Abraham v. Arizona Board of Regents
CourtArizona Supreme Court
Date FiledSeptember 18, 2026
DocketCV-25-0020-PR
JudgeClint Bolick
StatusPublished
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Full Opinion
IN THE
SUPREME COURT OF THE STATE OF ARIZONA
MATTHEW ABRAHAM, PHD,
Plaintiff/Appellant,
v.
ARIZONA BOARD OF REGENTS, A LEGALLY ESTABLISHED AGENCY AND
POLITICAL SUBDIVISION OF THE STATE OF ARIZONA,
Defendant/Appellee.
No. CV-25-0020-PR
Filed September 18, 2026
Appeal from the Superior Court in Pima County
The Honorable Wayne E. Yehling, Judge
No. C20214306
REVERSED AND REMANDED
Opinion of the Court of Appeals, Division Two
259 Ariz. 158 (App. 2025)
VACATED IN PART
COUNSEL:
Benjamin L. Rundall (argued), Peter Kozinets and Lauren Whittaker,
Zwillinger & Wulkan, PLC, Phoenix, Attorneys for Matthew Abraham,
PHD
Betsy J. Lamm (argued), Jenna L. Brownlee and Drew G. Wegner, Cohen
Dowd Durchslag P.C., Phoenix, Attorneys for Arizona Board of Regents
Timothy Sandefur, Jonathan Riches and Parker Jackson, Scharf-Norton
Center for Constitutional Litigation at the Goldwater Institute, Phoenix,
Attorneys for Amicus Curiae Goldwater Institute
Nicholas Ansel, Arizona Center for Law in the Public Interest, Phoenix,
Attorneys for Amicus Curiae Arizona Center for Law in the Public Interest
ABRAHAM. V. ABOR
Opinion of the Court
_____________
JUSTICE BOLICK authored the Opinion of the Court, in which CHIEF
JUSTICE TIMMER, VICE CHIEF JUSTICE LOPEZ and JUSTICES BEENE,
MONTGOMERY, CRUZ, and BERCH (Retired) 1 joined.
_______________
JUSTICE BOLICK, Opinion of the Court:
¶1 In this opinion, we answer three important questions relating
to Arizona’s public records statutes. First, we affirm that a trial court must
review de novo an agency’s determination as to whether requested public
records are statutorily exempt from disclosure, as well as the extent to
which the exemption applies to specific disputed records. Second, we hold
that where a public entity destroys a record after it is requested, that
amounts to a denial of the public records request. Finally, we hold that
although a requester must file a legal action to establish eligibility for an
attorney fee award in a public records dispute, whether the requester has
“substantially prevailed” encompasses results from the entirety of the
dispute.
BACKGROUND
¶2 In 2017, Dr. Matthew Abraham (“Abraham”), a tenured
English professor at the University of Arizona (the “University”), served as
a member of the University’s “Committee of Eleven,” which is responsible
for “evaluating shared governance structures and practices” at the
University. During this time, Abraham raised concerns that his colleagues
were not “following Proposition 107, an amendment to the Arizona state
constitution that prohibits hiring someone for a position or admitting
anyone to the University based primarily on the basis of their race, sex or
gender.”
1 Justice Kathryn H. King is recused from this matter. Pursuant to article 6,
section 3 of the Arizona Constitution, Justice Rebecca White Berch (Retired)
of the Arizona Supreme Court was designated to sit in this matter.
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Opinion of the Court
¶3 After Abraham was rejected for certain program director
positions, he submitted a series of public records requests to the University
between November 2018 and September 2020 seeking information about
“transparent appointment and hiring practices at the University.” The
requests fell into two primary categories: records concerning Qualtrics
Survey data used in the hiring and appointment of certain University
positions, and records relating to the search and selection processes for
those positions.
¶4 The University produced some records in full, some with
partial redactions, and some were withheld outright. For those withheld or
redacted, the University cited concerns of confidentiality, privacy, or the
best interests of the state. It also denied Abraham’s request for an audio
recording of an October 2019 Committee of Eleven meeting, again citing
confidentiality. In correspondence with Abraham, the University indicated
that it would use the recording for “transcription purposes only” to create
the minutes of the meeting and that it would be “deleted shortly after.” The
University offered to let Abraham listen to the recording without obtaining
a copy, but he declined to do so and again requested the recording.
¶5 On October 16, 2020, Abraham’s counsel sent a consolidated
demand letter to the Arizona Board of Regents (“ABOR”), reiterating and
demanding that the University fully comply with Abraham’s previous
requests. Only after receipt of counsel’s letter did the University reverse
course, acknowledging internally that its prior instruction to withhold
some records “was incorrect.” On October 28, 2020, the University’s
General Counsel assured Abraham’s counsel that the University would
search for and produce the requested records.
¶6 On November 18, 2020, the University’s General Counsel
wrote to Abraham’s counsel that the University had conducted a “diligent
and thorough search” for the requested records, but noted that the October
2019 Committee of Eleven audio recording was “no longer available” while
other records were still being “withheld or redacted.” The University’s
General Counsel also stated that the University would continue to produce
the requested records on a rolling basis. However, the University
continued to withhold certain categories of documents, stating that
releasing the names of all candidates for the position and their application
materials was prohibited by the University’s Human Resources policy and
ABOR’s policies.
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Opinion of the Court
¶7 On November 19, 2020, and again on February 17, 2021,
Abraham’s counsel wrote to the University’s General Counsel to request
that it comply fully with all previous requests. On February 26, 2021, the
University’s General Counsel wrote to Abraham’s counsel, acknowledging
receipt of the demand, defending the University’s prior conduct, and
asserting that the University would continue to conduct its own assessment
of its statutory disclosure obligations.
¶8 In September 2021, Abraham filed a Special Action Complaint
against ABOR under Arizona’s Public Records Law, A.R.S. § 39-121.02(A).
The complaint alleged ten counts and sought an order compelling ABOR to
produce additional documents for each, along with a request for damages
and attorney fees. It was not until November 29, 2021, that the University
produced more than 1,700 pages of additional documents, including the
Qualtrics Survey results and search committee records for the Interim and
permanent Writing Program Director positions. Many of the newly
disclosed documents were duplicates of each other.
¶9 ABOR moved to dismiss, arguing that some claims were
time-barred and that it had fulfilled others by providing all available
records. The motion also asserted that the request for audio recordings
failed to state a claim because they no longer existed. It further contended
that any claim for money damages was defective because Abraham had
failed to serve a notice of claim under A.R.S. § 12-821.01 prior to filing suit.
¶10 The superior court dismissed counts two (relating to the
recording) and six (relating to the Qualtrics Survey) for failure to state a
claim, determining that no relief could be granted for nonexistent records
and that ABOR had already fully satisfied the records request under the
other count. Additionally, the court found that Abraham’s failure to file a
notice of claim was fatal to his request for any damages other than attorney
fees under A.R.S. § 39-121.02.
¶11 Both parties thereafter moved for summary judgment on the
remaining eight counts. After addressing the limitations period for each of
the complaint’s ten counts, the superior court summarily dismissed count
one as time-barred and count eight for Abraham’s failure to present
substantial evidence that the “document may have existed.”
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Opinion of the Court
¶12 The superior court proceeded to hold a three-day bench trial
on the remaining claims, ultimately denying Abraham relief. The court
found that Abraham had not established that the audio recording requested
under count seven “currently exists or previously existed.” It thus
dismissed that count, along with count ten for being “duplicative of Counts
Four and Nine.”
¶13 The superior court divided the remaining counts into two
groups: claims involving survey data related to various candidates for
employment (counts three, four, and five), and claims involving documents
related to searches for certain job positions (counts four and nine).
Regarding the survey data, the trial court found that the University’s public
records team had “eventually provided . . . Plaintiff” nearly all the records
that Abraham had requested and that the few documents withheld “for
privacy reasons” were “not significantly at controversy in this matter.”
¶14 The superior court found that although the University had
initially “abused its discretion” before Abraham procured counsel and sent
a demand letter, the University had thereafter “cured its impermissible
actions” by providing documents. The court also found the University’s
record keepers had not abused their discretion in continuing to withhold or
redact some of the public records Abraham sought. The court thus denied
substantive relief on all remaining counts seeking disclosure of additional
records.
¶15 Turning to the attorney fees request under
A.R.S. § 39-121.02(B), the superior court noted that Abraham would be
entitled to fees “only if he ‘substantially prevailed’ in any action brought
under the Public Records Law.” The court stated that it had “not ordered
the release of any additional records” because of the complaint.
¶16 Abraham argued that the court “should consider Plaintiff’s
pre-litigation success in obtaining records initially refused to him,”
specifically the University’s increased response after Abraham’s counsel
sent the demand letter. The superior court acknowledged that Abraham’s
October 2020 demand letter “was a crucial turning point in Plaintiff
obtaining most of the records eventually provided to him,” and found that
if Abraham had “not engaged counsel, Defendant would have continued to
abuse its discretion and succeeded in violating the Public Records Law.”
The court ruled, however, that it could only award fees under § 39-121.02(B)
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Opinion of the Court
if Abraham had prevailed in an “action,” which must include some form of
litigation.
¶17 The superior court held that it could “find no authority that
would permit it to award attorney’s fees under A.R.S. § 39-121.02(B), if, by
the time an action was filed, the public body voluntarily provided all the
public records it was required to provide, even though it had previously
arbitrarily denied production of such public records and did not cooperate
until the requestor was forced to retain an attorney.” The court noted that
such fees could conceivably be recovered as “damages under
§ 39-121.02(C),” but that such a claim would need to be preceded by “a
notice of claim under A.R.S. § 12-821.01(A).” Because Abraham failed to
file a notice of claim, the court denied his request for attorney fees.
¶18 On appeal, Abraham raised four arguments. First, he argued
that the superior court improperly dismissed the count alleging that the
University had improperly destroyed the audio recording of a meeting of
the Committee of Eleven. See Abraham v. Ariz. Bd. of Regents, 259 Ariz. 158,
164 ¶¶ 12–13 (App. 2025). According to Abraham, before dismissing the
claim, the superior court should have permitted him to obtain “the
University’s sworn testimony admitting the recording existed or, if it did
not exist, how and why it was destroyed.” Id. ¶ 13. The court of appeals
rejected this position because, in the motion to dismiss context, “the trial
court was required to accept as true the complaint’s well-pled factual
allegations,” including that the “[U]niversity had engaged in the
‘clandestine destruction’ of the recording.” Id. ¶ 14. Because Abraham
“unambiguously pled that the recording had been destroyed,” the court of
appeals held that it could find “no authority allowing him to avoid
dismissal simply to obtain confirmation of a fact he alleged.” Id.
¶19 Second, Abraham argued that the ruling would leave him
without a remedy for the recording’s destruction. Id. ¶ 15. The court
rejected that position because “Abraham could have brought a claim
against ABOR under A.R.S. § 39-121.02(C)” had he filed a notice of claim.
Id. But because Abraham did not file a notice of claim, the court affirmed
the trial court’s ruling that he was “ineligible for money damages.” Id. ¶ 16.
¶20 Third, Abraham contended that the superior court had
erroneously concluded that count one had been “filed beyond the one-year
statute of limitations imposed by A.R.S. § 12-821.” Id. at 164–65 ¶ 18. The
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Opinion of the Court
court rejected his argument, holding that prior cases “do[] not mean that all
actions brought under the special-action rules are exempt from statutes of
limitations.” Id. at 165 ¶ 24. Further, the court stated that while case law
established that “no time limits apply” to “seeking an appellate court’s
review of a trial-court decision,” such rulings had “no bearing on the
application of Section 12-821, which by its plain language, applies to ‘[a]ll
actions’ against public entities and employees.” Id. (alteration in original)
(citation omitted). After analyzing when Abraham’s cause of action
accrued, the court affirmed the superior court’s determination that count
one was time-barred. Id. at 165–66 ¶¶ 25–27.
¶21 Fourth, Abraham contended that the trial court erred by
“reviewing the [U]niversity’s responses to the records requests for an abuse
of discretion” because it should have instead reviewed them de novo. Id.
at 166 ¶ 28. The court of appeals held that Arizona case law imposes the
following two-pronged analysis when an officer or public body seeks to
withhold or redact public records based on confidentiality, privacy, or the
best interest of the state: “first, because the determination of whether the
officer or public body has invoked a specific, legally sufficient harm is a
legal question, trial courts apply de novo review; second, if the public
officer or body satisfies that review, the trial courts apply
abuse-of-discretion review in evaluating the withholding and redaction
decisions for specific documents.” Id. at 169 ¶ 46 (citation modified).
¶22 Applying this new standard on the merits, the court of
appeals held that ABOR had sufficiently explained its withholding of
survey data as fitting within the “confidentiality” exception to disclosure.
Id. at 170 ¶¶ 49–52. As for ABOR’s “withholding and redacting” certain
documents, the court of appeals concluded that it “acted within its
discretion,” because it had redacted “information that could identify the
commenter on a survey.” Id. ¶¶ 54, 56. And because “Abraham did not
request an in-camera review,” the court held that “second guessing” would
be “especially inappropriate.” Id. at 170–71 ¶ 56. Accordingly, the court of
appeals affirmed the trial court’s ruling that ABOR was not required to
provide any documents or data that it had withheld or redacted.
¶23 Lastly, the court of appeals turned to Abraham’s challenge to
the trial court’s denial of his request for attorney fees under § 39-121.02(B).
The court held that § 39-121.02(B) “concerns only litigation—the
‘action’—not efforts that occur before the action begins,” thus concluding
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Opinion of the Court
that the “statutory context does not support interpreting ‘substantially
prevailed’ by looking to a party’s success in pre-litigation negotiations.”
Id. at 173 ¶¶ 71–72. Given this, the court concluded that the trial court
properly denied Abraham’s request for fees, and that ABOR was the
“prevailing party on appeal,” “entitled to an award of costs” upon
compliance with Arizona Rule of Civil Appellate Procedure 21. Id. ¶ 75.
¶24 The legal standards applicable to public records requests are
matters of statewide concern. We granted review on the following issues:
(1) if a public entity destroys a record after receiving a request for it, does
that constitute a denial of access per A.R.S. § 39-121.02(A)—or require a
separate claim under A.R.S. § 39-121.02(C); (2) is a public entity’s denial of
access to a public record a question of law reviewed de novo; and
(3) pursuant to A.R.S. § 39-121.02(B), can a party “substantially prevail” and
recover fees when a public entity only cures their failure to disclose records
after the requester hires counsel and files a complaint. We have jurisdiction
pursuant to article 6, section 5(3) of the Arizona Constitution.
DISCUSSION
¶25 “In reviewing findings of fact and conclusions of law, we
must recognize a trial court’s findings of fact unless they are clearly
erroneous.” Ariz. Bd. of Regents v. Phoenix Newspapers, Inc., 167 Ariz. 254,
257 (1991). However, “[w]e are not bound by the trial court’s conclusions
of law and are free to draw our own conclusions of law from the facts found
by the trial court.” Id. We consider legal rulings de novo. Cox Ariz. Publ’ns,
Inc. v. Collins, 175 Ariz. 11, 14 (1993) (citing Phoenix Newspapers, Inc.,
167 Ariz. at 257).
¶26 This Court recently reiterated the principles that guide our
determination of public records disputes in Barry Goldwater Institute for
Public Policy Research Center v. City of Phoenix (“Goldwater”), 592 P.3d 764
(Ariz. 2026). “The purpose of Arizona’s public records statute, § 39-121, is
to open agency action to the light of public scrutiny.” Id. at 770–71 ¶ 24
(quoting Scottsdale Unified Sch. Dist. No. 48 v. KPNX Broad. Co., 191 Ariz. 297,
302 ¶ 21 (1998)) (citation modified). The public records laws exist so that
citizens can be informed about what their government is doing. Id.
“Accordingly, when a document qualifies as a public record, Arizona’s
‘public records law creates a strong presumption in favor of disclosure.’”
Id. (quoting Griffis v. Pinal Cnty., 215 Ariz. 1, 5 ¶ 12 (2007)); accord Mathews
v. Pyle, 75 Ariz. 76, 81 (1952). The obligation of the public body is to
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Opinion of the Court
“promptly furnish” public records that are eligible for production.
§ 39-121.01(D)(1).
¶27 As will appear below, the provisions at issue here are a bit of
a statutory marshland. In some instances, they lack clarity; in others, they
do not seem to optimally promote the public records laws’ objectives. Our
role is not to try to improve the statutes, but to apply the words the
Legislature adopted unless doing so leads to an absurd result. See
Hernandez v. Loarca, 587 P.3d 1266, 1269 ¶ 11 (2026). Our interpretation
takes into account the entire context of the overall statutory scheme. State
v. Ariz. Bd. of Regents, 253 Ariz. 6, 11 ¶ 14 (2022) (“Context is a primary
determinant of meaning.”) (quoting Antonin Scalia & Bryan A. Garner,
Reading Law: The Interpretation of Legal Texts 167 (2012)).
¶28 We apply those interpretive principles below to each of the
questions presented. We have changed the order of those questions to
address first the standard of review, then the specific inquiry into whether
a document that no longer exists constitutes a public record, and finally the
matter of attorney fees.
I. STANDARD OF REVIEW
¶29 The court of appeals held that when a public body seeks to
withhold or redact public records on the basis of confidentiality, privacy, or
best interests of the state, the question of whether the entity has sufficiently
identified a specific, legally sufficient harm is a legal question subject to de
novo review by the trial court. Abraham, 259 Ariz. at 169 ¶ 46. But if the
public body satisfies that standard, whether the entity has properly
withheld or redacted specific documents is subject to abuse of discretion
review by the trial court. Id. We disagree with the court of appeals’ second
determination and hold that whether a specific document is properly
withheld or redacted is a legal question subject to review de novo.
¶30 We need not linger long on this issue because a similar
question was presented in Goldwater in the context of the best interests of
the state exception. We held the determination of whether a specific
document is subject to redaction or nondisclosure is a legal determination
that is subject to de novo review. Goldwater, 592 P.3d at 775 ¶ 45. Thus, the
reviewing court should independently apply the balancing test set forth in
Carlson v. Pima County, 141 Ariz. 487, 491 (1984), to determine whether the
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Opinion of the Court
risk of harm as to a specific document outweighs the presumption of
disclosure.
¶31 A standard of review that defers to agency determinations,
especially over whether a nondisclosure or redaction serves the best
interests of the state, “would defeat the strong presumption of transparency
and public access embodied in our public records statutes.” Goldwater,
592 P.3d at 773 ¶ 39. Thus, this Court has consistently reviewed disclosure
determinations as a question of law. See Mathews, 75 Ariz. at 81 (“The
Governor should be given the authority to deny in the first instance the
right of inspection . . . but under no circumstances should his
determination be final. It rests within the jurisdiction of the courts of the
state to determine these questions.”); Cox, 175 Ariz. at 14 (“Whether the
denial of access to public records is wrongful is an issue of law which we
review de novo.”); Scottsdale, 191 Ariz. at 300 ¶ 9 (applying de novo review
to a disclosure determination). It was error for the superior court, affirmed
by the court of appeals, to apply an abuse of discretion standard to the
agency’s individual disclosure determinations. But we note that trial
courts, and the public entities seeking to prevent or limit disclosure, have
broad latitude regarding in camera inspections by the trier of fact to ensure
that the interests invoked by the public entity are protected. Goldwater,
592 P.3d at 775–76 ¶ 51.
II. RECORD DESTRUCTION AS A PUBLIC RECORD DENIAL
¶32 It is axiomatic that when a public agency destroys a record
after receiving a public records request for it, the effect is to deny the
request, for the requester will not have access to the record or the right to
copy it under § 39-121.02(A). Indeed, post-request destruction of a
document is the ultimate denial. The more salient questions are whether
the denial is wrongful and whether a remedy exists.
¶33 The duty to maintain public records is clearly set forth in
§ 39-121.01(B)–(C), subject to the exception in subsection (C) for records
disposed of in accordance with A.R.S. §§ 41-151.15 and 41-151.19, which is
not at issue here. Subsection 41-151.15(C) directs that “[r]ecords may not
be destroyed or otherwise disposed of by any agency of this state unless it
is determined by the state library that the record has no further
administrative, legal, fiscal, research or historical value.” Here, Abraham
requested the recording at issue and was informed he could listen to it but
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Opinion of the Court
not copy it. When Abraham declined this offer, the agency destroyed the
recording, ostensibly pursuant to its retention policy.
¶34 That destruction of the recording seems an obvious violation
of the statutes. All agree it was a public record. Abraham had a statutory
right under § 39-121.01(D)(1) not only to listen to it but also to copy it.
ABOR had an obligation to maintain it after receiving the request. Given
that it was the subject of a public records request, it surely had further legal
value, making its destruction improper under § 41-151.15(C). An agency’s
retention policy must yield to the statute. The destruction and concomitant
failure to produce were therefore a wrongful denial of a public record.
¶35 The court of appeals ruled that Abraham was not entitled to
a determination that the destruction was a denial of his public records
request because he alleged that the record was destroyed, and in the context
of a motion to dismiss, the court must accept those allegations as true. The
court concluded that Abraham “has pointed to no authority allowing him
to avoid dismissal simply to obtain confirmation of a fact he alleged.”
Abraham, 259 Ariz. at 164 ¶ 14.
¶36 We disagree and conclude that Abraham was entitled to
adjudication of his allegation that the record was destroyed. A factual
allegation, even if taken as true, is an order of magnitude different from a
judicial determination that a requester’s public record rights have been
violated and that an agency violated its legal obligations. Moreover, the
statute makes that judicial determination the predicate for a remedy. First,
§ 39-121.02(A) provides a right of appeal from denial of a public records
request. Subsection (B) provides for attorney fees for any action if the
person seeking records has substantially prevailed. Finally, subsection (C)
provides that any person who is wrongfully denied access to public records
has a cause of action for damages against the official or agency.
¶37 The court of appeals affirmed the trial court’s dismissal of
Abraham’s damages claim because he failed to file the requisite notice of
claim to seek damages against a public agency.
Abraham, 259 Ariz. at 164 ¶ 16; see § 12-821.01(A) (setting forth notice of
claims obligations). We do not understand Abraham to contend otherwise;
hence, we agree with the court of appeals that Abraham has no remedy
regarding the recording because it no longer exists and he failed to perfect
his damages claim. Nonetheless, the trial court should not have dismissed
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Opinion of the Court
Abraham’s claim for a judicial determination that ABOR violated its duties
and Abraham’s rights. Not only would such a ruling determine that ABOR
violated its statutory obligations, but such determination is necessarily part
of the calculus in determining whether Abraham substantially prevailed in
the action for purposes of attorney fees (see Part III).
III. ATTORNEY FEES
¶38 The most difficult and contentious issue is whether Abraham
is entitled to attorney fees because ABOR produced extensive records
before the lawsuit commenced but only after he hired an attorney to pursue
the matter. The key statutory language is in § 39-121.02(B): “The court may
award attorney fees and other legal costs that are reasonably incurred in
any action under this article if the person seeking public records has
substantially prevailed.” The parties disagree over whether records
produced after the requester hires counsel but before a lawsuit is filed count
toward whether a party has “substantially prevailed” for purposes of
attorney fees. We conclude they do.
¶39 The court of appeals observed that the language of
§ 39-121.02(B), in isolation, does not necessarily limit “substantially
prevail” to documents produced after litigation is filed.
Abraham, 259 Ariz. at 172 ¶ 69. But a lawsuit is required, and the fees are
necessarily limited to those “incurred” in the action.
¶40 Because we read statutes in pari materia—that is, in concert
with other statutes addressing the same subject, see, e.g., S. Ariz. Home
Builders Ass’n v. Town of Marana, 254 Ariz. 281, 286–87 ¶ 31 (2023)—we
conclude that fees “incurred in any action” pertains to a lawsuit in which
the party has substantially prevailed. The Legislature defines action as “any
matter or proceeding in a court, civil or criminal.” § 1-215. As the court of
appeals noted, not only does subsection 39-121.02(B) refer to an “action,”
but subsection (A) provides that the requester may pursue a special action,
and subsection (C) provides a “cause of action” for damages.
Abraham, 259 Ariz. at 173 ¶ 72. All plainly refer to legal action. None
authorizes pre-litigation expenses, and Abraham cites no cases providing
recovery for costs other than those incurred in an action in which the party
has substantially prevailed.
¶41 But that does not resolve whether “substantially prevail” can
refer back to documents obtained prior to litigation. The parties dispute
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Opinion of the Court
whether the lawsuit was the catalyst to produce documents or whether
disclosure was already in progress. If the parties were actively contesting
disclosure, it would seem that whether Abraham substantially prevailed
should not depend on the magic moment when the lawsuit was filed. While
the term “incurred in” is temporal in nature, “substantially prevailed” is
not. Indeed, it is in the nature of litigation that important disputed issues
can be resolved in advance of a lawsuit; and if so, that does not detract from
a plaintiff’s overall success.
¶42 We held precisely that in the context of § 39-121.02(B) in
ACLU of Arizona v. Arizona Department of Child Safety (“ACLU”), 251 Ariz.
458, 461 ¶ 14 (2021). There we held that a party has substantially prevailed
“if, after a comprehensive examination by the trial court, [the party] was
more successful than not in obtaining the requested records, defeating the
government’s denial of access to public records, or securing other relief
concerning issues that were contested before litigation was initiated.” Id.
(emphasis added). A contrary reading would frustrate the purposes of the
public records laws by allowing a public entity to stonewall a request until
just before a lawsuit is filed without financial penalty. Thus, the court
should consider the requester’s overall success, not merely any additional
success that might accrue after the lawsuit is filed.
¶43 Once a trial court has concluded that the requester
substantially prevailed, it has broad discretion in awarding attorney fees.
Id. ¶ 11. At that point, the court should consider the extent to which the
public entity delayed or resisted disclosure, and whether it promptly
produced documents over which no serious or good faith dispute existed,
among any other relevant factors.
¶44 Both parties contend Paradigm DKD Group, LLC v. Pima
County Assessor, 246 Ariz. 429, 433–34 ¶ 12 (App. 2019), is instructive on the
question of attorney fees. There, the requester filed a special action early in
a public records dispute. Id. at 431–32 ¶ 3. Thereafter, the superior court
expanded the scope of the public records request, and at some point, the
assessor began cooperating with the requests. Id. at 432 ¶ 4, 434 ¶ 14. The
trial court awarded attorney fees under § 39-121.02(B). Id. at 433 ¶ 10. The
court of appeals vacated the order and remanded to the trial court, holding
that it should consider the extent to which production exceeded the original
request, and the point at which the assessor ceased acting as an adversary.
Id. at 435 ¶ 18. Here, by contrast, the action was filed after a protracted
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dispute between Abraham and ABOR, the original public records request
was not expanded after the action was initiated, and ABOR did not
abandon its adversarial role. Thus, although Paradigm is instructive in
considering the adversarial posture of the public entity in awarding
attorney fees, its holdings are otherwise inapplicable to the facts here. 2
¶45 We recognize our reading of the statute may lead to results at
odds with public records laws’ goal of disclosure of public records. Public
records laws are intended to be self-effectuating, so that recourse to
litigation should in most cases be unnecessary. But no matter how
contentious or costly the dispute over public records, and even if the
requester hires counsel, attorney fees cannot be recovered unless litigation
is commenced. Public entities lack a financial incentive to fully and
promptly comply with public records requests absent the threat of attorney
fees for incorrectly denying the request. Members of the public who cannot
afford to file a lawsuit may be denied their right to inspect public records.
But these concerns are for the Legislature to address, not the Court. We
reiterate, however, that contested or delayed documents produced prior to
the initiation of the lawsuit here will count toward whether Abraham has
substantially prevailed.
CONCLUSION
¶46 To recap, a public agency has a duty to promptly disclose all
public records that are not statutorily exempted. In the first instance, the
public entity must determine whether exemptions to disclosure apply.
Where a record is requested and destroyed while the parties are disputing
the matter, the destruction amounts to denial of the request. A party
seeking disclosure may seek to compel production or may seek damages if
procedural prerequisites are satisfied. The trial court must review de novo
both the public entity’s conclusions regarding exemptions to disclosure,
and whether specific documents satisfy those exemptions, always with a
presumption of disclosure. The public entity may seek, and the trial court
may conduct, an in camera review of contested documents. A requester
that files a lawsuit may obtain attorney fees and costs incurred in that action
if it substantially prevails on matters contested over the course of the
dispute.
2 Our opinion in Silverman v. Arizona Department of Economic Security,
257 Ariz. 384 (2024), is inapplicable here because it dealt with a specific
statutory exemption, A.R.S. § 46-460(D), that is not before us.
14
ABRAHAM. V. ABOR
Opinion of the Court
¶47 On remand, the trial court should consider de novo ABOR’s
legal justifications for withholding or redacting specific documents,
reviewing documents in camera where necessary.
¶48 Abraham requests attorney fees here under § 39-121.02(B). As
Abraham has not yet substantially prevailed, it is premature to rule on his
request. After the trial court conducts its examination of specific
documents, it may award attorney fees if it concludes that Abraham has
substantially prevailed in this dispute, taking into account the important
legal determinations on which he prevailed here. See ACLU,
251 Ariz. at 462 ¶ 16 (stating that “[s]ecuring a legal precedent may well be
as important, if not more so, than the desired documents”).
¶49 We therefore vacate paragraphs 28–62 of the court of appeals
decision, reverse the trial court’s judgment, and remand to it for further
proceedings consistent with this opinion.
15