Eagle Colton 55, LP v. City of Colton
CourtCalifornia Court of Appeal
Date FiledJuly 21, 2026
DocketD087799
StatusPublished
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Full Opinion
Filed 7/21/26
CERTIFIED FOR PUBLICATION
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
EAGLE COLTON 55, LP, et al., D087799
Plaintiffs and Respondents, (Super. Ct. No. CIVSB2428667)
v.
CITY OF COLTON et al.,
Defendants and Appellants.
APPEAL from an order of the Superior Court of San Bernardino
County, Wilfred J. Schneider, Jr., Judge. Reversed and remanded with
directions.
Allen Matkins Leck Gamble Mallory & Natsis, Patrick E. Breen and
Gabriela S. Perez for Plaintiffs and Respondents.
Aarvig & Associates, Aarvig Pennell, Maria K. Aarvig and Diane K.
Huntley for Defendants and Appellants.
The City of Colton, Colton Housing Authority, and Stacey Dabbs
(collectively, Colton) appeal from an order of the trial court denying a special
motion to strike the complaint under the anti-SLAPP statute, 1 Code of Civil
1 SLAPP is an acronym that refers to a Strategic Lawsuit Against Public
Participation. (Geiser v. Kuhns (2022) 13 Cal.5th 1238, 1242.)
Procedure section 425.16. 2 Colton urges that the motion should have been
granted since the allegations in the complaint filed by Eagle Colton 55, LP;
Eagle Real Estate Investment Group, LLC; Eagle Yucaipa 55, LLC; and
Eagle Oaks, LP (collectively, Eagle) concern Colton’s protected activity of
developing and financing a senior housing project. Colton also argues that
Eagle is unlikely to prevail on its claims because they are barred by the
Government Claims Act, Government Code section 810 et seq. (the Act), and
they have no factual or legal support. Following de novo review, we agree
that Colton’s anti-SLAPP motion should have been granted as (i) Eagle’s
claims concern Colton’s protected activity and (ii) Eagle failed to comply with
the Act’s claim presentation requirement and thus is unlikely to prevail on
the merits. We reverse and remand with directions.
FACTUAL AND PROCEDURAL BACKGROUND
A. Colton’s Senior Housing Community
In 2012, Colton entered into an agreement with Eagle for the
entitlement, development, construction, and management of an affordable
senior housing community. As part of the agreement, the parties executed a
promissory note secured by a deed of trust, which included a $2.5 million loan
from Colton to Eagle. The note required Eagle to make annual principal and
interest payments based on a percentage of “the Residual Receipts from
operation of the Project each calendar year.” Eagle was also required to
provide Colton “a Residual Receipts report in form and substance reasonably
acceptable,” including “annual financial statements with respect to the
Project that have been reviewed by an independent certified public
2 Further undesignated statutory references are to the Code of Civil
Procedure.
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accountant.” Additionally, Eagle’s certified public accountant was to provide
“an expressed written opinion . . . that such financial statements present the
financial position, results of operation and cash flows of the Project fairly and
in accordance with generally accepted accounting principles.”
In 2016, Stacey Dabbs became Colton’s finance director. That same
year, Colton’s independent auditor issued a report identifying “certain
deficiencies in [Colton’s] internal control” that it “consider[ed] to be material
weaknesses.” The report noted Colton was not monitoring Eagle’s compliance
with the note. It recommended Colton “establish monitoring procedures” for
Eagle’s “compliance with loan agreements and necessary actions should be
taken” if it was not compliant. The auditor’s 2017 and 2018 reports repeated
the same recommendation.
In 2017, Eagle provided Colton its 2016 financial statements with a
letter from an accounting firm stating it was “asked to provide some
independent CPA commentary.” The letter acknowledged the firm had “not
performed the required procedures, analytical and otherwise, that would be
necessary to issue an accountant’s audit, review or compilation opinion
letter.” It further noted, “Since we did not perform any of the procedures
required for an independent accountant[’]s ‘opinion’ letter (as required for an
audit, review or compilations), this letter is not intended to render such an
opinion.”
In January 2019, Colton issued notice of breach of promissory note
stating that Eagle was required to provide “independent audited financial
statements on an annual basis.” It claimed Eagle “has not submitted an
independent audited financial statement to date, as required.” As a result,
Colton claimed Eagle was “in breach” of the note and would be in default
unless Eagle cured it “by providing an independent audited financial
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statement within thirty (30) days.” Although Eagle disputed the notice and
the requirement for a certified public accountant to issue a written opinion, it
ultimately provided Colton audited financial statements and an independent
auditor’s report in February 2019 (and has provided them to Colton annually
since then). Shortly after receiving the audited financial statements and
report, Colton rescinded the notice of breach.
B. The Yucaipa Housing Project
In late 2023, Eagle was in advanced negotiations with the city of
Yucaipa to develop a similar affordable housing project. The parties had
been negotiating for nearly seven years and had concluded three consecutive
exclusive negotiation agreements, with the third and final one set to expire in
February 2024. The agreement provided that any disposition and
development agreement would require Yucaipa city council approval and
would not be enforceable based on any comments provided by city staff.
Yucaipa also reserved the right “to reasonably obtain further information,
data and commitments” to determine Eagle’s “ability and capacity . . . to
develop or operate” the project.
By October 2023, Yucaipa’s housing and economic and development
analyst emailed Eagle’s managing partner with the update they “are super
close.” He stated, “I don’t see this taking much longer. The hard work is
behind us.” Although Eagle’s managing partner felt Yucaipa “would have
approved” the development agreement, following discussions between
Yucaipa officials and Colton officials towards the end of 2023, Yucaipa
decided not to proceed with the project and allowed its exclusive negotiation
agreement with Eagle to expire.
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C. Eagle’s Complaint
In September 2024, Eagle filed a complaint against Colton asserting
causes of action for intentional interference with prospective economic
advantage, negligent interference with prospective economic relations, breach
of the implied covenant of good faith and fair dealing, and defamation. The
complaint alleged Yucaipa officials “[s]uddenly . . . decided not to go forward
with developing the Yucaipa Project” in December 2023. It asserted that
Yucaipa officials informed an Eagle representative that Colton “staff
members had made comments to them regarding [Eagle’s] purported ‘default’
for not providing audited financials to [Colton].” Further, “given what they
had heard about [Eagle’s] exchanges with [Colton] staff, [Colton] apparently
did not expect [Eagle] to live up to its obligation to repay the loan—and was
therefore ‘writing the loan off.’ ”
Eagle’s complaint also asserted Eagle learned from further
conversations with Yucaipa officials that it was Dabbs who “communicated to
Yucaipa employees that [Eagle] had defaulted under the [n]ote and that
[Colton] was writing off the loan.” It further alleged that “[t]hese derogatory
statements were all false,” that they resulted in the “disruption and ultimate
termination of the Yucaipa Project” and “harmed Eagle’s reputation in other
respects.”
In January 2025, Eagle filed an amended complaint that included
allegations it complied with the Act. These allegations are discussed below.
D. Colton’s Anti-SLAPP Motion
In March 2025, Colton filed an anti-SLAPP motion to strike Eagle’s
complaint arguing that its allegations arise from Colton’s protected activities
in connection with a matter of public interest. Colton also argued that Eagle
5
was unlikely to prevail on its claims because they were barred by the Act and
there was no factual or legal support for them.
In support of its motion, Colton filed a declaration from Dabbs. In it,
she represented that Yucaipa’s clerk contacted her in November 2023 to
inquire about Colton’s “cash receipts” on Eagle’s “development project.”
Yucaipa had hired a new city manager, and his review of Yucaipa’s finances
raised concern about its annual structural deficits and financial position.
Yucaipa officials sought information showing payments Colton received from
Eagle, when the payments started, and how much had been paid, which was
public information obtainable through a public records request. Dabbs
provided Yucaipa with a copy of the note and opined: “The terms of
repayment of the principal and interest are not, in my opinion, in the City’s
best interest,” even though the project met community goals. Dabbs also
provided a reconciliation of the note showing the starting principle was
$3.48 million and the outstanding balance had increased to more than
$3.6 million after 10 years.
Dabbs further declared she met Yucaipa’s city manager and finance
director in December 2023, and they expressed concern about Yucaipa’s
financial position and explained that the new city manager was exercising
due diligence in investigating the Eagle project. They asked about Colton’s
receipts on the note and discussed the note’s terms, Colton’s challenges with
the terms, the audit findings, and how it was cleared up with the default
notice. Dabbs expressed her opinion that the note’s terms were not in
Colton’s best financial interest because of the way residual receipts are
calculated. Dabbs recommended Yucaipa draft a promissory note that would
allow it to calculate what they should be receiving. Dabbs made clear her
“only frustrations” had been the “compliance audit” and the residual receipts
6
issue but otherwise Eagle was “complying with the audit requirement,” the
senior housing project “was fully operational,” and she had “no other issues”
with Eagle.
In opposing Colton’s anti-SLAPP motion, Eagle submitted a declaration
from David E. Mlynarski stating he was hired by Yucaipa to provide services
to Eagle. According to Mlynarski, he had a meeting with Yucaipa’s city
manager in January 2024. At that meeting, Yucaipa’s city manager told him
about a meeting that took place in December 2023 where Dabbs said that
(i) Eagle had defaulted on the note forcing Colton to serve a notice of default,
(ii) Colton was not receiving payments on the note, and (iii) Colton had
written off the loan/note. Yucaipa’s city manager further explained that he
“was uncomfortable proceeding” with the project due to these statements.
Eagle also submitted a declaration from its managing partner. He
declared that he spoke with Mlynarski and that Mlynarski told him about the
meeting with Yucaipa’s city manager and the statements Dabbs made.
Eagle’s managing partner and Mlynarski both recalled a meeting they
had with Yucaipa’s city manager and other officials in April 2024. At that
meeting, Yucaipa’s city manager again recounted the statements made by
Dabbs and noted they “led to his decision” not to recommend to Yucaipa’s city
council to “proceed with the . . . project on a residual receipts loan structure.”
Eagle’s managing partner further declared these statements were
“false” and, as a result, Eagle suffered lost profits of at least $65 million.
The trial court denied Colton’s anti-SLAPP motion in July 2025.
Although the court found Colton met its burden of establishing that Eagle’s
claims arise from Colton’s protected activities, the court found Eagle met its
burden of showing it was likely to prevail on the merits of its claims.
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DISCUSSION
A. The Anti-SLAPP Statute
“Enacted by the Legislature in 1992, the anti-SLAPP statute is
designed to protect defendants from meritless lawsuits that might chill the
exercise of their rights to speak and petition on matters of public concern.
[Citations.] To that end, the statute authorizes a special motion to strike a
claim ‘arising from any act of [a] person in furtherance of the person’s right of
petition or free speech under the United States Constitution or the California
Constitution in connection with a public issue.’ ” (Wilson v. Cable News
Network, Inc. (2019) 7 Cal.5th 871, 883–884.) “A court evaluates an
anti-SLAPP motion in two steps. ‘Initially, the moving defendant bears the
burden of establishing that the challenged allegations or claims “aris[e] from”
protected activity in which the defendant has engaged. [Citations.] If the
defendant carries its burden, the plaintiff must then demonstrate its claims
have at least “minimal merit.” ’ [Citation.] If the plaintiff fails to meet that
burden, the court will strike the claim.” (Wilson, at p. 884.)
We review the grant or denial of anti-SLAPP motions de novo.
(Monster Energy Co. v. Schechter (2019) 7 Cal.5th 781, 788.) We review
timeliness for abuse of discretion. (Six4Three, LLC v. Facebook, Inc. (2025)
109 Cal.App.5th 635, 645 (Six4Three).)
B. Colton’s Anti-SLAPP Motion Was Timely
Eagle argues that the trial court abused its discretion by hearing
Colton’s motion because it was filed late. We disagree.
Anti-SLAPP motions to strike may be filed within 60 days of the service
of the complaint or, at any later time, in the court’s discretion. (§ 425.16,
subd. (f).) Colton’s anti-SLAPP motion was filed 60 days after the amended
complaint. The parties had stipulated to an extension of time to respond if an
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amended complaint was not filed but did not stipulate to a response time if
the amended complaint was filed. As the court noted, no discovery had been
propounded by either party, no deposition had been taken, and no trial date
had been set. Based on these facts, the trial court did not abuse its discretion
when it decided to “exercise[] its discretion and . . . rule on the [anti-SLAPP]
motion.” As noted, the trial court has discretion to allow a defendant to file
an anti-SLAPP motion “at any . . . time upon terms it deems proper.”
(§ 425.16, subd. (f); Trapp v. Naiman (2013) 218 Cal.App.4th 113, 122–123
[it was within the trial court’s discretion to accept anti-SLAPP motion at any
time upon terms it deems proper].)
C. Colton’s Causes of Action Arise from Protected Activity
1. Relevant Legal Framework
Protected activities under the anti-SLAPP statute include “(1) any
written or oral statement or writing made before . . . any other official
proceeding authorized by law, (2) any written or oral statement or writing
made in connection with an issue under consideration or review by a
legislative, executive, or judicial body, or any other official proceeding
authorized by law, . . . or (4) any other conduct in furtherance of the exercise
of the constitutional right of petition or the constitutional right of free speech
in connection with a public issue or an issue of public interest.” (§ 425.16,
subd. (e).)
“ ‘Like the SLAPP statute itself, the question whether something is an
issue of public interest must be “ ‘ “construed broadly.” ’ ” ’ ” (Chaker v. Mateo
(2012) 209 Cal.App.4th 1138, 1145.) “ ‘We look for “the principal thrust or
gravamen of the plaintiff’s cause of action.” [Citation.] We “do not evaluate
the first prong of the anti-SLAPP test solely through the lens of a plaintiff’s
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cause of action.” [Citation.] The “critical consideration” is what the cause of
action is “based on.” ’ [Citation.]” (Ibid.)
Protected activities under the anti-SLAPP legislation “extends to
statements and writings of governmental entities and public officials on
matters of public interest and concern.” (Vargas v. City of Salinas (2009)
46 Cal.4th 1, 17 (Vargas).) Conduct and publications by a public official done
in connection with a matter before a city council also constitute protected
activity within an anti-SLAPP analysis. (§ 425.16, subd. (e).) “The
anti-SLAPP suit statute is designed to protect the speech interests of private
citizens, the public, and governmental speakers.” (Bradbury v. Superior
Court (1996) 49 Cal.App.4th 1108, 1117.) The protections also apply to
investigations and communications preparatory to bringing legal action or
taking official action. (See Hansen v. Department of Corrections &
Rehabilitation (2008) 171 Cal.App.4th 1537, 1544; Dove Audio, Inc. v.
Rosenfeld, Meyer & Susman (1996) 47 Cal.App.4th 777, 784 [activities done
in anticipation of raising an issue of public concern before city council
protected].)
2. Analysis
Colton argues that it met its burden of establishing that the conduct
underlying the first amended complaint “arises from” protected activities.
We agree.
Eagle’s complaint includes four causes of action. The first cause of
action for intentional interference with prospective economic advantage
alleges Colton “communicat[ed] false statements” about Eagle’s “business
dealings to Yucaipa.” It then specifically alleges “Dabbs communicated to
Yucaipa employees that [Eagle] had defaulted under the [n]ote by failing to
provide audited financial to [Colton] as demanded by the [notice of breach of
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promissory note], and that [Colton was] writing off [its] loan to [Eagle] as a
result of this alleged default.” The second cause of action for negligent
interference with prospective economic relations similarly alleges
“Dabbs . . . intentionally met with Yucaipa employees and communicated to
those employees false statements about [Eagle’s] business dealings.” The
third cause of action for breach of the implied covenant of good faith and fair
dealing alleges, “[i]n addition to the breaches described herein, [Colton]
breached the implied covenant of good faith and fair dealing by issuing the
[notice of breach of promissory note] demanding, under the threat of
litigation, that Eagle . . . perform services regarding the associated financial
statements not required under the [n]ote.” Finally, the fourth cause of action
for defamation once again alleges Colton “communicated false and
unprivileged statements about [Eagle] to third party Yucaipa.”
Each cause of action is based on Colton’s analysis of its note with Eagle
and its communications with Yucaipa concerning the development and
financing of a senior housing project. “The prospect of commercial and
residential development of a substantial parcel of . . . property . . . is plainly a
matter of public interest.” (Tuchscher Development Enterprises, Inc. v. San
Diego Unified Port Dist. (2003) 106 Cal.App.4th 1219, 1233–1234 (Tuchscher)
[communications about exclusive negotiating agreement relating to a
commercial development concerned issue of public interest]; see also Damon
v. Ocean Hills Journalism Club (2000) 85 Cal.App.4th 468, 475, 479
[statements concerning how “large residential community would be governed”
involved public interest].) Communications between officials concerning a
city’s decision regarding a municipal contract “are reasonably considered
communications ‘in connection with an issue under consideration or review
by a legislative . . . body’ within the meaning of [section 425.16,]
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subdivision (e)(2).” (Rand Resources, LLC v. City of Carson (2019) 6 Cal.5th
610, 629.)
Here, both Colton’s and Yucaipa’s budgets were in the process of being
reviewed and audited. A Yucaipa official contacted Dabbs to “inquire about
Colton’s cash receipts on the Eagle development project.” Dabbs discussed
with Yucaipa officials the terms of the note, Colton’s “challenges with the
terms,” the “audit findings,” and “getting it cleared up with the default
notice.” Colton’s acts and statements in connection with the municipal
financing and development of the project, including its enforcement of its note
with Eagle and its conversations with Yucaipa about the note, involve
matters of significant public interest to both municipal governments and local
taxpayers. (§ 425.16, subd. (e); Rivero v. American Federation of State,
County and Municipal Employees, AFL-CIO (2003) 105 Cal.App.4th 913, 924
[a public issue includes “conduct that could directly affect a large number of
people beyond the direct participants” and a “topic of widespread, public
interest”].)
In Tuchscher, supra, 106 Cal.App.4th 1219, like here, officials from one
public entity communicated with officials from another public entity about a
commercial development project. (Id. at pp. 1232–1233.) There, this court
held that the defendants’ statements and writings were protected activity
because the proposed commercial development project had “broad effects on
the community” and was a matter of public interest. (Id. at p. 1233.) There,
like here, the statements were made after the city council approved an
exclusive negotiating agreement with the developer and while it was
investigating the proposed development. (Id. at p. 1234.)
Similarly, Industrial Waste & Debris Box Service, Inc. v. Murphy (2016)
4 Cal.App.5th 1135, applied the anti-SLAPP protections to a case involving
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the investigation of a commercial transaction with a public entity. (Id. at
p. 1148.) The Court of Appeal determined that a public waste contract was
an issue of “significant interest to . . . local government bodies and their
citizens” and that a consultant’s report on the waste issue and government
standards “shed light on these subjects.” (Id. at pp. 1148–1149.)
Although Eagle alleges several of Colton’s statements regarding its
performance on the note were “false” and “disrupted and continue[] to cause
disruption” to Eagle’s relationship with Yucaipa, Colton’s analysis of the note
and expression of its viewpoint to Yucaipa’s officials amounts to a “protected
activity” within the anti-SLAPP statute. (See Vargas, supra, 46 Cal.4th at
p. 36 [“We explicitly recognized that a governmental agency ‘pursues a proper
“informational” role when it . . . authorizes an agency employee to present the
department’s view of a [matter under consideration] at a meeting of [a
private or public] organization” (italics omitted)]; City of Montebello v.
Vasquez (2016) 1 Cal.5th 409, 423 [statements made by city officials “in
negotiating the contract qualifies as ‘any written or oral statement or writing
made in connection with an issue under consideration or review by a
legislative . . . body’ ”].) Eagle’s complaint thus sets forth “claims for relief
that are based on allegations of protected activity.” (Baral v. Schnitt (2016)
1 Cal.5th 376, 396.)
D. Eagle Cannot Establish a Reasonable Probability of Prevailing
1. Relevant Legal Framework
Our analysis on the second step of the anti-SLAPP framework “follows
a ‘summary-judgment-like procedure,’ where we consider the pleadings as
well as supporting and opposing affidavits stating the facts upon which the
liability or defense is based.” (Six4Three, supra, 109 Cal.App.5th at p. 654.)
Eagle “must demonstrate that each claim is both legally sufficient and
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supported by a sufficient prima facie showing made with competent and
admissible evidence.” (Ibid.)
The Act establishes a detailed legal framework for when public
agencies and their employees can be held liable for torts. (Nealy v. County of
Orange (2020) 54 Cal.App.5th 594, 601.) “ ‘ “[T]he intent of the [A]ct is to
confine potential governmental liability to rigidly delineated
circumstances.” ’ ” (Willis v. City of Carlsbad (2020) 48 Cal.App.5th 1104,
1122.) A claim must be presented to the public entity by “(1) [d]elivering it to
the clerk, secretary or auditor thereof; or (2) [m]ailing it to such clerk,
secretary or auditor or to the governing body at its principal office.” (Gov.
Code, § 915, subd. (a).) The Act further provides: “A claim, amendment, or
application shall be deemed to have been presented in compliance with this
section even though it is not delivered or mailed as provided in this section if,
within the time prescribed for presentation thereof, . . . [¶] . . . [i]t is actually
received by the clerk, secretary, auditor or board of the local public entity.”
(Gov. Code, § 915, subd. (e)(1).)
The claim presentation requirement “ ‘is based on a recognition of the
special status of public entities, according them greater protections than
nonpublic entity defendants, because unlike nonpublic defendants, public
entities whose acts or omissions are alleged to have caused harm will incur
costs that must ultimately be borne by the taxpayers.’ ” (Rubenstein v. Doe
No. 1 (2017) 3 Cal.5th 903, 908.) In essence, the requirement allows public
entities to engage in fiscal planning to cover potential liabilities already
incurred, while also avoiding the incursion of additional liabilities for the
same reasons, minimizing the overall burden to taxpayers. (Ibid.) “[F]ailure
to allege facts demonstrating or excusing compliance with the claim
presentation requirement [of the Act] subjects a claim against a public entity
14
to a demurrer for failure to state a cause of action.” (State of California v.
Superior Court (2004) 32 Cal.4th 1234, 1239.)
2. Additional Factual Background
Eagle sent Colton’s city attorney a letter outlining its claims in August
2024. The letter was also delivered to a Colton city council member during a
meeting with Eagle’s representatives to discuss its claims. According to
Eagle’s managing partner, “[u]pon accepting and reviewing” the letter, the
city council member “stated that he was obligated to disclose” it to the city
council at their next meeting and that “he intended to do so.” The managing
partner also represented that Eagle’s representative told the city council
member “I expected him to do so” and “relied upon on [his] statement that he
would do so and therefore I did not deliver the [letter] to the other” city
council members.
The council member, however, declared it was “not my role or practice
to receive Government Claims” on behalf of Colton. He acknowledged he was
“handed some documents” during his meeting with Eagle representatives but
understood they were “simply supporting materials for their issue” with
Colton. He stated the Eagle representatives told him “they would be visiting
City Hall next,” so he “did not forward or save the documents.” He “never
considered the documents to be a Government Claim” and denied telling
them that he “ ‘was obligated to disclose’ ” the letter to the city council or that
he “ ‘intended to do so.’ ” Finally, he “never delivered or presented the
documents to the City Clerk’s office, or at a meeting of the City Council.”
In its initial complaint filed in September 2024, Eagle did not mention
compliance with the Act. Following meet and confer efforts where Colton
advised Eagle it was intending to file a demurrer, motion to strike, and/or
anti-SLAPP motion, Eagle filed an amended complaint in January 2025
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alleging it substantially complied with the Act when its counsel sent the
letter to Colton’s city attorney in August 2024. The letter was labeled a
“Confidential Settlement Communication” and demanded that Colton cease
and desist from sharing information about its dealings with Eagle. The
amended complaint alleged a copy of the letter was handed to one member of
the city council during a meeting at its “leasing center” with Eagle
representatives. It also alleged on “information and belief, the
August . . . letter was further received by the City’s clerk, secretary, and/or
auditor.”
In response to Eagle’s declarations, Colton’s city clerk represented in a
declaration that she is “responsible for accepting and processing all
government claims submitted” to Colton at its principal office. She stated
that “[a]t no time has a government tort claim” on behalf of Eagle “been
personally served, delivered, or mailed” to Colton “at its principal office.” She
“never received or processed a government tort claim from [the city council
member], the City Attorney, or [Eagle or its] attorney” concerning this
matter.
3. Analysis
Eagle argues it met its burden of establishing a reasonable probability
of prevailing on the merits. Regarding compliance with the Act, it argues
that service of its claim on a single member of the city council qualifies as
service on the governing body. We disagree.
The claim presentation requirement “reflects the Legislature’s intent to
precisely identify those who may receive claims on behalf of a local public
entity” and that “a misdirected claim will satisfy the presentation
requirement if the claim is ‘actually received’ by a statutorily designated
recipient.” (DiCampli-Mintz v. County of Santa Clara (2012) 55 Cal.4th 983,
16
992 (DiCampli-Mintz).) Here, without citation to case authority, the trial
court simply concluded: “A member of the city council therefore qualifies as
the board who can be presented with a claim.” It further noted that because
the council member was handed the letter, even though he did not recognize
it as a claim, he was not required to forward it to anyone because “he is a
member of the city council.”
The trial court incorrectly broadened the list of statutorily authorized
recipients under the Act thus denying Colton’s city council an opportunity “to
investigate and appropriately resolve claims and to plan for potential
liabilities.” (DiCampli-Mintz, supra, 55 Cal.4th at p. 994.) The Act’s claim
presentation provision requires actual receipt by the “board of the local public
entity.” (Gov. Code, § 915, subd. (e); see also id., § 900.2, subd. (a) [defining
“ ‘[b]oard’ ” as “the governing body of the local public entity”].) The council
member did not receive the letter while sitting as a body with the other
members of the city council. He received it while alone and off-site during a
private meeting. Additionally, the letter was not addressed to him as a city
council member, nor to the city council as a whole, but instead to the city
attorney at his office outside of Colton (in a different county). A single
member of the city council is not the “board” or “governing body” and
delivering a letter to one member at a private meeting away from city hall,
and where he did not recognize the letter as a claim and did not forward it to
the city clerk or the city council, is not the equivalent of actual receipt by the
“board” or “governing body.”
The council member simply was not statutorily authorized to accept
and process Eagle’s claim against Colton. As the Supreme Court has
explained, “[t]he Legislature retains authority to determine which
representatives are appropriate. The Court of Appeal cannot override that
17
determination simply because it concludes receipt by others should be
considered sufficient.” (DiCampli-Mintz, supra, 55 Cal.4th at p. 994.) To do
so, the Supreme Court agreed it would improperly “ ‘focus[] on the duty of a
public employee in receipt of a claim to forward the claim to the proper
agency, [which] inappropriately shifts responsibility for filing a claim with
the proper official or body from the claimant to the public entity.’ ” (Id. at
p. 996.) Much “uncertainty” would be introduced “about how and where
claims must be delivered.” (Id. at p. 997.) “Misdirected claims may be
received by various departments or employees and forwarded to multiple
people and places, making it difficult to determine whether the claims were
actually delivered to, or received by, a department or employee charged with
the overall management of claims against the county. The question of when
a claim is actually received and whether a specific department or employee
managed claims against a public entity would also be fodder for litigation.”
(Ibid.) The California Supreme Court concluded “[t]his result is contrary to
the . . . Act’s goal of eliminating uncertainty in the claims-presentation
requirements.” (Ibid.)
Moreover, the letter was labeled as a “Confidential Settlement
Communication” and was not “readily identifiable” as a claim. (Schaefer
Dixon Associates v. Santa Ana Watershed Project Authority (1996)
48 Cal.App.4th 524, 533 (Schaefer Dixon).) The city council member did not
consider the letter to be a government claim but instead thought it was
“simply supporting materials for their issue” with Colton. It directed Colton
to “immediately cease and desist from making further false statements about
Eagle,” discussed “resolving this matter outside of formal court proceedings,”
and sought the attorney’s “availability for a call to discuss a potential
resolution.” As in Schaefer Dixon, the letter appeared “to provide information
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and to request negotiation of an ongoing dispute, and not to advise of
imminent litigation over a ‘claim.’ ” (48 Cal.App.4th at p. 534; id. at p. 537
[“Although these two letters do contain threats to sue over the money
dispute, the letters were never intended and never treated by anyone as a
purported . . . ‘claim’ ”].)
Additionally, the letter was not presented to the city council, so there
was no review, discussion, deliberation, consideration, evaluation, or final
action taken. As a result, Eagle failed to establish it presented a claim to a
statutorily designated recipient for Colton. (Gov. Code, § 915, subd. (a);
DiCampli-Mintz, supra, 55 Cal.4th at p. 992 [“If an appropriate public
employee or board never receives the claim, an undelivered or misdirected
claim fails to comply with the statute”].)
Furthermore, had Eagle meant the letter to be a claim, it would have
given Colton the 45 days the Act allocates a board to “act on a claim . . . after
the claim has been presented.” (Gov. Code, § 912.4, subd. (a).) Eagle,
however, filed its initial complaint after 41 days and made no mention of
complying with the Act. If Eagle did not recognize the letter as a claim until
after Colton initiated a meet and confer in advance of filing a demurrer, it
cannot be expected that the council member would have done so following his
private meeting away from city hall. (Schaefer Dixon, supra, 48 Cal.App.4th
at p. 537 [“had the contractor genuinely considered the letters as ‘claims’ . . . ,
it would have had to allow the agency . . . 45 days to accept or reject the
claim(s). Instead, the letters demanded immediate responses”].)
Finally, Eagle’s information and belief that the letter was delivered to
the clerk is insufficient. “An averment on information and belief is
inadmissible at trial, and thus cannot show a probability of prevailing on the
claim.” (Evans v. Unkow (1995) 38 Cal.App.4th 1490, 1498.)
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Because each of Eagle’s claims is barred by the Act, Colton’s
anti-SLAPP motion should have been granted. Given this conclusion, we do
not need to address the parties’ remaining arguments.
DISPOSITION
The order denying the anti-SLAPP motion is reversed and the matter
remanded with instructions to (1) enter an order granting the motion and
(2) hold a hearing, following further briefing, to determine the amount of
attorney fees to which defendants are entitled under section 425.16.
Appellants are entitled to their costs on appeal. (Cal. Rules of Court,
rule 8.278(a)(1).)
MCCONNELL, P. J.
WE CONCUR:
DO, J.
BUCHANAN, J.
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