Gonzalez v. Commissioner of Correction
CourtSupreme Court of Connecticut
Date FiledMay 14, 2013
DocketSC18688
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; Vertefeuille
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
******************************************************
The ‘‘officially released’’ date that appears near the
beginning of each opinion is the date the opinion will
be published in the Connecticut Law Journal or the
date it was released as a slip opinion. The operative
date for the beginning of all time periods for filing
postopinion motions and petitions for certification is
the ‘‘officially released’’ date appearing in the opinion.
In no event will any such motions be accepted before
the ‘‘officially released’’ date.
All opinions are subject to modification and technical
correction prior to official publication in the Connecti-
cut Reports and Connecticut Appellate Reports. In the
event of discrepancies between the electronic version
of an opinion and the print version appearing in the
Connecticut Law Journal and subsequently in the Con-
necticut Reports or Connecticut Appellate Reports, the
latest print version is to be considered authoritative.
The syllabus and procedural history accompanying
the opinion as it appears on the Commission on Official
Legal Publications Electronic Bulletin Board Service
and in the Connecticut Law Journal and bound volumes
of official reports are copyrighted by the Secretary of
the State, State of Connecticut, and may not be repro-
duced and distributed without the express written per-
mission of the Commission on Official Legal
Publications, Judicial Branch, State of Connecticut.
******************************************************
GONZALEZ v. COMMISSIONER OF CORRECTION—CONCURRENCE
PALMER, J., concurring. I agree with the majority
that the Appellate Court properly affirmed the judgment
of the habeas court, which concluded that the peti-
tioner, Odilio Gonzalez, is entitled to seventy-three days
of presentence confinement credit (presentence credit)
under General Statutes § 18-98d because the petition-
er’s trial counsel rendered ineffective assistance in fail-
ing to obtain a modification of his bond so that he
would receive that credit. I also agree with the majority
that the determination of whether the petitioner was
entitled to the effective assistance of counsel with
respect to that presentence credit turns on whether
trial counsel’s failure to obtain the bond modification
at issue implicated a critical stage of the criminal pro-
ceeding, because a defendant has a sixth amendment
right to the assistance of competent counsel at all criti-
cal stages of a criminal prosecution. See, e.g., United
States v. Wade, 388 U.S. 218, 224, 87 S. Ct. 1926, 18 L.
Ed. 2d 1149 (1967). I part company with the majority,
however, insofar as it concludes that arraignment is
the critical stage implicated by the petitioner’s claim.
In my view, the proceeding that gives rise to a right
to counsel is not arraignment, which may or may not
provide a convenient time for counsel to seek a bond
modification but, rather, a bail hearing, the proceeding
at which bond may be modified.1 From my perspective,
therefore, the question presented by this appeal is
whether a bail hearing is a critical stage of a criminal
prosecution, for that is the proceeding implicated by the
petitioner’s claim and during which counsel improperly
failed to seek a bond modification for the purpose of
securing presentence credit for the petitioner.
Although the issue is not entirely free from doubt, I
believe that a bail hearing is such a critical stage. In
Coleman v. Alabama, 399 U.S. 1, 7–9, 90 S. Ct. 1999,
26 L. Ed. 2d 387 (1970), the United States Supreme
Court considered whether Alabama’s preliminary hear-
ing constituted a critical stage for sixth amendment
purposes. The court explained that ‘‘the sole purposes
of a preliminary hearing are to determine whether there
is sufficient evidence against the accused to warrant
presenting his case to the grand jury, and, if so, to fix
bail if the offense is bailable.’’ Id., 8. The court also
observed, as the Alabama Court of Appeals had
explained, that, ‘‘[a]t the preliminary hearing . . . the
accused is not required to advance any defenses, and
failure to do so does not preclude him from availing
himself of every defense he may have upon the trial of
the case. Also [binding precedent] . . . bars the admis-
sion of testimony given at a pre-trial proceeding [in
which] the accused did not have the benefit of cross-
examination by and through counsel. Thus, nothing
occurring at the preliminary hearing in [the] absence
of counsel can substantially prejudice the rights of the
accused on trial.’’ (Citation omitted; internal quotation
marks omitted.) Id. The court nevertheless concluded
that, contrary to the determination of the Alabama
Court of Appeals, the preliminary hearing constituted
a critical stage at which the defendant was entitled to
counsel. Id., 9–10. In reaching its conclusion, the court
identified four reasons why the ‘‘guiding hand of coun-
sel at the preliminary hearing is essential’’; id., 9; one
of which was that ‘‘counsel can also be influential at
the preliminary hearing in making effective arguments
for the accused on such matters as the necessity for
an early psychiatric examination or bail.’’ (Emphasis
added.) Id. It seems unlikely that the court would have
made express reference to counsel’s important role ‘‘in
making effective arguments for the accused on . . .
the necessity for . . . bail’’; id.; if the court did not
intend for the bail hearing component of the preliminary
hearing to be considered a critical stage under the
sixth amendment.
Indeed, in Higazy v. Templeton, 505 F.3d 161, 172
(2d Cir. 2007), the United States Court of Appeals for
the Second Circuit recently characterized Coleman as
holding that a bail hearing is a critical stage at which
a defendant is entitled to counsel. The court in Higazy
explained: ‘‘In the [s]ixth [a]mendment context, the
[United States] Supreme Court found that a bail hearing
is a critical stage of the [s]tate’s criminal process at
which the accused is as much entitled to such aid (of
counsel) . . . as at the trial itself. Coleman v. Alabama,
[supra, 399 U.S. 9–10] . . . . This accords with [Second
Circuit] case law on bail hearings. In United States v.
Abuhamra, 389 F.3d 309, 323 (2d Cir. 2004), [the court]
wrote that [b]ail hearings fit comfortably within the
sphere of adversarial proceedings closely related to
trial. There, [the court] explained that . . . [b]ail hear-
ings, like probable cause and suppression hearings, are
frequently hotly contested and require a court’s careful
consideration of a host of facts about the defendant
and the crimes charged. . . . Bail hearings do not
determine simply whether certain evidence may be used
against a defendant at trial or whether certain persons
will serve as trial jurors; bail hearings determine
whether a defendant will be allowed to retain, or [be]
forced to surrender, his liberty during the pendency
of his criminal case. Id. [323–24].’’ (Citation omitted;
internal quotation marks omitted.) Higazy v. Tem-
pleton, supra, 172–73. I agree with these observations
of the Second Circuit Court of Appeals, whose decisions
we generally give special consideration when applying
federal law. E.g., State v. Dyous, 307 Conn. 299, 318–19,
53 A.3d 153 (2012).
Other courts have reached the same conclusion. See,
e.g., Smith v. Lockhart, 923 F.2d 1314, 1319 (8th Cir.
1991) (observing that ‘‘[a]t least two of [the defendant’s]
motions constituted important matters in which the
assistance of counsel could have been of critical impor-
tance . . . [including the] motion to reduce bail, which
the prosecutor vigorously resisted,’’ and concluding
that hearing on those motions constituted critical stage
of proceedings because, inter alia, ‘‘[t]he [United States]
Supreme Court [in Coleman v. Alabama, supra, 399 U.S.
9] . . . recognized the special role played by counsel at
preliminary hearings in which bail reduction motions
are considered’’); Hurrell-Harring v. State, 15 N.Y.3d
8, 20, 930 N.E.2d 217, 904 N.Y.S.2d 296 (2010) (following
Higazy and concluding that ‘‘[t]here is no question that
a bail hearing is a critical stage of the [s]tate’s criminal
process’’ [internal quotation marks omitted]).
The United States Supreme Court has stated that the
term ‘‘ ‘critical stage’ . . . denote[s] a step of a criminal
proceeding . . . that [holds] significant consequences
for the accused.’’ (Citations omitted.) Bell v. Cone, 535
U.S. 685, 695–96, 122 S. Ct. 1843, 152 L. Ed. 2d 914
(2002). Because the primary purpose of a bail hearing
is to determine whether a defendant will remain incar-
cerated or be released in advance of trial, the defen-
dant’s liberty interest is directly implicated, and, there-
fore, the hearing most certainly holds ‘‘significant con-
sequences’’ for the defendant. Id., 696. Those conse-
quences are especially great because a defendant who
is released from confinement pending trial may be bet-
ter able to assist counsel in preparing for that trial,
or to maintain employment so as to afford counsel of
choice, or both. In sum, given the nature and importance
of the interests at stake, I see no reason why a defendant
should not be entitled to the assistance of counsel at
a bail hearing, and I therefore would affirm the judg-
ment of the Appellate Court. Accordingly, I concur in
the result.
1
In this regard, I agree generally with the analysis of the dissenting justice,
who, in his dissenting opinion, explains in greater detail why a bail hearing
and not arraignment is the stage of the proceedings implicated by the peti-
tioner’s claim.