State v. Santiago
CourtSupreme Court of Connecticut
Date FiledJune 12, 2012
DocketSC17413
JudgeRogers; Norcott; Zarella; McLachlan; Eveleigh; Harper; Vertefeuille
StatusPublished
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Full Opinion
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STATE v. SANTIAGO—CONCURRENCE AND DISSENT
HARPER, J., concurring in part and dissenting in part.
I fully agree with the majority’s reasoning and conclu-
sions regarding the propriety of the underlying convic-
tion of the defendant, Eduardo Santiago, and I join parts
I through X of the majority opinion without reservation.
I also agree with the majority’s analysis in subparts A,
B and C of part XI. I ultimately believe, however, that the
trial court’s improper decision not to disclose certain
portions of those files should not lead us merely to
remand the case for a new penalty phase. See part VII
B 4 of the majority opinion. Because I am convinced
that imposition of the death penalty is unconstitutional
per se, I disagree with subpart D of part XI of the
majority opinion and would remand the case with direc-
tion to sentence the defendant to a term of life imprison-
ment without the possibility of release, in accordance
with General Statutes § 53a-35a (1).
At the outset, I recognize that this court repeatedly
has held that the imposition of the death penalty does
not violate our state’s constitution, most recently in the
majority opinion today. See also, e.g., State v. Rizzo,
303 Conn. 71, 201, 31 A.3d 1094 (2011); State v. Webb,
238 Conn. 389, 411–12, 680 A.2d 147 (1996), aff’d after
remand, 252 Conn. 128, 750 A.2d 448, cert. denied, 531
U.S. 835, 121 S. Ct. 93, 148 L. Ed. 2d 53 (2000); State v.
Ross, 230 Conn. 183, 256, 646 A.2d 1318, cert. denied,
513 U.S. 1165, 115 S. Ct. 1133, 130 L. Ed. 2d 1095 (1994).
Nevertheless, I follow in the principled footsteps of
several of my fellow Supreme Court justices, notably
Justice Norcott; see, e.g., State v. Breton, 264 Conn.
327, 446, 824 A.2d 778 (Norcott, J., dissenting), cert.
denied, 540 U.S. 1055, 124 S. Ct. 819, 151 L. Ed. 2d 708
(2003); former Justice Katz; see, e.g., State v. Peeler,
271 Conn. 338, 464, 857 A.2d 808 (2004) (Katz, J., dis-
senting), cert. denied, 546 U.S. 845, 126 S. Ct. 94, 163
L. Ed. 2d 110 (2005); and former Justice Berdon; see,
e.g., State v. Webb, supra, 551 (Berdon, J., dissenting);
and I articulate today my own belief that those decisions
of this court upholding the constitutionality of the death
penalty have failed to extend the full and proper protec-
tions of our state’s constitution to the citizens whose
rights it exists to protect. See Conn. Const., preamble
(constitution ordained and established ‘‘to define,
secure, and perpetuate . . . liberties, rights and priv-
ileges’’).
I
I begin by considering whether the death penalty
comports with our state constitution’s prohibitions on
cruel and unusual punishment. Although Connecticut’s
constitution does not expressly articulate such a prohi-
bition, this court nevertheless has concluded that ‘‘our
due process clauses impliedly prohibit punishment that
is cruel and unusual.’’ State v. Ross, supra, 230 Conn.
246. In assessing the constitutionality of capital punish-
ment, the harshest penalty that may be imposed by
law, I ‘‘must therefore decide whether contemporary
understandings of applicable economic and sociologi-
cal norms compel the conclusion that any death penalty
constitutes cruel and unusual punishment. The question
is . . . whether the defendant is correct in his con-
tention that the death penalty is so inherently cruel and
so lacking in moral and sociological justification that
it is unconstitutional on its face because it is fundamen-
tally offensive to evolving standards of human
decency.’’ Id., 251. Although the majority today would
defer in this matter to this court’s past judgments, I
cannot join in this reliance. When this court rules on
the constitutional rightfulness of a penalty that not only
strips a person of all rights but indeed strips away even
‘‘ ‘the right to have rights’ ’’; Furman v. Georgia, 408
U.S. 238, 289, 92 S. Ct. 2726, 33 L. Ed. 2d 346 (1972)
(Brennan, J., concurring); in the cutting off of bare life
itself, the awesomeness and finality of that judgment
is such that we cannot risk the slightest complacency,
lest we be blinded to the demands of human decency
by the seeming normalcy of routinized inhumanity. In
upholding the constitutionality of the death penalty with
scarcely a word of discussion, the majority today treats
as settled law the most unsettling act the state commits.
I am unable to embrace this approach, especially since
upon conducting my own thorough consideration of
the death penalty, I find myself inexorably led to the
conclusion that the death penalty is inherently cruel,
offensive to the evolving standards of our community’s
human decency and utterly without legitimate justifica-
tion. Accordingly, the imposition of the death penalty
must be deemed cruel and unusual punishment, and as
such, prohibited by our state’s constitution.
In reaching this conclusion, I look first for ‘‘ ‘objective
evidence of contemporary values’ ’’; Atkins v. Virginia,
536 U.S. 304, 312, 122 S. Ct. 2242, 153 L. Ed. 2d 335
(2002); indicating whether the death penalty has grown
repugnant to present standards of human decency. It
is uncontroversial that the ‘‘clearest and most reliable
objective evidence of contemporary values is the legis-
lation enacted by the . . . legislatures.’’ Penry v.
Lynaugh, 492 U.S. 302, 331, 109 S. Ct. 2934, 106 L. Ed.
2d 256 (1989). The Connecticut legislature has spoken
clearly on this subject: in recent days it passed legisla-
tion that abolishes capital punishment for offenses com-
mitted after the law goes into effect.1 Substitute Senate
Bill No. 280, February Sess., 2012. By the will of the
duly elected legislature, the death sentence is about to
become a dark aspect of our state’s history, a shadow
that is being dispelled as the state embraces a brighter
future. I could ask for no clearer evidence that our
state’s evolving standards of decency have come to
recognize the untenable cruelty of capital punishment.
Although the effects of the present legislation are
only prospective in nature, consideration of two recent
legislative measures addressing capital punishment pro-
vides evidence that the legislative rejection of the death
penalty is not a break from the past but, rather, is the
political realization of preexisting principles. First, in
May, 2009, the General Assembly passed an act that
repealed the death penalty. Public Acts 2009, No. 09-107.
Then governor M. Jodi Rell vetoed the bill, preventing it
from becoming law. M. Jodi Rell, open letter to Secre-
tary of the State Susan Bysiewicz, June 5, 2009, available
at http://www.acluct.org/downloads/GovRellvetosta-
tement.pdf (last visited April 20, 2012) (copy contained
in the file of this case with the Supreme Court clerk’s
office). Second, in April, 2011, the judiciary committee
favorably reported Senate Bill No. 1035, a piece of legis-
lation that would have abolished the death penalty. All
indications were that the bill had sufficient votes to
pass and that Governor Dannel Malloy would sign it
if it did; J. Reindl, ‘‘Senators Change Minds on Death
Penalty,’’ The Day, May 12, 2011, available at http://
www.theday.com/article/20110512/NWS12/305129297
(last visited April 20, 2012) (copy contained in the file
of this case with the Supreme Court clerk’s office);
Senate Bill No. 1035 ultimately was not brought up for
a vote, however, after two members of the state Senate
elected to change their positions on the bill.2
I highlight these previous legislative developments
not only to demonstrate ongoing support for abolition
of the death penalty, but also because they cast serious
doubt on the proposition that capital punishment has,
in recent times, been consistent with the contemporary
standards of human decency in Connecticut. Although
the failures of the 2009 and 2011 bills suggest that until
very recently the death penalty had sufficient political
support to withstand legislative challenge, examination
of the source of that support—which twice barely saved
capital punishment from abolition—is both revealing
and disturbing. In vetoing the 2009 bill, then governor
M. Jodi Rell declared that ‘‘[t]he death penalty is, and
ought to be, reserved for those who have committed
crimes that are revolting to our humanity and civilized
society.’’ M. Jodi Rell, supra, open letter to Secretary
of the State Susan Bysiewicz. In 2011, the two senators
whose reversal undermined the repeal bill’s passage
gave statements revealing that they had changed their
votes not out of any belief that the death penalty was
in fact consistent with our society’s standards, but
admittedly out of sympathy for a specific victim of a
high profile 2007 multiple murder in Cheshire.3 J. Reindl,
supra. One of those senators openly called into question
the legitimacy of this shift, acknowledging that ‘‘I know
that is not a reason to change your mind on the position,
but you’re suddenly confronted with: What in the world
are we doing to people that have suffered these kinds
of horrific experiences?’’ Id. (statement of Senator
Andrew Maynard). The other senator, Senator Edith
Prague, stated more bluntly: ‘‘They should bypass the
trial and take that second animal and hang him by his
penis from a tree out in the middle of Main Street.’’ B.
Connors, ‘‘Prague: ‘Hang the Animal By His . . . .’ ’’
NBC Connecticut (May 12, 2011), available at http://
www.nbcconnecticut.com/news/local/Prague-Hang-
the-Animal-by-His-121670559.html (last visited April 20,
2012) (copy contained in the file of this case with the
Supreme Court clerk’s office).
I understand that anger and fear play a role in the
political process, but revulsion and rank animus must
not be taken as sincere expressions of any standard of
decency. Proper constitutional analysis looks not to the
broad array of political interests and popular desires,
but rather to the prevailing standards of human
decency, and I must therefore refuse to give weight to
any position, however politically popular or strongly
felt, that is itself ignorant of—or worse, indifferent to—
basic precepts of human dignity. It takes no great specu-
lation to conclude that the one senator’s reference to
the murder suspects as ‘‘animals’’ flows from a convic-
tion that the men referred to lie outside the realm of
humanity and that treatment of them is thus not subject
to the strictures of human dignity.4 For reasons that
need not be elaborated upon, the categorical exclusion
of any person from humanity cannot be reconciled with
a legitimate vision of human dignity. Therefore, because
‘‘[t]he basic concept underlying [constitutional prohibi-
tions on cruel and unusual punishment] is nothing less
than the dignity of man’’; Trop v. Dulles, 356 U.S. 86, 100,
78 S. Ct. 590, 2 L. Ed. 2d 630 (1958); my consideration of
whether capital punishment is cruel and unusual cannot
give evidentiary weight to those views that presuppose
the abrogation of universal human dignity. The legisla-
tive record strongly suggests that it is only on the
strength of such views that capital punishment survived
in this state for as long as it did, and if the death penalty
cannot find support in principles that recognize and
respect the humanity of those upon whom it is inflicted,
then the death penalty cannot find legal footing at all.
The ultimate question of the death penalty’s constitu-
tionality is, of course, one that the court must answer;
‘‘the objective evidence, though of great importance,
[should] not wholly determine the controversy, for the
[c]onstitution contemplates that in the end [the court’s]
own judgment will be brought to bear on the question of
the acceptability of the death penalty . . . .’’ (Internal
quotation marks omitted.) Atkins v. Virginia, supra,
536 U.S. 312. Consequently, in addition to the legislative
evidence, I also consider whether the continuation of
the death penalty can be justified with respect to its
claimed ‘‘social purposes,’’ namely, ‘‘retribution and
deterrence of capital crimes by prospective offenders
. . . . Unless the imposition of the death penalty . . .
measurably contributes to one or both of these goals,
it is nothing more than the purposeless and needless
imposition of pain and suffering, and hence an unconsti-
tutional punishment.’’ (Internal quotation marks omit-
ted.) Id., 319.
In order to properly assess the justifiability of capital
punishment, I begin by confronting the precise nature
of the ‘‘ ‘imposition of pain and suffering’ ’’ that must
be justified. I do not pretend to grasp even remotely
what it means to be condemned to die at the hands
of the state. That does not excuse me from making
the effort.
Before addressing the execution itself, I note that
even the period of incarceration prior to an execution
exceeds the harshness of any other form of punishment
lawfully imposed in our society. Ordinary incarceration
for a term of years may be unpleasant, but it is not cruel;
moreover, in appropriate cases it is wholly necessary to
the maintenance of ordered society. Incarceration while
under a sentence of death, however, differs from ordi-
nary incarceration in at least one critical respect. The
reality of a death sentence necessarily weighs on the
condemned at all times. A person under sentence of
death wakes and lives each day with the knowledge
that at a determinate point in his future, the state will
abruptly end his or her very existence. As the European
Court of Human Rights recognized, in refusing to allow
a prisoner to be extradited to Virginia to face trial for
capital murder and potentially to be executed, ‘‘[h]ow-
ever well-intentioned and even potentially beneficial is
the provision of the complex of post-sentence proce-
dures in Virginia, the consequence is that the con-
demned prisoner has to endure for many years the
conditions on death row and the anguish and mounting
tension of living in the ever-present shadow of death.’’
Soering v. United Kingdom, App. No. 14038/88, 11 Eur.
Ct. H.R. 439, para. 106 (1989).
The horror attendant to life under a sentence of death,
however, pales in comparison to the execution itself.
In the days leading to a scheduled execution, as the
person condemned to die at the hands of the state is
further isolated and clinically prepared for his own
death, the mental anguish experienced by the defendant
must only be further escalated. The universal human
fear of approaching death is, in the condemned prison-
er’s case, compounded by a realistic fear that the execu-
tion itself will come with excruciating physical pain.
Presently, Connecticut, like most other jurisdictions
that still retain the death penalty, relies on a series of
three chemicals injected in sequence to end the life of
condemned persons. See State v. Webb, 252 Conn. 128,
133–35, 750 A.2d 448 (describing Connecticut execution
protocol), cert. denied, 531 U.S. 835, 121 S. Ct. 93, 148
L. Ed. 2d 53 (2000). Executions carried out by these
chemicals carry with them a very real possibility of
severe physical pain. So long as the first chemical, gen-
erally sodium thiopental, is properly administered,
there is virtually no risk of pain; but there is a risk of
improper administration, and if that drug is not properly
administered, excruciating pain is guaranteed. See Baze
v. Rees, 553 U.S. 35, 44, 128 S. Ct. 1520, 170 L. Ed. 2d
420 (2008) (proper administration of anesthetic both
necessary and sufficient to prevent pain during course
of execution).5 Furthermore, in light of recent develop-
ments that have seriously restricted the availability of
sodium thiopental for use in executions, those death
penalty jurisdictions that more actively implement
death sentences have turned to pentobarbital as a sub-
stitute drug. See D. Freeman, ‘‘Pentobarbital, Euthana-
sia Drug, Used in Oklahoma Execution: Was it
Inhumane?’’ CBS News (December 17, 2010), available
at http://www.cbsnews.com/2102-504763 162-
20025977.html (last visited April 20, 2012) (copy con-
tained in the file of this case with the Supreme Court
clerk’s office). It is likely that Connecticut would be
forced to take similar steps in the event that we were
to undertake executions of those men currently under
a sentence of death in our state. The use of pentobarbital
on humans is almost wholly untested and unstudied;
its inclusion in execution protocols treats death row
inmates as human guinea pigs, and introduces a pres-
ently unknowable risk of severe pain.
Having given expression, however inadequate, to the
anguish attendant to capital punishment’s performance
of its irrevocable function,6 I now must likewise care-
fully weigh whether the death penalty measurably con-
tributes to its claimed social purposes of retribution and
deterrence of capital crimes by prospective offenders.
Atkins v. Virginia, supra, 536 U.S. 319; see also State
v. Ross, supra, 230 Conn. 251 (inquiring into whether
‘‘the death penalty is so inherently cruel and so lacking
in moral and sociological justification that it is unconsti-
tutional on its face’’).
I look first to the question of retribution. As Justice
Thurgood Marshall eloquently observed: ‘‘The concept
of retribution is one of the most misunderstood in all
of our criminal jurisprudence. The principal source of
confusion derives from the fact that, in dealing with
the concept, most people confuse the question ‘why do
men in fact punish?’ with the question ‘what justifies
men in punishing?’ ’’ Furman v. Georgia, supra, 408
U.S. 342 (Marshall, J., concurring). There are a great
number of reasons why individuals or society as a whole
may want to punish someone, but this does not render
all of those reasons valid justifications for punishment.
As demonstrated by the statement of one of the senators
quoted previously herein, for instance, it cannot be
denied that some individuals within our society harbor
intense passions or prejudices that motivate their desire
to punish fellow members of our society. B. Connors,
supra (‘‘[t]hey should bypass the trial and take that
second animal and hang him by his penis from a tree
out in the middle of Main Street’’). Such feelings are
understandable; nevertheless, it is clear that passion
and prejudice are forces that delegitimize punishment.
See General Statutes § 53a-46b (b) (sentence of death
invalid if ‘‘product of passion, prejudice or any other
arbitrary factor’’). I acknowledge that many in our soci-
ety desire the executions of others because of the sever-
ity of the crimes they have committed, and I recognize
that some of these people hold the principled position
that punishment is justified as retribution for past
wrongs committed. I nonetheless conclude that particu-
larly with respect to capital punishment, which by defi-
nition applies only to crimes of such magnitude that
they are likely to incite anger and even hatred, there is
no reliable line between retribution and revenge, and
too easily rational moral calculus gives way to righteous
but unprincipled rage. If it is upon this rage that the
death penalty depends, then that penalty cannot stand.
This is true even if—perhaps especially if—that rage
is widely felt. I am not blind to the fact that the death
penalty presently meets with the approval of a signifi-
cant portion of Connecticut residents. A recent Quinnip-
iac University poll indicated that approval of capital
punishment had trended upward following the high pro-
file crime referenced previously in this concurring and
dissenting opinion; see footnote 3 of this opinion; reach-
ing a record of 67 percent approval rate in 2011, up
from 59 percent in 2005, approximately two years prior
to the commission of the crime. D. Schwartz, Quinnipiac
University Poll (March 10, 2011), available at http://
www.quinnipiac.edu/images/polling/ct/ct03102011.doc
(last visited April 20, 2012) (copy contained in the file
of this case with the Supreme Court clerk’s office).
Notably, however, preference for the death penalty
dropped to only 48 percent when respondents were
presented with a choice between the death penalty and
life in prison without the possibility of parole (favored
by 43 percent) as a punishment for murder. Id. These
results show not only the public response to a single
horrific event, but also the significant disparity between
the results of a question aimed at gauging general senti-
ment (approval of capital punishment) and the results
of a question aimed at provoking more measured moral
calculus (choice between death and life in prison with-
out parole). Although popular anger and hatred are
understandable responses to the perpetration of hei-
nous crimes, the court cannot be guided by this anger:
our role as interpreters of Connecticut’s constitution is
not to implement the darkest passions of the masses,
but, rather, to pay honor to the highest principles of
the communal body from which the constitution derives
its force. As Justice Brennan has observed: ‘‘Those
whom we would banish from society or from the human
community itself often speak in too faint a voice to be
heard above society’s demand for punishment. It is the
particular role of courts to hear these voices, for the
[c]onstitution declares that the majoritarian chorus may
not alone dictate the conditions of social life.’’
McCleskey v. Kemp, 481 U.S. 279, 343, 107 S. Ct. 1756,
95 L. Ed. 2d 262 (1987) (Brennan, J., dissenting).
I turn next to the other claimed social goal of capital
punishment, deterrence of future criminal acts. The
ultimate test of this deterrence claim is whether the
state, by executing some of its citizens, better achieves
the unquestionably legitimate goal of discouraging oth-
ers from committing similar crimes. As a general matter,
the empirical evidence regarding deterrence is incon-
clusive.7 Following the abolition of the death penalty
for all future offenses committed in Connecticut, how-
ever, it is possible to determine the exact number of
potential crimes that will be deterred by executing the
defendant in this case. That number is zero.
Upon review of both the objective evidence of prevail-
ing norms of human decency, as well as other relevant
social and legal factors, I cannot but conclude that
capital punishment is incompatible with the evolving
standards of human decency in our society. All punish-
ment carries with it a certain element of unpleasant-
ness, and this unpleasantness certainly does not render
all punishment constitutionally suspect. What sets the
death penalty apart is the peculiarly absolute and irrevo-
cable nature of the sanction, which forever exiles an
individual not merely from the community of law-abid-
ing citizens, but from the community of humanity com-
pletely. In Connecticut this destruction of human life
will save no other lives, and it will prevent no future
crimes. It is gratuitously inhumane, and, even if meted
out only to the worst offenders,8 it simply cannot be
reconciled with the standards of decency that mark our
evolving society.
II
Although my conclusion in part I of this concurring
and dissenting opinion that the death penalty consti-
tutes cruel and unusual punishment in violation of Con-
necticut’s constitution is itself dispositive, I
nevertheless also feel compelled to highlight the deeply
troubling question of whether the death penalty also
carries an unconstitutional risk of arbitrary and racially
discriminatory enforcement.
In 1972, in Furman v. Georgia, supra, 408 U.S. 239–40,
the United States Supreme Court invalidated as uncon-
stitutional all of the death penalty schemes that then
existed in the United States. Although there was no
clear majority in that decision, each of the concurring
opinions expressed grave concerns that the death pen-
alty, as it was then incarnated, was inflicted both arbi-
trarily and discriminatorily. See id., 240 (Douglas J.,
concurring); id., 257 (Brennan, J., concurring); id., 306
(Stewart, J., concurring); id., 310 (White, J., concurring);
id., 315 (Marshall, J., concurring). Numerous jurisdic-
tions responded to the court’s decision in Furman by
enacting legislative reforms of their death penalty pro-
cedures, and in Gregg v. Georgia, 428 U.S. 153, 96 S.
Ct. 2909, 49 L. Ed. 2d 859 (1976), the Supreme Court
concluded that Georgia’s clearer standards and proce-
dures for guaranteed review of a death sentence were
constitutionally adequate protections against racial dis-
crimination and other forms of arbitrary enforcement.
I concede, as I must, that Connecticut’s death penalty
scheme is wholly consistent with the United States
Supreme Court’s decision in Gregg; nevertheless, I
believe there is an altogether too serious possibility
that the scheme’s formal protections against arbitrary
and discriminatory enforcement are, in practice, insuffi-
cient to satisfy the requirements of our state’s consti-
tution.
The question of whether the death penalty is imposed
in an arbitrary manner has been thoroughly and intelli-
gently considered by Justice Blackmun, who observed
that ‘‘the decision whether a human being should live
or die is so inherently subjective—rife with all of life’s
understandings, experiences, prejudices, and pas-
sions—that it inevitably defies the rationality and con-
sistency required by the [c]onstitution.’’ Callins v.
Collins, 510 U.S. 1141, 1153, 114 S. Ct. 1127, 127 L. Ed.
2d 435 (1994) (Blackmun, J., dissenting from denial of
cert.); see also State v. Cobb, 251 Conn. 285, 544, 743
A.2d 1 (1999) (Norcott, J., dissenting) (‘‘[t]he objective
standards needed to ensure a consistent application of
the death penalty cannot be reconciled with the subjec-
tivity of the final determination by the sentencer once
he is afforded a certain degree of discretion to include
such factors as mercy and compassion’’), cert. denied,
531 U.S. 841, 121 S. Ct. 106, 148 L. Ed. 2d 64 (2000). I
agree entirely with these assessments and their atten-
dant thorough considerations of the issue of impermis-
sible arbitrariness. I nevertheless want to consider more
closely the narrower, but related, question of whether
the death penalty is inflicted in a discriminatory
manner.9
I focus my discussion on the racially skewed imposi-
tion of the death penalty, though I note that other forms
of invidious discrimination also pave a smoother path
to execution for a subset of the population.10 There are
substantial reasons to believe that the death penalty
has been pervasively and persistantly enforced in a
racially biased manner. The findings of the now famous
Baldus study; see McCleskey v. Kemp, supra, 481 U.S.
286–91; along with the results of numerous subsequent
studies; see, e.g., State of Connecticut, Commission on
the Death Penalty, ‘‘Study Pursuant to Public Act No.
01-151 of the Imposition of the Death Penalty in Con-
necticut’’ (2003), pp. 17–25 (characterizing several stud-
ies indicating racial disparities in death sentencing);
leave little doubt that in general an individual accused
of killing a white victim or victims stands a dispropor-
tionately higher chance of being sentenced to death
than an otherwise identical individual accused of killing
a black victim or victims. There is also little doubt
that a black individual accused of homicide stands a
significantly higher risk of being sentenced to death
than an otherwise identical white defendant. See
McCleskey v. Kemp, supra, 286–91.
In Connecticut specifically, one need only look at the
racial statistics of our small death row to recognize that
racial disparity is a hallmark of capital sentencing: of
the eleven men currently under a sentence of death in
Connecticut, including the defendant in this case, six
are black and five are white. According to the 2010
census, 77.6 percent of Connecticut citizens are white;
only 10.1 percent of the population is black. United
States Census Bureau: State & County Quick Facts,
Connecticut, available at http://quickfacts.census.gov/
qfd/states/09000.html (last visited April 20, 2012) (copy
contained in the file of this case with the Supreme Court
clerk’s office). The results of a recently released and
in-depth statistical study of capital punishment in Con-
necticut accord with the clear implication of these raw
numbers. The study, which examined data based on
every potential capital murder conviction in the state
between 1973 and 2007,11 observes that ‘‘minority defen-
dants who commit capital-eligible murders of white
victims are six times as likely to receive a death sen-
tence as minority defendants who commit capital-eligi-
ble murders of minority victims (12 percent versus 2
percent). Minority defendants who murder white vic-
tims are three times as likely to receive a death sentence
as white defendants who murder white victims (12 per-
cent versus 4 percent).’’ J. Donohue, ‘‘Capital Punish-
ment in Connecticut, 1973–2007: A Comprehensive
Evaluation from 4686 Murders to One Execution’’
(October 15, 2011), p. 7, available at http://works.be
press.com/cgi/viewcontent.cgi?article=1095&context=
john_donohue (last visited April 20, 2012) (copy con-
tained in the file of this case with the Supreme Court
clerk’s office). I thus must reiterate the distressing, but
compelling warning that there is a serious possibility
that in Connecticut ‘‘[i]f the defendant is an African-
American, he is more likely to receive the death penalty
than if he were white. If the victim is white, a defendant
also is more likely to receive the death penalty. If the
defendant is an African-American and the victim is
white, the defendant is highly more likely to receive
the death penalty.’’ State v. Cobb, 234 Conn. 735, 768,
663 A.2d 948 (1995) (Berdon, J., dissenting).12
Of course, even if it were undisputed that the death
penalty’s implementation is racially biased, I recognize
that in McCleskey v. Kemp, supra, 481 U.S. 313, the
United States Supreme Court concluded, in part, that
evidence of systemic discrimination in the death penalty
system could not, by itself, sustain a determination that
any individual defendant had been sentenced to death
as a result of racial bias. It is incredibly difficult—
bordering on impossible—to demonstrate prohibited
animus behind the decision to charge an individual with
capital felony, behind the refusal to accept a plea to a
lesser penalty, behind the jury’s decision to convict or
behind the jury’s decision to select one of its fellow
human beings for death. It is the rare case where a
prosecutor foolishly sends out a memorandum
instructing his office to charge capitally all eligible
defendants of a certain race. It is the rare case where,
in negotiations with a defense attorney, a prosecutor
states that he would accept a plea to a term of imprison-
ment but for the victim’s race. It is the rare case where
the jury foreperson, in delivering a guilty verdict, or a
sentence of death, includes a damning racial epithet
that may reveal their true motivations.13 It is not, how-
ever, the rare case, where at least one of these deci-
sions—even if unconsciously—is influenced by
considerations of the race of the defendant, the victim,
or both.
In light of the well developed statistical evidence
regarding the impact of race on the American death
penalty broadly, and the data suggesting the impact of
race on that system in Connecticut specifically, it is
impossible to avoid this question: of the eleven men on
Connecticut’s death row, how many of them are there
because of an impermissible racially motivated deci-
sion? In light of the significant statistical evidence
regarding race in the death penalty system, and in light
of the huge disparities between the demographics of
our state and the demographics of the men our state
hopes to exile from itself entirely, I am left deeply in
doubt that the present population of Connecticut’s
death row reflects a just, reasoned and racially neutral
determination of who is most deserving of death.
In the absence of any direct evidence, of course, I
am unequipped to determine whether any given person
on Connecticut’s death row is there for impermissible
reasons. The only people who could possibly answer
that question—and I acknowledge that many of them
may not even realize the answer—are the actors who,
guided I strongly suspect at least partially by racial
bias, contributed to each individual’s ultimate arrival
on death row. This creates an obvious problem: assum-
ing that some number of people on death row should
not be there, because their death sentences were at
least in part a product of racial animus, their death
sentences should clearly be vacated.14 In the absence
of direct evidence of such discrimination, however, it
is impossible to vacate only those sentences that were
produced by prohibited factors. There are, therefore,
as far as I can determine only two possible courses of
action to address this problem: (1) do nothing, and
allow individuals whose sentences were influenced by
race to remain under sentence of death; or (2) vacate
all death sentences and disallow the imposition of any
further such sentences as racially discriminatory.
Only one of these alternatives offers a legally and
morally justifiable way forward. The constitution and
the standards of our society cannot possibly counte-
nance ending a human life for racist reasons.15
I articulate today my belief that the death penalty,
even when implemented consistently with our present
statutes, is impermissible, and I ‘‘dissent from [the deci-
sion] . . . that the death penalty can be administered
in accordance with . . . our state’s constitution.’’ State
v. Breton, supra, 264 Conn. 447 (Norcott, J., dissenting).
It is a reality, albeit a difficult one, that even a person
who commits the most heinous and unforgivable acts
is still one of us—a member of the human community
and of our society. In killing those we have condemned,
we seek not only to punish by death, not only to punish
by declaring another to be undeserving of his status as
a human being, but to declare ourselves superior to
and fundamentally different from those whom we coldly
choose to exile irrevocably from our society. In this,
we are misguided. No matter how fervently some may
wish it otherwise, all individuals are entitled, as citizens
of this state and, more fundamentally, as human beings,
to be treated with the dignity and respect that is the
hallmark of our society. We should not engage in the
same kind of conduct in the name of justice that we,
as a civilized society, condemn.
1
I note that this law is not the subject of the appeal before us, and I
therefore express no opinion regarding its validity or its proper interpre-
tation.
2
I note that both legislators, Senator Edith Prague and Senator Andrew
Maynard, have subsequently voted to repeal capital punishment. Vote for
Senate Bill No. 280, Sequence No. 76, April 5, 2012, available at http://
www.cga.ct.gov/2012/VOTE/S/2012SV-00076-R00SB00280-SV.htm (last vis-
ited April 20, 2012) (copy contained in the file of this case with the Supreme
Court clerk’s office).
3
Steven Hayes and Joshua Komisarjevsky were convicted, in separate
trials, of capital murder in relation to these crimes and were each sentenced
to death; neither of these convictions or sentences has yet been reviewed
on appeal or under General Statutes § 53a-46b. I therefore do not comment
on these cases.
4
Similarly, as the philosopher Richard Rorty has noted of the atrocities
committed in Bosnia, ‘‘Serbian murderers and rapists do not think of them-
selves as violating human rights. For they are not doing these things to
fellow human beings . . . . They are not being inhuman, but rather are
discriminating between the true humans and the pseudohumans. . . .
[Thomas Jefferson] was able both to own slaves and to think it self-evident
that all men were endowed by their creator with certain inalienable rights.
He had convinced himself that the consciousness of Blacks, like that of
animals, ‘participate[s] more of sensation than of reflection.’ Like the Serbs,
Mr. Jefferson did not think of himself as violating human rights.’’ (Emphasis
in original.) R. Rorty, ‘‘Human Rights, Rationality and Sentimentality’’ in
The Politics of Human Rights (The Belgrade Circle ed., 1999), p. 167.
5
I recognize that the United States Supreme Court recently determined
in Baze v. Rees, supra, 553 U.S. 35, that such methods of execution do not
pose an unconstitutional risk of pain under the federal constitution; this
does not mean, of course, that the risk of pain posed is consistent with the
standards of decency that determine the boundaries of acceptable punish-
ment under the Connecticut constitution.
6
I note also the obvious fact that the irreversible nature of the death
penalty makes the possibility of the conviction and execution of a factually
innocent person uniquely dangerous. With the exception of the fact that a
substantial question exists as to whether the defendant in the present case
was in fact the ‘‘triggerman,’’ a review of the individuals presently under
sentence of death in Connecticut reveals that there is no realistic question
of guilt in any of their cases. I nevertheless have concerns over the very
possible risk that an innocent person could be condemned to death and
potentially executed in our state. Although we have apparently avoided that
unspeakable pitfall so far, there is nothing inherently more trustworthy
about our death penalty system than the death penalty systems of states
such as Texas or Missouri, both of which are among the states that have
almost certainly sent innocent people to their deaths. See D. Grann, ‘‘Trial
by Fire: Did Texas Execute an Innocent Man?’’ The New Yorker, September
7, 2009, available at http://www.newyorker.com/reporting/2009/09/07/
090907fa_fact_grann (last visited April 20, 2012) (copy contained in the
file of this case with the Supreme Court clerk’s office) (describing Texas
execution of probable innocent Cameron Todd Willingham); Associated
Press, ‘‘Did Missouri execute an innocent man?’’ July 12, 2005, available at
http://www.msnbc.msn.com/id/8556687 (last visited April 20, 2012) (copy
contained in the file of this case with the Supreme Court clerk’s office)
(describing likely innocence of Larry Griffin, prisoner executed by state of
Missouri). I hesitate to accept as a given that Connecticut will somehow
continue to avoid the inadvertent and unforgivable sentencing of an innocent
citizen of our