Commonwealth v. Monkeya
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledSeptember 5, 2017
Docket2015-SCC-0003-CRM
JudgeInos
StatusPublished
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Full Opinion
.
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
MELVIN MONKEYA,
Defendant-Appellant.
Supreme Court No. 2015-SCC-0003-CRM
Superior Court No. 13-0142
OPINION
Cite as: 2017 MP 7
Decided September 5, 2017
Shannon R. Foley, Assistant Attorney General, Office of the Attorney General,
Saipan, MP, for Plaintiff-Appellee.
Jennifer Dockter, Saipan, MP, for Defendant-Appellant.
BEFORE: ALEXANDRO C. CASTRO, Chief Justice; JOHN A. MANGLONA, Associate
Justice; PERRY B. INOS, Associate Justice.
INOS, J.:
¶1 Defendant-Appellant Melvin Monkeya (“Monkeya”) appeals his
conviction for Sexual Abuse of a Minor in the First Degree. He asks this Court
to vacate his conviction and remand this matter for a new trial. Monkeya presents
six issues on appeal: (1) whether the trial court erred by denying his pre-trial
motion for expert assistance; (2) whether the trial court erred by failing to include
a cut-off date in a jury instruction regarding “no proof of exact time”; (3) whether
the trial court erred by failing to reiterate jury instructions at the close of
evidence; (4) whether the prosecution committed reversible Doyle error by
eliciting testimony commenting on Monkeya’s invocation of his Fifth
Amendment right to remain silent; (5) whether the use of facts not in evidence
during closing arguments was prosecutorial misconduct that prejudiced him; and
(6) whether these errors, even if individually harmless, in the aggregate
materially affected the verdict. For the following reasons, we AFFIRM Monkeya’s
conviction.
I. FACTS AND PROCEDURAL HISTORY
¶2 Monkeya was charged with one count of Sexual Abuse of a Minor in the
First Degree in violation of 6 CMC § 1306(a)(3)(B). The charge arose out of
allegations that sometime in November of 2008, Monkeya engaged in sexual
penetration with a minor child (“alleged victim”) who was a household member
of Monkeya as defined under 6 CMC § 1461, was under sixteen years of age, and
to whom he occupied a position of authority.
¶3 Trial in this matter was scheduled to begin on December 2, 2013. On May
29, 2013, Monkeya requested the alleged victim’s medical records. On
November 8, 2013, the Commonwealth of the Northern Mariana Islands
(“Commonwealth”) gave notice that the medical records would be delivered
shortly. On November 20, 2013, Monkeya received twenty-nine pages of medical
records. Two days later, on November 22, 2013, he requested the appointment of
a medical expert,1 which the trial court denied on November 27, 2013. Jury trial
began on December 2, and Monkeya was convicted on December 4, 2013. He
now appeals his conviction.
II. JURISDICTION
¶4 We have jurisdiction over Superior Court final judgments and orders. NMI
CONST. art. IV, § 3.
1
During oral argument on the motion Monkeya requested a trial continuance should his
request for expert assistance be granted. The trial court denied the request for a
continuance as a result of its denial of the request for expert assistance.
III. STANDARDS OF REVIEW
¶5 There are six issues on appeal. We review the trial court’s denial of a
request for an expert for abuse of discretion. Commonwealth v. Perez, 2006 MP
24 ¶ 9. We review the “no proof of exact time” instruction, challenged as a
misstatement of law, de novo to “determine[] whether the instructions contained
all the legal elements of the statute.” Commonwealth v. Sanchez, 2014 MP 3 ¶ 11
(quoting Guerrero v. Tinian Dynasty Hotel & Casino, 2006 MP 26 ¶ 25). We
review the trial court’s failure to read substantive jury instructions at the close of
evidence for plain error, as Monkeya failed to object at trial. Commonwealth v.
Hocog, 2015 MP 19 ¶ 11 (citing NMI R. CRIM. P. 52(b)). As a constitutional
question, we review de novo whether the Commonwealth violated Monkeya’s
Fifth Amendment rights by eliciting testimony regarding his post-arrest silence.
Commonwealth v. Camacho, 2002 MP 6 ¶ 19. Because Monkeya raised
contemporaneous objections at trial, we review de novo whether the
Commonwealth violated Monkeya’s constitutional right to a fair trial by arguing
facts not in evidence in closing argument. Id. Finally, with regard to cumulative
error, reversal is required if “it is more probable than not that, taken together, the
errors materially affected the verdict.” Commonwealth v. Cepeda, 2009 MP 15 ¶
46.
IV. DISCUSSION
A. Denial of Monkeya’s Request for a Medical Expert
¶6 An indigent defendant must be provided with effective assistance of
counsel in order to satisfy the Fourteenth Amendment’s due process clause.
Perez, 2006 MP 24 ¶ 12. “Effective assistance of counsel includes furnishing the
indigent defendant’s counsel with all the basic tools of an adequate defense.” Id.
(citing Ake v. Oklahoma, 470 U.S. 68, 77 (1985)) (internal quotation marks
omitted). “Basic tools” include psychiatric experts, Ake, 470 U.S. at 83,
mitigation experts, Louisiana v. Craig, 637 So.2d 437, 446–47 (La. 1994), and
private investigators, State v. Fletcher, 481 S.E.2d 418, 420 (N.C. App. 1997),
among other specialists. A defendant’s right to access these “basic tools,”
however, must be balanced against the rights of taxpayers, who have an interest
in avoiding abuses of the system, as the government is the source of funding for
any expert services provided to an indigent defendant. Perez, 2006 MP 24 ¶ 12.
To ensure such abuses do not occur, we determined a defendant requesting the
assistance of an expert must present more than “[u]ndeveloped assertions
offering little more than generalized statements claiming benefit . . . .”
Commonwealth v. Jin Xin Xiao, 2013 MP 12 ¶ 52 (quoting Perez, 2006 MP 24 ¶
13).
¶7 Under the standard we established in Commonwealth v. Perez, in order for
a trial court to grant an indigent defendant’s request for expert assistance, the
defendant “must establish that there exists a reasonable probability that (1) an
expert would be of assistance to the defense and (2) the denial of expert assistance
would result in a fundamentally unfair trial.” 2006 MP 24 ¶ 14. “A reasonable
probability is a probability sufficient to undermine confidence in the outcome.”
Commonwealth v. Laniyo, 2012 MP 1 ¶ 22 (quoting Strickland v. Washington,
466 U.S. 668 (1984)). The reasonable probability standard “is not a stringent one,
it is less demanding than the preponderance standard.” Jermyn v. Horn, 266 F.3d
257, 282 (3d Cir. 2001) (quoting Baker v. Barbo, 177 F.3d 149 (3d Cir. 1999)).
Indeed, “‘reasonable probability’ is a less demanding standard than ‘more likely
than not.’” Gonzalez v. United States, 722 F.3d 118, 135 (2d Cir. 2013) (citing
Kyles v. Whitley, 514 U.S. 419, 434 (1995)). The question before us is whether
the trial court abused its discretion when it determined Monkeya did not meet the
Perez test, an analysis which “necessarily turns on the sufficiency of the
petitioner’s explanation as to why he needed an expert.” Moore v. Kemp, 809
F.2d 702, 710 (11th Cir. 1987). We consider each Perez prong in turn.
1. Assistance to the Defense
¶8 There are two distinct stages during which an expert witness may be of
assistance. An expert, as was requested in Perez and Jin Xin Xiao, may be called
upon during trial to “provide opinion testimony to rebut prosecution evidence or
to establish an affirmative defense . . . .” Id. at 709. In the alternative, in the pre-
trial setting an expert “can gather facts, inspect tangible evidence, or conduct
tests or examinations that may aid defense counsel in confronting the
prosecution’s case, including its expert witnesses, or in fashioning a theory of
defense.” Id.
¶9 Monkeya sought expert assistance in order to interpret medical records in
the pre-trial setting, with the understanding that such assistance could potentially
lead to the need for expert testimony at trial. We recognize, as the Eleventh
Circuit did in Moore, a defendant “may be unfamiliar with the specific scientific
theories implicated in a case and therefore cannot be expected to provide the
court with a detailed analysis of the assistance an appointed expert might
provide.” Id. at 712. However, a defendant is still “obligated to inform himself
about the specific scientific area in question and to provide the court with as much
information as possible concerning the usefulness of the requested expert to the
defense’s case.” Id. Thus, the question is whether the trial court abused its
discretion when it determined Monkeya failed to make “the required showing of
particularized need” an expert would be of assistance to his defense, which must
go beyond a “mere hope or suspicion that favorable evidence is available . . . .”
Commonwealth v. Sanchez, 597 S.E.2d 197, 199 (Va. 2004) (quoting Husske v.
Commonwealth, 476 S.E.2d 920, 925 (Va. 1996)). We examine the evidence
available to the trial court at the time the motion was ruled on. See Jin Xin Xiao,
2013 MP 12 ¶ 53–56 (examining defendant’s arguments to the trial court as to
why an expert was necessary); Moore, 809 F.2d at 712–16 (examining the
information provided to the trial judge in petitioner’s motion to appoint an
expert).
¶ 10 Monkeya asserted an expert was necessary because a lay person could not
understand or evaluate the medical records without expert assistance. At the
motion hearing, Monkeya argued “[W]hat I’ve been given is twenty pages of
medical records that have impeachment and credibility written all over them and
I need to know what they say.” Hearing Tr. 42.2 Monkeya explained there were
prescribed medications and psychological diagnoses in the medical record that
could not be understood without the assistance of an expert. Monkeya’s counsel
represented she had done some research on the terms in the medical record, but
indicated that she lacked the knowledge or training to adequately understand the
meaning of the diagnoses in the report.3 Monkeya further argued a medical expert
could provide information as to the potential effects of the prescribed
medications on the alleged victim’s “ability to recollect, to remember, [or] to
perceive.”4 Hearing Tr. 44. Monkeya indicated from what little he could
understand from the medical record, it seemed to apply directly to the defense’s
theory of the case. As he argued:
The theory of defense has always been that in an effort to get him
out of the house and to take him away from his new family
essentially, even though he’s still married, um, is what precipitated
the report. The missing link in that has always been why the victim
was so easily manipulated or why the victim would be so willing to
take part in it even if she does completely look up to her aunt, love
her aunt, admire her aunt, and wanted to help her aunt with this.
And now what we have is what I would consider very strong
evidence that this provided this young girl an opportunity to finally
explain her mental illness, to finally say you know why I’m – I’m –
why I struggle? Because I’m a victim.
Hearing Tr. 42.
¶ 11 Monkeya argues the primary basis for the trial court’s denial of the
requested expert was a desire to avoid delay, both by preserving the trial date and
by avoiding a “battle of the experts.” While we agree the trial court did discuss
the potential of a delay in the trial date, which is not a factor under the Perez test,
we find the trial court permissibly found Monkeya failed to make a particularized
showing of a reasonable probability the requested expert would provide
assistance. The record before us does not indicate whether the medical records
were presented to the trial court, nor are they included in the record provided to
us. To show particularized need, Monkeya could have presented the trial court
with the medical records, prescribed medications, or the healthcare professionals
who had seen the alleged victim. Instead, as contained in the record before us,
Monkeya offered the trial court a single medical term, “psychosomatic,” and
2
There are two transcripts in the record. The “Hearing Transcript” includes the
arguments made at motion hearings, opening and closing statements, and sentencing
hearing. The “Witness Transcript” includes witness testimony from trial.
3
[Counsel]: A doctor would probably tell me that I didn’t understand it. But I think I at
least knew how to use it enough to tell you what I think it means. Hearing Tr. 39.
4
[Counsel]: If – what kind of drugs was she taking or supposed to be taking. Does that
bear on a person’s ability to recollect, to remember, to perceive. Does that bear on a
fabrication to (indiscernible)? Hearing Tr. 44.
mentioned generally the potential side effects of medications prescribed to the
alleged victim.
¶ 12 “[U]ndeveloped assertions offering little more than generalized statements
claiming benefit will not pass muster.” Jin Xin Xiao, 2013 MP 12 ¶ 52 (citing
Perez, 2006 MP 24 ¶ 13). “A trial court abuses its discretion when [its] decision
is based on an erroneous conclusion of law or where the record contains no
evidence on which the judge could have rationally based the decision.” Laniyo,
2012 MP 1 ¶ 17 (quoting Midsea Indus. V. HK ENG’G, Ltd., 1998 Guam 14 ¶
4). The record reflects a rational basis for rejecting Monkeya’s request for failure
to make the required particularized showing of need. Therefore, we find the trial
court did not abuse its discretion when it determined Monkeya failed to make a
particularized showing of a reasonable probability the requested expert would
provide assistance.
¶ 13 We note Monkeya presented evidence the medical records had only been
provided on November 20, the hearing regarding his motion for expert assistance
was held on November 26, and trial was scheduled for December 3. Monkeya
had requested any medical records nearly six months earlier, and was unsure if
any such records existed before they were delivered. While a competent attorney
is expected to do some degree of research before seeking out an expert, the
limited time between the delivery of the records, the request for expert assistance,
and the forthcoming trial date is a factor the trial court should have considered
when determining whether a party has made a sufficiently particularized
assertion of a need for an expert to assist in the pre-trial setting. Severe time limits
should provide some leeway for the extent to which a party must provide a
detailed analysis of the assistance an appointed expert is expected to give.
However, a party must still make a particularized showing of a reasonable
probability the requested expert would provide assistance, and the trial court did
not abuse its discretion when it concluded Monkeya failed to do so here.
2. Fundamentally Unfair Trial
¶ 14 “A fundamentally unfair trial is one that has been largely robbed of dignity
due a rational process.” Allen v. Vannoy, 659 Fed. App’x 792, 800 (5th Cir. 2016)
(quoting Gonzales v. Thaler, 643 F.3d 425, 430 n.20 (5th Cir. 2011)). Here, the
trial court rationally determined Monkeya had failed to make a particularized
showing of a reasonable probability that the requested expert would provide
assistance, and therefore did not abuse its discretion. Moreover, Monkeya
asserted an expert was needed in large part because the medical records related
to the credibility of the alleged victim, who testified at trial. But Monkeya was
still able to impeach the alleged victim on the basis of the medical records.
Indeed, at trial Monkeya relied on the information in the medical records to
impeach the alleged victim’s testimony. Therefore, the trial court’s denial of
Monkeya’s request for an expert did not result in a fundamentally unfair trial, as
Monkeya failed to demonstrate a particularized need for expert assistance, and
was not precluded from using the medical records as a result of such denial. We
conclude the trial court did not abuse its discretion in denying the motion for
expert assistance.
B. No “Proof of Exact” Time Jury Instruction
¶ 15 Monkeya argues time is a critical element of the crime, since a guilty
verdict in a sexual abuse of a minor case requires finding the offender is at least
eighteen and the victim is under sixteen years of age. Monkeya relies on
Commonwealth v. Sanchez, 2014 MP 3, to argue the trial court committed
reversible error when it gave the jury a “no proof of exact time” instruction that
did not include a cutoff date. This instruction allows the jury to return a guilty
verdict if the jury finds the government proved the incident happened near the
alleged date, in this case during November 2008, not an exact date. We review
his claim, challenging the instruction as a misstatement of law, de novo, to
determine “whether the instructions contained all the legal elements of the statute.”
Id. ¶ 11 (quoting Commonwealth v. Guerrero, 2006 MP 26 ¶ 25).
¶ 16 In Sanchez, we found time to be an essential element of the first degree
sexual abuse of a minor statute, the same statute at issue here. Id. ¶ 22. As the
trial court did in Sanchez, the trial court here gave a “no proof of exact time
instruction” and an instruction including the elements of sexual abuse of a minor.
In Sanchez, we ruled that, even with the instruction detailing the elements of
sexual abuse of a minor, the failure to include a cutoff date in the no proof of
exact time instruction rendered the instruction an obvious error and one that
affected Sanchez’s substantial rights. Id. ¶ 24. We have firmly established that
the failure to include a cutoff date when time is an essential element of the crime
is an obvious error. Id.
¶ 17 Sanchez, however, is easily distinguishable from the case at bar. In
Sanchez, the incident occurred near the victim’s sixteenth birthday, and “the lack
of a cutoff date in the instruction allowed the jury to find [the defendant
guilty] . . . of sexual abuse of a minor in any degree even if it occurred during the
first week of September 2009, which included the victim’s sixteenth birthday.”
Id. Here, the victim was only fourteen at the time of the alleged incident in
November of 2008, and would not even turn fifteen, let alone sixteen, until well
after the date of the alleged incident. As such, the legal importance of
establishing whether the act took place on a specific date in November 2008 or
merely on or about November 2008 is significantly less critical here than it was
in Sanchez. Additionally, the plain language of the instructions given by the trial
court here differed from Sanchez. While neither set of instructions included a
cutoff date, the instructions here did specify that the crime must have occurred
“on or about November 2008” as opposed to the Sanchez court, which merely
stated that the jury can find that “[w]hen . . . it is alleged that the crime charged
was committed ‘on or about’ a certain date, . . . it is sufficient if the proof shows
that the crime was committed on or about that date.” Id. ¶ 20 n.8. In Sanchez,
the instruction left open the possibility a jury could find the defendant guilty
despite determining the events happened after the victim’s sixteenth birthday,
failing to contain all the legal elements of the statute. Here there is no such
possibility. The dates “on or about November 2008” were all dates during which
the victim was still under sixteen years of age, thus the instruction “contained all
the legal elements of the statute.” As the lack of a specific cutoff date, other than
the month of November of 2008, did not affect the legal elements of the sexual
abuse of a minor statute in these circumstances, we find reversal is not warranted
on the basis of the trial court’s failure to include a cutoff date in its “no proof of
exact time” instruction.
C. Jury Instructions at the Close of Evidence
¶ 18 Monkeya failed to object at trial, therefore we review the trial court’s
failure to reiterate substantive jury instructions at the close of trial for plain error.
Commonwealth v. Hocog, 2015 MP 19 ¶ 11 (citing NMI R. CRIM. P. 52(b)).
Under plain error review, “an appellant must show that: (1) there was error; (2)
the error was ‘plain’ or ‘obvious’; (3) the error affected the appellant’s
‘substantial rights,’ or put differently, affected the outcome of the proceeding.”
Commonwealth v. Hossain, 2010 MP 21 ¶ 29 (quoting United States v. Olano,
5007 U.S. 725, 732–34 (1993)). Because the trial court failed to reiterate
substantive jury instructions at the close of trial, the first two prongs of this
standard are satisfied. Hocog, 2015 MP 19 ¶ 26; Commonwealth v. Santos, 2014
MP 20 ¶ 10. Thus, the question for this Court is whether the failure to reiterate
the substantive jury instructions at the close of evidence affected Monkeya’s
substantial rights.
¶ 19 The substantial rights of a party are affected “if there is a ‘reasonable
probability’ [the error] affected the outcome of the proceeding.” Hocog, 2015
MP 19 ¶ 27 (quoting Commonwealth v. Salasiban, 2014 MP 17 ¶ 11). The
appellant bears the burden of demonstrating there is a reasonable probability the
trial court’s failure to read jury instructions at the close of evidence affected the
outcome. An appellant must show “why the jury would be more inclined to find
him not guilty if the instructions had been read after the close of evidence.”
Hocog, 2015 MP 19 ¶ 27. Our analysis turns on whether any of the reasons
Monkeya offers convincingly explain how the jury would have been more
inclined to find him not guilty had the instructions been read at the close of
evidence.
¶ 20 Monkeya presents three reasons the jury would have been more inclined
to find him not guilty had the instructions been read at the close of evidence. He
argues the Commonwealth’s evidence was underwhelming, the jury expected
more instructions to be forthcoming, and the exact contents of the written
instructions provided to the jury are unknown. We find his arguments unavailing,
as they are not supported by evidence and are merely speculative. The
Commonwealth presented adequate evidence to convict Monkeya, the written
instructions provided, while not preserved in their entirety in the record on
appeal, were sufficiently substantive, and Monkeya fails to show “why the jury
would be more inclined to find him not guilty” had they been provided with the
instructions orally.
¶ 21 Monkeya further argues a sua sponte instruction, given by the trial court
following a Doyle violation of his Fifth Amendment right to silence, was
insufficiently curative, and should have been reiterated at the close of trial. He
relies heavily on an Arizona Supreme Court opinion, State v. Johnson, a split
decision in which the majority held that a “clearly wrong” sua sponte instruction
given by the trial court was grounds for reversal. 842 P.2d 1287, 1290 (Ariz.
1992). His only evidence that the trial court erred is that “the sua sponte
instruction had not been approved by counsels. He offers no further argument
that the trial court’s sua sponte instruction was erroneous, nor that the failure to
restate the instruction at the close of evidence affected his substantial rights.
Therefore while the failure to give substantive jury instructions at the close of
evidence was erroneous, because Monkeya has failed to show it affected his
substantial rights, reversal is not warranted.
D. Doyle Violation of Monkeya’s Fifth Amendment Right
¶ 22 A Doyle violation occurs when a prosecution’s witness testifies about a
defendant’s silence after arrest and after being provided with Miranda warnings.
Doyle v. Ohio, 426 U.S. 610, 619 (1976). We review potential Doyle violations
de novo. Commonwealth v. Camacho, 2002 MP 6 ¶ 19. However, there is “no
automatic reversal of conviction for constitutional errors . . . of such
unimportance that they may be deemed harmless. Under the harmless error
standard, the aim is to determine whether allegedly improper behavior,
considered in the context of the entire trial . . . affected the jury’s ability to judge
the evidence fairly.” Id. (quoting United States v. De Cruz, 82 F.3d 856, 862 (9th
Cir. 1996)). Thus, even if the questions did constitute prosecutorial misconduct,
the critical question is whether the Commonwealth can adequately show the error
was harmless.
¶ 23 There is a presumption that even a cautionary mention of defendant’s
silence is error, and it is the Commonwealth’s burden to show this error was
harmless “beyond a reasonable doubt.” Id. ¶ 78 (quoting Sullivan v. Louisiana,
508 U.S. 275, 279 (1993)). In determining harmless error, we weigh the
following factors: “(1) the extent of the comments made, (2) whether inference
of guilt from silence was stressed to the jury, and (3) the extent of other evidence
implicating the defendant’s guilt.” Id. ¶ 79. Mitigating factors, including curative
jury instructions, may also be taken into account. Id. (citing United States v.
Tarazon, 989 F.2d 1045, 1052 (9th Cir. 1993)).
¶ 24 The challenged portion of the prosecution’s questioning was preserved in
the trial transcript as follows:
[PROSECUTOR]: I’ll ask the question again. How was it that you
came to take the Defendant into custody?
[DETECTIVE]: I was told that he was coming in to Saipan.
[PROSECUTOR]: And did he in fact come in to Saipan?
[DETECTIVE]: Yes.
[PROSECUTOR]: And where was he arrested?
[DETECTIVE]: In Chalan Kanoa.
[PROSECUTOR]: Did you all give him an opportunity to make a
statement?
[COUNSEL]: Objection, Your Honor.
THE COURT: What is the objection?
[COUNSEL]: I - I don’t wanna make the offer of proof in front of the
jury. I would have to approach, Your Honor.
THE COURT: This in reference to his constitutional right? Is that
what we’re tal -
[COUNSEL]: That’s correct, Your Honor.
THE COURT: All right. Sustain. Defendant has a constitutional right
to not give a statement. Go ahead [prosecution].
[PROSECUTOR]: Ahh, were - were you ever able to speak with the
Defendant?
[DETECTIVE]: He exercised his rights.
[COUNSEL]: Objection, Your Honor. She just . . . did the very thing
that you sustained.
THE COURT: Yeah, sustain, again. I’m - -
[COUNSEL]: And - and motion to strike.
Witness Tr. 261–62. The trial court responded by striking the testimony and
giving an immediate curative instruction to the jury. Specifically, the trial court
told jurors:
THE COURT: Okay. Motion to Strike is granted, the last
statement by the officer is stricken. Again, I’ll instruct the jurors,
and I think they understand that anyone charged with a crime, is
entitle [sic] to the constitutional rights not to give a statement. The
fact that you exercise your right is not indicative of - of guilt, or -
or otherwise.
Id. at 262.
¶ 25 In Commonwealth v. Camacho, we found the prosecution’s two comments
during closing arguments regarding defendant’s silence were harmless beyond a
reasonable doubt. We found the comments “were made only twice,” there was
no evidence that the jury relied on the statements to convict the defendant, and
the trial court’s instruction to the jury that the defendant had no obligation to
testify on his own behalf or to produce exculpatory evidence was sufficiently
curative. 2002 MP 6 ¶ 80. As in Camacho, here we conclude that the extent of
the comments was minimal. There were two questions, asked in sequence, as a
minimal portion of an extensive direct examination of the lead detective in the
investigation of Monkeya, and the extent of the comments was minimal, as with
the comments this Court found harmless in Camacho.
¶ 26 Turning to the second factor, we consider whether any inference of guilt
was stressed to the jury from Monkeya’s silence. Here the trial court’s curative
instruction is particularly relevant. The curative instruction struck the offending
testimony, and the trial court explained “that anyone charged with a crime, is
entitle[d] to the constitutional rights not to give a statement. The fact that you
exercise your right is not indicative of - of guilt, or - or otherwise.” Witness Tr.
262. The United States Supreme Court in Greer v. Miller found a similar curative
instruction sufficient. 483 U.S. 756, 759 (1987). In Greer, the trial court
immediately sustained an objection to a prosecutor’s questioning regarding the
defendant’s silence, instructed the jury to “ignore [the] question, for the time
being” and at the close of trial, instructed the jury to “disregard questions . . . to
which objections were sustained.” Id. (internal quotation marks omitted). The
Greer Court found such instructions, when coupled with sufficient evidence
prove the defendant’s guilt beyond a reasonable doubt, were sufficient to render
the prosecutor’s error harmless. Id. at 766. We conclude the trial court’s curative
instruction, made immediately after sustaining two objections and striking the
offending testimony from the record, was sufficient to render any potential
inference of guilt by the jury harmless.
¶ 27 Under the third factor of the harmless error test, we consider the extent of
other evidence offered to prove Monkeya’s guilt. The Commonwealth called
multiple other witnesses, including the alleged victim, the alleged victim’s sister,
and an unrelated victim, all of whom testified about similar abuse by Monkeya.
We conclude there was sufficient other evidence offered to prove Monkeya’s
guilt. Because all three factors weigh in favor of finding the error harmless, we
find the prosecutor’s error harmless beyond a reasonable doubt, the trial court’s
instruction sufficiently curative, and reversal unwarranted.
E. Prosecutorial Misconduct During Direct Examination
and Closing Argument
¶ 28 Monkeya argues three instances of prosecutorial misconduct—the first
during the direct examination of the lead detective in the case, discussed above,
the second during closing argument when the prosecution argued facts not in
evidence with regard to witness and victim hesitation in reporting sexual assault,
and third during the rebuttal in closing arguments when the prosecution
introduced hearsay testimony from the alleged victim’s sister.
¶ 29 In Jin Xin Xiao, we laid out the framework for considering prosecutorial
misconduct issues. First, “we must determine whether the prosecutor’s conduct
was improper; and if so, whether the Defendant suffered prejudice.” Jin Xin Xiao,
2013 MP 12 ¶ 18 (citing United States v. Stinson, No. 07-50408, No. 07-50409,
2011 U.S. App. LEXIS 17979, at 33–34 (9th Cir. 2011)). If we deem a
prosecutor’s conduct improper, the question is then “whether the prosecutor’s
comments so infected the trial with unfairness as to make the resulting
conviction a denial of due process.” Id. (quoting Parker v. Matthews, 567 U.S.
37, 45 (2012)). To answer this question, we apply a three factor analysis: “(1) the
efficacy of any cautionary instruction by the judge; (2) the context’s effect upon
the prosecutor’s remarks; and (3) the strength of the evidence supporting the
conviction.” Jin Xin Xiao, 2013 MP 12 ¶ 19 (citing United States v. Ruiz, 710
F.3d 1077, 1082, 1084 (9th Cir. 2013); Runningeagle v. Ryan, 686 F.3d 758, 781
(9th Cir. 2012)). We consider each challenged statement individually.
1. Statement One
¶ 30 Monkeya first contends that the prosecution’s questioning of the Detective
impermissibly violated his Fifth Amendment right to silence. As discussed
above, the occurrence of a Doyle error, which involves a prosecutor commenting
on a defendant’s post-Miranda silence, is not inherently a harmful error. Indeed,
the United States Supreme Court has repeatedly held that once a Doyle error has
been established, a court should then apply a harmless error test to determine
whether the Doyle error was prejudicial. Chapman v. California, 386 U.S. 18, 21
(1967); Brecht v. Abrahamson, 507 U.S. 619, 629–30 (1993). We conclude the
prosecution’s questioning of the Detective was, while a Doyle error, harmless,
and thus not grounds for reversal.
2. Statement Two
¶ 31 Monkeya next argues that the prosecution introduced facts not in evidence
during closing argument when it argued:
[PROSECUTOR]: (Victim) started trying to hint to one of the
people who cares about her the most, her sister []. Her big
sister . . . . And she was looking for a way to speak up about it.
She said[], um, did you know [Monkeya] is handling rape cases?
And right then [she] knew. What? Huh? What you mean? Oh,
yeah.[Monkeya] handles – he handles rape cases. Did he touch
you? [She] knew…..
[COUNSEL]: Objection. Your Honor, I’m – I’m sorry, none of
that was in evidence.
THE COURT: Overruled.
Hearing Tr. 67.
¶ 32 In characterizing these remarks as prosecutorial misconduct, Monkeya
alleges that the statement contained facts not in evidence and inadmissible
hearsay. He argues the underlying testimony had been excluded at trial, and
therefore the prosecutor’s statement contained facts not in evidence. In Camacho
we held “it is improper for the prosecutor to refer to evidence not admitted at
trial.” Commonwealth v. Camacho, 2002 MP 6 ¶ 97. However, “prosecutors are
given reasonable latitude to fashion closing arguments, and they may argue
reasonable inferences drawn from the evidence . . . .” Id. ¶ 86.
¶ 33 During trial, the prosecution called both the alleged victim and her sister.
While the trial court sustained multiple hearsay objections during both witnesses’
testimony, the prosecution was still able to solicit admissible testimony,
including the testimony of the alleged victim’s sister questioning the alleged
victim about Monkeya, Witness Tr. 190–91, and the alleged victim confiding in
her sister about the alleged incidents, Witness Tr. 83. On review, we find the
statements made by the prosecution during closing argument were reasonable
inferences from admitted testimony. Thus, we do not need to reach the Jin Xin
Xiao three factor analysis, as Monkeya has failed to show adequate evidence of
prosecutorial misconduct in this instance.
3. Statement Three
¶ 34 The third statement Monkeya argues constituted prosecutorial misconduct
occurred during the prosecution’s rebuttal in closing arguments. He argues the
prosecution’s statements regarding victims’ reluctance to testify constitutes
impermissibly introduced expert testimony.5 The prosecution argues the
statement was based on reasonable inference from witness testimony. While
testimony was introduced highlighting the hesitation of some witnesses in the
instant case to report the sexual assault, the sweeping nature of the prosecution’s
statement (“every single victim who doesn’t have the nerve to report sexual abuse
or a sexual assault fears this very thing”) raises some concerns. Therefore we
apply the three Jin Xin Xiao factors.
¶ 35 Under the first factor, we consider any remedial jury instructions issued
by the trial court. Jin Xin Xiao, 2013 MP 12 ¶ 19. It is unclear from the record
whether a remedial instruction was given. However, the parties agree the jury
was provided with written jury instructions and the record includes a “What is
Not Evidence” instruction. A “What is Not Evidence” instruction educates jurors
5
Specifically, the prosecution argued:
[PROSECUTION]: ….Ladies and gentlemen, every single victim
who doesn’t have the nerve to report sexual abuse or a sexual assault
fears this very thing, that every issue they have, if they talk slow, if
they don’t have a good command of English. . . .If they’re not as
smart as the next person, if they’ve done something bad in the past,
if they’ve ever told a lie, if they’ve skipped school, if they were mean
to a co-worker, that when they come to court the blame will be put
on them. The focus will be put on them. And instead of looking
squarely at the defendant the attorneys will blame them for having
anxiety disorders. That the attorney will blame them for being in a
position that they need medication. The attorney will blame them for
being scared to report. That they will blame them for not coming
forward for fear that [their] uncle who’s a detective will get away
with it.
Hearing Tr. 77.
on what information they may have heard that should not be considered as
evidence, including “statements and arguments of the attorneys.” We conclude
the “What is Not Evidence” instruction was provided to the jury, and the first
factor of the Jin Xin Xiao analysis weighs in favor of the Commonwealth.
¶ 36 Under the second factor, we consider the context of the remarks. Id. The
challenged statement came during the Commonwealth’s rebuttal, and was one of
the final statements the jury heard. It directly attacked one of the primary pillars
of Monkeya’s defense—the long delay in reporting the assault. While the second
factor weighs in Monkeya’s favor, “we observe not simply the immediate
surroundings of this phrase, but also the remainder of the trial.” Id. ¶ 38. In the
broader context of the remarks, we find it unlikely such a broad generalization
greatly influenced the jury, particularly when it was immediately followed by a
permissible focus on the specific characteristics of the alleged victim.
¶ 37 Under the third factor, we consider the strength of evidence supporting the
conviction. Id. ¶ 19. There was ample evidence to convict Monkeya. As such,
while the prosecution’s comments may have been improper, or at least
inadvisable, they did not “so infect the trial with unfairness as to make the
resulting conviction a denial of due process.” Id. ¶ 40 (quoting Parker, 567 at
45).
¶ 38 We conclude these statements, even if constituting prosecutorial
misconduct, were harmless and do not warrant vacating Monkeya’s conviction.
As in Jin Xin Xiao, while we do “[not] approve of these statements, or [conclude]
that the same errors in a different trial would not merit a new trial,” we find “only
that it is not more probable than not, given the strength of the eviden