Estate of Smith v. Kannarkatt, A., M.D., Aplts.
CourtSupreme Court of Pennsylvania
Date FiledOctober 29, 2026
Docket17 MAP 2025
JudgeBrobson, P. Kevin
StatusPublished
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Full Opinion
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IN THE SUPREME COURT OF PENNSYLVANIA
MIDDLE DISTRICT
TODD, C.J., DONOHUE, DOUGHERTY, WECHT, MUNDY, BROBSON, McCAFFERY, JJ.
MARVIN SMITH (DECEASED), : No. 17 MAP 2025
INDIVIDUALLY AND AS ADMINISTRATOR :
OF THE ESTATE OF TANYA SMITH, : Appeal from the Order of the
DECEASED, : Superior Court at No. 1084 MDA
: 2022 dated March 11, 2024
Appellee : vacating and remanding the Order
: of the York County Court of
: Common Pleas, Criminal Division,
v. : at No. 2018-SU-002317 dated
: July 6, 2022.
:
ANNIE KANNARKATT, M.D., AND CANCER : ARGUED: March 11, 2026
CARE ASSOCIATES OF YORK, INC., :
:
Appellants :
OPINION
JUSTICE BROBSON DECIDED: October 29, 2026
Oftentimes, as a part of establishing liability in a medical malpractice action, a
plaintiff must present expert medical testimony that a defendant’s conduct fell below
acceptable medical standards and that the conduct was the proximate cause of the
plaintiff’s harm. There are instances, however, when a plaintiff cannot meet this standard
because there exists a possibility that the plaintiff’s harm would have resulted irrespective
of the quality of the medical treatment provided. Concluding that a defendant cannot
escape liability simply based upon that statistical possibility, this Court, in Hamil v.
Bashline, 392 A.2d 1280 (Pa. 1978), adopted a standard that relaxed a plaintiff’s burden
of proving causation in those circumstances.
Specifically, the Hamil Court held that “causation may be founded upon expert
opinion testimony to the effect that [the] defendant failed to exercise reasonable care in
performing an undertaking to render services to a patient which the defendant should
recognize as necessary for the other’s protection, that this failure increased the risk of
physical harm to the patient, and that such harm did in fact result.” Hamil, 392 A.2d
at 1283. In this discretionary appeal, we must determine whether the Superior Court
correctly applied this so-called “increased risk of harm” standard of causation in this case.
For the reasons that follow, we hold that the Superior Court applied the standard correctly.
Accordingly, we affirm.
I. BACKGROUND
On March 8, 2017, Tanya Smith (Decedent) presented to an oncological surgeon
at WellSpan York Hospital (WellSpan) with an enlarged lymph node that was in her armpit
and had been discovered during her treatment for shoulder pain. The oncological
surgeon biopsied the lymph node. John Wright, M.D. (Dr. Wright), a WellSpan
pathologist, reviewed the biopsy and indicated a pathological diagnosis of metastatic
breast cancer. 1
In the week following Dr. Wright’s issuance of the pathology report, Decedent
underwent additional testing in the form of a CT scan, PET scan, mammogram, and
ultrasound. This testing did not reveal evidence of a primary tumor site or suggest that
Decedent’s cancer originated in the breast. Moreover, the results of the CT and PET
scans included lymphoma as a differential diagnosis.
On March 21, 2017, Decedent began treating with Annie Kannarkatt, M.D. (Dr.
Kannarkatt), an oncologist at Cancer Care Associates of York, Inc. (Cancer Care
1 More specifically, Dr. Wright provided a pathological diagnosis of “metastatic
adenocarcinoma compatible with breast origin involving lymph node.” (N.T., Trial,
4/26/2022, at 234.)
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Associates). Dr. Kannarkatt had access to Decedent’s medical records and the
competing impressions contained therein. Nonetheless, without further investigation,
Dr. Kannarkatt proceeded to treat Decedent for breast cancer, which treatment included
chemotherapy and radiation therapy. While the areas exposed to radiation therapy saw
improvement, the chemotherapy produced little to no improvement in Decedent’s
condition.
On November 30, 2017, Decedent underwent another PET scan, which revealed
that her cancer had spread significantly. The spread of the disease into Decedent’s
abdomen resulted in the removal of her gallbladder in March 2018. A biopsy of the
cancerous tissue from Decedent’s gallbladder led to a revised diagnosis of ALK positive
large B-cell lymphoma, an incredibly rare and aggressive form of cancer. Of note, a
reexamination of the tissue samples taken in March 2017 revealed that those samples
were identical to the March 2018 tissue samples, indicating that Decedent was suffering
from ALK positive large B-cell lymphoma—and not metastatic breast cancer—all along.
Upon receiving the revised diagnosis, Decedent transferred her care to the Milton
S. Hershey Medical Center (Hershey Medical) and began treating with oncologist Seema
Naik, M.D. (Dr. Naik). Decedent underwent chemotherapy directed to lymphoma-type
cancers, which produced little to no response. Decedent then underwent treatment
known as “salvage” chemotherapy, which reduced her cancer load to the point of enabling
her to undergo a stem cell transplant. Decedent did not respond positively to the stem
cell transplant, and she died on January 6, 2019.
Prior to her death, Decedent and her husband, Marvin Smith (Mr. Smith), also now
deceased (collectively, the Smiths), filed suit against Dr. Kannarkatt and Cancer Care
Associates (collectively, Appellants) in the Court of Common Pleas of York County (trial
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court). 2 In the operative complaint, the Smiths asserted that Dr. Kannarkatt owed a duty
of care to Decedent and that Dr. Kannarkatt acted negligently by, inter alia: (1) failing to
properly diagnose Decedent’s cancer; (2) failing to confirm that Decedent had breast
cancer; (3) failing to consult with pathology for purposes of ruling out other cancers; and
(4) prescribing and treating Decedent with incorrect and ineffective chemotherapy. The
Smiths asserted that Dr. Kannarkatt’s negligence increased the risk of harm to Decedent,
was a direct and proximate cause of her injuries and death, and deprived her of the ability
to survive past January 6, 2019. The Smiths claimed damages for the medical expenses
that Decedent incurred and the pain and suffering that she endured as a result of
Dr. Kannarkatt’s negligence. The Smiths also asserted a claim of vicarious liability
against Cancer Care Associates.
The matter was first tried before a jury in October 2021, but that trial ended in a
mistrial caused by a hung jury. A second jury trial commenced on April 25, 2022. The
Smiths presented several witnesses in support of their case-in-chief, including:
(1) causation expert Robert Soiffer, M.D. (Dr. Soiffer); (2) Dr. Kannarkatt; (3) Dr. Naik;
(4) Dr. Wright; (5) Mr. Smith; and (6) standard-of-care expert Gerald Goldklang, M.D.
(Dr. Goldklang). Appellants also presented the expert testimony of Richard
Ambinder, M.D., out of turn—i.e., before the Smiths rested their case.
After the Smiths rested, Appellants moved for compulsory nonsuit. Following
argument, the trial court granted Appellants’ motion, concluding that the Smiths failed to
present sufficient evidence to prove causation. The Smiths then sought post-trial relief,
which the trial court denied. The trial court entered judgment in favor of Appellants, and
2 As the caption indicates, the named plaintiff-appellee is now “Marvin Smith (Deceased),
Individually and as Administrator of the Estate of Tanya Smith, Deceased.” We,
nonetheless, refer to plaintiff-appellee as “the Smiths” for ease of reference. Moreover,
the Smiths named additional defendants in their suit, but those defendants are no longer
involved in this matter as a result of proceedings not relevant to this appeal.
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the Smiths appealed to the Superior Court. Relevant here, the Smiths contended that the
trial court erred by granting a compulsory nonsuit, and by refusing to remove the nonsuit
and award a new trial, because the Smiths presented sufficient evidence of causation
under the “increased risk of harm” standard described in Hamil such that the case should
have been submitted to the jury.
The Superior Court agreed. By the Superior Court’s account, the record evidence
demonstrated that the clinical and radiological findings in Decedent’s case were
inconsistent with Dr. Wright’s preexisting pathological diagnosis of metastatic breast
cancer. The Superior Court added that Dr. Goldklang testified that Dr. Kannarkatt, as the
medical oncologist who is “a very integral part of the process” and “who is going to be
treating the patient with significant chemicals,” had an obligation to speak directly to the
pathology group for purposes of questioning the diagnosis in light of the conflicting
findings before her. Smith v. Kannarkatt (Pa. Super., No. 1084 MDA 2022, filed
March 11, 2024), slip op. at 16 (quoting N.T., Trial, 4/27/2022, at 343, 347, 392). The
Superior Court additionally observed that, per Dr. Goldklang, Dr. Kannarkatt’s failure to
do so fell below the standard of care in the evaluation and treatment of Decedent.
The Superior Court continued by observing that “the evidence also demonstrated
that the incorrect diagnosis that went unchallenged by Dr. Kannarkatt resulted in
Decedent undergoing approximately one year of debilitating chemotherapy with drugs
that were inappropriate to her cancer.” Id. (relying upon Mr. Smith’s testimony that,
between March 2017 and March 2018, Decedent was always going through
chemotherapy treatments, which “resulted in her not being able to do ‘hardly . . . anything’
anymore” (alteration in original) (quoting N.T., Trial, 4/27/2022, at 417)). The Superior
Court additionally relied upon testimony from Dr. Soiffer that Decedent’s cancer “spread
considerably” during that time and that, as a result of receiving the incorrect treatment,
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“Decedent was ‘deprive[d] . . . of a substantially better opportunity for a longer life.’” Id.,
slip op. at 17 (alterations in original) (quoting N.T., Trial, 4/26/2022, at 183, 189-90). The
Superior Court also reasoned that, while Dr. Soiffer could not opine with certainty as to
what Decedent’s likelihood of survival would have been, he was not required to offer such
testimony under Hamil.
The Superior Court next distinguished Montgomery v. South Philadelphia Medical
Group, Inc., 656 A.2d 1385 (Pa. Super. 1995), which Appellants relied upon in support of
their contrary position that the Smiths presented insufficient evidence of causation to
allow the jury to decide the case. As described in more detail below, Montgomery
involved a plaintiff’s claim that a physician’s assistant negligently failed to refer the plaintiff
to a physician for pain in her breast that was ultimately diagnosed as breast cancer. The
Superior Court observed, here, that the plaintiff’s expert in Montgomery was unwilling or
unable “to state whether the plaintiff’s risk of harm was increased where ‘there was no
evidence that an examination by a physician would have disclosed anything more than
was discovered by the . . . physician’s assistant.’” Smith, slip op. at 17-18 (quoting
Montgomery, 656 A.2d at 1393). The Superior Court reasoned that, in contrast,
Dr. Soiffer’s testimony provided a basis for the jury to find that Dr. Kannarkatt’s failure to
question the pathologist’s diagnosis “resulted in a significant delay in proper treatment[,]
which substantially reduced Decedent’s chance for a better outcome—an outcome that
could have included complete remission after proper chemotherapy modalities and,
thereafter, a total cure through a subsequent bone marrow transplant.” Id., slip op. at 18
(citing N.T., Trial, 4/26/2022, at 180-81 (explaining that bone marrow transplants can cure
patients with Decedent’s diagnosis and that transplant outcome declines with increase in
disease or when patients are “later in their course”)).
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In sum, the Superior Court explained that, pursuant to Hamil, “medical opinion
need only demonstrate, with a reasonable degree of medical certainty, that a defendant’s
conduct increased the risk of the harm actually sustained, and the jury then must decide
whether that conduct was a substantial factor in bringing about the harm.” Id. (emphasis
omitted) (quoting Jones v. Montefiore Hosp., 431 A.2d 920, 924 (Pa. 1981)). The
Superior Court observed that the record evidence “supports a finding that Dr. Kannarkatt
breached her duty of care by failing to question Dr. Wright’s pathological diagnosis in light
of the incompatible clinical and radiological findings and, in doing so, increased
Decedent’s risk of harm by substantially delaying her ability to receive proper treatment,
while simultaneously allowing the disease time to mutate and spread further throughout
her body, which was, in turn, weakened by a year’s worth of inappropriate breast cancer
chemotherapy.” Id., slip op. at 18-19. Concluding that the trial court, thus, erred in
refusing to permit the jury to determine whether Dr. Kannarkatt’s conduct was a
substantial factor in bringing about Decedent’s harm, the Superior Court vacated the trial
court’s judgment and remanded the matter for a new trial.
II. ANALYSIS
At Appellants’ request, we granted allowance of appeal to consider “[w]hether the
Superior Court properly applied the increased risk of harm standard established by Hamil
. . . and its progeny as it relates to expert testimony regarding the risk and resultant harm.”
Smith v. Kannarkatt, 333 A.3d 1263 (Pa. 2025) (per curiam). This issue presents a
question of law, for which our standard of review is de novo and our scope of review is
plenary. In re Vencil, 152 A.3d 235, 241 (Pa. 2017). Moreover, given that this case
concerns the propriety of the trial court’s award of a compulsory nonsuit in Appellants’
favor and its subsequent refusal to remove that nonsuit, we note that
[t]he rules regarding a compulsory nonsuit are well established. A judgment
of nonsuit can be entered only in clear cases, and a plaintiff must be given
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the benefit of all evidence favorable to him, together wi[th] all reasonable
inferences of fact arising therefrom, and any conflict in the evidence must
be resolved in his favor. Thus[,] an order granting a nonsuit is proper only
if the jury, viewing the evidence and all reasonable inferences arising from
it, in the light most favorable to the plaintiff, could not reasonably conclude
that the elements of the cause of action have been established.
However, it is also well settled that a jury can not be permitted to
reach its verdict on the basis of speculation or conjecture, and that a
judgment of nonsuit is properly entered if a plaintiff has not introduced
sufficient evidence to establish the elements necessary to maintain an
action. In addition, it is the duty of the trial judge to determine, prior to
sending the case to the jury, whether . . . the plaintiff has met this burden.
Morena v. S. Hills Health Sys., 462 A.2d 680, 682-83 (Pa. 1983) (citations omitted).
Ordinarily, to make out a prima facie case of medical malpractice, a plaintiff must
establish that: (1) the physician owed a duty to the patient; (2) the physician breached
that duty; (3) the breach of duty was the proximate cause of, or a substantial factor in,
bringing about the patient’s harm; and (4) the patient suffered damages that were a direct
result of the harm. Mitzelfelt v. Kamrin, 584 A.2d 888, 891 (Pa. 1990). Generally
speaking, “[a] plaintiff is also required to present an expert witness who will testify, to a
reasonable degree of medical certainty, that the acts of the physician deviated from good
and acceptable medical standards, and that such deviation was the proximate cause of
the harm suffered.” Id. at 892. As noted, however, there are some cases in which
meeting this standard would be “impossible” because the circumstances are such that a
percentage of patients would suffer harm regardless of the quality of the medical
treatment rendered. Id.
Lest a defendant be rendered immune from liability “because of uncertainties as
to the consequences of his negligent conduct,” this Court in Hamil adopted Section 323(a)
of the Restatement (Second) of Torts (1965) (Restatement) to address such situations.
Hamil, 392 A.2d at 1286-88. Section 323(a) of the Restatement provides:
One who undertakes, gratuitously or for consideration, to render services to
another which he should recognize as necessary for the protection of the
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other’s person or things, is subject to liability to the other for physical harm
resulting from his failure to exercise reasonable care to perform his
undertaking, if
(a) his failure to exercise such care increases the risk of such
harm . . . .
Restatement § 323(a). In contrast to the typical case in which a plaintiff alleges that a
defendant’s conduct “set in motion a force which resulted in harm,” Section 323(a) applies
in cases where a defendant’s conduct “failed in a duty to protect against harm from
another source.” Hamil, 392 A.2d at 1286. Again, this standard “relaxes the degree of
certainty ordinarily required of a plaintiff’s evidence to provide a basis upon which the jury
may find causation.” Gradel v. Inouye, 421 A.2d 674, 678 (Pa. 1980); see also Hamil,
392 A.2d at 1287-88 (explaining that Section 323(a) “permits the issue [of causation] to
go to the jury upon a less than normal threshold of proof”). It requires a fact-finder to
weigh probabilities and “consider not only what [d]id occur, but also what [m]ight have
occurred, [i.e.], whether the harm would have resulted from the independent source even
if [the] defendant had performed his service in a non-negligent manner.” Hamil, 392 A.2d
at 1287.
Thus, pursuant to Hamil, in medical malpractice cases falling under Section 323(a)
of the Restatement, “causation may be founded upon expert opinion testimony to the
effect that [the] defendant failed to exercise reasonable care in performing an undertaking
to render services to a patient which the defendant should recognize as necessary for the
other’s protection, that this failure increased the risk of physical harm to the patient, and
that such harm did in fact result.” Hamil, 392 A.2d at 1283. As the Hamil Court further
explained,
[o]nce a plaintiff has demonstrated that [the] defendant’s acts or omissions,
in a situation to which Section 323(a) applies, have increased the risk of
harm to another, such evidence furnishes a basis for the fact-finder to go
further and find that such increased risk was in turn a substantial factor in
bringing about the resultant harm; the necessary proximate cause will have
been made out if the jury sees fit to find cause in fact.
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Id. at 1288 (footnote omitted).
Notably, the Hamil Court explained that it did “not intend to undermine the
well-established standard of ‘reasonable degree of medical certainty’ as the accepted
norm for medical opinions on causation.” Id.; see also Gradel, 421 A.2d at 679 (explaining
that Pennsylvania law ordinarily requires expert medical opinion on causation to be stated
to reasonable degree of medical certainty and “need not be unqualified and absolute”).
Observing the difficulty associated with requiring a medical expert to state “what [m]ight
have happened” to a reasonable degree of medical certainty, the Court explained that,
“[w]here there is at issue the adequacy of medical services rendered in a fact situation to
which Section 323(a) [of the Restatement] applies, . . . a [p]rima facie case of liability is
established where expert medical testimony is presented to the effect that [the]
defendant’s conduct did, with a reasonable degree of medical certainty, increase the risk
that the harm sustained by [the] plaintiff would occur.” Hamil, 392 A.2d at 1288-89.
Moreover, in providing such testimony, an expert need not use the phrase
“increased the risk of harm” when rendering an opinion. Mitzelfelt, 584 A.2d at 894.
Rather, courts are to consider the substance of the testimony as a whole to determine
whether a plaintiff met the relaxed standard under Section 323(a) of the Restatement. Id.
Once the expert renders testimony consistent with these principles, “[t]he jury, not the
medical expert, then has the duty to balance probabilities and decide whether [the]
defendant’s negligence was a substantial factor in bringing about the harm.” Gradel,
421 A.2d at 679; see also Mitzelfelt, 584 A.2d at 894 (expressing analysis in terms of
two-part test, requiring initial determination of “whether the expert witness for the [plaintiff]
could testify to a reasonable degree of medical certainty that the acts or omissions
complained of could cause the type of harm that the [plaintiff] suffered” and then
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determination of “whether the acts complained of caused the actual harm suffered by the
[plaintiff],” which is where relaxed standard applies).
To the above, we add that a plaintiff has the burden to prove causation by a
preponderance of the evidence. Hamil, 392 A.2d at 1284. That said, a plaintiff need not
exclude every possible explanation in establishing a prima facie case. Id. at 1285.
Rather, “it is enough that reasonable minds are able to conclude that the preponderance
of the evidence shows [the] defendant’s conduct to have been a substantial cause of the
harm to [the] plaintiff.” Id.; see also Gradel, 421 A.2d at 678 (“Pennsylvania law has long
recognized that causation may be established by evidence that [the] defendant’s
negligence was a substantial factor in bringing about the harm even though it was not the
only factor.”). Once a plaintiff establishes a prima facie case of causation against the
defendant, “the fact that some other cause concurs with the negligence of the defendant
in producing an injury does not relieve the defendant from liability unless he can show
that such other cause would have produced the injury independently of his negligence.”
Gradel, 421 A.2d at 678 (quoting Hamil, 392 A.2d at 1285).
Turning to the testimony proffered in the instant matter, we begin with Dr.
Goldklang, a medical oncologist and Plaintiffs’ standard-of-care expert. Dr. Goldklang
initially confirmed that all of his answers would be given to a reasonable degree of medical
certainty. (N.T., Trial, 4/27/2022, at 341.) Dr. Goldklang agreed with the use of a
three-legged stool as an analogy to describe how an overall diagnosis of a patient is
made, where pathology information is viewed in conjunction with clinical and radiological
information. (Id. at 349.) Dr. Goldklang explained that a pathologist makes the “tissue
diagnosis” of cancer patients. (Id. at 342-43.) Dr. Goldklang also explained that
oncologists rely on pathologists prior to treatment and described pathology as the “gold
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standard” upon which he relies to help him diagnose and direct the appropriate therapy.
(Id. at 357-58, 360-61, 366.)
Dr. Goldklang added, however, that pathologists “are not infallible” or “always
correct” and that medical oncologists “are a very integral part” of the diagnostic process.
(Id. at 343, 350, 386-87.) Dr. Goldklang explained that oncologists need to ensure that
they are “as close to 100 percent certain as to what the diagnosis is” and are treating the
correct malignancy with the correct combination of drugs because chemotherapy consists
of “very toxic, strong chemicals with many side effects[ a]nd there are different
combinations of drugs for different cancers.” (Id. at 347-48.) Dr. Goldklang testified that,
as such, if the clinical picture or other information does not seem to fit a patient’s
presentation or pathological diagnosis, a reasonable oncologist should contact the
pathologist and request a “deeper dive.” (Id. at 343, 346-347, 351.) Dr. Goldklang
reported that it was “very important” to ask for pathology’s reexamination in those
circumstances and that “both parties learn more by doing so.” (Id. at 347.) When asked
if, in his experience and knowledge, it is an accepted practice for a medical oncologist to
contact pathology to get additional help in the diagnosis of a patient, Dr. Goldklang
responded, “[i]n many cases.” (Id. at 388.)
With respect to this case, Dr. Goldklang indicated that, if Dr. Kannarkatt had started
treating Decedent with breast cancer chemotherapies following the pathology report but
prior to knowing any other information about Decedent, Dr. Goldklang would not be critical
of Dr. Kannarkatt’s conduct. (Id. at 343-44.) Dr. Goldklang explained, however, that
Dr. Kannarkatt had a CT scan of Decedent’s chest, a diagnostic mammogram, a
diagnostic ultrasound, and a PET scan, all of which followed the pathology report, failed
to confirm that Decedent had breast cancer or a primary tumor site, and/or indicated a
possibility of lymphoma. (Id. at 344-46, 351, 370, 390, 393.) Dr. Goldklang noted that a
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primary tumor site is present in a vast majority of cases of adenocarcinoma that has
spread to the lymph nodes and bones and is rarely missed by studies such as
mammograms, ultrasounds, and PET scans. (Id. at 345-46, 365.) Dr. Goldklang also
confirmed that his review of the medical records in Decedent’s case revealed no evidence
of breast cancer on physical examination. (Id. at 348.) As such, Dr. Goldklang expressed
his opinion that the clinical and radiological picture was not consistent with a diagnosis of
breast cancer. (Id. at 350-51.)
Dr. Goldklang also articulated his opinion that Dr. Kannarkatt did not meet the
standard of care in the evaluation and treatment of Decedent given her lack of
communication with pathology in this case. (Id. at 341-42, 351-52, 384.) Dr. Goldklang
explained that Dr. Kannarkatt should have prompted a discussion with pathology,
including pushing for additional testing and a reevaluation given: (1) pathology’s
diagnosis was compatible, not diagnostic, meaning that pathology was not certain in the
diagnosis; and (2) the aggressive and widespread nature of the disease without a primary
site and the suggestion of lymphoma in the clinical and radiological information.
(Id. at 351-54, 365, 368, 370.) Dr. Goldklang also testified that, insofar as there was any
indication that pathology initially considered and ruled out lymphoma as the correct
diagnosis for Decedent, lymphoma can, nonetheless, come back into the differential
diagnosis based on the clinical picture. (Id. at 390-91.) According to Dr. Goldklang, “[t]his
is far from a clear-cut picture and it is the obligation of the . . . medical oncologist, . . . Dr.
Kannarkatt in this case, to make certain she has all information, and if things don’t fit the
clinical picture, to speak directly with other doctors involved with the case.” (Id. at 392.)
Dr. Soiffer, a medical oncologist with expertise in the field of lymphoma cancers
and bone marrow transplants, testified as Plaintiff’s causation expert. (N.T., Trial,
4/26/2022, at 158-59, 171.) Dr. Soiffer confirmed that all of his answers would be given
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to a reasonable degree of medical certainty. (Id. at 171.) Dr. Soiffer explained that ALK
positive B-cell lymphoma is very aggressive and very rare, with approximately
120-150 reported cases, and that the recurrence rate is high. (Id. at 165, 176-78, 191,
195.) Dr. Soiffer indicated that, given the rarity of ALK positive B-cell lymphoma, it has
no standard treatment. (Id. at 166, 202-03.) Dr. Soiffer stated that, instead, an oncologist
would look to literature and other standard lymphoma therapies and then apply similar
technologies and principles to treat the disease. (Id.) According to Dr. Soiffer, it is
desirable to treat patients with aggressive lymphomas as aggressively as possible up
front given the likelihood of recurrence. (Id. at 191.) Dr. Soiffer explained:
[W]hen cancers are untreated or inadequately treated, they can grow, they
can become resistant to chemotherapy that they’ve received in the past,
and they can mutate. So[,] the cells are constantly growing. They can
develop new mutations that make them more and more difficult to treat.
That is not uncommon in patients with different malignancies that there is
what’s called -- the term that’s used is called clonal progression. So that
the tumor clones, progress[es] that is. It’s actually called clonal evolution.
It evolves to a more complicated state with more mutations that make it
more resistant to chemotherapy.
(Id. at 187.)
Dr. Soiffer added that a majority of patients with lymphoma generally need
chemotherapy only, but with lymphomas like ALK positive B-cell lymphoma that are
aggressive and have a high rate of relapse, patients should receive more aggressive
chemotherapy than routinely provided and then progress to a stem cell transplant early.
(Id. at 191-92.) Dr. Soiffer explained that “the likelihood of a successful transplant is
higher if the transplant is performed when the disease has not become resistant and when
there is a small volume of disease.” (Id. at 192.) Dr. Soiffer also indicated that there are
documented complete remissions of ALK positive B-cell lymphoma with chemotherapy
but that “[t]he issue . . . is the durability of that remission” and that transplants work much
better and outcomes are better if the patient is in or near remission. (Id. at 178, 180, 186,
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193, 204.) Dr. Soiffer further indicated that patients needing a transplant should have it
done as early as possible because “[t]he more disease the patient has going into a
transplant or the later in their course that they are when they undergo a transplant, the
worse their outcome is going to be with a transplant.” (Id. at 180.) According to
Dr. Soiffer, a bone marrow transplant can prolong survival and ultimately lead to a cure.
(Id. at 180-81.) Dr. Soiffer also explained that a bone marrow transplant is typically not
performed for breast cancer or adenocarcinoma. (Id. at 182.)
With respect to Decedent, Dr. Soiffer stated that there was “significant progression”
of her disease between March 17, 2017, and April 19, 2018. (Id. at 183-84.) Dr. Soiffer
explained that these circumstances make it more difficult to achieve remission and then
have a successful outcome with a stem cell transplant, as the volume or bulk of the
disease is higher. (Id. at 183-85.) Dr. Soiffer also stated that, generally speaking, the
therapies Decedent received for breast cancer are not used to treat lymphoma.
(Id. at 188.) In addition, Dr. Soiffer provided the following testimony relative to the impact
that the 13-month delay in Decedent’s proper diagnosis and treatment had on Decedent’s
chances for a prolonged life:
[Q.] So what difference is there, if any, of [Decedent’s] chances of
having a prolonged life if this diagnosis had been made and those same
treatments were given to her in 2017 instead of 2018?
A. The difference between 2017 and 2018 was that the disease had
spread considerably between 2017 and 2018. It was at a later stage. She
had already received considerable amounts of chemotherapy.
And in general, transplants performed in first remission yield far
better results than transplants performed in subsequent remissions or when
patients are in remission. So[,] the optimal time to proceed with aggressive
therapy would have been earlier in her course.
....
[Q.] Dr. Soiffer, do you have an opinion to a reasonable degree of
medical certainty whether the 13-month delay in making the correct
diagnosis and starting treatment for this aggressive lymphoma as you have
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already described, did that deprive [Decedent] of a substantially better
opportunity for a longer life beyond when she died on January 6, 2019?
A. I think it did, yes.
Q. And could you explain your answer?
A. I think it did because [Decedent] was subjected to chemotherapy
that was -- did not address her malignancy.
And there are two aspects that are of concern. The first is that she
did not get adequate therapy for the malignancy during that interval, during
that period of time. She received agents that were not designed to treat
lymphoma but rather designed to treat breast cancer. So that allowed the
lymphoma to grow and spread to the point where it became more difficult to
treat her subsequently and to treat her successfully subsequently.
In addition, during that 12-month or approximately a year period of
time, she was, of course, subjected to chemotherapy. And chemotherapy
had its own series of side effects that can be debilitating for a patient,
debilitating on the patient and weaken that patient unnecessarily.
(Id. at 183, 189-90.)
Notably, on cross-examination, Dr. Soiffer further testified:
Q. And doesn’t the literature say that the average life span of an
individual with metastatic ALK positive B-cell lymphoma is a year, one year?
....
A. There have been several small reports in the literature which
looked at the average survival. One report has the average survival of these
patients as low as 12 months, 11, 12 months, one at the average survival
somewhere in the order of 22 months or 24 months.
Q. How many months did [Decedent] survive her cancer?
A. I think it was about 21, 22 months.
Q. So [Decedent] fell into the category of the average person with
this aggressive stage 4 ALK positive B-cell lymphoma, correct?
A. Yes. Well, in [Decedent’s] case, in those other cases they likely
received lymphoma therapy from the beginning. So[,] she did not last for at
least a year. So[,] it’s unclear what her survival would have been if she had
received it from the beginning.
Q. That’s not my question. My question is with advanced stage 4
ALK positive B-cell lymphoma, [Decedent] statistically outlived the average
person, correct?
[J-8-2026] - 16
A. Statistically, survival was better than the 11, 12 months in one
report and approximately the same as the 22 months in another report that
we reviewed.
(Id. at 195-97; see also id. at 205 (explaining that Decedent’s survival “was in the
20-something month range,” which is medium survival that is documented in some
patients with ALK positive B-cell lymphoma).)
Dr. Soiffer also indicated that, in general, the breast-cancer directed chemotherapy
that Decedent received was unsuccessful and that, if Decedent had been given
lymphoma-directed chemotherapy from the outset, he believed her outcome would have
been better. (Id. at 199-202.) Dr. Soiffer noted that, when Decedent transferred her care
to Hershey Medical, she received chemotherapy that is used in aggressive lymphomas,
which ultimately achieved “at least a partial remission, if not a near complete remission.”
(Id. at 202.) Of further note, Appellants’ counsel and Dr. Soiffer had the following
exchange:
Q. So you can’t say with any degree of certainty that had ALK
positive B-cell lymphoma treatment been provided at the outset,
[Decedent’s] course would have been any different. You can’t say that with
any certainty, can you?
A. I don’t know what her survival would have been. I certainly can’t
predict that and how she would have as an individual responded to the
drugs that would be used for ALK positive lymphoma.
I do know that she did not have the opportunity, though, to see how
she would respond and basically by -- basically she went from having a
possible chance at a long-term remission, making that possible opportunity
impossible by not having the lymphoma-directed therapy up front.
(Id. at 205.) Dr. Soiffer added that, while Decedent’s prognosis was poor from the outset,
the literature contains documentation that anywhere from eight to twenty percent of
[J-8-2026] - 17
people with Stage III or IV ALK positive B-cell lymphoma live 5 years, regardless of age. 3
(Id. at 206-07.)
The above testimony, viewed in the light most favorable to the Smiths, reveals that
Dr. Wright initially indicated an incorrect pathological diagnosis of metastatic breast
cancer for Decedent. At the time Dr. Wright made his pathological diagnosis, however,
he did not have the benefit of the mammogram, ultrasound, CT scan, and PET scan that
failed to confirm Dr. Wright’s diagnosis and included lymphoma as a differential diagnosis
or concern. Dr. Kannarkatt, on the other hand, did have the benefit of this clinical and
radiological information showing inconsistencies with Dr. Wright’s initial pathology
3 The Smiths also presented the testimony of Dr. Naik, provided via videotaped
deposition, at trial. Dr. Naik explained that Decedent had “Stage IV localized cancer with
only axillary lymph node” prior to seeing her and Stage IV widespread extensive
metastatic disease when Decedent began treating with her following Decedent’s change
in diagnosis. (Original Record (O.R.), Item No. 54, Plaintiff’s Exhibit JE-78 at 4, 10.)
Dr. Naik described her treatment of Decedent, which began with a “more aggressive
option[]” of chemotherapy that did not work and then proceeded to “salvage ICE
chemotherapy” followed by a donor stem cell transplant. (Id. at 2, 4-5.) Dr. Naik explained
that this path of treatment “can offer patients long-term survival” and that it was a realistic
goal that, through her treatment of Decedent, Decedent would become free of cancer with
the hope that it would not return. (Id. at 4, 6-7.) Dr. N