a
divorce judgment. Due to the procedural posture of this
case, however, I disagree with the majority’s use of this
court’s supervisory authority to apply this rule in the
present case. I further disagree with the majority’s opin-
ion to the extent that it opines that the trial court could
not have denied the motion to modify without first
having at least a range of the earning capacity figure
upon which it based its original decision.
Although the majority opinion acknowledges the cer-
tified question, it only addresses whether the trial court
properly granted the motion for modification. Respect-
fully, I disagree with that approach. Instead, I would
first address the certified question as it is written and
then rephrase the certified question to add the following
additional issue presented in this appeal: ‘‘If the answer
to the first question is in the negative, did the Appellate
Court properly conclude that the trial court properly
denied the plaintiff’s motion for modification because
he did not meet his burden of demonstrating a change
in circumstances?’’ See, e.g., State v. Ouellette, 295
Conn. 173, 184, 989 A.2d 1048 (2010) (court may
reformulate certified question to conform to issue actu-
ally presented); Rosado v. Bridgeport Roman Catholic
Diocesan Corp., 276 Conn. 168, 191, 884 A.2d 981 (2005)
(court may ‘‘reformulate . . . the certified question to
reflect more accurately the issues presented’’); Anker-
man v. Mancuso, 271 Conn. 772, 777, 860 A.2d 244
(2004) (court may rephrase certified questions in order
to render them more accurate in framing issues that
case presents); State v. Brown, 242 Conn. 389, 401, 699
A.2d 943 (1997) (court may reframe certified question
to eliminate focus on improper issue); Stamford Hospi-
tal v. Vega, 236 Conn. 646, 648 n.1, 674 A.2d 821 (1996)
(court may reframe certified question to render it more
accurate in framing issues presented).
Thus, if the certified question was rephrased, I would
agree with the majority opinion on the first issue and
disagree with the majority opinion on the second.
Although I would conclude that the trial court improp-
erly denied the plaintiff’s motions for articulation and/
or clarification seeking a specific figure for the earning
capacity of the plaintiff at the time of dissolution, I
disagree that the Appellate Court improperly affirmed
the trial court’s motion for modification in the present
appeal on the ground that the trial court did not abuse
its discretion in determining that the plaintiff did not
meet his burden of demonstrating a change in circum-
stances. I would, therefore, reverse the judgment of the
Appellate Court as it relates to affirming the trial court’s
denial of the motions for articulation and/or clarifica-
tion and affirm the judgment of the Appellate Court as
it relates to affirming the trial court’s denial of the
motion for modification. Accordingly, I dissent.
I agree with the facts and procedural history set forth
in the majority opinion. I will, however, highlight addi-
tional facts and procedural history as necessary to my
dissent. As a preliminary matter, I set forth the standard
of review and legal principles relevant to my discussion.
‘‘The well settled standard of review in domestic rela-
tions cases is that this court will not disturb trial court
orders unless the trial court has abused its legal discre-
tion or its findings have no reasonable basis in the facts.
. . . As has often been explained, the foundation for
this standard is that the trial court is in a clearly advanta-
geous position to assess the personal factors significant
to a domestic relations case . . . .’’ (Internal quotation
marks omitted.) Simms v. Simms, 283 Conn. 494, 502,
927 A.2d 894 (2007).
‘‘As has been repeatedly stated by this court, judicial
review of a trial court’s exercise of its broad discretion
in domestic relations cases is limited to the questions
of whether the [trial] court correctly applied the law
and could reasonably have concluded as it did. . . .
Our function in reviewing such discretionary decisions
is to determine whether the decision of the trial court
was clearly erroneous in view of the evidence and plead-
ings in the whole record. . . . With respect to the finan-
cial awards in a dissolution action, great weight is given
to the judgment of the trial court because of its opportu-
nity to observe the parties and the evidence. Moreover,
the power to act equitably is the keystone to the court’s
ability to fashion relief in the infinite variety of circum-
stances which arise out of the dissolution of a marriage.
. . . For that reason, we allow every reasonable pre-
sumption . . . in favor of the correctness of [the trial
court’s] action.’’ (Citations omitted; internal quotation
marks omitted.) Unkelbach v. McNary, 244 Conn. 350,
366, 710 A.2d 717 (1998). ‘‘Notwithstanding the great
deference accorded the trial court in dissolution pro-
ceedings, a trial court’s ruling . . . may be reversed if,
in the exercise of its discretion, the trial court applies
the wrong standard of law.’’ (Internal quotation marks
omitted.) Misthopoulos v. Misthopoulos, 297 Conn. 358,
372, 999 A.2d 721 (2010).
I
The first issue in this certified appeal is whether the
trial court was required to specify the earning capacity
amount it relied on in determining alimony and child
support, after motions for articulation and/or clarifica-
tion are filed requesting that information. Tanzman v.
Meurer, supra, 301 Conn. 930. Although I agree with
the majority opinion that the trial court should have
specified the earning capacity amount it relied on in
determining alimony and child support in this matter,
I respectfully disagree with the manner in which the
majority opinion addressed this issue. Specifically, the
majority opinion relies on ‘‘our inherent supervisory
authority’’ to conclude ‘‘that, when a trial court has
based a financial award pursuant to [General Statutes]
§ 46b-82 or § 46b-86 on a party’s earning capacity, the
court must determine the specific dollar amount of the
party’s earning capacity.’’ The majority opinion goes on
to state that ‘‘[t]o the extent that Chyung v. Chyung,
[86 Conn. App. 665, 675–76, 862 A.2d 374 (2004), cert.
denied, 273 Conn. 904, 868 A.2d 744 (2005)], may be
interpreted as holding to the contrary, it is hereby over-
ruled.’’ See footnote 6 of the majority opinion. I disagree
that this holding is necessary in the present case due to
the procedural posture of this appeal. Instead, I would
conclude that the trial court should have granted the
plaintiff’s motions to clarify and/or articulate the spe-
cific amount or range of the plaintiff’s earning capacity
at the time of dissolution.
The following additional facts and procedural history
are necessary to our resolution of this issue. In Novem-
ber, 2006, after the trial court issued its judgment and
memorandum of decision in the dissolution matter, the
plaintiff filed a motion for reargument and clarification.
In that motion, the plaintiff requested that the trial court
clarify the order pertaining to unallocated alimony. The
trial court denied the plaintiff’s motion for clarification,
stating that ‘‘[n]o clarification is needed.’’
In January, 2008, the plaintiff filed a motion to modify
support. Prior to the hearing on the motion to modify
support, the plaintiff filed a motion for articulation of
the dissolution judgment on August 4, 2008. In the
motion, the plaintiff requested the trial court to ‘‘articu-
late the specific earning capacity that it attributed to
the plaintiff, which served as the basis for its judgment
and memorandum of decision.’’ The trial court denied
the plaintiff’s motion for clarification.
The trial court also denied the plaintiff’s motion for
modification, finding as follows: ‘‘At the time of trial
the court was not persuaded that there was a serious
commitment and effort to maximize his earning capabil-
ity and the court’s position has not changed. . . . [The]
[p]laintiff has failed to establish the threshold predicate
required to entertain a motion for modification. . . .
’’[The] [p]laintiff’s motion for modification must be
denied. The party seeking the modification must clearly
and definitely show facts and circumstances which have
substantially changed. The court must consider all evi-
dence back to its original order. Borkowski v. Borkow-
ski, [228 Conn. 729, 738, 638 A.2d 1060 (1994)]. At the
time of the hearing the plaintiff’s income was almost
identical to what he disclosed at the time of trial.’’
(Citation omitted; emphasis omitted.)
Thereafter, the plaintiff filed multiple postjudgment
motions, including a motion for clarification, in which
he sought clarification of the trial court’s findings as
they related to the plaintiff’s earning capacity. The trial
court denied the plaintiff’s motion for clarification. The
plaintiff then appealed from the judgment of the trial
court to the Appellate Court. In his appeal, the plaintiff
explicitly indicated that he appealed from the ‘‘[f]inal
judgments entered [October 7, 2008] as reflected in [the]
memorandum of decision type dated [October 6, 2008],
including denial of [the] plaintiff’s motion to modify
support . . . and orders relating to counsel fees, inter-
est, contempt, purge, denial of a motion for articulation
on or about [August 4, 2008], and other rulings related
to the October 7, 2008 memorandum of decision . . .
rulings on motions for clarification, and other related
rulings.’’
Pending appeal to the Appellate Court, the plaintiff
filed a motion for review of the trial court’s denial of
his motion for articulation. The Appellate Court entered
an order, dated July 15, 2009, requiring the trial court
to render an articulation of earning capacity and
income. The Appellate Court’s order stated in relevant
part as follows: ‘‘(1) whether the [trial] court made a
finding of the plaintiff’s current earning capacity and,
if so, to state that amount and the factual basis for that
finding; (2) whether the [trial] court made a finding of
the plaintiff’s current net income and, if so, that amount
and the factual basis for that finding; [and] (3) whether,
in reaching its decision dated October 6, 2008, the [trial]
court made a finding of the plaintiff’s income or earning
capacity at the time of the dissolution judgment and,
if so, to state that amount and the factual basis for that
finding . . . .’’
The trial court responded as follows: ‘‘1. The [trial]
court did not in its memorandum of decision dated
October 6, 2008, set forth a specific amount of [the
plaintiff’s] current earning capacity, but found that at
the time of trial there was no commitment or effort to
maximize his earning capability and that based on the
evidence presented at the modification hearing includ-
ing his financial affidavits the [trial] court’s position
was essentially the same. 2. The [trial] court made a
finding that [the] plaintiff’s current net income was a
salary of $100,000 per year. It was based on his financial
affidavit that is part of the record. 3. The plaintiff testi-
fied that his taxable income in 2008 would be in excess
of $800,000 and that he would probably be receiving a
distribution in connection with pending litigation. The
finding was also based on the plaintiff’s financial affida-
vit submitted at the hearings.’’
After the trial court issued its articulation, the plain-
tiff filed a second motion for review on October 13, 2009,
on the ground that the trial court had not answered
the Appellate Court’s questions. The Appellate Court
granted the plaintiff’s motion for review and ordered
that the trial court ‘‘articulate the following with regard
to its decision dated October 6, 2008: (1) whether the
[trial] court made a finding of a specific dollar amount
of the plaintiff’s current earning capacity, which finding
was not set forth in the [trial] court’s memorandum of
decision, and, if so, to state that amount and the factual
basis for that finding; (2) whether, in reaching its deci-
sion dated October 6, 2008, the [trial] court made a
finding of a specific dollar amount of what the plaintiff’s
earning capacity was at the time of the underlying disso-
lution judgment, and, if so, to state that amount and
the factual basis for that finding; and (3) whether, in
reaching its decision dated October 6, 2008, the [trial]
court made a finding of a specific dollar amount of
what the plaintiff’s net income was at the time of the
underlying dissolution judgment, and, if so, to state that
amount and the factual basis for that finding.’’
The trial court responded as follows: ‘‘1. The [trial]
court did not [make] a finding of a specific dollar
amount of the plaintiff’s current earning capacity. 2.
The [trial] court did not make a specific finding of a
specific dollar amount of [the] plaintiff’s earning capac-
ity at the time of the underlying dissolution judgment.
3. The [trial] court did not make a specific finding of
the dollar amount of [the] plaintiff’s net income at the
time of judgment.’’ The plaintiff then filed another
motion for review in the Appellate Court. The Appellate
Court granted the plaintiff’s motion for review, but
denied the relief requested therein, ‘‘without prejudice
to the parties addressing the alleged discrepancy in the
trial court’s decisions in their briefs on the merits of
the appeal.’’1
The Appellate Court affirmed the judgment of the
trial court in denying the plaintiff’s motion for modifica-
tion. In doing so, the Appellate Court concluded as
follows: ‘‘In emphasizing the near identical monetary
values of the plaintiff’s total income at the time of the
parties’ divorce and at the time when the plaintiff sought
a modification to his alimony and child support obliga-
tions, the court articulated adequately its threshold find-
ing that no substantial postjudgment change had
occurred with respect to the plaintiff’s financial circum-
stances, specifically as they related to his earning capac-
ity. We find it telling that the court’s evaluation of the
plaintiff’s earning capacity, as a foundation for its award
and denial of the plaintiff’s motion for modification,
remained unchanged throughout the underlying pro-
ceedings. Indeed, the fact that the plaintiff’s earning
capacity had deteriorated was as readily apparent at
the time of the parties’ divorce as it was at the time that
the court denied the plaintiff’s motion for modification.
Finally, despite his arguments to the contrary, the plain-
tiff has failed to provide us with any statute, case law
or rule of practice that requires the trial court to specify
an exact earning capacity when calculating an alimony
and child support award.’’ Tanzman v. Meurer, 128
Conn. App. 405, 412, 16 A.3d 1265 (2011). In support of
this conclusion, the Appellate Court relied on Chyung
v. Chyung, supra, 86 Conn. App. 675–76.
Thereafter, the plaintiff filed a petition for certifica-
tion to appeal to this court. In his petition, the plaintiff
stated as follows: ‘‘Certification should be allowed
under Practice Book § 84-2 (1), (2) and (4). This deci-
sion is an unwarranted extension of Chyung v. Chyung,
[supra, 86 Conn. App. 675–76]. The Chyung court held
that there is no requirement that a trial court specify
an exact earning capacity at the time of dissolution and
so the trial court did not abuse its discretion by failing
to provide a number. The [Appellate Court in the pre-
sent case] held that courts do not need to provide earn-
ing capacity numbers to litigants even after they
properly move for clarification or articulation. This
decision is in conflict with Appellate Court cases hold-
ing that once a party requests guidance about an earning
capacity finding through an articulation or clarification,
the court should articulate a number or range of num-
bers. . . . Neither the defendant nor the court identi-
fied an appellate case approving of a trial court’s refusal
to articulate in these circumstances. Reviewing the
Appellate Court’s decision in this case also would help
clarify when articulations are appropriate and neces-
sary in dissolution cases.’’ (Citations omitted.) The
plaintiff also noted as follows: ‘‘The Appellate Court
decision erroneously notes that the plaintiff does not
dispute that the trial court made no earning capacity
finding. Tanzman v. Meurer, [supra, 128 Conn. App.
409 n.10]. In fact, the plaintiff asserted that awarding
alimony and child support based on earning capacity
required at least an implicit determination of some num-
ber or range of numbers. Otherwise, there would be
no proper basis for the $16,000 per month unallocated
alimony and child support award.’’2
We granted the plaintiff’s petition for certification
to appeal, limited to the following question: ‘‘Did the
Appellate Court properly determine that, in a family
case, the trial court is not required to specify the earning
capacity amount it relied on in determining alimony
and child support, after motions for articulation and/
or clarification are filed requesting said information?’’
Tanzman v. Meurer, supra, 301 Conn. 930.
In the present case, the plaintiff’s central claim on
appeal is that when a court bases an alimony or support
award on earning capacity, it must provide an earning
capacity number to a party upon proper motion for
clarification or articulation. As the foregoing proce-
dural history demonstrates, the plaintiff made many
attempts to have the trial court articulate the earning
capacity number, filed repeated motions for review of
the trial court’s denials of articulations with the Appel-
late Court, and was finally told by the Appellate Court
that he could address the issue in his brief to that court.
When the Appellate Court did not address the obligation
of the trial court as it related to the plaintiff’s repeated
motions for articulation regarding earning capacity, the
plaintiff petitioned this court for certification to appeal
regarding the trial court’s obligation to specify the plain-
tiff’s earning capacity after motions for clarification
and/or articulation.
Nevertheless, in my view, the majority opinion does
not address the trial court’s obligation to specify the
plaintiff’s earning capacity upon a motion for articula-
tion, despite the fact that this issue is presented as the
main claim in the plaintiff’s brief. Instead, the majority
opinion takes the extraordinary approach of disturbing
the underlying dissolution judgment and remanding the
case for a new hearing, despite the fact that there was
no appeal from the underlying dissolution judgment. In
doing so, the majority opinion acknowledges that the
trial court has no jurisdiction to open judgments outside
the four month period prescribed by General Statutes
§ 52-212a and that ‘‘althoughit is unusual for a trial court
to make new factual findings to support a judgment
that is final and immune from attack, in the context of
financial support awards, which are subject to modifica-
tion at any time, there simply is no other practical alter-
native to this procedure when the trial court that issued
the original award failed to make the necessary factual
findings.’’ See footnote 7 of the majority opinion.
The majority opinion concludes that the trial court
did not make the necessary factual findings as to what
the plaintiff’s earning capacity was at the time of the
dissolution judgment based on the following statement
from the trial court’s articulation dated September 28,
2009: ‘‘The court did not in its memorandum of decision
dated October 6, 2008, set forth a specific amount of
[the plaintiff’s] current earning capacity, but found that
at the time of trial there was no commitment or effort
to maximize his earning capability and that based on
the evidence presented at the modification hearing
including his financial affidavits the court’s position
was essentially the same.’’ The majority opinion states
that ‘‘[t]he most reasonable interpretation of this state-
ment is that, at the time of the original trial, the court
had concluded only that the plaintiff had not maximized
his earning capacity and that it had made no finding as
to what was in fact his maximum earning capacity.’’
(Emphasis in original.) I disagree. Nothing in the trial
court’s statement indicates that it had not made a find-
ing of the plaintiff’s earning capacity at the time of
dissolution. I wholeheartedly disagree that this state-
ment warrants such a departure from our final judgment
law so as to remand this matter for a new hearing on
the original dissolution judgment.
Instead, I would conclude that the record demon-
strates that the trial court was asked in the motion for
articulation filed on August 4, 2008, by the plaintiff to
‘‘articulate the specific earning capacity that it attrib-
uted to the plaintiff, which served as the basis for its
judgment and memorandum of decision.’’ The trial
court denied that motion for articulation, and the plain-
tiff included that denial in his original appeal and filed
multiple motions for review with the Appellate Court,
seeking clarification of this precise issue. The trial
court, however, never answered that precise question.
Therefore, I disagree that the only remedy possible in
the present case is a new hearing on the plaintiff’s
earning capacity. Instead, I think the plaintiff has prop-
erly preserved his claim that the trial court should have
been required to articulate the amount of the plaintiff’s
earning capacity at the time of dissolution.
As I explained previously in this opinion, the majority
opinion relies on the exercise of its supervisory author-
ity and, to the extent it may be interpreted as holding
contrary to the majority opinion, overrules Chyung v.
Chyung, supra, 86 Conn. App. 665, the case on which the
Appellate Court relied. As the plaintiff himself asserts, I
would conclude that Chyung is distinguishable from
the present case. In Chyung, the wife appealed from
the judgment of dissolution, claiming that the court’s
failure to identify the husband’s precise earning capac-
ity resulted in an award that was based on speculation
and conjecture. Id., 675. Relying on the fact that the
wife failed to file a motion for articulation asking the
court to specify the husband’s earning capacity, despite
it being her burden to do so, the Appellate Court in
Chyung concluded that ‘‘[the wife] failed to utilize an
available procedural vehicle to clarify the court’s deci-
sion, namely, [the husband’s] specific earning capacity.
In short, we conclude that the court did not abuse
its discretion by not finding the [husband’s] specific
earning capacity.’’ Id., 676. Contrary to the facts of Chy-
ung, the plaintiff in the present case filed a motion
for articulation.
I find the majority opinion’s efforts to overrule Chy-
ung and exercise its supervisory authority unnecessary.
Instead, I would rely on the numerous cases where trial
courts routinely provide guidance about factual findings
related to financial orders, providing a specific number
or range of numbers. See, e.g., Pellow v. Pellow, 113
Conn. App. 122, 128–29, 964 A.2d 1252 (2009) (Appellate
Court required trial court to articulate gross and net
income upon motion for articulation); Mundell v. Mun-
dell, 110 Conn. App. 466, 471, 955 A.2d 99 (2008) (trial
court articulated findings that earning capacity was at
least one half of previous earnings); Schade v. Schade,
110 Conn. App. 57, 61, 954 A.2d 846 (court articulated
defendant’s earning capacity was at least $100,000),
cert. denied, 289 Conn. 945, 959 A.2d 1009 (2008).
Accordingly, I would conclude that the trial court
improperly denied the plaintiff’s repeated motions for
review and would order the trial court to articulate its
finding as to the specific amount or range of the plain-
tiff’s earning capacity at the time of dissolution.3
Furthermore, it is unclear from the majority opinion
what the parameters of the new hearing will be and
what effect the outcome of that hearing will have on
the financial orders that have been in place since the
time of dissolution in October, 2006, almost seven years
ago. It is well established that support awards are not
subject to retroactive modification. Indeed, this court
has repeatedly recognized the dangers of such retroac-
tive modification. ‘‘One reason which has been
advanced by the courts is that unpaid alimony install-
ments are in the nature of a final judgment which cannot
be retroactively disturbed, and the court’s right to mod-
ify the alimony decree therefore extends only to the
executory portion of the order, i.e., to payments to
become due in the future. See, e.g., Bean v. Bean, 86 R.I.
334, 340, 134 A.2d 146 [1957]. Another, most persuasive,
consideration would be to prevent hardship to alimony
recipients by protecting their expectations and enabling
them to rely upon the continuing alimony obligation of
the paying spouse. [H. Clark, Law of Domestic Relations
(1968) § 14.9, p. 454]. Of equal concern is the fact . . .
that a modifiable alimony decree is not entitled to full
faith and credit in another state’s courts, at least not
where the spouse has failed to take the ‘final step of
reducing the alimony arrearage to a judgment for money
owed.’ Walzer v. Walzer, 173 Conn. 62, 68, 376 A.2d
414 [1977]; see annot., 157 A.L.R. 170 [1945], and cases
collected therein. ‘If the accrued installments are not
modifiable, full faith and credit must be given to them.
Enforcement in a foreign state is thus faster and simpler
. . . . If accrued installments are modifiable, full faith
and credit need not be given.’ [H. Clark, supra, § 14.9
n.15]. Yet another consideration is that trial courts
asked to modify retroactively the original alimony order
might well become engaged in what would essentially
be appellate review of another trial court’s judgment,
or in ‘second-guessing’ another trial court. There is no
need to elaborate on the confusion, uncertainty or even
‘judge-shopping’ that might result.’’ (Footnote omitted.)
Sanchione v. Sanchione, 173 Conn. 397, 405–406, 378
A.2d 522 (1977).
Despite the well established principle that support
awards are not subject to retroactive modification, the
majority opinion simply concludes ‘‘that the matter
must be remanded to the trial court for a new hearing
on the plaintiff’s motion for modification at which the
trial court should determine, based on evidence pre-
sented by the parties, the specific amount of the plain-
tiff’s earning capacity at the time of the original financial
award.’’ The majority, however, does not address the
ramifications of the new hearing. Specifically, the
majority opinion does not address how the money owed
under the original dissolution judgment will be
impacted if the trial court determines that the plaintiff’s
earning capacity does not support the original award of
$16,000 of unallocated alimony and support per month.
Also, the majority does not address whether the new
findings on earning capacity at the time of dissolution
will impact the ‘‘carefully crafted mosaic’’ of the finan-
cial awards that were part of the original dissolution.
Misthopoulos v. Misthopoulos, supra, 297 Conn. 378.
‘‘We previously have characterized the financial orders
in dissolution proceedings as resembling a mosaic, in
which all the various financial components are carefully
interwoven with one another. . . . Accordingly, when
an appellate court reverses a trial court judgment based
on an improper alimony, property distribution, or child
support award, the appellate court’s remand typically
authorizes the trial court to reconsider all of the finan-
cial orders. . . . We also have stated, however, that
[e]very improper order . . . does not necessarily merit
a reconsideration of all of the trial court’s financial
orders. A financial order is severable when it is not in
any way interdependent with other orders and is not
improperly based on a factor that is linked to other
factors. . . . In other words, an order is severable if
its impropriety does not place the correctness of the
other orders in question. . . . Determining whether an
order is severable from the other financial orders in a
dissolution case is a highly fact bound inquiry.’’ (Cita-
tions omitted; internal quotation marks omitted.) Tuck-
man v. Tuckman, 308 Conn. 194, 214, 61 A.3d 449 (2013).
Furthermore, the majority opinion also does not
address whether there will be any limitation on the
evidence to be introduced at the hearing. For instance,
it is unclear whether the plaintiff will be limited to
evidence presented at the original dissolution hearing
or can he introduce new evidence regarding his earning
capacity at that time.
Moreover, the majority opinion states as follows: ‘‘We
note that, at oral argument before this court, both par-
ties agreed that [a new hearing on the plaintiff’s motion
for modification at which the trial court should deter-
mine, based on evidence presented by the parties, the
specific amount of the plaintiff’s earning capacity at
the time of the original financial award] would be the
appropriate procedure under the particular circum-
stances of this case.’’ I disagree. A careful review of
the recordings of the oral argument before this court
demonstrates that the defendant, Margaret Meurer,
never conceded that a new hearing on the plaintiff’s
motion for modification that is the subject of this appeal
would be appropriate. Instead, the defendant conceded,
that upon a new motion for modification, the plaintiff
should be able to introduce evidence of what his earning
capacity was at the time of the dissolution and what
the plaintiff’s earning capacity is at the time of the
motion for modification.4 Although the defendant may
have conceded that the plaintiff could bring a new
motion for modification and, in an effort to demonstrate
a change of circumstances, introduce evidence regard-
ing his capacity at the time of the dissolution judgment,
the defendant never conceded that the plaintiff should
be allowed to do so on the motion for modification that
is the subject of this appeal.5
Accordingly, I would reverse the judgment of the
Appellate Court as it relates to affirming the trial court’s
denial of the motions for articulation and/or clarifica-
tion and would order the trial court to articulate its
finding as to the plaintiff’s earning capacity at the time
of the dissolution judgment.
II
Although I would conclude that the trial court
improperly denied the plaintiff’s motions for articula-
tion and/or clarification and would order the trial court
to articulate its finding as to the plaintiff’s earning
capacity at the time of the dissolution judgment, I dis-
agree with the majority opinion that the Appellate Court
improperly affirmed the trial court’s denial of the plain-
tiff’s motion for modification. To the contrary, as I
explained previously herein, I would consider the issue
of whether the Appellate Court properly affirmed the
denial of the motion for modification separately and
would conclude that the Appellate Court properly
affirmed the trial court’s denial of the plaintiff’s motion
for modification on the ground that the plaintiff did not
meet his threshold burden of demonstrating a change
in circumstances.
The following additional facts are necessary to my
resolution of this issue. The trial court denied the plain-
tiff’s motion for modification. In denying the motion
for modification, the trial court found as follows: ‘‘By
memorandum of decision dated November 3, 2006, as
part of a dissolution action the court entered, among
other things, an order requiring the plaintiff to pay
$16,000 per month as unallocated income and child
support for a period of [fourteen] years and thereafter
$1 per month dependent upon the status of the defen-
dant’s health. At that time the court found that the
plaintiff had an earning capacity far exceeding his then
income. The court rejected [the] plaintiff’s argument
that it should base its orders on actual income because
[the] plaintiff’s education, age and experience war-
ranted a finding based on earning capacity.
‘‘At the time of trial the court was not persuaded that
there was a serious commitment and effort to maximize
his earning capability and the court’s position has not
changed. [The] [p]laintiff now claims that there has
been a genuine commitment and effort to try and repli-
cate the substantial income he was used to earning
during the prior [years] of his marriage. He has
expended funds for an employment marketing action
plan and despite only four meaningful interviews he
claims he has worked assiduously to obtain bona fide
and productive employment. He is presently employed
. . . with a three year employment agreement that
states his salary at $100,000 per year. He anticipates
that he will continue his employment there for at least
three years but if employment with substantially greater
income presented itself, he would probably change his
current employment.
‘‘It should be noted that at the time of the dissolution,
[the] plaintiff testified he wanted to change his lifestyle
so that he could enjoy more leisure activities. His pre-
sent position almost two years later is basically the
same as at the time of judgment which was the most
recent court order. Borkowski v. Borkowski, [supra,
228 Conn. 738]. [The] [p]laintiff has failed to establish
the threshold predicate required to entertain a motion
for modification. [The plaintiff’s] present income has
not been reduced from the income disclosed at the time
of trial. In addition, [the plaintiff] testified his taxable
income in 2008 will be in excess of $800,000. The court
is not unaware of the probable distribution he is soon
to receive in connection with the litigation involving
[a] bankruptcy estate.
‘‘[The] [p]laintiff’s motion for modification must be
denied. The party seeking the modification must clearly
and definitely show facts and circumstances which have
substantially changed. The court must consider all evi-
dence back to its original order. [Id.] At the time of the
hearing the plaintiff’s income was almost identical to
what he disclosed at the time of trial.’’ (Emphasis
omitted.)
As a preliminary matter, I set forth the legal parame-
ters of a motion for modification. ‘‘Modification of ali-
mony is governed by . . . § 46b-86, subsection (a) of
which provides in relevant part: Unless and to the extent
that the decree precludes modification . . . an order
for alimony . . . may at any time thereafter be . . .
altered or modified . . . upon a showing of a substan-
tial change in the circumstances of either party . . . .’’
(Internal quotation marks omitted.) Eckert v. Eckert,
285 Conn. 687, 693, 941 A.2d 301 (2008). As the party
seeking modification, the defendant had the burden
of proving a substantial change in circumstances. See
Simms v. Simms, supra, 283 Conn. 503.
We previously have ‘‘explained the specific method
by which a trial court should proceed with a motion
brought pursuant to § 46b-86 (a). When presented with
a motion for modification, a court must first determine
whether there has been a substantial change in the
financial circumstances of one or both of the parties.
. . . Second, if the court finds a substantial change in
circumstances, it may properly consider the motion
and, on the basis of the § 46b-82 criteria, make an order
for modification. . . . The court has the authority to
issue a modification only if it conforms the order to
the distinct and definite changes in the circumstances
of the parties.’’ (Emphasis omitted; internal quotation
marks omitted.) Gervais v. Gervais, 91 Conn. App. 840,
850–51, 882 A.2d 731, cert. denied, 276 Conn. 919, 888
A.2d 88 (2005). Simply put, before the court may modify
an alimony award pursuant to § 46b-86, it must make
a threshold finding of a substantial change in circum-
stances with respect to one of the parties. Id., 854; see
also Borkowski v. Borkowski, supra, 228 Conn. 736.
The majority opinion concludes that ‘‘because the
trial court in the present case could not reasonably have
concluded that there had been no substantial change in
the plaintiff’s earning capacity between the time of the
original financial award and the motion for modification
without ever having determined the plaintiff’s specific
earning capacity, the trial court abused its discretion
when it denied the motion for modification.’’ I respect-
fully disagree. Instead, I would conclude that the trial
court reasonably found that the plaintiff had not demon-
strated a change in circumstances and that, without
this predicate finding, the trial court did not need to
compare the plaintiff’s earning capacity at the time of
trial to the plaintiff’s earning capacity at the time of the
motion for dissolution.
First, it is important to note that the trial court judge
that heard the evidence and issued the decision in the
dissolution action was the same judge that heard the
evidence and issued the decision in the motion for modi-
fication. Therefore, that trial court judge was in the
best position to determine whether there had been any
changes in the plaintiff’s circumstances during the
intervening two years that would have affected his earn-
ing capacity. Indeed, as stated previously in this opin-
ion, this court has repeatedly recognized that ‘‘[w]ith
respect to the financial awards in a dissolution action,
great weight is given to the judgment of the trial court
because of its opportunity to observe the parties and
the evidence. Moreover, the power to act equitably is
the keystone to the court’s ability to fashion relief in
the infinite variety of circumstances which arise out of
the dissolution of a marriage. . . .