Doe v. Dayton Pub. Schools
CourtOhio Court of Appeals
Date FiledNovember 13, 2026
Docket30747
JudgeHuffman
StatusPublished
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Full Opinion
[Cite as Doe v. Dayton Pub. Schools, 2026-Ohio-4499.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
MONTGOMERY COUNTY
JOHN DOE A PSEUDONYM ET AL. :
: C.A. No. 30747
Appellants :
: Trial Court Case No. 2025 CV 00306
v. :
: (Civil Appeal from Common Pleas
DAYTON PUBLIC SCHOOLS ET AL. : Court)
:
Appellees : FINAL JUDGMENT ENTRY &
: OPINION
...........
Pursuant to the opinion of this court rendered on November 13, 2026, the judgment
of the trial court is affirmed in part, reversed in part, and remanded for further proceedings
consistent with the opinion.
Costs to be paid as follows: 50% by the Appellants and 50% by the Appellees.
Pursuant to Ohio App.R. 30(A), the clerk of the court of appeals shall immediately
send a copy of the court’s ruling to each party and note that action on the docket.
Additionally, pursuant to App.R. 27, the clerk of the court of appeals shall send a certified
copy of this judgment, which constitutes a mandate, to the clerk of the trial court and note
the service on the appellate docket.
For the court,
MARY K. HUFFMAN, JUDGE
TUCKER, J., and EPLEY, J., concur.
OPINION
MONTGOMERY C.A. No. 30747
MICHAEL L. WRIGHT, ROBERT L. GRESHAM, KESHA Q. BROOKS, DENNIS P.
MULVIHILL, & PETER D. TRASKA, Attorneys for Appellants
JONATHAN E. ROACH & SAMANTHA BAGLEY, Attorneys for Appellees
HUFFMAN, J.
{¶ 1} Plaintiffs-Appellants, John Doe (a minor) and his parents Taneisha Lindsay and
Robert Tootle, individually and as next friends of John Doe, appeal from the trial court’s
judgment dismissing for failure to state a claim in their tort claim for negligent supervision,
their 42 U.S.C. 1983 claim of a denial of a free appropriate public education under the
Individuals with Disabilities Education Act (IDEA), and their 42 U.S.C. 1983 claim of a denial
of bodily integrity against school principal Celeste Hoerner in her individual and supervisory
capacity. They also appeal from the trial court’s judgment dismissing their 42 U.S.C. 1983
claims against Dayton Public School District (DPS) based on municipal liability for failure to
state a claim. According to appellants, Doe was injured on the first day of school by Darrick
Sorrells, a paraprofessional employed by DPS and supervised by Hoerner.
{¶ 2} Because appellants were only required to provide notice of their claims to
Hoerner and DPS at the pleading stage, we agree with appellants that appellants had made
sufficient factual allegations to survive a Civ.R. 12(B)(6) motion to dismiss. For the reasons
discussed below, the trial court’s judgment will be affirmed in part and reversed in part, and
this matter will be remanded to the trial court.
I. Background Facts and Procedural History
{¶ 3} In August 2023, Doe, a nonverbal three-year-old boy on the autism spectrum,
went to school for the first time at Rosa Parks Early Learning Center (RPELC) in DPS, where
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Hoerner was the principal. Doe had an individualized education plan (IEP), which provided
that he needed assistance with toileting and often eloped from caregivers.
{¶ 4} On August 21, the first day of school, Doe was under the care of Sorrells, who
worked at RPELC as a paraprofessional helping teachers in the classroom. Sorrells was
assisting Doe in the restroom, and Doe ran away from him. Sorrells went after Doe, struck
him on the side of his head, knocked him to the floor, and carried him upside down and by
his feet back to the classroom. The same day, Hoerner and Doe’s classroom teacher met
personally with Doe’s parents to inform them of the incident. At some point, unbeknownst to
appellants, the incident was reported to Montgomery County Children’s Services, who
advised appellants to obtain video footage of the incident.
{¶ 5} Appellants filed an initial complaint and then an amended complaint against
DPS, Sorrells, Hoerner, Jane and John Doe Employees, and the Ohio Department of
Medicaid, asserting the following causes of actions: 1) acts and omissions excepting
individual defendants from immunity against all defendants; 2) assault and battery against
Sorrells; 3) deprivation of constitutionally protected rights under color of law against all
defendants; 4) loss of consortium with respect to Taneisha Lindsay, Doe’s mother, against
all defendants; 5) loss of consortium with respect to Robert Tootle, Doe’s father, against all
defendants; 6) intentional infliction of emotional distress on Doe’s behalf against all
defendants; and 7) subrogation claims with regard to the Ohio Department of Medicaid.
{¶ 6} In their complaint, appellants alleged that Sorrells was unfit and incompetent to
be charged with the physical custody of a young, developmentally disabled child like Doe.
They claimed that DPS had been required to ensure the physical safety and well-being of
students who attended its schools. They further alleged that: Hoerner and Jane and John
Doe Employees had recklessly or wantonly placed Doe in Sorrells’s care despite that
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Sorrells was incapable of meeting Doe’s needs; Sorrells had been incapable of meeting the
requirements of a paraprofessional as described in Ohio Adm.Code 3301-51; he had been
temperamentally, cognitively, and in other ways patently unfit and incompetent to be charged
with the physical custody of a young, mentally disabled child; appellees should have known
that Sorrells presented a known or knowable danger to young children; and Doe was injured
by Sorrells’s actions. Appellants also alleged that Hoerner and Jane and John Doe
employees had acted with malicious purpose, in bad faith, and in a wanton or reckless
manner when they deliberately concealed the extent to which Doe had suffered at the hands
of Sorrells in direct violation of Ohio’s mandatory reporting statute and that Doe had suffered
physical and emotional injuries. They claimed that DPS, Sorrells, Hoerner, and Jane and
John Doe Employees had had a duty to exercise care, custody, and control over the students
to whom they delivered special education and they had failed to do so. The claims against
Sorrells, Hoerner, and Jane and John Doe Employees were brought against them in their
official capacities as DPS employees and in their individual capacities. Sorrells had also
been criminally charged for his actions against Doe; according to appellants, he initially
pleaded that he did not understand the nature of the charges against him and was unable
to participate in his own defense, which appellants suggested demonstrated his own mental
limitations. .
{¶ 7} DPS, Hoerner, and Jane and John Doe Employees filed a motion to dismiss
Doe’s amended complaint for failure to state a claim, asserting that they were immune under
R.C. 2744, in both their official and individual capacities, with respect to Doe’s state law
claims. They also argued that appellants had failed to plead sufficient facts to support their
42 U.S.C. 1983 claims against DPS related to political subdivision liability under Monell v.
Dept. of Social Servs., 436 U.S. 658 (1978), and against Hoerner in her supervisory capacity
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(qualified immunity).
{¶ 8} The allegations in appellants’ first cause of action were difficult to discern, but
the trial court determined that they asserted two state law claims against Hoerner in her
individual capacity: 1) a tort claim for negligent supervision of Sorrells; and 2) a negligence
claim based on her breach of a duty to inform Doe’s parents regarding the nature and extent
of the incident so that they could seek prompt medical attention for him.
{¶ 9} The trial court dismissed appellants’ first, second, fourth, fifth, and sixth causes
of action under state law against all defendants, including Hoerner, in their official capacities
due to their political subdivision tort immunity under R.C. 2744. The court found DPS,
Sorrells, and Hoerner were entitled to the broad immunity afforded by R.C. 2744.02(A)(1)
and that no exception to their immunity in their official capacities under R.C. 2744.02(B)
applied. The trial court further found that, Hoerner, in her individual capacity, was entitled to
dismissal of the negligent supervision claim, presumably based on individual employee
immunity, but it found that appellants’ claims for negligence (first cause of action), loss of
consortium (fourth and fifth causes of action), and intentional infliction of emotional distress
(sixth cause of action) survived the dismiss to motion. The court noted that appellants had
sufficiently alleged that Hoerner deliberately concealed the truth from Doe’s parents of what
Doe had suffered at the hands of Sorrells and had violated her duty under Ohio’s mandatory
reporting statute (negligence claim). The trial court also dismissed appellants’ claims for
relief under 42 U.S.C. 1983 based on a deprivation of Doe’s right to a free, appropriate public
education under the IDEA and their claims for relief against Hoerner, individually, based on
Hoerner’s conduct in hiring, training, and supervising Sorrells. Finally, regarding its 42
U.S.C. 1983 claims, the trial court concluded that appellants had failed to state a claim for
political subdivision liability against DPS under Monell.
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{¶ 10} The trial court denied appellees’ motion to dismiss appellants’ 42 U.S.C. 1983
claims against Hoerner, individually, for violations of Doe’s Fourteenth Amendment
substantive due process right to be secure in his person and Fourth Amendment right to be
free from unreasonable seizures based on Hoerner’s conduct in withholding the extent of
the incident’s seriousness, intentionally obscuring the likelihood of physical injury to Doe,
and actively concealing the existence of video evidence of the incident.
{¶ 11} Appellants now appeal the trial court’s dismissal of 1) their claim for negligent
supervision against Hoerner, and (2) their 42 U.S.C. 1983 claims against DPS (as a
municipality) and against Hoerner (individually as a supervisor) for a) the deprivation of
Doe’s right to bodily integrity while under the care of Sorrells, who was unqualified to be a
paraprofessional in charge of multiple special needs children at the same time, and b)
deprivation of Doe’s right to free appropriate public education (FAPE) as required by the
IDEA and Ohio Adm.Code 3301-51. They allege that, based on Hoerner’s conduct in hiring,
training, and supervising Sorrells, Hoerner ignored or disregarded the requirements of
federal law and the Ohio Administrative Code specifying the qualifications of a
paraprofessional working with special needs children and recklessly placed Sorrells
independently in charge of multiple special needs children despite his known limitations.
{¶ 12} Appellants also complain that DPS denied their public records requests prior
to this action and that their claims were dismissed prematurely, particularly when they could
not know the full extent of DPS’s or Hoerner’s history with Sorrells, how many other times
such an incident had occurred, how many other times DPS’s personnel covered for Sorrells,
or the precise circumstances around DPS’s and Hoerner’s choices to “certify” Sorrells as a
paraprofessional despite his known deficiencies.
II. Assignments of Error
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{¶ 13} Appellants state the following four assignments of error:
Contrary to the language of R.C. 2744.03(A)(6), the trial court
incorrectly grafted a requirement that the appellees must have had knowledge
of a “propensity for violence” on Defendant Sorrells’s part onto the statutory
standards for liability.
The trial court should have recognized that allegations that the
appellees certified Defendant Sorrells as a paraprofessional recklessly,
wantonly, or in bad faith state a claim under Ohio law.
The trial court incorrectly analyzed appellants claims that the appellees
violated both Ohio and federal law by recklessly ignoring State and federal
certification requirements as sounding in “negligent supervision.”
The trial court should have recognized that allegations that the
appellees recklessly placed Defendant Sorrells as the sole paraprofessional
caring for multiple special needs children at once state a claim under 42 U.S.C.
1983.
{¶ 14} We find that appellants’ assignments of error, however, appear to relate to two
broad arguments: 1) Ohio law recognizes actions in tort against employees of political
subdivisions for conduct that is reckless, wanton, in bad faith, or with malicious purpose; and
2) appellees’ conduct gave rise to 42 U.S.C. 1983 claims for denial of federally protected
rights. Their first two assignments of error appear to pertain to the first of these arguments,
and the last two relate to the second.
{¶ 15} Although we find appellants’ assignments of error difficult to discern, we
conclude that the errors relate to two issues: 1) the trial court’s Civ.R. 12(B)(6) dismissal of
their claim for negligent supervision against Hoerner based on her immunity in her individual
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capacity under R.C. 2744; and 2) the trial court’s dismissal of their claims against DPS (as
a municipality) and against Hoerner (individually) under 42 U.S.C. 1983. Based on this
conclusion, we will combine their arguments into two assignments of error as set forth below.
Standard of Review
{¶ 16} Civ.R. 12(B)(6) provides for dismissal of a complaint for failure to state a claim
upon which relief can be granted. Under Civ.R. 12(B)(6), a motion to dismiss should only be
sustained if it appears beyond doubt that a plaintiff can prove no set of facts in support of
the claim that would entitle the plaintiff to relief. York v. Ohio St. Hwy. Patrol, 60 Ohio St.3d
143, 145 (1991). A motion to dismiss is procedural and tests the sufficiency of the complaint,
not the merits of the suit. See State ex rel. Hanson v. Guernsey Cty. Bd. of Commrs., 65
Ohio St.3d 545, 548 (1992).
{¶ 17} When considering a motion to dismiss for failure to state a claim, all factual
allegations must be taken as true and all reasonable inferences must be drawn in favor of
the non-moving party. Mitchell v. Lawson Milk Co., 40 Ohio St.3d 190, 192 (1988); Cleveland
Elec. Illum. Co. v. Pub. Util. Comm., 76 Ohio St.3d 521, 524 (1997). “[T]he movant may not
rely on allegations or evidence outside the complaint.” State ex rel. Hanson at 548. In other
words, in order to sustain a Civ.R. 12(B)(6) motion, the trial court must find beyond doubt
from the allegations in the pleadings, without resort to any extraneous material, that there is
no set of facts which could conceivably be proved by the plaintiff that would allow the case
to be submitted to a jury. “A court cannot dismiss a complaint under Civ.R. 12(B)(6) merely
because it doubts the plaintiff will prevail.” Leichtman v. WLW Jacor Communications, Inc.,
92 Ohio App.3d 232, 234 (1st Dist.1994).
{¶ 18} We conduct a de novo review of trial court decisions that grant or deny a Civ.R.
12(B)(6) motion to dismiss. Student Doe v. Adkins, 2021-Ohio-3389, ¶ 17 (4th Dist.), citing
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Alexander Local School Dist. Bd. of Edn. v. Village of Albany, 2017-Ohio-8704, ¶ 22 (4th
Dist.); see, e.g., Menorah Park Ctr. for Senior Living v. Rolston, 2020-Ohio-6658, citing
Lunsford v. Sterilite of Ohio, L.L.C., 2020-Ohio-4193. Accordingly, we afford “no deference
to the trial court’s decision”; instead, we independently review it. Id., citing Struckman v. Bd.
of Edn. of Teays Valley Local School Dist., 2017-Ohio-1177, ¶ 18 (4th Dist.).
A. First Assignment of Error
1. IDEA, Ohio Adm.Code 3301-51, and FAPE
{¶ 19} In support of their arguments, appellants reference several provisions related
to the IDEA and Ohio Adm.Code 3301-51. To provide context, we will discuss those here.
IDEA
{¶ 20} The IDEA is a federal law that ensures children with disabilities receive a FAPE
across the United States. The IDEA governs how states provide early intervention, special
education, and services to children with disabilities. It “offers federal funds to States in
exchange for a commitment to furnish a ‘free appropriate public education’ (FAPE) to
children with certain disabilities, 20 U.S.C. 1412(a)(1)(A), and establishes formal
administrative procedures for resolving disputes between parents and schools concerning
the provision of a FAPE.” Fry v. Napoleon Community Schools, 580 U.S. 154 (2017). The
IDEA’s core guarantee is a FAPE. Id. at 157, citing 20 U.S.C. 1412(a)(1)(A).
{¶ 21} An eligible child “acquires a ‘substantive right’ to such an education once a
State accepts the IDEA’s financial assistance.” Id. at 158, citing Smith v. Robinson, 468 U.S.
992, 1010 (1984). Under the IDEA, an individualized education program (IEP) “serves as
the ‘primary vehicle’ for providing each child with the promised FAPE.” Id., citing Honig v.
Doe, 484 U.S. 305, 311 (1988); see 20 U.S.C. 1414(d). “[T]he IEP spells out a personalized
plan to meet all of the child’s ‘educational needs.’” Id., citing 20 U.S.C.
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1414(d)(1)(A)(i)(II)(bb), (d)(1)(B).
{¶ 22} If a dispute arises between parents and school representatives, the IDEA
establishes the following formal resolution procedures:
To begin, a dissatisfied parent may file a complaint as to any matter concerning
the provision of a FAPE with the local or state educational agency (as state
law provides). See § 1415(b)(6). That pleading generally triggers a
“[p]reliminary meeting” involving the contending parties, § 1415(f)(1)(B)(i); at
their option, the parties may instead (or also) pursue a full-fledged mediation
process, see § 1415(e). Assuming their impasse continues, the matter
proceeds to a “due process hearing” before an impartial hearing officer.
§ 1415(f)(1)(A); see § 1415(f)(3)(A)(i). Any decision of the officer granting
substantive relief must be “based on a determination of whether the child
received a [FAPE].” § 1415(f)(3)(E)(i). If the hearing is initially conducted at the
local level, the ruling is appealable to the state agency. See § 1415(g). Finally,
a parent unhappy with the outcome of the administrative process may seek
judicial review by filing a civil action in state or federal court. See
§ 1415(i)(2)(A).
Id. at 159.
{¶ 23} Generally, a plaintiff must exhaust the IDEA’s procedures before filing an
action under the American with Disabilities Act, the Rehabilitation Act, or similar laws. Fry,
580 U.S. at 165, citing 20 U.S.C.A. 1415(l). The only relief available under the IDEA relates
to denial of a FAPE. Id. In determining whether a civil suit seeks relief for a denial of a FAPE,
“a court should look to the substance, or gravamen, of the plaintiff’s complaint.” Id.
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Ohio Adm.Code 3301-51 and FAPE
{¶ 24} Chapter 3301-51 of the Ohio Administrative Code sets forth Ohio’s specific
operating standards, which translate the IDEA mandates into actionable rules for local
school districts and educational agencies and govern the education of students with special
needs. “The purpose of Chapter 3301-51 of the Administrative Code is to ensure that all
children with disabilities residing in Ohio between the ages of three and twenty-one years,
inclusive, including children with disabilities who have been suspended or expelled from
school, have available to them a free appropriate public education (FAPE), as provided by
Part B of the Individuals with Disabilities Education Act, as amended by the Individuals with
Disabilities Education Improvement Act of 2004 (IDEA) at 20 U.S.C. 1400, related federal
regulations at 34 C.F.R. Part 300, Chapter 3323. of the Revised Code, the provisions of this
chapter of the Administrative Code, and applicable state policies, procedures, and
guidelines issued by the superintendent of public instruction.” Ohio Adm.Code 3301-51-
01(A).
{¶ 25} The Code requires that (a) children with disabilities have available to them
FAPE that emphasizes special education and related services designed to meet their unique
needs and prepare them for further education, employment, and independent living; and (b)
the rights of children with disabilities and their parents are protected. Ohio Adm.Code 3301-
51-01(A)(1)(a) and (b). The child’s school district of residence is responsible for ensuring
that the requirements for making FAPE available are met for every eligible child in its
jurisdiction. Ohio Adm.Code 3301-51-01(A)(2)(a). Ohio Adm.Code 3301-51-07 outlines
Ohio-specific procedures for creating, reviewing, and managing IEPs in compliance with
federal standards. Ohio Adm.Code 3301-51-05 establishes parental rights, notice
requirements, and dispute resolution processes mandated under federal law.
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{¶ 26} The Code also permits Ohio school districts to utilize paraprofessionals in the
classroom. In general, a paraprofessional is a school support staff member who works under
the direction of a licensed teacher to help classrooms run smoothly. Under the Code,
“‘[p]araprofessional services’ include services provided by educational agency employees
who are adequately trained to assist in the provision of special education to children with
disabilities. Paraprofessionals work under the supervision of teachers, intervention
specialists, and/or related service providers. Other titles used to identify these service
providers include teacher assistants, educational aides, school psychology aides,
occupational therapy assistants, physical therapist assistants, and job coaches.” Ohio
Adm.Code 3301-51-01(B)(47).
{¶ 27} The delivery of services as required by the IDEA are described in Ohio
Adm.Code 3301-51-09. Under that rule, the roles of preschool and school-age service
providers are set forth in Ohio Adm.Code 3301-51-09(G), which states:
(1) The educational agency will assign early childhood, and school-age
intervention specialists, and/or related service providers to meet the unique
educational needs of each child with a disability. The school-age service
provider may provide indirect or direct services in one or any combination of
instructional groupings, including large group, small group, individual
instruction, or parent and teacher training and consultation.
(2) The educational agency will ensure early childhood and school-age
intervention specialists, and/or related service providers:
(a) Serve children with disabilities to assure a free appropriate public
education and may serve children without disabilities where needs for
services are identified;
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(b) Support regular education teachers in serving and/or consulting
about children with and without disabilities so that the regular education
personnel, in partnership with the special education service providers
and related service personnel, can implement a child’s individualized
education program in the least restrictive environment;
(c) Assist in organizing and facilitating supplemental supports provided
within the regular classroom;
(d) Design parent involvement activities; and
(e) Implement educational interventions and specially designed
instruction which means adapting, as appropriate, to the needs of the
eligible child, the content, methodology, or delivery of instruction:
(i) To address the unique needs of the child that result from the
child’s disability; and
(ii) To ensure access to the general curriculum so that the child
can meet the educational standards adopted by the state board
of education that apply to all children.
(3) The educational agency will ensure services of paraprofessionals and
related service assistants are supervised in accordance with Ohio law.
{¶ 28} The Code also provides that the educational agency must ensure that all
personnel necessary to carry out the purposes of IDEA are employed and appropriately and
adequately prepared and trained, including that those personnel have the knowledge and
skills to serve children with disabilities. Ohio Adm.Code 3301-51-09(H)(1). Personnel are
also expected to have appropriate certification or licensure as defined by Chapter 3301-24
of the Ohio Administrative Code. Id.
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{¶ 29} The Code further states that paraprofessionals are to have certain
qualifications that:
(a) Are consistent with state-approved or state-recognized certification,
licensing, registration, or other comparable provisions that apply to the
professional discipline in which those personnel are providing special
education or related services; and
(b) Ensure that related services personnel who deliver services in their
discipline or profession:
(i) Meet the provisions of paragraph (H)(2)(a) of this rule; and
(ii) Have not had certification or licensure obligations waived on an
emergency, temporary, or provisional basis; and
(iii) Allow paraprofessionals and assistants who are appropriately
trained and supervised, in accordance with state law, regulation, or
written policy, in meeting the provisions of this rule, to be used to assist
in the provision of special education and related services under this rule
to children with disabilities.
(a) Paraprofessionals providing services to children with
disabilities will hold an educational aide permit or associate
license and meets [sic] the provisions under paragraph (I) of rule
3301-24-05 of the Administrative Code. Any educational agency
that employs a paraprofessional will have written policies and
procedures outlining:
(i) Criteria for staff selection;
(ii) A planned sequence of continuing education and
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annual training opportunities to enable the
paraprofessional to continue to develop the knowledge
and skills that are specific to the students with whom the
paraprofessional works, including following lesson plans,
implementing follow-up instructional procedures and
activities, supporting effective classroom organization
and behavior management, and working effectively with
teachers and as part of an instructional team;
(iii) A process for direct continuing supervision by one or
more licensed teachers or service providers and
evaluation of the services of such personnel; and
(iv) A job description of the role and function of a
paraprofessional.
Ohio Adm.Code 3301-51-09(H)(2).
2. Immunity as an Individual Employee under the Political Subdivision Tort Liability Act
{¶ 30} Political subdivision immunity is outlined in the Political Subdivision Tort
Liability Act in Chapter 2744 of the Ohio Revised Code, which sets forth rules for when local
governments and their employees can or cannot be sued for injury, death, or property
damage. Public school districts are political subdivisions performing a governmental function
by providing public education. R.C. 2744.01(C)(2)(c) and (F). Public school principals are
considered employees of a political subdivision under R.C. 2744.01(B).
{¶ 31} R.C. 2744.03(A)(6) governs a political subdivision employee’s individual
immunity. Under that provision, individuals working for a public school district start with a
broad presumption of tort immunity from individual civil lawsuits when performing their job
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duties. This protection applies as long as they are employees acting within the scope of their
employment. A plaintiff, however, can overcome an employee’s presumptive immunity. In
those circumstances, a plaintiff can hold the employee personally liable by proving that at
least one of three exceptions to immunity under R.C. 2744.03(A)(6) applies: (a) the
employee’s acts or omissions were manifestly outside the scope of employment or official
responsibilities; (b) the employee’s acts or omissions were with malicious purpose, in bad
faith, or in a wanton or reckless manner; or (c) civil liability is expressly imposed upon the
employee by another specific section of the Revised Code.
{¶ 32} In other words, “Ohio law generally provides political subdivisions and their
employees with immunity from lawsuits and liability.” Maternal Grandmother v. Hamilton Cty.
Dept. of Job & Family Servs., 2021-Ohio-4096, ¶ 7, citing R.C. 2744.02(A)(1) and R.C.
2744.03(A)(6). However, that immunity is not absolute, as “Ohio law permits plaintiffs to sue
and hold liable employees of a political subdivision if the employees’ acts or omissions in
the course and scope of their employment were wanton or reckless.” Id., citing R.C.
2744.03(A)(6)(b).
{¶ 33} “Reckless conduct is characterized by the conscious disregard of or
indifference to a known or obvious risk of harm to another that is unreasonable under the
circumstances and is substantially greater than negligent conduct.” Anderson v. Massillon,
2012-Ohio-5711, ¶ 34, citing Thompson v. McNeill, 53 Ohio St.3d 102, 104-105 (1990),
adopting 2 Restatement of the Law 2d, Torts, Section 500, at 587 (1965); see also Black’s
Law Dictionary 1298-1299 (8th Ed.2004) (explaining that reckless conduct is characterized
by a substantial and unjustifiable risk of harm to others and a conscious disregard of or
indifference to the risk, but the actor does not desire harm). Recklessness requires a
showing that “the actor knew his or her conduct ‘in all probability’ would result in injury” and
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is a rigorous threshold to meet. Wyatt v. Springfield, 2024-Ohio-3334, ¶ 21 (2d Dist.), citing
McDonald v. Lacy, 2018-Ohio-2753, ¶ 26 (2d Dist.).
{¶ 34} Wanton misconduct, on the other hand, is “the failure to exercise any care
toward those to whom a duty of care is owed in circumstances in which there is great
probability that harm will result.” Anderson at ¶ 33, citing Hawkins v. Ivy, 50 Ohio St.2d 114,
117-118 (1977); see also Black’s Law Dictionary 1613-1614 (8th Ed.2004) (explaining that
one acting in a wanton manner is aware of the risk of the conduct but is not trying to avoid it
and is indifferent to whether harm results). “‘Human error’ might mean negligence, but it
does not constitute willful or wanton misconduct.” Whitley v. Progressive Preferred Ins. Co.,
2010-Ohio-356, ¶ 22 (1st Dist.); see also Fabrey v. McDonald Village Police Dept., 70 Ohio
St. 3d 351, 357 (1994) (“mere negligence in [officer’s] official duties should not give rise to
personal liability”).
{¶ 35} Whether a political subdivision employee may invoke statutory immunity under
R.C. Chapter 2744 generally presents a question of law. See Nease v. Med. College Hosp.,
64 Ohio St.3d 396, 400 (1992), quoting Roe v. Hamilton Cty. Dept. of Human Servs., 53
Ohio App.3d 120, 126 (1st Dist.1988) (citations omitted) (“‘Whether immunity may be
invoked is a purely legal issue, properly determined by the court prior to trial, and preferably
on a motion for summary judgment’”); Conley v. Shearer, 64 Ohio St.3d 284, 292 (1992);
accord Williams v. Glouster, 2012-Ohio-1283, ¶ 15 (4th Dist.); Long v. Hanging Rock, 2011-
Ohio-5137, ¶ 17 (4th Dist.). Whether a political subdivision employee acted in a wanton or
reckless manner, however, is generally a question of fact. Cannavino v. Rock Ohio Caesars
Cleveland, L.L.C., 2017-Ohio-380, ¶ 26 (8th Dist.); Long at ¶ 17, citing Theobald v. Univ. of
Cincinnati, 2006-Ohio-6208; Fabrey, 70 Ohio St.3d at 356.
{¶ 36} We note that “the affirmative defense of immunity under R.C. Chapter 2744
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may be the basis of a dismissal under Civ.R. 12(B)(6).” Student Doe, 2021-Ohio-3389, at
¶ 20, quoting Para v. Jackson, 2021-Ohio-1188, ¶ 16 (8th Dist.). “Whether a party is entitled
to immunity is a question of law properly determined by the court prior to trial pursuant to a
motion for summary judgment [or a motion to dismiss].” Student Doe at ¶ 18, quoting
Pelletier v. Campbell, 2018-Ohio-2121, ¶ 12, citing Conley at 292. “A trial court may grant a
motion to dismiss on the basis of political-subdivision immunity only when the complaint
bears ‘conclusive evidence that the action is barred by the defense.’” Id. at ¶ 20, citing Plush
v. Cincinnati, 2020-Ohio-6713, ¶ 13 (1st Dist.), quoting Bucey v. Carlisle, 2010-Ohio-2262,
¶ 9 (1st Dist.). Consequently, “unless the pleadings obviously or conclusively establish the
affirmative defense,” a trial court may not dismiss the complaint. Id., quoting Steele v. City
of Cincinnati, 2019-Ohio-4853, ¶ 15 (1st Dist.). We “conduct a de novo review of a trial
court’s determination regarding political-subdivision immunity.” Id. at ¶ 18, citing Wright v.
Village of Williamsport, 2019-Ohio-2682, ¶ 15 (4th Dist.).
3. Notice Pleading
{¶ 37} Ohio is a notice-pleading state. Wells Fargo Bank N.A. v. Horn, 2015-Ohio-
1484, ¶ 13. Generally, a plaintiff is not required to plead the operative facts of his or her case
with particularity, except in very narrow circumstances, such as fraud. York, 60 Ohio St.3d
at 145. Thus, “a short and plain statement of the claim showing that the party is entitled to
relief” is typically sufficient. Civ.R. 8(A).
{¶ 38} In cases where a government employee’s reckless or wanton behavior is at
issue, “these general pleading rules still apply.” Maternal Grandmother, 2021-Ohio-4096, at
¶ 11, citing see Civ.R 9(B) (“Malice, intent, knowledge, and other condition of mind of a
person may be averred generally.”). Accordingly, “when a complaint invokes the exception
to a government employee’s immunity under R.C. 2744.03(A)(6)(b), notice pleading suffices
18
and the plaintiff may not be held to a heightened pleading standard or expected to plead the
factual circumstances surrounding an allegation of wanton or reckless behavior with
particularity.” Id., citing Parmertor v. Chardon Local Schools, 2016-Ohio-761, ¶ 49-51 (11th
Dist.); Thompson v. Buckeye Joint Vocational School Dist., 2016-Ohio-2804, ¶ 31 (5th Dist.);
see also York at 144-145.
4. Negligent Supervision
{¶ 39} In their first assignment of error, appellants contend that the trial court erred in
dismissing their tort claim for negligent supervision against Hoerner based on her individual
immunity under R.C. 2744. They assert that Ohio law recognizes actions in tort against
employees of political subdivisions for conduct that is reckless, wanton, in bad faith, or with
malicious purpose. They argue that contrary to the language of R.C. 2744.03(A)(6), the trial
court incorrectly “grafted a requirement” that Hoerner have knowledge of Sorrells’s
“propensity for violence” in order for her to be liable. They also contend that the trial court
should have recognized that their allegations—namely that Hoerner recklessly, wantonly, or
in bad faith “certified” Sorrells as a paraprofessional—stated a claim under Ohio law.
{¶ 40} At the outset, we note that appellants repeatedly argue that Hoerner recklessly
or wantonly “credentialed” Sorrells and “certified” him as competent to work as a
paraprofessional. In support of their argument, they point to the requirements in the Ohio
Adm.Code 3301-51 relating to paraprofessionals and the personnel qualifications of those
working with children with disabilities. They contend that, when individual officers or
employees ignore the paraprofessional requirements set out in the Ohio Administrative
Code recklessly, wantonly, in bad faith, or with a malicious purpose, they are subject to
liability under R.C. 2744.03(A)(6), that the Ohio Administrative Code prescribes how the
education agency officers and employees are required to implement the IDEA, and that R.C.
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2744 prescribes the rules for liability.
{¶ 41} We want to emphasize that R.C. 2744 governs liability related to tort claims.
While it is unclear in this context why appellants point to those administrative code
requirements, we observe that there is no cognizable tort claim in Ohio for a violation of the
IDEA or for negligently credentialing or certifying a school paraprofessional under Ohio
Adm.Code 3301-51.
{¶ 42} We surmise, however, that perhaps appellants are now arguing that they
asserted a claim for general negligence and that 1) a duty arose under the Ohio
Administrative Code requiring Hoerner to ensure that Sorrells had the necessary
qualifications to serve as a paraprofessional and that he was appropriately and adequately
prepared and trained, and 2) Hoerner breached that duty based on her knowledge of
Sorrells’s inability to carry out his job responsibilities. However, a violation of an
administrative rule does not constitute negligence per se. Lang v. Holly Hill Motel, Inc., 2009-
Ohio-2495, ¶ 20; Chambers v. St. Mary’s School, 82 Ohio St.3d 563, 568 (1998). While it
may b