Kendal Collier ex rel. Chayce C. v. Periclis Roussis, M.D.
CourtTennessee Supreme Court
Date FiledJuly 31, 2026
DocketE2022-00636-SC-R11-CV
JudgeChief Justice Jeffrey S. Bivins
StatusPublished
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Full Opinion
07/31/2026
IN THE SUPREME COURT OF TENNESSEE
AT KNOXVILLE
September 4, 2025 Session
KENDALL COLLIER EX REL. CHAYCE C. v. PERICLIS ROUSSIS, M.D.
ET AL.
Appeal by Permission from the Court of Appeals
Circuit Court for Knox County
No. 2-562-12 William T. Ailor, Judge
___________________________________
No. E2022-00636-SC-R11-CV
__________________________________
In this appeal, we address the analytical framework for determining whether a jury’s
exposure to extraneous information during deliberations in a civil case warrants a new trial.
The parties in this healthcare liability action tried a complex, multi-day trial in which a
central issue was whether it was appropriate for medical personnel not to use epinephrine
to treat a pregnant patient’s anaphylactic reaction. The trial included extensive expert
testimony about the risks, benefits, and usage of epinephrine during pregnancy. The jury
returned a verdict for the Defendants. Thereafter, the Plaintiff learned that one night during
jury deliberations, a juror at home examined the warning label on an EpiPen, an
epinephrine auto-injector device, and shared that information with the jury during
continued deliberations. The Plaintiff moved for a new trial based in part on a claim that
the jury’s exposure to the EpiPen information “tainted the verdict.” The trial court denied
the motion, finding that the Plaintiff had not established by clear and convincing evidence
that exposure to the EpiPen information affected the jury. The Court of Appeals reversed,
concluding that the trial court had applied an incorrect legal standard. We granted
permission to appeal to decide the proper analysis when a party in a civil case implicating
the constitutional right to a jury trial challenges a verdict because the jury allegedly was
exposed to extraneous information. Considering our analogous precedent from criminal
cases, we hold that our courts should use a burden-shifting framework to determine
whether error occurred and a new trial is required. More specifically, the party challenging
the verdict bears the initial burden of proving error—that the jury was exposed to material
extraneous information—by a preponderance of the evidence. Upon a successful showing,
a rebuttable presumption of prejudice arises. This circumstance places a burden on the
party defending the verdict to rebut the presumption of prejudice by showing that exposure
to the material extraneous information was harmless error. To make this showing, the party
must demonstrate that there is no reasonable possibility that the information would have
altered the verdict of a reasonable jury. Absent this showing, a new trial is warranted due
to the violation of the constitutional right to a jury trial. Because the trial court did not
have the benefit of this framework when deciding the motion for a new trial, we vacate the
judgment of the Court of Appeals and remand this case to the trial court for further
proceedings consistent with this opinion.
Tenn. R. App. P. 11 Appeal by Permission;
Judgment of the Court of Appeals Vacated;
Case Remanded to the Trial Court
JEFFREY S. BIVINS, C.J., delivered the opinion of the Court, in which HOLLY KIRBY, SARAH
K. CAMPBELL, DWIGHT E. TARWATER, and MARY L. WAGNER, JJ., joined.
Raymond G. Lewallen, Jr., Knoxville, Tennessee, for the appellant, Periclis Roussis, M.D.
Rick L. Powers and Rachel P. Hurt, Knoxville, Tennessee, for the appellants, Fort Sanders
Perinatal Center and Fort Sanders Regional Medical Center.
Joe Bednarz, Sr., Joe Bednarz, Jr., and Aaron Armstrong, Hendersonville, Tennessee, for
the appellee, Kendall Collier ex rel. Chayce C.
OPINION
I. FACTUAL AND PROCEDURAL BACKGROUND
In June 2009, Kendall Collier went into labor and was admitted to Fort Sanders
Regional Medical Center (“Medical Center”). Ms. Collier tested positive for a
Streptococcus infection, and Medical Center employees administered ampicillin to treat it.
Ms. Collier suffered an anaphylactic reaction to the medicine. Medical Center employees
and Ms. Collier’s treating physician, Dr. Periclis Roussis, took various actions to address
Ms. Collier’s anaphylactic reaction, such as repositioning her, giving her oxygen, and
administering various medications. However, Dr. Roussis decided not to administer
epinephrine, a medication commonly used to treat anaphylaxis.
Several hours after suffering the anaphylactic reaction, Ms. Collier gave birth to her
son, Chayce. Unfortunately, Chayce was diagnosed after birth with severe brain injuries.
Ms. Collier alleges that her anaphylaxis caused her son’s injuries.
In October 2012, Ms. Collier, on her son’s behalf, (“the Plaintiff”) brought a
healthcare liability action against Dr. Roussis, the Fort Sanders Perinatal Center, and the
Medical Center (collectively, “the Defendants”). The case first went to trial in 2015. At
trial, the Plaintiff argued that Dr. Roussis’s treatment fell below the standard of care
because he failed to administer epinephrine when Ms. Collier experienced the anaphylactic
reaction. The Plaintiff also argued that Medical Center employees negligently failed to
monitor Ms. Collier when she had the reaction. The jury returned a verdict for the
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Defendants. Collier v. Roussis, No. E2016-01591-COA-R3-CV, 2017 WL 3382801, at *1
(Tenn. Ct. App. Aug. 7, 2017), perm. app. denied, (Tenn. Dec. 6, 2017) (designated not for
citation). On the Plaintiff’s appeal, the Court of Appeals vacated the trial court’s judgment
for erroneously allowing previously undisclosed testimony from Medical Center nurses
and a defense expert witness. Id. at *6–7. The Court of Appeals remanded the case to the
trial court for a new trial. Id. at *6.
The case was re-tried before a second jury in 2019. Once again, a central issue at
trial was whether Dr. Roussis negligently failed to administer epinephrine to treat Ms.
Collier’s anaphylactic reaction. The Defendants’ experts, on the one hand, testified that a
physician always should weigh the risks and benefits of administering epinephrine and that
Dr. Roussis reasonably exercised his judgment in electing not to administer epinephrine to
Ms. Collier. The Plaintiff’s experts, on the other hand, acknowledged the general need to
weigh the risks and benefits of administering any medicine, including epinephrine, but
testified that epinephrine’s benefits always outweigh the risks when a patient is having an
anaphylactic reaction.
The jury, which was not sequestered, returned a verdict for the Defendants. The
Plaintiff’s counsel later learned that a juror engaged in misconduct during deliberations.
Specifically, despite instructions from the trial court to the contrary,1 Juror 8 conducted his
own research by looking at the warning label on an EpiPen at home and sharing that
information with the jury.
The Plaintiff filed a motion for a new trial based in part on the jury’s exposure to
this “outside research.” Attached to the motion were affidavits from two jurors stating that,
during deliberations, Juror 8 “shared with the other jurors that he had gone home over the
weekend and looked at the warnings on Epipens.”2 Juror 8 allegedly told the jury that the
“Epipen stated that caution should be used during pregnancy” and either stated or at least
insinuated that “epinephrine should only be used when the potential benefit justified the
potential risk to the fetus.” In the Plaintiff’s view, this “extraneous prejudicial
information,” which was not introduced in open court and subject to adversarial challenge
1
In accordance with pattern jury instructions, the trial court instructed the jury not to “conduct your
own private investigation into this case,” not to “read any textbooks or articles concerning any issue in this
case, or consult any other source of information,” and “to decide this case only from the evidence which
was presented at this trial.” See T.P.I.—Civil 1.02 & 15.20.
2
Rule 606(b) of the Tennessee Rules of Evidence governs the admissibility of testimony from a
juror in the context of a challenge to the validity of a verdict. The Rule generally prohibits testimony about
matters occurring during deliberations but allows testimony as to whether the jury was exposed to
“extraneous prejudicial information” or an improper outside influence. We will address Rule 606(b) in
more detail later in this opinion.
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at trial, “tainted the verdict.”3
With very little explanation, the trial court initially granted the Plaintiff’s motion
for a new trial. The Defendants then moved to alter or amend the trial court’s order. The
Defendants did not dispute that the jury improperly received the EpiPen information.
Rather, the Defendants asserted that the information “was nothing new to them.”
According to the Defendants, the EpiPen information was consistent with the proof
presented at trial in that expert witnesses for all parties acknowledged that medical
providers must balance the benefits and risks of using epinephrine before administering it.
As such, the Defendants contended that the information was neither extraneous nor
prejudicial, and moreover, that the Plaintiff had offered no evidence that the EpiPen
information influenced the jury. In that regard, the Defendants asserted that the Plaintiff
was required to introduce clear and convincing evidence that any extraneous information
prejudiced the Plaintiff. The Defendants argued that the Plaintiff had failed to meet that
heightened evidentiary standard.
The trial court granted the Defendants’ motion to alter or amend. The court
acknowledged that the EpiPen information was extraneous, that is, “information outside of
what was brought into the trial.” The court further acknowledged that the use of
epinephrine was a central issue in the case, but the court agreed with the Defendants that
the substance of the EpiPen information was “not new” and had been testified to by experts
at trial. Curiously, the court stated both that there was “no testimony presented that the
extraneous information affected the jury in any way” and that “the evidence had to have an
influence on the jury.” The court ultimately found that the Plaintiff failed to present clear
and convincing evidence of prejudice resulting from the exposure, especially evidence that
the EpiPen information subjectively affected the jury. To that point, the court stated that
Rule 606(b) “does not preclude the question to jurors as to whether or not that information
affected them.”
The Plaintiff then filed a motion to alter or amend the trial court’s order, asserting
that she was not required to offer clear and convincing evidence of prejudice. Rather, the
Plaintiff argued that Tennessee law presumes that prejudice resulted from the jury’s
exposure to the EpiPen information and that the Defendants failed to rebut that
presumption. Furthermore, the Plaintiff pointed out that Rule 606(b) prohibited her from
introducing evidence of the information’s subjective effect on the jury. See Tenn. R. Evid.
606(b) (“[A] juror may not testify as to . . . the effect of anything upon any juror’s mind or
emotions as influencing that juror to assent to or dissent from the verdict . . . or concerning
the juror’s mental processes . . . .”).
After an unexplained two-year delay in resolving the matter, the trial court entered
3
Both the Plaintiff and the Defendants tracked the language of Rule 606(b)—extraneous prejudicial
information—when articulating their positions concerning the jury’s exposure to the EpiPen information.
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an order denying the Plaintiff’s motion to alter or amend. On this occasion, the trial court
stated that the “appellate [c]ourts are not clear as to the standard to be applied to the rule
or how it is to be applied.” Nevertheless, the court concluded that the Plaintiff failed to
prove that exposure to the EpiPen information resulted in prejudice. In so ruling, the court
again noted that the parties’ experts provided testimony similar to the information that
reportedly was listed on the EpiPen warning label.
Upon the Plaintiff’s appeal, the Court of Appeals reversed the trial court’s decision.
See Collier ex rel. Chayce C. v. Roussis, No. E2022-00636-COA-R3-CV, 2024 WL
694237, at *1 (Tenn. Ct. App. Feb. 20, 2024), perm. app. granted, (Tenn. June 21, 2024).
The Court of Appeals held that the trial court mistakenly subjected the Plaintiff’s claim to
a heightened “clear and convincing evidence” standard of proof. Id. at *8. Applying the
burden-shifting framework that this Court has applied in criminal cases, the Court of
Appeals concluded that prejudice to the Plaintiff was presumed from the jury’s undisputed
exposure to the EpiPen information, that the Defendants failed to rebut that presumption,
and that the Plaintiff was entitled to a new trial. Id. at *9–10. The Plaintiff’s other issues
on appeal were pretermitted. Id. at *10 n.7. Thereafter, we granted the Defendants’
application for permission to appeal.
II. ANALYSIS
The Plaintiff sought a new trial after an adverse jury verdict, asserting that juror
misconduct exposed the jury to extraneous information that “went directly” to one of the
central issues at trial. Tennessee law recognizes that a party may seek a new trial if a juror
conducted independent research into the case and shared the results with the jury. See,
e.g., State v. Adams, 405 S.W.3d 641, 654 (Tenn. 2013) (acknowledging cases in which
new trials were granted “because jurors have conducted independent research on issues
presented at trial”); Martin v. Opryland USA, Inc., No. 01-A-01-9412-CV-00567, 1995
WL 322632, at *1, 3–4 (Tenn. Ct. App. May 16, 1995), perm. app. denied, (Tenn. Aug. 28,
1995) (granting a new trial due to a juror’s independent research of medical literature
concerning the possible causes of a party’s injury). However, a new trial is not required
simply because a jury was exposed to independent research.
In this case, the courts below reached different results because they applied different
legal frameworks and standards to the Plaintiff’s claim. Thus, in this appeal, we are called
upon to clarify the analytical framework and legal standards for determining whether the
jury’s exposure to extraneous information during deliberations in this civil case requires a
new trial. These are questions of law that we decide de novo with no presumption of
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correctness. See, e.g., Funk v. Scripps Media, Inc., 570 S.W.3d 205, 210–11 (Tenn. 2019)
(noting that issues concerning the appropriate legal standard are questions of law).
A. The Right to an Unbiased and Impartial Jury
Article I, Section 6 of the Tennessee Constitution guarantees the right to a jury trial
in certain civil cases.4 “The right to a jury trial envisions that all contested factual issues
will be decided by jurors who are unbiased and impartial.” State v. Smith, 418 S.W.3d 38,
45 (Tenn. 2013); see also McClay v. Airport Mgmt. Servs., LLC, 596 S.W.3d 686, 690
(Tenn. 2020) (citing Tenn. Const. art. I, § 6); Ricketts v. Carter, 918 S.W.2d 419, 421
(Tenn. 1996) (same). This requirement has a “special resonance” in criminal matters, but
in Ricketts, this Court recognized that the parties in that negligence action similarly had a
right to have the factual issues determined by an unbiased and impartial jury. 918 S.W.2d
at 421.
“An unbiased and impartial jury is one that begins the trial with an impartial frame
of mind, that is influenced only by the competent evidence admitted during the trial, and
that bases its verdict on that evidence.” Smith, 418 S.W.3d at 45. Tennessee law
recognizes a concern about a jury’s exposure to extraneous information precisely because
“a fair trial requires that jurors base their verdict solely on the evidence introduced at trial,”
which was tested through the adversarial process. Id.; accord Adams, 405 S.W.3d at 650;
see also Patterson v. Colorado, 205 U.S. 454, 462 (1907) (“The theory of our system is that
the conclusions to be reached in a case will be induced only by evidence and argument in
open court, and not by any outside influence, whether of private talk or public print.”).
B. Tennessee’s Historical Approach to a Jury’s Exposure to Extraneous
Information
Tennessee courts always have sought to protect litigants from verdicts tainted by
extraneous information. Long ago, if a jury was exposed to extraneous information that
4
Our Constitution guarantees the right to a jury trial as it existed at common law under the laws
and constitution of North Carolina at the time of the adoption of the Tennessee Constitution of 1796. Young
v. City of LaFollette, 479 S.W.3d 785, 793 (Tenn. 2015) (citing Tenn. Const. art. I, § 6). Thus, the right
does not extend to all civil cases. For instance, “there is no constitutional right to a trial by jury in a matter
inherently equitable.” Id. (quoting Smith Cnty. Educ. Ass’n v. Anderson, 676 S.W.2d 328, 336 (Tenn.
1984)). In some circumstances, the General Assembly has provided for a jury trial by statute. See, e.g.,
Tenn. Code Ann. § 21-1-103 (2021) (providing a jury trial for certain cases in chancery court). Here,
however, we address a case implicating the constitutional right to a jury trial. We leave for another day
whether the framework and standards we adopt today apply in equal measure in a case that does not
implicate the right to a jury trial provided by Article I, Section 6.
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may have prejudiced a party’s position at trial, our Court presumed that prejudice resulted
and remanded for a new trial.
For example, in Sam v. State, this Court considered whether a defendant found
guilty of assault was entitled to a new trial because two jurors shared extraneous evidence
with their fellow jurors on a disputed issue. 31 Tenn. 61, 61–62 (1851). Specifically, the
two jurors told the jury that they personally were familiar with the disputed area where the
alleged offense occurred and that the property at issue was in Anderson County, as the
State alleged, rather than Roane County, as the defendant argued. Id. at 62–63. The Court
held that the defendant was entitled to a new trial, explaining that “the proof is not upon
the [defendant] to show affirmatively that he was prejudiced by the improper evidence
received by the jury.” Id. at 66. Rather, “[i]t is enough that he may have been prejudiced,
and the law will so presume.” Id.
Likewise, in Nile v. State, a jury convicted the defendant of petit larceny. 79 Tenn.
694, 695 (1883). During deliberations, one juror told the others that he had been a juror in
another proceeding against the defendant and that it was very common for the defendant
to be in court. Id. This Court held that a new trial was required, reiterating that “[i]t is not
necessary that the [defendant] should show that he was prejudiced by improper conduct of
the jury.” Id. at 696. Instead, “[i]t is enough that he may have been, and the law will
presume he was.” Id.; accord Ryan v. State, 36 S.W. 930, 931 (Tenn. 1896) (“[T]o vitiate
the verdict in this case, the proof is not upon the [defendant] to show affirmatively that he
was prejudiced by the improper evidence received by the jury. It is enough that he may
have been prejudiced, and the law will so presume.”).
This Court applied the same presumption in early civil cases. In Wade v. Ordway,
a juror in a tort dispute told his fellow jurors that he had examined the scene of the alleged
incident and had confirmed that a witness’s view of the incident was unobstructed, as the
witness had testified at trial. 60 Tenn. 229, 237 (1872). The Court noted that this
extraneous information was “material” to the jury’s deliberations over the disputed factual
issue and warranted a new trial. Id. at 237–44.
In doing so, the Court reiterated “the rule that when improper evidence is allowed
to go to the jury, it is enough that the case may have been prejudiced thereby, and the law
will so presume.” Id. at 243. The Court found “no sound reason why the rule should be
departed from in civil cases and upheld in criminal ones, as it is based on principles equally
applicable” in both contexts. Id. A presumption of prejudice was necessary in both
criminal and civil cases, the Court concluded, “in order to insure the administration of
justice from even the suspicion of being tainted, and thus maintain in the public mind a
proper respect for law and justice, as administered by the courts of the country.” Id. at 244.
Nearly thirty years later, at the turn of the twentieth century, this Court applied the
same approach in another civil case, Jackson & Suburban Street Railroad v. Simmons.
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There, the Court held that the defendants were entitled to a new trial based on a juror’s
statements during deliberations about one of the defendant’s past settlement offers and a
jury’s preliminary award in a prior trial. 64 S.W. 705, 707–08 (Tenn. 1901). Invoking
Wade and the criminal cases collected above, the Court explained that “when improper
evidence is allowed to go to the jury, it is enough that the case may have been prejudiced
thereby, and the law will so presume.” Id. at 708. This “rule,” the Court explained, “in
criminal and civil cases is the same.” Id.
C. The Evolution of the Framework in Modern Criminal Cases
In more recent years, however, our approach has evolved. Throughout more
contemporary criminal cases, this Court has continued to presume prejudice if a defendant
seeking a new trial proves that the jury was exposed to extraneous information bearing on
a fact at issue in the case or an improper outside influence. Yet under this modern
precedent, the presumption of prejudice does not end the inquiry. Instead, the State can
rebut the presumption of prejudice by showing harmlessness of the error.
This burden-shifting approach was exemplified in State v. Blackwell. In that case,
the defendant was convicted of selling alcoholic beverages to a minor. 664 S.W.2d 686,
687 (Tenn. 1984). The defendant moved for a new trial, relying on testimony from two
jurors who saw another juror have a private conversation with the mother of the minor who
bought the liquor. Id. at 688. After that conversation, the juror came into the deliberations,
explained who the woman was, and said that the defendant was guilty, suggesting that the
juror had obtained convincing information supporting the defendant’s guilt. Id.
This Court concluded that the juror’s contact with the minor’s mother “resulted in
the transmission of extraneous prejudicial information to the jury.” Id. at 689. The Court
acknowledged that our historical precedent would “invoke[] a presumption of prejudice”
to the defendant rather than require the defendant “to show affirmatively that he was
prejudiced by the improper influence received by the jury.” Id. (first citing Ryan, 36 S.W.
at 931; then citing Sam, 31 Tenn. at 66). However, the Court went on to take note of more
recent federal precedent on the subject, including the seminal case of Remmer v. United
States, 347 U.S. 227 (1954). Id. The Court observed that this federal precedent held that
“a rebuttable presumption of prejudice arises and the burden then shifts to the government
to explain the conduct or to demonstrate the harmlessness of it.” Id. (citing Remmer, 347
U.S. at 229). Ultimately, the Court articulated a similar burden-shifting framework in
Blackwell, one that first required a defendant to show that “some extraneous prejudicial
information, fact or opinion, was imported to one or more jurors,” after which the burden
“of showing no prejudice” would shift to the State. Id.
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This Court continued to apply Blackwell’s burden-shifting approach in subsequent
criminal cases.5 For example, in Walsh v. State, a court officer improperly told a
deadlocked deliberating jury that it had to reach a verdict. 166 S.W.3d 641, 644 (Tenn.
2005). Thereafter, the lone holdout juror relented, and the jury reached a unanimous guilty
verdict. Id. We applied a burden-shifting analysis to the defendant’s claim that the verdict
was tainted. Id. at 647 (“[W]hen it has been shown that a juror was exposed to extraneous
prejudicial information or subjected to improper influence, a rebuttable presumption of
prejudice arises, and the burden shifts to the State to explain the conduct or demonstrate
that it was harmless.”). Thus, our holding reflected that the defendant proved the officer
had an improper influence on the jury, that this circumstance triggered a presumption of
prejudice to the defendant, and that the State failed to rebut the presumption of prejudice.
Id. at 649–50.
Similarly, in State v. Adams, a discharged alternate juror left a note in the jury
foreman’s hotel room stating that he and another discharged alternate juror thought the
defendant was guilty. 405 S.W.3d at 649. Faced with a challenge to the validity of the
guilty verdict, we applied a burden-shifting framework. More specifically, we observed
that “[a] party challenging the validity of a verdict must produce admissible evidence to
make an initial showing that the jury was exposed to extraneous prejudicial information or
subjected to an improper outside influence.” Id. at 651. “[O]nce the challenging party has
made the initial showing . . ., a rebuttable presumption of prejudice arises and the burden
shifts to the State to introduce admissible evidence to explain the conduct or demonstrate
that it was harmless.” Id.
Applying that framework in Adams, we held that the defendant carried his initial
burden of showing that the foreman was exposed to an improper outside influence, which
triggered a presumption of prejudice. Id. at 651. However, we went on to conclude that
the State successfully rebutted the presumption of prejudice because there was no
reasonable possibility that the note altered the verdict, emphasizing that only the foreman
learned of the note, the note did not impart any extrajudicial evidence, and the State had
presented overwhelming evidence of the defendant’s guilt. Id. at 654–56.
5
We acknowledge that Remmer’s burden-shifting framework in federal court has been the subject
of debate. After Remmer, the United States Supreme Court released two cases that have caused confusion
among the lower courts: Smith v. Phillips, 455 U.S. 209 (1982), and United States v. Olano, 507 U.S. 725
(1993). Neither case purported to overrule Remmer, but in their wake, lower courts have reached different
results about the circumstances in which Remmer’s presumption of prejudice applies. See generally, e.g.,
United States v. Lawson, 677 F.3d 629, 641–44 (4th Cir. 2012) (describing circuit split concerning the
applicability of a presumption of prejudice). Of course, opinions from the federal appeals courts and federal
district courts are not binding on this Court. Webb v. Nashville Area Habitat for Human., Inc., 346 S.W.3d
422, 430 (Tenn. 2011). As the discussion in this opinion reveals, this Court has applied a burden-shifting
approach in modern criminal cases with consistency.
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Finally, in State v. Smith, a juror exchanged Facebook messages during trial with
the medical examiner who performed the victim’s autopsy and testified for the State. 418
S.W.3d at 43–44. The defendant later moved for a new trial, attaching the messages and
arguing that they were improper extra-judicial communications between a juror and a
witness. Id. at 44. This Court once again followed a burden-shifting approach. The initial
burden was on the defendant to produce “evidence that . . . some extraneous prejudicial
fact or opinion was imported to one or more jurors or some outside improper influence was
brought to bear on one or more jurors.” Id. at 46 (citation modified). Thereafter, “when it
is shown that a juror has been exposed to extraneous prejudicial information or an improper
influence, a rebuttable presumption arises and the burden shifts to the State to explain the
conduct or demonstrate that it was harmless.” Id.
In Smith, we determined that there was “reliable and admissible evidence that an
extra-judicial communication between a juror and third party occurred” and that the
information “related to potentially prejudicial external influences.” Id. at 48. We
concluded that the evidence “was sufficient to trigger the rebuttable presumption of
prejudice . . ., thereby requiring the State to explain the conduct or to demonstrate that it
was harmless.” Id. We remanded the case to the trial court for an evidentiary hearing to
determine whether the State could overcome the presumed prejudice by showing that the
communication “was harmless beyond a reasonable doubt.” Id. at 49.
D. Rule 606(b)
As mentioned above, the phrase “extraneous prejudicial information” corresponds
to language in Rule 606(b). The rule often has an application to cases like this one, in
which a party suggests that a jury verdict was tainted by something from outside the trial
and seeks to prove as much through testimony from the jurors. Furthermore, many
opinions—including from this Court—refer to Rule 606(b)’s “extraneous prejudicial
information” language in the analysis of whether the misconduct at issue required a new
trial. See, e.g., Smith, 418 S.W.3d at 46; Adams, 405 S.W.3d at 651; Walsh, 166 S.W.3d
at 647; Blackwell, 664 S.W.2d at 689. Accordingly, we briefly will address the substance
of the rule and its relationship to the burden-shifting framework.
Long ago, common law prohibited the consideration of testimony from a juror to
impeach a verdict. See Tanner v. United States, 483 U.S. 107, 117 (1987) (stating that the
common law rule, which originated from a 1785 opinion of Lord Mansfield, flatly
prohibited juror testimony to impeach a verdict); see also Walsh, 166 S.W.3d at 646 (citing
Tanner, 483 U.S. at 121). However, exceptions developed for “situations in which an
‘extraneous influence’ was alleged to have affected the jury.” Tanner, 483 U.S. at 117
(citation modified) (quoting Mattox v. United States, 146 U.S. 140, 149 (1892) (“[A]
juryman may testify to any facts bearing upon the question of the existence of any
extraneous influence, although not as to how far that influence operated upon his mind.”)).
Ultimately, in 1975, Congress adopted Federal Rule of Evidence 606(b), which was
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“grounded in the common-law rule against admission of jury testimony to impeach a
verdict and the exception for juror testimony relating to extraneous influences.” Id. at 121.
Tennessee followed suit with our own Rule 606(b) in 1990.6
Upon an inquiry into the validity of a verdict, our Rule 606(b) establishes a broad
prohibition against juror testimony “as to any matter or statement occurring during the
course of the jury’s deliberations or to the effect of anything upon any juror’s mind or
emotions as influencing that juror to assent to or dissent from the verdict . . . or concerning
the juror’s mental processes.” Tenn. R. Evid. 606(b). Nevertheless, the rule goes on to
allow a party challenging a jury verdict to present testimony “on the question of whether
extraneous prejudicial information was improperly brought to the jury’s attention [or]
whether any outside influence was improperly brought to bear upon any juror.” Id. Thus,
a juror may testify about whether and how “extraneous prejudicial information” found its
way into the jury room, but the testimony cannot address the effect of the information on
the juror. See Walsh, 166 S.W.3d at 649. In other words, the rule allows testimony about
“objective facts—who said what to whom and when and what specifically was injected
into the jury discussion. But juror assessments about the impact of the improper extraneous
influence are off limits.” State v. Christensen, 929 N.W.2d 646, 679 (Iowa 2019)
(addressing analogous evidentiary rule in Iowa).
In this way, Rule 606(b) expresses a compromise between important public policies.
On the one hand, the rule enables the courts to protect litigants from verdicts tainted by
extraneous prejudicial information or improper outside influence. On the other hand, it
recognizes the importance of protecting a jury’s deliberative processes from intrusive
inquiry. See Walsh, 166 S.W.3d at 646 n.2 (citing Caldararo ex rel. Caldararo v. Vanderbilt
Univ., 794 S.W.2d 738, 741 (Tenn. Ct. App. 1990)); see also 27 Wright & Miller’s Federal
Practice and Procedure § 6075, at 535 (2d ed. 2007) (“The rule embodies a balance between
the desire for finality on the one hand and the need to achieve an acceptable level of fairness
and accuracy on the other.”). Thus, the rule promotes the finality of jury verdicts and
encourages both frank discussion in the jury room and a willingness to return an unpopular
verdict, while also promoting the community’s trust in a system that relies on the decisions
of laypeople. Walsh, 166 S.W.3d at 649; Tanner, 483 U.S. at 120–21.
We emphasize that Rule 606(b) is only an evidentiary rule. It does not specify or
dictate the substantive grounds for a new trial. Rather, it governs a juror’s competency to
testify or supply an affidavit to establish such grounds. See 3 Christopher B. Mueller &
Laird C. Kirkpatrick, Federal Evidence § 6:16 (4th ed. July 2025 update) (stating that the
rule regulates the manner of proof, not the grounds on which a verdict may be impeached);
6
In Blackwell, released after the adoption of Federal Rule 606(b) but before the adoption of our
Rule 606(b), this Court took note of the principles in the federal rule and pointed out that the rule was
“essentially a codification of Tennessee law in respect to the admissibility of juror testimony when the
validity of a verdict is challenged.” 664 S.W.2d at 688.
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1 Kenneth S. Broun et al., McCormick on Evidence § 68 (9th ed. Feb. 2025 update) (same).
Accordingly, the role of Rule 606(b) in the burden-shifting framework is only an
evidentiary one, simply providing a manner for the parties to produce admissible evidence
pertinent to what is required under the framework.
E. Determining the Proper Framework in Modern Civil Cases
Against that legal backdrop, we now consider this case, a healthcare liability action
involving the question of whether the jury’s exposure to the EpiPen information during
deliberations violated the Plaintiff’s constitutional right to have contested factual issues
resolved by an unbiased and impartial jury. Before this Court, as in the courts below, the
parties suggest different frameworks and standards for addressing the question of whether
a jury’s exposure to extraneous information requires a new trial.
No party advocates continuation of the per-se-reversal framework associated with
our historical precedent in civil cases. For her part, the Plaintiff draws on our precedent in
modern criminal cases and urges us to apply a burden-shifting framework. See Adams,
405 S.W.3d at 651; Walsh, 166 S.W.3d at 647. In contrast, the Defendants contend that
the appropriate framework does not entail burden-shifting. Instead, the party asserting
error must establish by clear and convincing evidence: (1) that the jury was exposed to
“extraneous prejudicial information,” and (2) harmfulness or prejudice, in other words, that
the information had an influence on the jury. See Mayo v. Shine, 392 S.W.3d 61, 65 (Tenn.
Ct. App. 2012); Whiteside v. Hedge, No. E2004-02598-COA-R3-CV, 2005 WL 1248975,
at *3 (Tenn. Ct. App. May 26, 2005); State v. Booker, No. E2018-01439-CCA-R3-CD,
2020 WL 1697367, at *31 (Tenn. Crim. App. Apr. 8, 2020), rev’d in part on other grounds,
656 S.W.3d 49 (Tenn. 2022).
Having considered the arguments, we conclude that it is appropriate to apply a
burden-shifting framework in this civil case. Initially, we observe that our decision to
apply a burden-shifting framework in modern criminal cases flows in part from a criminal
defendant’s constitutional right to trial by an impartial jury, which requires that jurors
render their verdict based only on the evidence introduced at trial. See Adams, 405 S.W.3d
at 650 (citing Tenn. Const. art. I, § 9). In the criminal context, an error of constitutional
dimension typically “casts on someone other than the person prejudiced by it a burden to
show that it was harmless.” Chapman v. California, 386 U.S. 18, 24 (1967). As previously
mentioned, civil litigants with a constitutional right to a jury trial also are entitled to have
factual issues resolved by an unbiased and impartial jury. See McClay, 596 S.W.3d at 690
(citing Tenn. Const. art. I, § 6); Ricketts, 918 S.W.2d at 421 (same). Thus, it is equally
appropriate in that context to place on the party defending the verdict the burden of
demonstrating the harmlessness of an error, in other words, to burden-shift.
Moreover, Rule 606(b) applies in civil cases just as it does in criminal ones.
Therefore, the rule presents the same challenges for a civil litigant asserting error to prove
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prejudice resulting from a jury’s exposure to material extraneous information, given the
rule’s prohibition of juror testimony about how extraneous information affected the jury.
Thus, adopting a burden-shifting framework in this case—with its accompanying
presumption of prejudice—is consistent with the limitations imposed by Rule 606(b). See
Stallings v. Black & Decker (U.S.), Inc., 796 N.E.2d 143, 147 (Ill. App. Ct. 2003) (noting
that proof of actual prejudice is not required when determining whether a jury verdict was
tainted because evidentiary rules make it impossible to prove whether extraneous
information affected the jurors’ decisions); see also Barksdale v. Wilkowsky, 20 A.3d 765,
771 (Md. 2011) (noting the employment of a presumption of prejudice for certain civil
errors “due to the practical impossibility of proving prejudice”).
Accordingly, we conclude that it is appropriate to apply a burden-shifting approach
analogous to our modern criminal precedent in this civil case. That approach requires the
party defending a verdict to rebut the presumption of prejudice that arises once the party
asserting error proves that the jury was exposed to material extraneous information. See
Mueller & Kirkpatrick, supra, § 6:18 (suggesting that a juror’s outside research into the
evidence presented by a case is “presumptively prejudicial” and that the party defending
the verdict bears the burden of showing that exposure to the research was harmless).
Having decided to apply a burden-shifting framework, we now identify the specific
burdens borne by the parties.
1.