Commonwealth v. Rabauliman
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledJuly 13, 2004
Docket00-019 GA
JudgeDemapan
StatusPublished
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Full Opinion
FOR PUBLICATION
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
Plaintiff/Appellee,
v.
JOSE O. RABAULIMAN,
Defendant/Appellant.
Supreme Court Appeal No. 00-019 GA
Superior Court Criminal Case No. 98-0083
OPINION
Cite as: Commonwealth v. Rabauliman, 2004 MP 12
Argued and submitted on August 11, 2003
Saipan, Northern Mariana Islands
Decided July 13, 2004
Attorneys for Appellant: Attorney for Appellee:
Victorino D. Torres, Esq. Kevin A. Lynch
P.O. Box 501788 Assistant Attorney General
Saipan, MP 96950 Office of the Attorney General
Civic Center Complex
Susupe, Saipan, MP 96950
BEFORE: MIGUEL S. DEMAPAN, Chief Justice, ALEXANDRO C. CASTRO, Associate
Justice, and JOHN A. MANGLONA, Associate Justice.
DEMAPAN, Chief Justice:
¶1 Jose O. Rabauliman appeals his trial court conviction and sentence for the crimes of
kidnapping, oral copulation, rape, and assault and battery. Because we find the prosecutorial
misconduct was harmless beyond a reasonable doubt and the trial court did not abuse its discretion
in denying a motion for mistrial, we AFFIRM the conviction and sentence.
I.
¶2 In the early morning hours of March 28, 1998, Jose O. Rabauliman (“Rabauliman”), Hadley
Renguul (“Renguul”) and Sheldon Yano (“Yano”) were driving in their van along Beach Road.
After a few stops, they went to the Thirteen Fishermen Memorial and picked up Jake Ito (“Ito”).
Continuing north, they saw two women, Wen Qun Li and Hong Jin Wang in front of the Horiguchi
Building.
¶3 Yano asked Renguul to stop so that he could scare the women. Renguul stopped the van and
Rabauliman asked what was going on. Yano said that he was going to take the women, to which
Rabauliman responded, “Go ahead, Par. I have money.” They got out of the van, took the women
from behind and dragged them to the van. During this time Ms. Li and Ms. Wang were kicking and
screaming. They carried and placed the women into the van at opposite ends. Ms. Li and Ms. Wang
were still screaming. In all of this commotion, one of Ms. Li’s shoes was knocked off and left in
the street outside of the building.
¶4 Renguul drove toward American Memorial Park and then turned toward Middle Road. At
Middle Road, Renguul and Yano discussed where to go and then decided to drive toward Marpi.
They wanted to go to Suicide Cliff, because they did not want to be seen with the Chinese women.
¶5 During the ride to Marpi, the women were scared and crying. Rabauliman said that when
Ms. Wang got into the van, she was shaking, appeared to be scared and was looking around in the
van. The men showed Ms. Li and Ms. Wang money, but the women asked to be taken back to
Garapan. One of the women was punched in the back of the head and she began to cry louder. Ms.
Wang again asked Rabauliman to go back. Renguul turned the music in the van louder at this point,
so that he wouldn’t hear their cries.
¶6 When they arrived at Suicide Cliff, the men got out of the van. For the third time, Ms. Wang
asked to go back, but Rabauliman told her that they were going to have sex there. The men
negotiated prices for sex, but the women were unresponsive and scared. Renguul and Rabauliman
took Ms. Wang near the monument, while Yano took Ms. Li to the other side of the road.
¶7 Ito, who had stayed in the car, approached the monument to ask the men for a cigarette.
There he saw Renguul and Rabauliman raping Ms. Wang at the same time. Renguul was raping Ms.
Wang vaginally, while Rabauliman hovered over her face and forced her to orally copulate with him.
Ito took Ms. Wang’s purse and rummaged through its contents. On the other side of the road, Yano
was having intercourse with Ms. Li.
¶8 When Renguul finished, he began looking for his knife. He moved the van closer to the
monument and turned on the headlights to look for it. Rabauliman and Yano saw the van moved
closer to the monument, walked over to it, but found that the keys were not in the ignition. At this
time, Ito was orally copulating with Ms. Wang. Rabauliman stated that the woman was screaming
as if she was going to die.
¶9 Unaware that any of this was taking place, Augustine Chong was driving up Suicide Cliff
that early morning. He was surprised when he heard screams. He said that he began to hear the
women’s screams before he came to the last curve on the way up to Suicide Cliff.
¶10 When the men saw approaching headlights, they all began to scatter. Renguul got into the
van and drove away. Rabauliman, Ito, and Yano ran into the boonies. Rabauliman took the trail
down to the Last Command Post. Ito and Yano took the trail down to the road and walked toward
the go-kart track. The victims were left at Suicide Cliff.
¶11 The police arrived and found the half-dressed women crying, hysterical and holding on to
one another. The police found a torn bra strap lying on the ground near the monument. Ms. Wang’s
pants were also torn. Ms. Li and Ms. Wang’s personal items were found strewn about on the
ground.
¶12 Photographs of the women show bruises of fingerprints and the outlines of fingers on their
thighs and extremities. There is also a photograph of Ms. Wang’s back, showing scrapes and cuts.
Other medical records indicate injuries to the genital area.
¶13 Later, on that same day, the investigation of the rape led the police to Renguul and
Rabauliman. They both gave statements to the police. They admitted to taking the women up to
Suicide Cliff. Renguul admitted to having sex with Ms. Wang, and Rabauliman admitted to having
oral sex with her. Rabauliman also admitted that the women were scared, shaking and crying when
they took them. Rabauliman told police that when he asked Ms. Wang for oral sex, she refused but
that he was able to persuade her using sign language. Both men claim to have offered the women
money for sex.
¶14 Two days later, on April 1, 1998, Ito went voluntarily to the police. He told them that he felt
bad about what happened and wanted to come forward. He gave a statement and agreed to plead
guilty to rape.
¶15 Renguul and Rabauliman were each charged with rape, criminal oral copulation, two counts
of kidnapping and assault and battery. They were tried together at the Superior Court. The jury trial
began on December 20, 1999 and continued through January 11, 2000. During the three weeks of
trial, the jury heard testimony from Ms. Li and Ms. Wang, Ito, Chong and the police officers who
were at the crime scene and later interviewed Rabauliman and Renguul. The defense offered
testimony from the defendants’ friends and family, who testified to their characters.
¶16 The closing arguments were delivered on January 11, 2000. During this time, the Prosecutor
made several statements which are the subject of this controversy. Three of the statements were
objected to, while four of the statements were not. Rabauliman characterizes these statements as:
1. Statements about facts not in evidence;
2. Unfairly attacking the role of the defense attorney;
3. Inviting the jury to make adverse inference against Rabauliman’s decision not to
testify in violation of his rights under the Fifth Amendment to the U.S. Constitution
and Article I, Section 4 (c) of the Constitution of the Northern Mariana Islands.
¶17 At the end of closing arguments, counsel for Rabauliman moved for a mistrial based on the
Prosecutor’s comment and references to his client’s invocation of his Fifth Amendment rights during
the summation. The motion for mistrial was denied.
¶18 The jury went into deliberation later that day. On January 12, the jury asked to hear and
review testimony of one of the victims, Ms. Wang. The jury also indicated at that time that they had
decided on all charges except one. The jury listened to a replay of Ms. Wang’s testimony, at their
request. On January 13, 2000, the jury returned a verdict finding both defendants guilty on all
charges.
¶19 Rabauliman was convicted of Rape, 6 CMC §§ 201, 1301(a) and 1303 (b)(4); Criminal Oral
Copulation, 6 CMC §§ 201, 1307(a); two counts of Kidnapping, 6 CMC §§ 201, 1421(a)(1) or (2),
1421(c)(2); and Assault and Battery, 6 CMC § 1202(a) & (b). He received a combined sentence of
41 years in prison, with 10 years suspended time. Renguul was also convicted on all counts.
Rabauliman now appeals his conviction and sentences based on the improper statements made by
the Prosecutor during closing arguments and rebuttal.
II.
¶20 The appeal being timely, this Court has jurisdiction pursuant to Article IV, Section 3 of the
Constitution of the Commonwealth of the Northern Mariana Islands and 1 CMC § 3102 (a).
III.
¶21 Rabauliman asserts that seven statements made by the Prosecutor during closing argument
and rebuttal were improper and seeks reversal of the conviction. He characterizes these statements
as unfairly attacking the defense attorney’s role and inviting the jury to draw inferences against a
defendant’s right not to testify. Rabauliman further asserts that the trial court abused its discretion
in denying his motion for a mistrial, since the statements made by the Prosecutor violated the Fifth
Amendment to the U.S. Constitution and N.M.I. Constitution Article I, Section 4(c).
¶22 Four out of the seven statements Rabauliman presents in this appeal were never objected to
at trial. Generally, failure to object to improper statements at trial precludes appellate review.
Commonwealth v. Saimon, 3 N.M.I. 365, 380 (1992). Even when counsel posed no objections at
trial, however, we have the discretion to look at a statement to determine whether it was improper,
and, if so, whether it constitutes “plain error.” Id.; see also, Com. R. Crim. P. 52(b) (“Plain errors
or defects affecting substantial rights may be noticed although they were not brought to the attention
of the court.”).
¶23 The power to notice plain error, even at the request of counsel, is one that courts exercise
cautiously. We will not invoke this power lightly. Saimon, 3 N.M.I. at 381. Attorneys have a duty
to their clients to raise objections during trial, so that the harm may be cured when it occurs.
Furthermore, appeals should be based on questions and objections raised during trial, not after a
review of the transcript.
¶24 Our Rule 52(b) is analogous to the Federal Rule of Criminal Procedure 52(b). We find
guidance in its interpretation by the U.S. Supreme Court:
The plain error doctrine of Rule 52(b) tempers the blow of a rigid application of the
contemporaneous-objection requirement. The Rule authorizes the Courts of Appeals
to correct only particularly egregious errors, those errors, those errors that seriously
affect the fairness, integrity or public reputation of judicial proceedings. In other
words, the plain-error exception to the contemporaneous-objection rule is to be used
sparingly, solely in those circumstances in which a miscarriage of justice would
otherwise result.
Saimon, 3 N.M.I. at 381 (quoting Untied States v. Young, 470 U.S. 1, 15, 105 S. Ct. 1038, 1046, 84
L. Ed. 2d 1, 12 (1985)).
¶25 When we do review statements under a plain error standard, we must judge them against the
whole record, so as “not to extract from episodes in isolation abstract questions of evidence and
procedure.” Id. For that reason, we shall review each statement in its context so that we can
understand more clearly its intended meaning and what harm, if any, came as a result.
¶26 Rabauliman’s first claim is that the Prosecutor pointed to facts which are not in evidence.
To support this assertion, he offers this statement made by the Prosecutor: “99.99% of all the people
we prosecute are drunk when they commit their crimes. Victims are drunk. Witnesses are drunk.
That’s a fact of life.”1
¶27 Rabauliman argues that in making this claim, the Prosecutor is trying to introduce the “fact”
that 99.99% of all people who are prosecuted are drunk. He claims that it is unfair, because he did
not have a chance to rebut this fact. From reviewing the record, it is obvious to the Court that this
statement was not meant to be understood as fact, but a figure of speech. We find that Rabauliman
1
All statements of the Prosecutor have been taken from the Excerpts of Record, unless otherwise noted.
has mistaken this rhetorical device for evidence, which it was never intended to be. We trust that
the jury understood that the Prosecutor simply meant many or most people when he said “99.99%.”
We do not think the jury took it literally.
¶28 In the context in which it was stated, the Prosecutor was making a commentary on the
prevalence of alcohol in criminal cases and was indicating to the jury that intoxication does not
relieve a person of responsibility for their action. He was making this statement in anticipation of
Rabauliman emphasizing his alcohol use as a defense in his summation, which he did. Further, the
Prosecutor included witnesses and victims in his statement about alcohol use. He did not single out
Rabauliman or the other defendants. We therefore find that the Prosecutor’s comment was not
meant as evidence and that the statement did not prejudice Rabauliman.
¶29 Next, Rabauliman raises issue with two statements, each made in succession. Read together
they are:
If you notice, nobody who talked about what happened up there at Suicide Cliff,
nobody who has ever been charged with any of these crimes said, “I raped. I forced
somebody to suck my penis.” And the reason is, and everybody likes to do this.
“While bad things happened, but I didn’t do it. I was in the wrong place at the wrong
time.” Nobody wants to admit they are rapists. Even people you’ve seen plead
guilty to rape have a reluctance to come in and say, “I am a rapist.”
¶30 Rabauliman also argues that the Prosecutor has improperly drawn the jury’s attention to his
choice not to testify. Considered in context, we must disagree. The Prosecutor was commenting
on statements made by Rabauliman to the police and not on his Fifth Amendment right, as
Rabauliman suggests.
¶31 This case has one unique aspect that most Fifth Amendment cases do not: although the
defendants exercised their right not to testify, they did give statements to the police which were
admitted into evidence. A prosecutor does not have a right to comment upon or make inference to
a defendant’s exercise of his or her Fifth Amendment right. On the other hand, a prosecutor does
have the right to comment on statements made by the defendants, admitted into evidence. See U.S.
v. Werme, 939 F.2d 108, 117 (3rd Cir. 1991) (“The prosecutor is entitled to considerable latitude in
summation to argue evidence and any reasonable inferences that can be drawn from that evidence.”)
Before making these comments, the Prosecutor referred to the contradictions in the police statements
made by Renguul and Rabauliman. He was explicit about to what he was referring.
¶32 We note also that immediately after these statements, the Prosecutor singles out Renguul
specifically, and uses this as an explanation of why Renguul did not tell the truth in his police
statement. The Prosecutor says Renguul’s statements are inconsistent with Renguul’s own
statement, with Rabauliman’s statement and with the evidence. In cases where there are two
defendants tried together, courts will only review statements for error that were directed at the
person bringing the appeal. Compare U.S. v. Moreno, 991 F.2d 943 (1st Cir 1993), with U.S. v.
Hardy, 37 F.3d 753 (1st Cir 1994). If the above statements were improper, we find that they would
have adversely affected Renguul, not Rabauliman. Hence, we cannot find error, upon Rabauliman’s
appeal, based on this statement.
¶33 The final statement to be reviewed under the plain error standard is as follows:
So, how do we know that somebody was confined for the purpose of raping her?
Well, it would be really nice if you make my job very, very, easy if the defendants
had these little posted notes and they went around and stuck them on everything
when they committed the crimes and they said, “I, Joe Rabauliman, have done this
with the intent of,” and then they stick the little sticky notes outside. But they don’t
do that.
¶34 Rabauliman argues that the Prosecutor is making reference to his right not to testify. He
claims that had Rabauliman put out sticky notes, he would be testifying. In referring to his failure
to put out sticky notes, then, the Prosecutor is referring to Rabauliman’s failure to testify.
Rabauliman claims that the above statement places a heavy blame on him for not testifying. We
disagree.
¶35 Rabauliman makes this assertion without basis. He cites no authority upon which to base
his conclusion, nor does he provide the Court any analysis to make logical his assertion. He did not
find this comment objectionable at trial. Instead, he puts it before this Court for the first time on
appeal, but is unable to explain why.
¶36 We find this argument to be based on these “episodes in isolation” from which Rabauliman
wishes the Court to extract “abstract questions of evidence and procedure,” that neglect to look at
the context of the trial. Saimon, 3 N.M.I. at 381. When this comment was made, the Prosecutor was
explaining to the jury one of the elements of kidnapping; namely, that of intent. We know this,
because immediately before the passage above, the Prosecutor said, “. . . there has to be intent to
commit that other crime. The law says if you unlawfully confine for a substantial period for the
purpose of committing this crime. So, how do you know…?” Directly after this passage, he said,
“Nobody does that. It’s a very rare occurrence and that is why the law allows you to infer
somebody’s intent from what they do. The law supposes that you intend the naturally consequences
of your acts when you do something.”
¶37 Although the Prosecutor refers to Rabauliman by name, we cannot agree that he is referring
to his choice to assert his right not to testify. In context, the “sticky notes” example was a way of
telling the jury that there is no direct, tangible evidence of intent. The Prosecutor does not refer,
either explicitly or implicitly to Rabauliman’s failure to take the stand. If anything, he is referring
to Rabauliman’s actions during the night the crime was committed, not during trial. We find it a
stretch of the imagination that placing sticky notes at the scene of a crime is a reference to testimony
during the time of trial. Hence, we do not find any infringement of a substantial right in this
comment.
¶38 Having reviewed the statements made by the Prosecutor against the entire record, we decline
to reverse the decision of the jury on the basis of plain error. Plain error is a stringent standard,
difficult to overcome. Under this standard, we shall correct only particularly egregious errors that
seriously affect the fairness, integrity, or public reputation of judicial proceedings. See, e.g. U.S. v.
Young, 470 U.S. 1, 105 S. Ct. 1038, 84 L. Ed. 2d 1 (1985).
¶39 Two of the statements do not require our consideration as they were not directed at
Rabauliman, but his co-defendant Renguul. Further, the other statements considered in this appeal,
whether read singly or cumulatively, do not rise to the level required for a plain error reversal. We
are not convinced that the misconduct is so pronounced and persistent that it “permeated the entire
atmosphere of the trial.” Saimon, 3 N.M.I at 381 (citing U.S. v McLain, 823 F.2d 1457, 1462 (11th
Cir. 1987)).2 Consequently, we find no plain error.
¶40 We turn now to those comments to which objections were made during trial. If a timely
objection to an improper statement is made at trial, we apply a harmless error test to determine
whether it is more probable than not that the prosecutor’s conduct materially affected the fairness
of the trial. Saimon, 3 N.M.I at 379-80; Com. R. Crim. P. 52(a) (“Harmless Error. Any error, defect,
irregularity or variance which does not affect substantial rights shall be disregarded.”);
Commonwealth v. Delos Reyes, 4 N.M.I. 340, 342 (1996).
2
While there is no clear line in deciding what shall and shall not constitute prosecutorial misconduct so pronounced
as to warrant reversal, the United States Supreme Court offers some guidance on the issue. The question is:
“whether the degree of prejudice, buttressed by the legitimate interest in deterring prosecutorial misconduct, is
sufficient to warrant reversal.” U.S. v. Young,. 470 U.S. 1, 37, 105 S. Ct. 1038, 1057, 84 L. Ed. 2d 1, 26 (1985).
Where a prosecutor opined in rebuttal that the defendant was guilty and urged the jury to “do its job,” the Court
found the misconduct was not so egregious as to overturn the conviction. Id. Ambiguous statements that might or
might not affect the jury may be permissible whereas remarks that are focused, unambiguous and strong are not.
Darden v. Wainright, 477 U.S. 168, 193, 106 S.Ct. 2464, 2478, 91 L. Ed. 2d 144, 165 (1986). When it is
impossible to read the transcript of a summation without seeing it as “a calculated and sustained attempt to inflame
the jury,” the prosecutorial misconduct is not “slight or confined to a single instance, but [ ] so pronounced and
persistent, with a probable cumulative effect upon the jury [that it] cannot be disregarded as inconsequential.” Id.
(citations omitted)
¶41 As this Court noted in Commonwealth v. Lucas, 2003 MP 9 ¶ 13 n.10, the harmless error
concept was developed by appellate courts to embody and implement the truism that no litigant is
assured a perfect trial, only a fair one. Since some errors inevitably occur during a contested trial,
it would be impossible to administer a judicial system in which every trial court error, no matter how
minor or how non-critical to the outcome, would automatically trigger a new trial, let alone a
reversal. Id. (citing Neder v. United States, 527 U.S.1, 18, 119 S. Ct. 1827, 1838, 144 L. Ed. 2d 35,
53 (1999)). The doctrine of harmless error enables a reviewing court to excise the evidence subject
to objection and then examine the untainted evidence to see whether the same result would assuredly
follow. Id.
¶42 Accordingly, there are two parts to the harmless error analysis. First, we shall consider the
statements in context to determine whether an error has occurred affecting a substantial right. If
there is error, we shall then look to the record of the trial to determine whether the error was
harmless beyond a reasonable doubt. Saimon, 3 N.M.I. at 380.
¶43 The first statement we shall review under a harmless error standard is:
Chong testified that Ms. Wang struggled and screamed the whole time on his way
up there.[sic] Why would he lie? Now, there are only two people in the courtroom
who have a real incentive to lie. And we know who they are. Mr. Rabauliman and
Mr. Renguul because they are attempting to escape.
We find no error in this statement for two reasons. First, the comment refers to the statement
Rabauliman made to the police and not to his right to testify. In making this statement, the
Prosecutor was referring to the state of mind of Rabauliman and Renguul when they spoke to the
police and their incentive to lie. As discussed above, a prosecutor may refer to these statements just
as he may refer to anything admitted into evidence in this trial. It is only the defendants’ right to
chose not to testify that is protected.
¶44 The second, and more compelling, argument, that there was no error, comes from
Rabauliman himself. After speaking with the Judge and Rabauliman, the Prosecutor came back to
the jury and said:
First, ladies and gentlemen it goes without saying you’ve already been advised more
than one time, the defendants have an absolute right not to testify. You may not hold
against them that they did not testify but they did give statements to the police. And
to the extent that they lied in those statements . . . they have a valid motive for not
telling the truth to the police.
Rabauliman himself offers to this Court that this instruction may have cured any harm done by the
statement. Appellant’s Opening Brief at 15. We agree. Although we find no error in the statement,
we also find that the instruction to the jury was curative and clarified what the Prosecutor meant.
¶45 We find two comments in particular, however, that have raised our judicial eyebrow. They
have crossed a line and have infringed upon Rabauliman’s rights. We shall examine each of these
statements below.
¶46 The first was made by the Prosecutor during rebuttal:
Under our rules of ethics, defense lawyers have one duty, one obligation and that is
to zealously represent their client with the duty, and within the bounds of ethics and
the law, that is their only consideration and whether these men are guilty or innocent,
does not concern them, whether they go out and rape a dozen more women.3
¶47 In its defense, the Commonwealth has pointed out that a prosecutor is entitled to a fair
response when its case is attacked by the defense attorney. U.S. v Flynn, 196 F.3d 927 (8th Cir.
1999). Indeed, the defense attorney had attacked the Commonwealth’s case by telling the jury in its
closing that the Commonwealth is saying, “if you don’t agree with us, you’re racist.” In responding
3
At this point, an objection was made by Rabauliman. There was no offer of proof on the objection and the court
made no ruling. The Prosecutor completed his thought as follows: “[i]t is the government’s duty, the government’s
attorney has to be responsible for the protection of the entire community and for the enforcement of all the laws so if
there is a difference in what we say that is where it comes from.”
to this assertion, the Commonwealth maintains, the Prosecutor was attempting to explain why the
defense and prosecution interpret facts differently. It is not enough, however, that the response is
invited under a fair response theory. The comment must also be fair. Id. at 930. We find that it is
not.
¶48 In performing our review, we are reminded that “while the prosecutor may strike hard blows,
he or she is not at liberty to strike foul ones.” Saimon, 3 N.M.I at 382 (citing Berger v. United States,
295 U.S. 78, 88, 55 S. Ct. 629, 633, 79 L. Ed. 1314, 1321 (1935)). We are particularly concerned
with the statement, “[it] does not concern them [defense counsel] whether they [defendants] go out
and rape a dozen more women.” This is a flagrant and unnecessary attack on the role of defense
counsel.
¶49 In Saimon, we cited two cases which give us guidance in distinguishing “hard blows” from
“foul ones.” Id. at 383-84. In Carol v. Oklahoma, 756 P.2d 614, 617 (Okla. 1988), the court
declined to find impropriety in a prosecutor’s statement, reasoning that the statements were an
interpretation of evidence and not an improper attack of defense counsel (prosecutor commented that
the defense attorney was “talking as a smoke screen”). In California v. Miller, 790 P.2d 1289 (Cal.
1990), a prosecutor, during closing arguments, stated that “the defense can come in here and say
pretty much whatever they want to.” As the statement did not directly impugn defense counsel’s
honesty or integrity, it was not found improper. Id.
¶50 We find that this statement made by the Prosecutor in rebuttal is not a fair response to
defense counsel’s attack. Instead, it is a foul blow to the role of the defense counsel. It is not
directed at the interpretation of evidence, but at the person. Further, it impugns the integrity of the
defense counsel, by suggesting that they would have neither care nor concern if dozens of women
in their community were raped. This statement can neither be ignored nor condoned by this Court.
Accordingly, we find that this statement is evidence of prosecutorial misconduct.
¶51 Moreover, we agree with Rabauliman that with another comment the Prosecutor improperly
referenced his right not to testify. In his closing argument, the Prosecutor said: “[d]efendants do
not have to take the stand and you may not hold it against them if they didn’t. But if they had, if they
had taken the stand and said, ‘those little Chinese tramps wanted it.’” The court sustained an
objection to the above statement. The Prosecutor continued: “[i]t’s not less offensive that these
defendants get their lawyers to stand up and say these things for them. Defendants think that you
are going to ignore what they did because they are Chinese.”4
¶52 Defendants in a criminal trial have a right not to testify.5 Direct reference by a prosecutor
to a defendant’s decision not to testify is always a violation of the defendant’s Fifth Amendment
right against self-incrimination. Griffin v. California, 380 U.S. 609, 85 S. Ct. 1229, 12 L. Ed. 2d
106 (1965). Indirect references to the defendant’s failure to testify are constitutionally
impermissible if “the language used was manifestly intended to be or was of such a character that
the jury would naturally and necessarily take it to be a comment on their defendant’s failure to
testify.” United States v. Lyon, 397 F.2d 505, 509 (7th Cir. 1968).
¶53 The Prosecutor prefaced his statement by reminding the jury that the defendants are not
required to testify. He continues, then, by violating the very right he had just explained. He knew
he was going to refer to the fact that they didn’t testify. In doing so, he not only alerted the jury to
4
Rabauliman did not renew his objection to this second statement, thus it should be reviewed under a plain error
standard. We place it here, however, to give meaning and context to statement before it. As plain error is a stricter
standard than harmless error and we find this error to be harmless, discussing this statement in this section shall not
affect the outcome.
5
The Fifth Amendment to the Untied States Constitution, “[n]o person shall be . . . compelled in any criminal case
to be a witness against himself,” and Artilce I, Section 4(c) of the CNMI Constitution, “[n]o person shall be
compelled to give self-incriminating testimony.”
the fact Rabauliman didn’t testify, but then goes one step further. He testifies for Rabauliman by
telling the jury what he would have said, had he taken the stand.
¶54 The Commonwealth asks us to look at this comment in the context of the larger argument.
The Prosecutor had a recurring theme that the victims were “disposable.” He called attention to the
fact that defense lawyers were using the way the women were dressed, their age, and their race as
a defense for the crime. While we agree that this was a valid point to make during argument, we
find there are many ways in which the Prosecutor could have made it. It was not necessary to
reference Rabauliman’s exercise of his Fifth Amendment right. Accordingly, we find this comment
to be “manifestly intended to be a comment on the defendant’s failure to testify” and thus
impermissible, both by the United States Constitution and the CNMI Constitution. U.S. ex rel.
Burke v. Greer, 756 F.2d 1295, 1300 (7th Cir. 1985).
¶55 Errors of this kind, however, are not per se error requiring automatic reversal. Chapman v.
Supreme Court of the United States, 386 U.S. 18, 87 S.Ct. 824, 17 L. Ed. 2d 705 (1967). We must
look to the record and determine whether the constitutional error was harmless beyond a reasonable
doubt. Id. at 710-11. It is our duty to consider the trial record as a whole and ignore errors that are
harmless, including most constitutional violations.6 Id.
¶56 The question we must ask ourselves is this: absent the Prosecutor’s allusion to the
Rabauliman’s failure to testify and his improper remarks about the defense counsel, is it clear
beyond a reasonable doubt that the jury would have returned a verdict of guilty? The jurors sat in
the courtroom for almost three weeks, observing and listening to the attorneys and witnesses. Plenty
6
While the U.S. Supreme Court has recognized the application of the harmless error rule for a violation of the Fifth
Amendment, other rights have been acknowledged as “so basic to a fair trial that their infraction can never be treated
as harmless error.” Chapman v. Supreme Court of the United States, 386 U.S. 18, 23 & n.8, 87 S.Ct. 824, 827-28 &
n.8, 17 L. Ed. 2d 705, 710 & n.8 (1967). These rights include coerced confession, right to counsel and an impartial
judge. (citations omitted)
of testimony was heard from the victims as well as Rabauliman’s accomplice. Rabauliman himself
gave a statement to the police which was admitted into evidence. In this statement, Rabauliman
admitted that force was used to get the women in the car, that they looked scared during the trip to
Marpi and that he engaged in oral copulation with Ms. Li. He further admitted that Ms. Wang
refused to engage in oral copulation with him.
¶57 Additionally, there is testimony by Mr. Chong, a neutral witness. He was unconnected with
anyone involved and had no incentive to lie. He testified that he heard screams from the women as
he was approaching the last curve to Suicide Cliff. Moreover, police officers testified that when
they arrived at the scene, the women were crying hysterically, half-naked and holding on to each
other.
¶58 There is also physical evidence indicating guilt.7 One of the women’s shoes was found at
the place where she was kidnapped, signifying force. There are medical records that show
fingerprint bruises on the women and scrapes on their backs. At Suicide Cliff, a woman’s torn bra
strap and torn pants were found.
¶59 In his defense, Rabauliman offers dubious theories and weak excuses. His claim was that
the sex was consensual and that since he was drunk he may not have known if the women did not
consent. He offers evidence that the women wore short skirts and walked the street in the early
morning. Rabauliman asserts that they took the women to Suicide Cliff because they were
embarrassed to be seen with Chinese women . He further posits that the women made up the story
to avoid deportation if they were found guilty of prostitution. He ignores the fact that even
prostitutes can be rape victims if they do not give their consent.8
7
We should also note that for the charges of kidnapping and rape, Rabauliman was tried and convicted on a theory
of aiding and abetting. Thus, the evidence against his accomplices was also considered by the jury.
8
There was no conclusive evidence to support a finding that the women were prostitutes.
¶60 Rabauliman draws our attention to two cases where convictions were overturned on the basis
that errors made by the prosecutor were harmful, rather than harmless. In both of those cases there
was flimsy evidence and no clear identification of the defendants. United States ex rel. Burke v.
Greer, 756 F.2d 1295 (7th Cir. 1985) (no positive identification, all evidence circumstantial); U.S.
v. Hardy, 37 F.3d 753 (1st Cir 1994) (only evidence was one witness’ testimony, all circumstantial,
no physical evidence, no clear identification). We find the present case distinguishable in light of
the overwhelming evidence and Rabauliman’s own statements. Unlike either of the cases cited,
there is no problem of identification here, since Rabauliman admits being present and taking part
in the activities.
¶61 There is also evidence that the jury made their decision without regard for the Prosecutor’s
inappropriate statements. During deliberations, the jury requested and then listened to a playback
of Ms. Wang’s testimony. At the time of the request, they also indicated to the judge that they had
made their decision on all but one charge for one defendant. Although we don’t know what that
charge was, this indicated to the Court that they were considering the evidence to make their
decision,