Garofalo v. Commissioner of Correction
CourtConnecticut Appellate Court
Date FiledNovember 3, 2026
DocketAC48399
JudgeSeeley; Wilson; Harper
StatusPublished
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Full Opinion
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Garofalo v. Commissioner of Correction
ANTHONY GAROFALO v. COMMISSIONER
OF CORRECTION
(AC 48399)
Seeley, Wilson and Harper, Js.
Syllabus
The petitioner, who previously had been convicted of manslaughter in the
first degree and tampering with physical evidence, appealed following the
denial of his petition for certification to appeal from the habeas court’s judg-
ment denying in part and dismissing in part his petition for a writ of habeas
corpus. The petitioner claimed, inter alia, that the court improperly permit-
ted Z, the prosecutor in the petitioner’s underlying criminal proceeding, to
sit at the counsel table with counsel for the respondent, the Commissioner
of Correction. Held:
The habeas court did not abuse its discretion in denying the petition for cer-
tification to appeal, as the petitioner failed to demonstrate that the issues he
raised were debatable among jurists of reason, that a court could resolve the
issues in a different manner or that the questions were adequate to deserve
encouragement to proceed further.
It would not have been an abuse of discretion for the habeas court to have
denied the petition for certification to appeal had the petitioner’s unpreserved
and uncertified claim that Z was improperly permitted to sit at the counsel
table during the habeas trial been included in the petition, as the record was
inadequate to review that claim, and the inadequate record also undermined
the petitioner’s reliance on the plain error doctrine and his invitation that
this court exercise its supervisory authority over the administration of
justice to review the claim.
Argued September 3—officially released November 3, 2026
Procedural History
Amended petition for a writ of habeas corpus, brought
to the Superior Court in the judicial district of Tolland
and tried to the court, Streeto, J.; judgment denying in
part and dismissing in part the petition; thereafter, the
court denied the petition for certification to appeal, and
the petitioner appealed to this court. Appeal dismissed.
Samantha A. Conway, assigned counsel, for the appel-
lant (petitioner).
Joy M. Drisdelle, special deputy assistant state’s attor-
ney, with whom, on the brief, were Michael A. Gailor,
Garofalo v. Commissioner of Correction
state’s attorney, and Donna M. Fusco, assistant state’s
attorney, for the appellee (respondent).
Opinion
HARPER, J. The petitioner, Anthony Garofalo,
appeals following the denial of his petition for certifi-
cation to appeal from the judgment of the habeas court
denying in part and dismissing in part his petition for a
writ of habeas corpus. On appeal, the petitioner claims
that the court (1) abused its discretion in denying his
petition for certification to appeal and (2) improperly
permitted the prosecutor in the underlying criminal
proceeding, who was a fact witness at the habeas trial,
to sit next to counsel for the respondent, the Commis-
sioner of Correction, for an unspecified “dual purpose.”
We dismiss the appeal.
The record reveals the following facts and procedural
history. On March 24, 2015, the petitioner, represented
by Attorney John D. Maxwell, pleaded guilty pursu-
ant to the Alford doctrine1 to manslaughter in the first
degree in violation of General Statutes § 53-55 (a) (1)
and tampering with physical evidence in violation of
General Statutes § 53a-155. These charges stemmed from
an incident that occurred in July 2012. At that time,
the petitioner reported that the victim, J,2 had left his
1
“Under North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160, 27 L.
Ed. 2d 162 (1970), a criminal defendant is not required to admit his
guilt, but consents to being punished as if he were guilty to avoid the
risk of proceeding to trial. . . . A guilty plea under the Alford doctrine
is a judicial oxymoron in that the defendant does not admit guilt but
acknowledges that the state’s evidence against him is so strong that he is
prepared to accept the entry of a guilty plea nevertheless. . . . The entry
of a guilty plea under the Alford doctrine carries the same consequences
as a standard plea of guilty.” (Internal quotation marks omitted.) Ortiz
v. Commissioner of Correction, 239 Conn. App. 208, 215 n.9, 359 A.3d
832, cert. denied, 355 Conn. 926, ___ A.3d ___ (2026); see also Gusan
v. Commissioner of Correction, 231 Conn. App. 429, 430 n.1, 332 A.3d
959, cert. denied, 351 Conn. 931, 334 A.3d 483 (2025).
2
In accordance with our policy of protecting the privacy interests
of the victims of family violence, we decline to identify the victim or
others through whom the victim’s identity may be ascertained. See
General Statutes § 54-86e.
Garofalo v. Commissioner of Correction
residence and that he had not been able to contact her.
During an interview with the police, the petitioner stated
that he had argued with J on the evening of July 28,
2012. A search ensued, but J was not found for several
months. On September 9, 2012, a person walking a dog
discovered her body in a remote wooded area. The police
arrested the petitioner on January 28, 2013. Under a plea
agreement with the state, the petitioner, in exchange for
his plea, would receive a sentence of no less than twenty
years and no more than twenty-five years of incarcera-
tion. After canvassing the petitioner, the trial court,
Gold, J., accepted the plea and found him guilty of the
two crimes charged.
The trial court conducted a sentencing hearing on June
16, 2015. During this proceeding, the court heard from
R,3 a hearing impaired woman who the petitioner “had
violently victimized” on a prior occasion. At the time J
disappeared, the petitioner was on parole for the offenses
he had committed against R, which included kidnap-
ping, sexual assault, and assault of a disabled person.
The court sentenced the petitioner to twenty-five years
of incarceration, the maximum term permitted under
the plea agreement.
Thereafter, the petitioner commenced the present
habeas action as a self-represented individual. At some
point thereafter, counsel was appointed to represent the
petitioner. On August 31, 2020, the petitioner filed a
motion to remove appointed counsel. At a hearing before
the habeas court, Oliver, J., on October 28, 2020, the
petitioner indicated that he was “going to proceed on
[his] own.” After canvassing the petitioner, the court
granted his request to proceed as a self-represented party.
3
See General Statutes § 54-86e (stating that name and other identifying
information pertaining to victim of certain crimes shall be confidential);
see also State v. Kahn, 355 Conn. 658, 688, ___ A.3d ___ (2026) (Ecker,
J., dissenting) (§ 54-86e codifies default rule that names, addresses,
and identifying information of victims of sexual assault shall be kept
confidential, and its purpose is to protect such victims by reducing
unnecessary harassment and embarrassment in court and by encourag-
ing disclosure of sexual assaults).
Garofalo v. Commissioner of Correction
Thereafter, on November 12, 2020, the petitioner filed
the operative petition for a writ of habeas corpus. He
alleged ineffective assistance by his criminal trial coun-
sel, Maxwell, and a claim of prosecutorial impropriety.
As to the former, the petitioner claimed that Maxwell
had provided deficient performance in his representa-
tion that prejudiced the petitioner.4 As to the latter, the
petitioner claimed that the trial prosecutor, Russell C.
Zentner, “used a jailhouse informant, Mark Pascual,
who has a history of making false statements, to obtain
a guilty plea from the [petitioner].” He further alleged
that Zentner “knowingly introduced perjured testimony
at the sentencing phase of trial to enhance the length of
sentence against the [petitioner]. . . . Zentner called wit-
ness [R] who testified falsely at [the] sentencing hearing.”
On December 7, 2020, the respondent filed a return to
the operative habeas petition leaving the petitioner to his
burden of proof as to the claim of ineffective assistance
of counsel. As to the petitioner’s claim of prosecutorial
impropriety, the respondent asserted the defense of
procedural default, claiming that (1) the petitioner did
not raise such a claim in the trial court or on appeal, (2)
he had not and could not show cause for failing to do so
and (3) the petitioner was not prejudiced as a result of
having failed to raise the claim of prosecutorial impro-
priety earlier, even if cause were to exist.
4
The habeas court summarized the petitioner’s claim of ineffective
assistance of counsel as follows: The petitioner alleged that Maxwell had
“failed to conduct adequate pretrial investigation and discovery regard-
ing Mark Pascual [a jailhouse informant]; he waived the petitioner’s
probable cause hearing without consulting the petitioner; he failed to
properly prepare a defense by retaining an expert to rebut the state’s
cell phone location data and by failing to retain the services of a lock-
smith; he failed to investigate alibi witnesses; he failed to file a Franks
[v. Delaware, 438 U.S. 154, 98 S. Ct. 2674, 57 L. Ed. 2d 667 (1978)]
motion challenging alleged false statements in the arrest warrant; he
failed to object to the ‘perjured testimony’ of [R] during sentencing;
and he inadequately advised and coerced the petitioner to plead guilty,
resulting in a plea that was not knowing, voluntary or intelligent. The
petitioner averred that, if Maxwell had not performed deficiently, the
petitioner would not have [pleaded] guilty and would have gone to trial.”
Garofalo v. Commissioner of Correction
A trial commenced before the habeas court, Streeto, J.,
on October 15, 2024. At the outset of this proceeding, the
prosecutor stated: “Good morning, Your Honor. Donna
Fusco here on behalf of the respondent. I have Attorney .
. . Zentner appearing to my right. He is a witness in this
matter, but he is also a new member of the civil litigation
bureau. So, I’d ask for permission for him to sit here [at
counsel table] for both—for a dual purpose, Your Honor.”
(Emphasis added.) The court responded that it had “no
problem with that. It’s completely fine, so ordered.” The
prosecutor also informed the court that R was present in
the courtroom, along with a sign language interpreter.
During the two day habeas trial, Zentner, Maxwell,
and the petitioner testified. On November 14, 2024, the
habeas court issued a memorandum of decision. Citing to
Finney v. Commissioner of Correction, 207 Conn. App.
133, 143, 261 A.3d 778, cert. denied, 339 Conn. 915,
262 A.3d 134 (2021), and Henderson v. Commissioner
of Correction, 181 Conn. App. 778, 796–98, 189 A.3d
135, cert. denied, 329 Conn. 911, 186 A.3d 707 (2018),
the court reasoned that most of the allegations of inef-
fective assistance against Maxwell had been waived due
to the petitioner’s guilty plea. As to the allegation that
Maxwell had coerced the petitioner to plead guilty, the
court determined that the petitioner had not satisfied
his burden to show that ineffective assistance of counsel
resulted in a constitutionally invalid plea and denied
this claim as well. The court further concluded that the
petitioner had failed to show that, “absent any alleged
errors, the petitioner would not have [pleaded] guilty and
would have insisted on going to trial.” In short, the court
explained that “[a]ll claims of ineffective assistance of
counsel have been waived or fail on the merits. All such
claims are, therefore, denied.”
Additionally, the habeas court determined that the
petitioner’s prosecutorial impropriety claim was proce-
durally defaulted. Specifically, it stated that the inde-
pendent constitutional claim involving prosecutorial
impropriety should have been raised at trial or on appeal
Garofalo v. Commissioner of Correction
but was not. Furthermore, the petitioner did not plead
any facts in his habeas petition alleging good cause to
excuse this procedural default. The court, therefore,
dismissed this claim as procedurally defaulted. The peti-
tioner subsequently filed a petition for certification to
appeal from the decision of the court, which the court
denied on December 2, 2024. This appeal followed.5
On appeal, the petitioner first claims that the habeas
court abused its discretion in denying certification to
appeal from the denial and dismissal of his petition for
a writ of habeas corpus. He next claims that the habeas
court permitted Zentner, the prosecutor in the underly-
ing criminal proceeding and a fact witness at the habeas
trial, to sit with the respondent’s counsel and to act in a
“dual purpose,” that is, as both a witness and an advocate
during the habeas proceeding. Specifically, the petitioner
argues that a general prohibition exists “against a state’s
attorney acting as both attorney and witness in the same
habeas corpus proceeding due to ethical restrictions” and
cites to rule 3.7 of the Rules of Professional Conduct.6
5
The habeas court granted the petitioner’s request for the appoint-
ment of appellate counsel.
6
Rule 3.7 of the Rules of Professional Conduct, titled “Lawyer as
Witness,” provides in relevant part:
“(a) A lawyer shall not act as advocate at a trial in which the lawyer
is likely to be a necessary witness unless:
“(1) The testimony relates to an uncontested issue;
“(2) The testimony relates to the nature and value of legal services
rendered in the case; or
“(3) Disqualification of the lawyer would work substantial hardship
on the client . . . .”
In State v. Thompson, 20 Conn. App. 290, 567 A.2d 837 (1989), this
court observed that rule 3.7 of the Rules of Professional Conduct “codi-
fies what is commonly called the advocate-witness rule, and many cases
have considered the application of this rule to determine whether a client
may seek testimony from his own lawyer at trial. The rule permits an
attorney actively participating in the case to be a witness as to merely
formal matters but discourages testimony as to other matters on behalf
of his client except when essential to the ends of justice. . . . The rule
does not render the attorney incompetent as a witness or disqualify
him from testifying, although it may be a serious impropriety for him
both to testify and to continue active participation in the case. . . . To
have an advocate-witness, the party must demonstrate the necessity
Garofalo v. Commissioner of Correction
Finally, the petitioner asserts that “[t]he habeas court
very clearly erred by ordering that . . . Zentner could
appear for [a] ‘dual purpose’ without at the very least
canvassing the [self-represented] petitioner or clarify-
ing what the dual purpose might be.” The petitioner did
not raise this claim or make these arguments regarding
Zentner at the habeas trial or in his petition for certifica-
tion to appeal. He contends, nevertheless, that this claim
is subject to review under State v. Golding, 213 Conn.
233, 239–40, 567 A.2d 823 (1989), as modified by In re
Yasiel R., 317 Conn. 773, 781, 120 A.3d 1188 (2015),
and to consideration by this court under the plain error
doctrine. See Practice Book § 60-5. He also asserts that
we should employ our supervisory authority over the
administration of justice to review this unpreserved
claim.
The respondent counters that the petitioner cannot
meet the threshold burden of demonstrating that the
habeas court abused its discretion in denying the petition
for certification to appeal, inter alia, due to an inadequate
record. Specifically, he asserts that an adequate record
is necessary for this court to engage in Golding review,
to determine if the actions of the habeas court amounted
to plain error, or to exercise our supervisory authority.
In the absence of an adequate record, the respondent
contends that we cannot determine whether the habeas
court abused its discretion in denying certification to
appeal. We agree with respondent, and, accordingly,
dismiss the petitioner’s appeal.
As an initial matter, we set forth the standard of review
and procedural requirements that a petitioner must meet
to obtain appellate review following a habeas court’s
denial of a petition for certification to appeal. “General
Statutes § 52-470 (g) provides: No appeal from the judg-
ment rendered in a habeas corpus proceeding brought
for the testimony, such as an emergency the likelihood of which could
not reasonably have been anticipated in time for [the attorney] to with-
draw from the case before trial.” (Citations omitted; internal quotation
marks omitted.) Id., 294–95; see also Ullman v. State, 230 Conn. 698,
716 n.13, 647 A.2d 324 (1994).
Garofalo v. Commissioner of Correction
by or on behalf of a person who has been convicted of
a crime in order to obtain such person’s release may be
taken unless the appellant, within ten days after the
case is decided, petitions the judge before whom the
case was tried or, if such judge is unavailable, a judge
of the Superior Court designated by the Chief Court
Administrator, to certify that a question is involved
in the decision which ought to be reviewed by the court
having jurisdiction and the judge so certifies.
“In Simms v. Warden, 229 Conn. 178, 187, 640 A.2d
601 (1994), [our Supreme Court] concluded that . . .
§ 52-470 [g] prevents a reviewing court from hearing
the merits of a habeas appeal following the denial of
certification to appeal unless the petitioner establishes
that the denial of certification constituted an abuse of
discretion by the habeas court. In Simms v. Warden, 230
Conn. 608, 615–16, 646 A.2d 126 (1994), [our Supreme
Court] incorporated the factors adopted by the United
States Supreme Court in Lozada v. Deeds, 498 U.S.
430, 431–32, 111 S. Ct. 860, 112 L. Ed. 2d 956 (1991),
as the appropriate standard for determining whether the
habeas court abused its discretion in denying certification
to appeal. This standard requires the petitioner to dem-
onstrate that the issues are debatable among jurists of
reason; that a court could resolve the issues [in a different
manner]; or that the questions are adequate to deserve
encouragement to proceed further. . . . A petitioner
who establishes an abuse of discretion through one of
the factors listed above must then demonstrate that the
judgment of the habeas court should be reversed on its
merits.” (Emphasis omitted; internal quotation marks
omitted.) Ramos v. Commissioner of Correction, 237
Conn. App. 372, 379–80, 352 A.3d 654 (2026); see also
Banks v. Commissioner of Correction, 225 Conn. App.
234, 242, 314 A.3d 1052, cert. denied, 349 Conn. 922,
321 A.3d 1130 (2024).
In Banks v. Commissioner of Correction, 347 Conn.
335, 297 A.3d 541 (2023), our Supreme Court “held
that § 52-470 (g) does not restrict [a reviewing court’s]
Garofalo v. Commissioner of Correction
authority to review unpreserved claims under the plain
error doctrine or Golding following a habeas court’s
denial of a petition for certification to appeal, so long
as the appellant’s claims challenge the habeas court’s
handling of the habeas proceeding itself and the appel-
lant fulfills his or her burden of establishing that the
unpreserved claims involve issues that are debatable
among jurists of reason; that a court could resolve the
issues [in a different manner]; or that the questions are
adequate to deserve encouragement to proceed further. . . .
In other words, the appellant must demonstrate that the
unpreserved and uncertified claims are nonfrivolous,
which we define as raising a colorable claim of plain error
or the violation of a constitutional right due to the actions
or omissions of the habeas court. Only if the appellant
succeeds in surmounting that hurdle will the appellate
court review the appellant’s unpreserved claims on the
merits. . . . [S]ee also Bosque v. Commissioner of Cor-
rection, 347 Conn. 377, 379, 297 A.3d 981 (2023) . . . .”
(Citations omitted; emphasis added; footnote omitted;
internal quotation marks omitted.) Ramos v. Commis-
sioner of Correction, supra, 237 Conn. App. 383–84; see
also Lisboa v. Commissioner of Correction, 236 Conn.
App. 23, 33–35, 347 A.3d 984 (2025), cert. granted, 354
Conn. 911, 350 A.3d 1141 (2026); Daniel W. E. v. Com-
missioner of Correction, 235 Conn. App. 124, 133–34,
344 A.3d 601, cert. denied, 353 Conn. 930, 346 A.3d 515
(2025); Banks v. Commissioner of Correction, supra,
225 Conn. App. 241.
Our Supreme Court has explained that, in a situa-
tion in which the issue raised in a habeas appeal was not
included in the petition for certification, “[t]he more
accurate inquiry . . . is whether it would have been an
abuse of discretion to deny the petition for certification
to appeal if the unpreserved issue had been included in
the petition for certification.” (Emphasis in original.)
Banks v. Commissioner of Correction, supra, 347 Conn.
358 n.13; see also Ramos v. Commissioner of Correction,
Garofalo v. Commissioner of Correction
supra, 237 Conn. App. 384 n.8; Banks v. Commissioner
of Correction, supra, 225 Conn. App. 242–43.
Because the petitioner’s claim concerns the habeas
court’s handling of the habeas proceeding itself, we may
consider under Banks v. Commissioner of Correction,
supra, 347 Conn. 335, whether the court would have
abused its discretion in denying certification had the
issue been included in the petition for certification to
appeal. The claim was not included in the petition for
certification but was also not preserved at the habeas
trial, and, thus, the petitioner seeks review under State
v. Golding, supra, 213 Conn. 239–40. “In Golding, our
Supreme Court held that a [petitioner] can prevail on a
claim of constitutional error not preserved at trial only
if all of the following conditions are met: (1) the record
is adequate to review the alleged claim of error; (2) the
claim is of constitutional magnitude alleging the viola-
tion of a fundamental right; (3) the alleged constitutional
violation . . . exists and . . . deprived the [petitioner] of a
fair trial; and (4) if subject to harmless error analysis, the
[respondent] has failed to demonstrate harmlessness of
the alleged constitutional violation beyond a reasonable
doubt. In the absence of any one of these conditions, the
[petitioner’s] claim will fail. The appellate tribunal is
free, therefore, to respond to the [petitioner’s] claim by
focusing on whichever condition is most relevant in the
particular circumstances. . . . [T]o obtain Golding review,
the petitioner must present a record that is [adequate]
for review and affirmatively [demonstrate] that his claim
is indeed a violation of a fundamental constitutional
right.” (Citations omitted; emphasis in original; internal
quotation marks omitted.) Ramos v. Commissioner of
Correction, supra, 237 Conn. App. 385. It is well estab-
lished that “[t]he first two [prongs of Golding] involve a
determination of whether the claim is reviewable . . . .”
(Internal quotation marks omitted.) Wright v. Commis-
sioner of Correction, 235 Conn. App. 816, 838, 346 A.3d
1011, cert. denied, 353 Conn. 935, 347 A.3d 877 (2025);
see also Santaniello v. Commissioner of Correction, 230
Garofalo v. Commissioner of Correction
Conn. App. 741, 771, 331 A.3d 739, cert. denied, 351
Conn. 926, 333 A.3d 1109 (2025).
Our Supreme Court has espoused “the fundamental
point that [i]t is incumbent upon the [petitioner] to take
the necessary steps to sustain [his] burden of providing an
adequate record for appellate review. . . . Our role is not
to guess at possibilities . . . but to review claims based on
a complete factual record developed by a trial court. . . .
Without the necessary factual and legal conclusions
furnished by the trial court . . . any decision made by us
respecting [the petitioner’s claims] would be entirely
speculative.” (Internal quotation marks omitted.) State
v. Brunetti, 279 Conn. 39, 63, 901 A.2d 1 (2006), cert.
denied, 549 U.S. 1212, 127 S. Ct. 1328, 167 L. Ed. 2d
85 (2007); see also State v. Dukes, 239 Conn. App. 572,
596, 360 A.3d 1191, cert. denied, 355 Conn. 927, ___
A.3d ___ (2026).
In this court’s decision in Banks v. Commissioner
of Correction, supra, 225 Conn. App. 234, we stated:
“With respect to the reviewability prong of Golding . . .
[t]he [petitioner] bears the responsibility for providing a
record that is adequate for review of his claim of constitu-
tional error. If the facts revealed by the record are insuffi-
cient, unclear or ambiguous as to whether a constitutional
violation has occurred, we will not attempt to supplement
or reconstruct the record, or to make factual determi-
nations, in order to decide the defendant’s claim. . . .
[I]t is axiomatic that this court will not resort to spec-
ulation and conjecture in avoidance of an inadequate
record.” (Internal quotation marks omitted.) Id., 249.
We further reasoned that, “[i]n the absence of a sufficient
record, there is no way to know whether a violation of
constitutional magnitude in fact has occurred.” (Internal
quotation marks omitted.) Id., 251.
The respondent contends that, because the record is
inadequate to determine the meaning of Fusco’s “dual
purpose” request and the factual predicate of whether
Zentner acted as counsel for the respondent in the pres-
ent matter, this court cannot proceed under Golding to
Garofalo v. Commissioner of Correction
determine if the denial of certification to appeal would
have been an abuse of discretion had such a claim been
included in the petition for certification. First, the
respondent correctly argues that the request for Zent-
ner to sit next to Fusco for a “dual purpose” due to his
status as a “new member to the civil litigation bureau”
is ambiguous. (Internal quotation marks omitted.) Thus,
the respondent disagrees with the petitioner’s contention
that the only reasonable inference that could follow from
that request would be to allow Zentner to act as cocounsel
during the habeas trial. The respondent proffers that “it
is equally plausible that Zentner was seated at counsel
table simply to observe how the habeas court conducts its
proceedings in a case he already knew well, as part of his
training for his new role . . . .” The respondent also accu-
rately points out that Zentner did not file an appearance
in this habeas action in accordance with Practice Book
§§ 3-3 and 3-8, and the record reveals that only Fusco is
listed as counsel for the respondent. Moreover, Zentner
did not receive any of the notices required to be given by
the parties. See Practice Book § 3-7 (b). Additionally,
a review of the trial transcript establishes Zentner’s
presence only on the first day of the habeas trial, when
he testified as a fact witness, and there is nothing in
the record to indicate that he was present on the second
day of the habeas trial, when R sat at the counsel table
with Fusco. Finally, nothing in the record supports the
claim that Zentner acted as an advocate representing the
respondent during the proceedings. In sum, we cannot
conclude that the record supports the assertion that
Zentner acted as cocounsel for the respondent in this
matter without engaging in speculation.
In the present case, the inadequacy of the record pre-
vents this court from considering whether a violation
of the petitioner’s constitutional rights occurred as a
result of the habeas court’s acquiescence to Zentner’s
sitting at the counsel table for a “dual purpose” at the
outset of the trial. See, e.g., Banks v. Commissioner of
Correction, supra, 225 Conn. App. 254. Simply stated,
the record does not establish that Zentner did anything
Garofalo v. Commissioner of Correction
other than testify as a fact witness at the habeas trial. In
accordance with our settled law, we decline to speculate
or assume any facts regarding his “dual purpose” and
his role, if any, as an advocate for the respondent in the
present matter.
The petitioner next seeks relief under the plain error
doctrine. “[The plain error] doctrine, codified at Practice
Book § 60-5, is an extraordinary remedy used by appellate
courts to rectify errors committed at trial that, although
unpreserved, are of such monumental proportion that
they threaten to erode our system of justice and work a
serious and manifest injustice on the aggrieved party. . . .
It is axiomatic that . . . [t]he plain error doctrine . . . is not
. . . a rule of reviewability. It is a rule of reversibility. . . .
Put another way, plain error review is reserved for only
the most egregious errors. When an error of such mag-
nitude exists, it necessitates reversal. . . . [I]t is not
enough for the defendant simply to demonstrate that his
position is correct. Rather, the party seeking plain error
review must demonstrate that the claimed impropriety
was so clear, obvious and indisputable as to warrant the
extraordinary remedy of reversal. . . .
“An appellate court addressing a claim of plain error
first must determine if the error is indeed plain in the
sense that it is patent [or] readily discernable on the face
of a factually adequate record, [and] also . . . obvious
in the sense of not debatable. . . . Although a complete
record and an obvious error are prerequisites for plain
error review, they are not, of themselves, sufficient for
its application. . . . [I]n addition to examining the patent
nature of the error, the reviewing court must examine
that error for the grievousness of its consequences in
order to determine whether reversal under the plain
error doctrine is appropriate. . . . Thus, we employ a
two-pronged test to determine whether plain error has
occurred: the defendant must establish that (1) there
was an obvious and readily discernable error, and (2) that
error was so harmful or prejudicial that it resulted in
manifest injustice.” (Citations omitted; emphasis added;
Garofalo v. Commissioner of Correction
footnote omitted; internal quotation marks omitted.)
State v. Kyle A., 348 Conn. 437, 445–46, 307 A.3d 249
(2024); see also Lisboa v. Commissioner of Correction,
supra, 236 Conn. App. 35.
In Banks v. Commissioner of Correction, supra, 225
Conn. App. 234, we recognized that an adequate record is
necessary for an appellate court to consider a claim made
under the plain error doctrine. Id., 250. We specifically
cited to Mozell v. Commissioner of Correction, 291 Conn.
62, 69 n.3, 967 A.2d 41 (2009), and State v. Cane, 193
Conn. App. 95, 120 n.23, 218 A.3d 1073, cert. denied,
334 Conn. 901, 219 A.3d 798 (2019), both of which stated
that, if the record is inadequate to engage in Golding
review, it also is inadequate for consideration under the
plain error doctrine. See Banks v. Commissioner of Cor-
rection, supra, 250. Given our conclusion that the record
is not adequate to consider the petitioner’s claim under
Golding, his claim of plain error fails for the same reason.
Finally, the petitioner contends that we may afford
him relief by exercising our supervisory authority.
This court has stated: “It is well settled that [a]ppellate
courts possess an inherent supervisory authority over
the administration of justice. . . . Under our supervi-
sory authority, we have adopted rules intended to guide
the lower courts in the administration of justice in all
aspects of the criminal process. . . . The exercise of our
supervisory powers is an extraordinary remedy to be
invoked only when circumstances are such that the issue
at hand, while not rising to the level of a constitutional
violation, is nonetheless of utmost seriousness, not only
for the integrity of a particular trial but also for the
perceived fairness of the judicial system as a whole.”
(Citation omitted; internal quotation marks omitted.)
State v. Stephanie U., 206 Conn. App. 754, 786, 261
A.3d 748 (2021), cert. denied, 343 Conn. 903, 272 A.3d
1126 (2022), and cert. denied, 343 Conn. 904, 272 A.3d
1127 (2022). Our Supreme Court has cautioned that,
“[a]lthough [a]ppellate courts possess an inherent super-
visory authority over the administration of justice . . .
Garofalo v. Commissioner of Correction
[that] authority . . . is not a form of free-floating justice,
untethered to legal principle. . . . Our supervisory pow-
ers are not a last bastion of hope for every untenable
appeal. . . . Constitutional, statutory and procedural
limitations are generally adequate to protect the rights
of the [litigant] and the integrity of the judicial system.
Our supervisory powers are invoked only in the rare cir-
cumstance [in which] these traditional protections are
inadequate to ensure the fair and just administration of
the courts.” (Internal quotation marks omitted.) State v.
Keaton, 355 Conn. 220, 233–34, 363 A.3d 559 (2026).
In Lisboa v. Commissioner of Correction, supra, 236
Conn. App. 23, we recognized that our Supreme Court
in Banks v. Commissioner of Correction, supra, 347
Conn. 335, did not address whether a reviewing court
may utilize this doctrine to consider claims not included
in a petition for certification to appeal in the habeas con-
text. Nevertheless, we indicated that “we have rejected
any arbitrary and categorical limitations on our use of
our supervisory authority.” (Internal quotation marks
omitted.) Lisboa v. Commissioner of Correction, supra,
37. This court then assumed “that we may exercise our
supervisory authority in these circumstances . . . .” Id.
Our Supreme Court has stated that an adequate record
is one of the criteria that must be met before an appellate
court will consider invoking its supervisory authority.
See In re Aisjaha N., 343 Conn. 709, 725, 275 A.3d 1181
(2022); see also State v. Turner, 334 Conn. 660, 687, 224
A.3d 129 (2020) (Supreme Court was not “inclined” to
reverse defendant’s conviction under supervisory author-
ity in absence of adequate record); Brehm v. Brehm, 65
Conn. App. 698, 707, 783 A.2d 1068 (2001) (Landau,
J., concurring) (“[w]here . . . appellant fails to follow the
most basic rules established to guarantee the presenta-
tion of an adequate record, this court should not exercise
its supervisory authority to afford the appellant review
of his claim”). For the reasons previously set forth in
this opinion, the record is insufficient for this court to
exercise our supervisory authority to consider whether
Garofalo v. Commissioner of Correction
the habeas court abused its discretion in denying the
petition for certification. See, e.g., State v. Chambers,
296 Conn. 397, 414, 994 A.2d 1248 (2010).
We conclude that the inadequacy of the record prevents
this court from reviewing the merits of the petitioner’s
claim and related arguments under Golding. The inad-
equate record undermines the petitioner’s reliance on the
plain error doctrine and his invitation that we exercise
our supervisory authority over the administration of jus-
tice.7 As a result, pursuant to the framework set forth in
7
The respondent also argues that, even if the record were adequate
to support the argument that Zentner acted as cocounsel during the
habeas trial, the petitioner has failed to adequately brief his entitlement
to relief under Golding, the plain error doctrine, and our supervisory
authority over the administration of justice. Specifically, the respondent
contends: “Although the petitioner’s brief contains a general cursory
statement for each ground, the petitioner does not meaningfully assert,
much less adequately brief, any claim that the ‘habeas court’s actions
violated the petitioner’s state and federal constitutional rights to due
process, habeas corpus, and access to the court,’ nor that the issue
‘deserves encouragement to proceed further.’ ”
After a careful review of the petitioner’s principal appellate brief,
we agree that he has inadequately briefed the issues of whether his
unpreserved claim should be considered and addressed under Golding,
the plain error doctrine, or our supervisory authority. “We repeatedly
have stated that [w]e are not required to review issues that have been
improperly presented to this court through an inadequate brief. . . .
Analysis, rather than mere abstract assertion, is required in order to
avoid abandoning an issue by failure to brief the issue properly. . . .
[When] a claim is asserted in the statement of issues but thereafter
receives only cursory attention in the brief without substantive discus-
sion or citation of authorities, it is deemed to be abandoned. . . . For
a reviewing court to judiciously and efficiently . . . consider claims of
error raised on appeal . . . the parties must clearly and fully set forth
their arguments in their briefs.” (Internal quotation marks omitted.)
Balbuena v. Commissioner of Correction, 231 Conn. App. 289, 306–307,
332 A.3d 1008, cert. denied, 352 Conn. 905, 335 A.3d 845 (2025); accord
State v. Danielle P., 238 Conn. App. 73, 93, 355 A.3d 69 (2026); see,
e.g., State v. Colon, 232 Conn. App. 122, 129 n.9, 335 A.3d 848 (declin-
ing to review inadequately briefed claim for review under supervisory
authority), cert. denied, 353 Conn. 902, 341 A.3d 959 (2025); State
v. Williams, 202 Conn. App. 355, 383 n.22, 245 A.3d 830 (aside from
cursory reference to Golding, defendant failed to engage in analysis
of four prongs of Golding test and, therefore, on basis of inadequate
briefing, such claim was deemed abandoned), cert. denied, 336 Conn.
Garofalo v. Commissioner of Correction
Banks v. Commissioner of Correction, supra, 347 Conn.
335, we further conclude that the petitioner’s claim,
raised for the first time on appeal, does not “involve
issues that are debatable among jurists of reason, could
be resolved in a different manner, or deserve encourage-
ment to proceed further.” (Internal quotation marks
omitted.) Banks v. Commissioner of Correction, supra,
225 Conn. App. 254. Accordingly, it would not have been
an abuse of discretion by the habeas court to deny the
petition for certification to appeal had the unpreserved
issue been included therein. See id.
The appeal is dismissed.
In this opinion the other judges concurred.
917, 245 A.3d 802 (2021); State v. Brown, 182 Conn. App. 112, 122
n.8, 189 A.3d 127 (defendant inadequately briefed claim of plain error,
which provided additional reason to affirm judgment of trial court), cert.
denied, 329 Conn. 913, 186 A.3d 1170 (2018).