People v. Sanmiguel
CourtCalifornia Supreme Court
Date FiledJuly 30, 2026
DocketS287786
StatusPublished
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Full Opinion
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
JOEL SANMIGUEL,
Defendant and Appellant.
S287786
Second Appellate District, Division Six
B328160
Ventura County Superior Court
2022002116
July 30, 2026
Justice Kruger authored the opinion of the Court, in which
Chief Justice Guerrero and Justices Corrigan, Liu, Groban,
Evans, and Egerton* concurred.
*
Associate Justice of the Court of Appeal, Second Appellate
District, Division Three, assigned by the Chief Justice pursuant
to article VI, section 6 of the California Constitution.
PEOPLE v. SANMIGUEL
S287786
Opinion of the Court by Kruger, J.
For nearly half a century, our law has steadfastly
prohibited discrimination on the basis of race or other protected
status in selecting juries. (People v. Wheeler (1978) 22 Cal.3d
258, 273 (Wheeler); Batson v. Kentucky (1986) 476 U.S. 79, 91
(Batson).) The reason for this prohibition is as familiar as it is
vital to the operation of a system that guarantees equal
treatment to all. As our cases have repeatedly and consistently
recognized, discrimination in jury selection harms not only
litigants and persons called to jury service, but the very
integrity of our system of justice.
To enforce the prohibition, the courts in Wheeler and
Batson set forth a procedural framework for determining
whether a litigant’s decision to peremptorily challenge a
prospective juror was motivated by improper bias. After years
of experience applying this framework, commentators
increasingly came to question whether the framework is
adequate to identify and curb improper discrimination when it
occurs. In response to these concerns, the Legislature enacted
Code of Civil Procedure section 231.7, which establishes a new
framework for evaluating discrimination-related objections to
peremptory challenges. Under the statute, if an objection is
made to a peremptory challenge, the striking party must give its
reasons for exercising the peremptory challenge. (Code Civ.
Proc., § 231.7, subds. (b), (c) (section 231.7).) If, after
considering the striking party’s reasons, a “court determines
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there is a substantial likelihood that an objectively reasonable
person would view race, ethnicity, gender, gender identity,
sexual orientation, national origin, or religious affiliation, or
perceived membership in any of those groups, as a factor in the
use of the peremptory challenge, then the objection shall be
sustained.” (§ 231.7, subd. (d)(1) (section 231.7(d)(1).)
This case concerns the provisions of section 231.7
addressing a situation in which the striking party gives reasons
relating to the prospective juror’s demeanor, behavior, or
manner of responding to questions (collectively referred to as
behavior-based reasons). Under the statute, these reasons “are
presumptively invalid unless the trial court is able to confirm
that the asserted behavior occurred . . . . Even with that
confirmation, the counsel offering the reason shall explain why
the asserted demeanor, behavior, or manner in which the
prospective juror answered questions matters to the case to be
tried.” (§ 231.7, subd. (g)(2) (section 231.7(g)(2).)
Here, a prosecutor listed multiple reasons for striking a
prospective juror, including a behavior-based reason: that the
prospective juror was not as engaged and was less attentive
than other prospective jurors. The trial court confirmed the
prosecutor’s observations and overruled the defense’s
section 231.7 objection without insisting on a further
explanation of why these behaviors “matter[] to the case to be
tried.” (§ 231.7(g)(2).) The Court of Appeal affirmed. It
concluded that, notwithstanding the absence of such
explanation, the prosecutor’s and court’s observations about the
prospective juror’s attentiveness were not only sufficient to
overcome the statutory presumption that the behavior-based
reason was invalid, but also independently sufficient to
establish the lawfulness of the strike.
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Opinion of the Court by Kruger, J.
The Court of Appeal’s resolution of the issue reveals a
number of points of uncertainty in the developing law of
section 231.7. We now clarify two general principles about
behavior-based reasons under section 231.7, subdivision (g).
First, to overcome the presumption that a behavior-based
reason is invalid, the striking party must offer an explanation
that is sufficient to allow the court to evaluate the reason as part
of its overarching determination of whether an objective
observer would view race or other protected status as a factor in
the exercise of the peremptory challenge. A court may be able
to confirm, for instance, that a prospective juror is not making
eye contact. But it cannot adequately evaluate the striking
party’s motivation unless the striking party tells the court what
it is inferring from the behavior about how the prospective juror
would perform the duties of a juror — as the statute puts it, why
the lack of eye contact “matters to the case to be tried.”
(§ 231.7(g)(2).) Ultimately, the explanation requirement is a
functional one, and the statute does not prescribe a rigid
sequence of steps or a particular verbal formula that must be
employed to satisfy it.
Second, whether a behavior-based reason is found to be
valid or invalid is not dispositive of the ultimate inquiry into the
presence of unlawful discrimination. If the reason is invalid, it
may not be relied on to justify the strike. While reliance on an
invalid reason is generally a significant consideration — and,
depending on the circumstances, may prove dispositive — a
court still must consider any other reasons proffered and other
relevant circumstances to determine whether the strike was
unlawful under section 231.7. Conversely, finding that the
statutory presumption of invalidity has been overcome is not
necessarily dispositive of the lawfulness of the strike. A court
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Opinion of the Court by Kruger, J.
may conclude that a behavior-based reason is valid and yet
determine, after weighing other reasons and relevant
circumstances, that an objective observer would still likely
conclude that race or other protected status was a factor in the
peremptory challenge.
Because the Court of Appeal in this case did not apply
these principles in evaluating the section 231.7 challenge, we
reverse and remand for further proceedings.
I.
A.
Because this is our first case interpreting section 231.7, we
begin by reviewing the relevant legal background in some detail.
In selecting a jury, litigants may raise two types of
challenges to prospective jurors: for cause and peremptory.
(Wheeler, supra, 22 Cal.3d at p. 273; Code Civ. Proc., § 225,
subd. (b).) For-cause challenges are limited to concerns about
prospective juror qualifications and actual or implied bias.
(Code Civ. Proc., § 225, subd. (b)(1) [permitting “[a] challenge for
cause” for “[g]eneral disqualification,” “[i]mplied bias,” or
“[a]ctual bias”]; see id., § 228 [defining “general
disqualification”].) Peremptory challenges, in contrast, were
“designed to be used ‘for any reason, or no reason at all.’ ”
(People v. Scott (2015) 61 Cal.4th 363, 387 (Scott).) Peremptory
challenges are not constitutionally required, but they
“traditionally have been viewed as one means of assuring the
selection of a qualified and unbiased jury.” (Batson, supra,
476 U.S. at p. 91.) The idea is that peremptory challenges
“allow[] removal of a biased juror” when “the party either cannot
establish his reason by normal methods of proof or cannot do so
without causing embarrassment to the challenged venireman
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and resentment among the remaining jurors.” (Wheeler at
p. 275; see 4 Blackstone, Commentaries 353.)
The federal and state Constitutions, however, place
important limits on parties’ ability to strike prospective jurors:
While peremptory strikes may be made for virtually any reason,
they may not be made because of the prospective juror’s race or
other protected status. Nearly 50 years ago, in Wheeler, this
court held that “the use of peremptory challenges to remove
prospective jurors on the sole ground of group bias violates the
right to trial by a jury drawn from a representative cross-section
of the community under article I, section 16, of the California
Constitution.” (Wheeler, supra, 22 Cal.3d at pp. 276–277.)
While it is acceptable to “seek to eliminate a specific bias”
derived from personal experience, a party that “presumes that
certain jurors are biased merely because they are members of
an identifiable group distinguished on racial, religious, ethnic,
or similar grounds . . . and peremptorily strikes all such persons
for that reason alone” violates the right to “an impartial jury
guaranteed by the California Constitution.” (Id. at p. 276.) A
decade later, the United States Supreme Court held that the
federal “Equal Protection Clause forbids the prosecutor to
challenge potential jurors solely on account of their race or on
the assumption that black jurors as a group will be unable
impartially to consider the State’s case against a black
defendant.” (Batson, supra, 476 U.S. at p. 89.) The court
explained that “[p]urposeful racial discrimination . . . denies [a
defendant] the protection that a trial by jury is intended to
secure”: “ ‘[A] body . . . composed of the peers or equals of the
person whose rights it is selected or summoned to determine.’ ”
(Id. at p. 86.) But the harm “extends beyond that inflicted on
the defendant”; it also harms the prospective jurors and,
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ultimately, operates to “undermine public confidence in the
fairness of our system of justice.” (Id. at p. 87.)
The courts in Wheeler and Batson set forth a substantially
similar three-step burden-shifting inquiry to guide the trial
court’s constitutional review of a peremptory strike. (Scott,
supra, 61 Cal.4th at p. 383.) Step one of the Batson/Wheeler test
requires the defendant to “make out a prima facie case ‘by
showing that the totality of the relevant facts gives rise to an
inference of discriminatory purpose.’ ” (Johnson v. California
(2005) 545 U.S. 162, 168.) If the defendant makes out a prima
facie case, the second step shifts the burden “ ‘to the State to
explain adequately the racial exclusion’ by offering permissible
race-neutral justifications for the strikes.” (Ibid.) At step three,
the trial court decides “ ‘whether the opponent of the strike has
proved purposeful racial discrimination.’ ” (Ibid.)
After many years of experience employing this framework,
commentators in California and in other parts of the country
increasingly raised concerns about its adequacy in addressing
the problem of discrimination in jury selection. Several states
across the country began to study the issue and consider
potential reforms. (See Jury Selection Work Group: Final
Report to the Supreme Court of California (July 2022) p. 2, fn. 2
[describing efforts in Washington, Pennsylvania, Arizona,
Connecticut, and New Jersey].)1 In 2020, this court appointed a
workgroup to study issues related to discrimination in jury
1
This report is available at <https://newsroom.courts.ca.gov/
sites/default/files/newsroom/2022-09/Jury%20Selection
%20Work%20Group%20Final%20Report.pdf> (as of July 30,
2026). All internet citations in this opinion are archived by year,
docket number, and case name at <http://courts.ca.gov/opinions/
cited-supreme-court-opinions>.
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selection in California. (Id. at p. 1.) While that effort was still
underway, the Legislature passed Assembly Bill No. 3070
(2019–2020 Reg. Sess.) (Assembly Bill No. 3070), a reform
proposal modeled after a rule recently adopted in the state of
Washington. (Stats. 2020, ch. 318; Assem. Com. on Judiciary,
Analysis of Assem. Bill No. 3070 (2019–2020 Reg. Sess.) as
amended May 4, 2020, p. 10 [“The procedures laid out in
[Assembly Bill No. 3070] are modeled on the new rule used in
Washington courts (GR 37) and tailored by various stakeholders
and Committee staff in order to increase clarity and
workability”].)
The legislative findings and declarations accompanying
Assembly Bill No. 3070 plainly describe the impetus for reform.
Finding “that peremptory challenges are frequently used in
criminal cases to exclude potential jurors from serving based on
their race, ethnicity, gender, gender identity, sexual orientation,
national origin, or religious affiliation, or perceived membership
in any of those groups, and that exclusion from jury service has
disproportionately harmed African Americans, Latinos, and
other people of color,” the Legislature crafted procedures
intended to further the important “purpose of eliminating the
use of group stereotypes and discrimination, whether based on
conscious or unconscious bias, in the exercise of peremptory
challenges.” (Stats. 2020, ch. 318, § 1, subds. (b), (c).) The
statute, now codified as Code of Civil Procedure section 231.7,
“applies in all jury trials in which jury selection begins on or
after January 1, 2022.” (§ 231.7, subd. (i).)
B.
Section 231.7 prohibits removing a prospective juror on
the basis of the prospective juror’s actual or perceived “race,
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ethnicity, gender, gender identity, sexual orientation, national
origin, or religious affiliation.” (§ 231.7, subd. (a).) (For
simplicity’s sake, we refer in this opinion to “race or other
protected status.”) To effectuate this overarching prohibition,
the statute sets out a framework that differs from
Batson/Wheeler in several important respects.
If another party or the trial court objects to the use of a
peremptory challenge, then the party that exercised the
peremptory challenge must state the reasons for the challenge;
there is no requirement that the objecting party first establish
a prima facie case of discrimination. The trial court evaluates
the reasons given and rules on the objection, stating its reasons
on the record. (§ 231.7, subds. (b)–(d).) In ruling on the
objection, the court may “not speculate on, or assume the
existence of, other possible justifications for the use of the
peremptory challenge.” (§ 231.7(d)(1).) Rather, the court
evaluates “the reasons given . . . in light of the totality of the
circumstances.” (Ibid.; see id., subd. (d)(3) [articulating a non-
exhaustive list of circumstances the court may consider, such as
whether: “[t]he objecting party is a member of the same
perceived cognizable group as the challenged juror”; “[t]he
alleged victim is not a member of that perceived cognizable
group”; and “race [or other protected status] . . . bear on the facts
of the case to be tried”].)
Perhaps the most significant departure from
Batson/Wheeler concerns the standard the court applies in
making this determination. In passing section 231.7, the
Legislature found that “requiring proof of intentional bias,” as
Batson/Wheeler does, “renders the procedure ineffective.”
(Stats. 2020, ch. 318, § 1, subd. (b).) In contrast to
Batson/Wheeler, the ultimate question under section 231.7 is
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not whether the striking party has purposefully discriminated
on the basis of race or other protected status. The question is,
rather, whether “there is a substantial likelihood that an
objectively reasonable person would view race [or other
protected status] . . . as a factor in the use of the peremptory
challenge.” (§ 231.7(d)(1).) An “objectively reasonable person”
is one who is “aware that unconscious bias, in addition to
purposeful discrimination, have resulted in the unfair exclusion
of potential jurors in the State of California.” (Id.,
subd. (d)(2)(A).)
The statute sets out two categories of reasons that,
because of their association with discrimination, are treated as
invalid unless certain conditions are met. (§ 231.7, subds. (e),
(g); see Stats. 2020, ch. 318, § 1, subd. (b) [“many of the reasons
routinely advanced to justify the exclusion of jurors from
protected groups are in fact associated with stereotypes about
those groups or otherwise based on unlawful discrimination”].)
These reasons are presumed invalid unless rebutted; there is no
longer a presumption of validity, in contrast to the approach in
our Batson/Wheeler case law. (Cf. People v. Gutierrez (2017)
2 Cal.5th 1150, 1158 [“ ‘ “[u]nless a discriminatory intent is
inherent in the [striking party’s] explanation,” ’ the reason will
be deemed neutral”]; see also People v. Mai (2013) 57 Cal.4th
986, 1052 (Mai) [“the prosecutor’s demeanor observations, even
if not explicitly confirmed by the record, are a permissible race-
neutral ground for peremptory excusal, especially when they
were not disputed in the trial court”].)
The first category is set out in section 231.7,
subdivision (e) (section 231.7(e)), which provides: “A
peremptory challenge for any of the following reasons is
presumed to be invalid unless the party exercising the
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peremptory challenge can show by clear and convincing
evidence that an objectively reasonable person would view the
rationale as unrelated to a prospective juror’s race . . . [or other
protected status], and that the reasons articulated bear on the
prospective juror’s ability to be fair and impartial in the case.”
(§ 231.7, subd. (e); see id., subd. (f) [setting out further
instructions for the application of the clear and convincing
standard].) Subdivision (e) then lists a number of reasons that
are, broadly speaking, reasons disproportionately associated
with particular racial or other cognizable groups. These include,
for instance, “having a negative experience with law
enforcement,” “[n]ot being a native English speaker,” and
“[e]mployment in a field that is disproportionately occupied by
members” of cognizable groups. (Id., subd. (e)(1), (7), (10); see
also id., subd. (e)(13) [adding “[a]ny justification that is
similarly applicable to a questioned prospective juror or jurors,
who are not members of the same cognizable group as the
challenged prospective juror, but were not the subject of a
peremptory challenge by that party”].)
The second category, set forth in section 231.7,
subdivision (g), is the category at issue in this case.
Subdivision (g)(1) lists reasons that have “historically been
associated with improper discrimination in jury selection” that
relate to the prospective juror’s behavior, demeanor, or manner
of answering questions. (§ 231.7, subd. (g)(1).) The reasons are:
(A) “The prospective juror was inattentive, or staring or failing
to make eye contact”; (B) “The prospective juror exhibited either
a lack of rapport or problematic attitude, body language, or
demeanor”; and (C) “The prospective juror provided
unintelligent or confused answers.” (§ 231.7, subd. (g)(1)(A)–
(C).) Subdivision (g)(2) provides that such reasons “are
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presumptively invalid unless the trial court is able to confirm
that the asserted behavior occurred, based on the court’s own
observations or the observations of counsel for the objecting
party. Even with that confirmation, the counsel offering the
reason shall explain why the asserted demeanor, behavior, or
manner in which the prospective juror answered questions
matters to the case to be tried.” (§ 231.7(g)(2).)
The statute states that if a court finds a peremptory
challenge improper during jury selection and the objecting party
so requests, the court must “[q]uash the jury venire and start
jury selection anew.” (§ 231.7, subd. (h)(1).) Otherwise, the
court may seat the prospective juror, provide the objecting party
additional challenges, or “[p]rovide another remedy as the court
deems appropriate.” (§ 231.7, subd. (h)(3)–(5).)
A denial of a section 231.7 objection “shall be reviewed by
the appellate court de novo, with the trial court’s express factual
findings reviewed for substantial evidence.” (§ 231.7, subd. (j).)
“The appellate court shall not impute to the trial court any
findings, including findings of a prospective juror’s demeanor,
that the trial court did not expressly state on the record,” and it
“shall not speculate as to or consider reasons that were not given
to explain either the party’s use of the peremptory challenge or
the party’s failure to challenge similarly situated jurors who are
not members of the same cognizable group as the challenged
juror.” (Ibid.) The statute instructs, finally: “Should the
appellate court determine that the objection was erroneously
denied, that error shall be deemed prejudicial, the judgment
shall be reversed, and the case remanded for a new trial.” (Ibid.)
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C.
Defendant Joel SanMiguel was tried by jury for willful,
deliberate, premeditated attempted murder and assault with a
deadly weapon, along with associated enhancements. (Pen.
Code, §§ 187, subd. (a), 664; id., § 245, subd. (a)(1).) Jury
selection commenced in August 2023, more than a year after
Code of Civil Procedure section 231.7 became applicable. The
prosecutor exercised a peremptory challenge to excuse
prospective juror S.M. Defense counsel made a section 231.7
objection, stating his client, SanMiguel, is “of Latino descent”
and “[S.M.], as far as [defense counsel] could tell, is — was the
only Latino man left of the 18.” Citing section 231.7, the trial
court asked the prosecutor to justify the strike.
The prosecutor initially gave several reasons. First, “the
victim in this case . . . is also Hispanic. I wouldn’t have a reason
to kick Hispanic people when I have a Hispanic on Hispanic
crime.” Second, S.M. “didn’t have much of anything to say. His
responses were extremely brief.” Third, “[t]here are other
people in the following six that are on the front that I believe
will be jurors that I prefer more to [S.M.].” And fourth, another
prospective juror “has a Hispanic surname. I have not kicked
her.”
The trial court requested clarification to understand
“exactly what the explanation was because the explanation
sounded like it was [S.M.] didn’t really say much of anything.”
The prosecutor reiterated that S.M. “did not have much to say
about what my questions were.” The prosecutor then added
“another” reason: that S.M. “was not fully following some of the
orders from the Court. He walked out with papers, walked back
in during breaks.” The prosecutor clarified he was referring to
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S.M. leaving with the court questionnaire, to which the trial
court responded it never “gave any orders about that” —
although it “would have if [it] would have thought about it.” The
prosecutor added “that [S.M.] walked back in when the rest of
the jury had already been excused. . . . [Y]ou look at these small
little things of what jurors are doing and how close they’re
paying attention to the process.” The prosecutor went on to
explain that he felt other prospective jurors were “being more
attentive” and “giving more eye contact,” whereas S.M. was
“kind of looking down. I don’t feel like he’s being as engaged as
other people are.”
The trial court “confirm[ed] exactly what the prosecutor
did say . . . about [S.M.’s] body language.” It “notice[d] that . . .
[S.M.] ha[d] a very flat affect, and he [was] looking down most
of the time. He [was] not responding to questions the same way
everybody else d[id]. There [was] no — he’s not making eye
contact at all. He was doing the same thing with the Court.”
The court continued “that [S.M.] did enter the courtroom at a
time when nobody else did,” which was not “a violation of a
Court order, necessarily, but it show[ed] that he’s not paying
attention to what everybody else is doing.” The court “den[ied]
the motion based on 231.7,” reiterating that it “understands
what the prosecutor is saying, and the Court can confirm the
same thing.”
At the completion of trial, the jury convicted SanMiguel of
attempted premeditated murder (Pen. Code, §§ 187, subd. (a),
664) and assault with a deadly weapon (Pen. Code, § 245,
subd. (a)(1)). The jury found true that SanMiguel personally
used a deadly and dangerous weapon (Pen. Code, § 12022,
subd. (b)(1)) and that he personally inflicted great bodily injury
(Pen. Code, § 12022.7, subd. (a)). The trial court sentenced
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SanMiguel to an indeterminate term of life with the possibility
of parole after seven years for the attempted murder,
consecutive to four years for the deadly weapon and great bodily
injury enhancements.
On appeal, SanMiguel argued the trial court erred in
denying his section 231.7 objection. A divided Court of Appeal
affirmed the denial. The majority acknowledged that several of
“the prosecutor’s stated reasons for challenging S.M.” were
“presumptively invalid under section 231.7, subdivision (g)”
because they “critiqued some combination of S.M.’s demeanor
and inattentiveness.” (People v. SanMiguel (2024)
105 Cal.App.5th 880, 889–890 (SanMiguel).) The majority
added that “section 231.7, subdivision (g)(2) contains both
‘ “confirmation” ’ and ‘ “explanation” ’ requirements,” and while
the majority questioned “why behaviors like inattentiveness
would require further explanation,” it acknowledged that “the
prosecutor and trial court could have made a more extensive and
thorough inquiry.” (Id. at pp. 890–891.) The majority
concluded, however, that reversal was unwarranted because
S.M.’s “lack of attention alone” both “overc[ame] the
presumption of invalidity” and “was a sufficient reason for his
dismissal.” (Id. at p. 891.) The majority reasoned: “No matter
what a person’s background, race, or economic standing, if the
juror does not pay attention, the juror does not belong on any
jury.” (Ibid.)2
2
Justice Yegan also wrote a concurring opinion.
(SanMiguel, supra, 105 Cal.App.5th at pp. 891–893 (conc. opn.
of Yegan, J.).) He opined that the automatic reversal
requirement in section 231.7, subdivision (j) is unconstitutional
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Justice Cody, dissenting in part, “disagree[d] . . . with the
majority’s conclusion that the presumption of invalidity was
overcome.” (SanMiguel, supra, 105 Cal.App.5th at p. 894 (dis.
opn. of Cody, J.).) Because the “prosecutor never explained why
S.M.’s behavior ‘matter[ed] to the case to be tried,’ ” Justice Cody
concluded that the court “must treat as conclusive the
presumption that [S.M.] was excused for invalid, discriminatory
reasons.” (Id. at pp. 894–895 (dis. opn. of Cody, J.).) Justice
Cody noted: “One may well wonder why behaviors like
inattentiveness would require further explanation.” (Id. at
p. 895 (dis. opn. of Cody, J.).) But the court was not, in her view,
“at liberty to delete the unambiguous explanation requirement.”
(Ibid.) Justice Cody added that “[t]he prosecutor’s remaining
reasons for challenging S.M. [were] unsupported by the record
or [were] otherwise unpersuasive.” (Ibid.) We granted review
to address the court’s interpretation of section 231.7,
subdivision (g) (section 231.7(g)).
II.
We consider the interpretation of section 231.7(g) de novo,
reading the provision in its broader statutory context and giving
the language its usual and ordinary meaning. (People v.
Castillolopez (2016) 63 Cal.4th 322, 329.) “If the language is
clear in context, our work is at an end. If it is not clear, we may
consider other aids, including the statute’s legislative history.”
(National Lawyers Guild v. City of Hayward (2020) 9 Cal.5th
488, 498.)
because it violates the separation of powers doctrine. No party
in this case challenges the constitutionality of section 231.7 and
we do not address the meaning or constitutionality of
subdivision (j) here.
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Section 231.7(g) provides, as relevant here, that when a
striking party offers one of the listed behavior-based reasons —
for instance, the prospective juror’s inattentiveness, level of eye
contact, or lack of rapport with counsel — that reason is
“presumptively invalid unless the trial court is able to confirm
that the asserted behavior occurred, based on the court’s own
observations or the observations of counsel for the objecting
party. Even with that confirmation, the counsel offering the
reason shall explain why the asserted demeanor, behavior, or
manner in which the prospective juror answered questions
matters to the case to be tried.” (§ 231.7(g)(1)–(2).)
The primary issue SanMiguel raises is whether the
presumptive invalidity of a behavior-based reason for striking a
prospective juror has been rebutted when the trial court
confirms that the asserted behavior occurred but counsel has not
explained why the behavior “matters to the case to be tried.”
(§ 231.7(g)(2).) As the case comes to us, however, there is no
dispute on this point. The Attorney General agrees that when a
striking party offers a behavior-based reason, both confirmation
and explanation are necessary to rebut the presumption that the
reason is invalid.
Even though the parties agree on this first, threshold
point, it bears further examination. The question whether the
explanation required by section 231.7(g) is necessary to rebut
the statutory presumption of invalidity implicates other
questions regarding the meaning of the statute — including the
question that does now divide the parties, which concerns what
it means, precisely, to say that the presumption of invalidity has
not been rebutted.
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A.
The parties’ view that an explanation is required to rebut
the presumption of invalidity tracks the rule articulated by
appellate courts to address the issue. Although none has
engaged in extensive analysis, all of the Courts of Appeal (with
the arguable exception of the court in this case) have read the
statute as setting up two requirements for rebutting the
statutory presumption that a behavior-based reason is invalid:
(1) confirmation of the behavior; and (2) an explanation of why
the behavior matters. (People v. Ortiz (2023) 96 Cal.App.5th
768, 794 (Ortiz); People v. Caparrotta (2024) 103 Cal.App.5th
874, 890–891 (Caparrotta); People v. Barnes (2024)
107 Cal.App.5th 560, 582.)
We are not, however, bound by the parties’ or the appellate
courts’ interpretation of the law; its meaning falls to us to
decide. (See, e.g., People v. Lopez (2020) 9 Cal.5th 254, 268.)
And although we ultimately take the same view, the issue is not
as straightforward as the case law or the parties’ agreement
might suggest. Only confirmation is explicitly described in
section 231.7(g)(2) as a requirement for rebutting the
presumption of invalidity. The explanation requirement is set
forth in a separate sentence that, on its face, neither specifies
what sort of explanation is required nor says anything about
rebutting the presumption. The statute does speak in
mandatory terms: “The counsel offering the reason shall
explain why the asserted demeanor . . . matters to the case to be
tried.” (§ 231.7(g)(2), italics added.) That of course means an
explanation is required. (E.g., In re Dannenberg (2005)
34 Cal.4th 1061, 1087.) But does it mean that an explanation is
required to rebut the presumption of invalidity?
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PEOPLE v. SANMIGUEL
Opinion of the Court by Kruger, J.
It is not uncommon for statutes to impose requirements
without specifying precisely what consequences flow from
failure to comply. (See, e.g., Kabran v. Sharp Memorial Hosp.
(2017) 2 Cal.5th 330, 340 [describing so-called directory statutes
for which no consequence is specified]; Edwards v. Steele (1979)
25 Cal.3d 406, 410 [“generally, requirements relating to the
time within which an act must be done are directory rather than
mandatory or jurisdictional, unless a contrary intent is clearly
expressed”].) One might plausibly conclude that while
section 231.7(g) requires an explanation, an explanation is not
required to rebut the presumption of invalidity; instead, by
failing to specify the consequences of failing to explain the
reason, the statute leaves it to the court to decide whether it
should nonetheless consider the reason as part of its totality-of-
the-circumstances determination under section 231.7(d)(1).
The text alone does not clearly tell us whether an
explanation is required to rebut the presumption of invalidity
under section 231.7(g), so we must consider the role that these
component parts are designed to play in the larger statutory
scheme. (See, e.g., People v. Pennington (2017) 3 Cal.5th 786,
795 [“If the words appear susceptible of more than one
reasonable construction, we look to other indicia of legislative
intent, bearing in mind the admonition that ‘[t]he meaning of a
statute may not be determined from a single word or sentence’
[citation] and that apparent ‘ambiguities often may be resolved
by examining the context in which the language appears and
adopting the construction which best serves to harmonize the
statute internally and with related statutes’ ”].) The inquiry
leads us to two further questions: (1) what kind of explanation,
precisely, the statute demands; and (2) what happens if the
presumption of invalidity is not overcome.
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Opinion of the Court by Kruger, J.
B.
To answer the first question, we start by reviewing the
Legislature’s overarching purposes in enacting section 231.7 in
general, and section 231.7(g) in particular. The Legislature’s
uncodified findings explain its intent to “put into place an
effective procedure for eliminating the unfair exclusion of
potential jurors” for reasons infected by discrimination.
(Stats. 2020, ch. 318, § 1, subd. (a).) One of the Legislature’s
central concerns was identifying and preventing conscious and
unconscious bias affecting jury selection. (See id. at § 1,
subd. (a) [“It is the intent of the Legislature that this act be
broadly construed to further the purpose of eliminating the use
of group stereotypes and discrimination, whether based on
conscious or unconscious bias, in the exercise of peremptory
challenges”]; see also Assem. Com. on Judiciary, Analysis of
Assem. Bill No. 3070, supra, as amended May 4, 2020, p. 6
[“[T]he existing procedure cannot address strikes exercised
because of implicit bias, that is, unconscious or automatic
attitudes and stereotypes”].) With this overarching goal in
mind, the Legislature crafted procedures designed to give both
trial and appellate courts more information to assess whether
conscious or unconscious bias was likely a factor in the
peremptory challenge — as is evidenced by the requirement
that a striking party state its reasons when an objection is made,
regardless of whether a prima facie case of discrimination is
established (§ 231.7, subd. (c)), and the requirement that the
court explain the reasons for its ruling on the record
(§ 231.7(d)(1)). The former requirement in particular, as the
Assembly Committee on the Judiciary analysis explained, gives
“appellate courts . . . more information with which to determine
whether discrimination occurred during jury selection.” (Assem.
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PEOPLE v. SANMIGUEL
Opinion of the Court by Kruger, J.
Com. on Judiciary, Analysis of Assem. Bill No. 3070, supra, as
amended May 4, 2020, p. 10.)
As numerous courts have recognized, demeanor- and
behavior-based reasons, by their nature, pose several potential
challenges and risks. For one, “ ‘explanations which focus upon
a venireperson’s body language or demeanor . . . are subjective
and can easily be used . . . as a pretext for excluding persons on
the basis of race’ ” or other protected status. (People v. Hicks
(2024) 103 Cal.App.5th 1229, 1240; see also Harris v. Hardy (7th
Cir. 2012) 680 F.3d 942, 965 (Harris) [“Demeanor-based
explanations for a strike are particularly susceptible to serving
as pretexts for discrimination”].) Demeanor- or behavior-based
strikes can also reflect unconsciously held attitudes rooted in
stereotypes or cultural misunderstandings. (See Batson, supra,
476 U.S. at p. 106 (conc. opn. of Marshall, J.) [“A prosecutor’s
own conscious or unconscious racism may lead him easily to the
conclusion that a prospective black juror is ‘sullen,’ or ‘distant,’
a characterization that would not have come to his mind if a
white juror had acted identically”]; see also, e.g., Tremblay,
Interviewing and Counseling Across Cultures: Heuristics and
Biases (2002) 9 Clinical L.Rev. 373, 394 [explaining that
cultural differences in patterns of eye contact can lead to a
mistaken “inference that the listener is inattentive”].) In some
cases, what a striking party interprets as a problematic attitude
may in reality represent a reasonable reaction to the striking
party’s own exhibition of bias or other problematic behavior.
(See People v. Silas (2021) 68 Cal.App.5th 1057, 1106 [observing,
where prosecutor gave as a reason for striking a Black
prospective juror that she was “openly hostile” in response to
questioning about Black Lives Matter, that the prospective juror
“became hostile when subjected to concededly inappropriate
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Opinion of the Court by Kruger, J.
questions”].) And reasons based on a person’s demeanor or
behavior in the trial court, unless explored on the record, are
difficult to evaluate on appeal. (See, e.g., People v