Freedom Waste Services, LLC v. Joseph McAlpin
CourtCourt of Appeals of Kentucky
Date FiledNovember 13, 2026
Docket2025-CA-0935
JudgeCetrulo
StatusPublished
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Full Opinion
RENDERED: NOVEMBER 13, 2026; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2025-CA-0935-MR
FREEDOM WASTE SERVICES, LLC
AND JAMES H. WATTS APPELLANTS
APPEAL FROM LYON CIRCUIT COURT
v. HONORABLE JAMES R. REDD, III, JUDGE
ACTION NO. 23-CI-00033
JOSEPH MCALPIN; DAVID
HENDRIKS; JERRY WHITE; AND
MARK MUDRYK APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CETRULO, A. JONES, AND L. JONES, JUDGES.
CETRULO, JUDGE: Appellants, Freedom Waste Services, LLC, and James
Watts (collectively “Freedom Waste”), appeal from a jury verdict of the Lyon
Circuit Court, finding in favor of Appellees, Joe McAlpin, Mark Mudryk, Jerry
White, and David Hendriks (collectively “Appellees”), in their negligence action
and collectively awarding them $11,000,000 in damages for pain and suffering.
Freedom Waste brings this appeal claiming the circuit court erred by admitting
evidence of a subsequent remedial measure and by permitting the presentation of
other improper commentary, arguments, and evidence to the jury. Freedom Waste
contends that these errors culminated in the jury’s award of excessive damages and
argues that a new trial is mandated. For the reasons set forth herein, we affirm.
I. BACKGROUND
In May 2022, Watts was employed by Freedom Waste as a
professional truck driver. Freedom Waste is a waste management company and
federal interstate motor carrier. On May 31, in the course of his employment,
Watts arrived at Oak Grove Sewer Plant to drop off an empty container and pick
up a full container for transport to Freedom Waste’s landfill in Mayfield,
Kentucky. The container was filled with thousands of gallons of human waste and
designed to be secured with a latching system and backup mechanisms, including a
pin and safety chains, to prevent the door from opening during transit. Watts
would later maintain that the container was properly secured upon leaving Oak
Grove.
After loading the full container onto his truck, Watts proceeded
westbound on Interstate 24. Thirty miles into the transport, however, Watts
noticed the waste spilling onto both lanes of the interstate. He pulled off the
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roadway, called his manager, Kevin Harrison (“Harrison”), to report the spill and
attempted to close the container door with a strap to prevent additional leakage.
Meanwhile, around noon that day, Appellees1 were also traveling
westbound behind Watts on Interstate 24. Riding at highway speeds of 60 to 70
miles per hour, they suddenly encountered a dark, sludge-like material on the
roadway. The matter quickly became caked within their tire treads, and without
any traction, Appellees were unable to maintain control of their motorcycles. As
they crashed one by one, Appellees were thrown from their bikes onto the
pavement, where they slid through the human waste that spilled from the Freedom
Waste’s container.
Appellees were experienced motorcyclists and wore DOT-approved
helmets and other protective gear. Nevertheless, each sustained physical injuries,
ranging in severity from a broken clavicle to bruising and abrasions.2 They further
claimed emotional distress resulting from the incident.
In April 2023, Appellees filed suit against Freedom Waste and Watts
alleging that violations of the Federal Motor Carrier Safety Regulations
(“FMCSR”) constituted negligence. After extensive pretrial litigation, the case
1
The group also included Joseph Von Herring, who settled his claim with Freedom Waste prior to
trial.
2
The breakdown of medical expenses incurred by Appellees were as follows: $61,128.68 for
McAlpin; $7,318.95 for White; $6,653.98 for Mudryk; and $2,307.60 for Hendriks.
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was tried before a jury from May 27 to May 29, 2025. Appellees presented
witness testimony from Harrison, Watts, and each individual Appellee. Appellees
also played the video depositions of Kevin Settles (“Settles”), Freedom Waste’s
regional environmental health and safety manager, and Dr. Justin Hallock. For the
defense, Freedom Waste called James Olsen (“Olsen”) as an expert witness.
At trial, Freedom Waste did not dispute its duties under the FMCSR
to properly secure cargo to prevent leaking, spilling, blowing, or falling onto the
roadway. Freedom Waste also acknowledged that it was responsible for securing
the load from Oak Grove and that the load should not have spilled on May 31,
2022. The crux of its defense was that Freedom Waste and Watts did everything
reasonable and necessary to properly secure the load and that the resulting spill
was completely unforeseeable. This defense rested firmly on Watts’s assertion that
the container door was latched and secured with a pin and safety chain before he
left Oak Grove.
Trial testimony, however, revealed that no pin or safety chain was
found at the scene, and that there was no evidence that either had been previously
attached or welded to the container. The record further established that Freedom
Waste repaired the container’s latching mechanisms the day after the incident,
leaving Watts’s testimony as the sole evidence of the container’s condition at Oak
Grove.
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On May 29, 2025, the jury returned a unanimous verdict for
Appellees, finding that both Watts and Freedom Waste failed in one or more of
their duties and that such failure was a substantial factor in causing Appellees’
injuries. Regarding damages, the jury awarded Appellee McAlpin past medical
expenses in the amount of $61,128.68 and pain and suffering in the amount of $3.5
million; Appellee Mudryk past medical expenses in the amount of $6,653.98 and
pain and suffering in the amount of $2.5 million; Appellee White past medical
expenses in the amount of $7,318.95 and pain and suffering in the amount of $2.5
million; and Appellee Hendriks past medical expenses in the amount of $2,307.60
and pain and suffering in the amount of $2.5 million.
Freedom Waste filed a motion for a new trial under CR3 59.01(d),
arguing that the jury’s damages awards were excessive and resulted from passion
or prejudice, or from a disregard of the evidence or the court’s instructions. After a
hearing on July 11, 2025, the circuit court denied the motion and held that “there
was ample evidence in this highly unusual case to support the amount of damages
awarded by the jury and was not overly excessive” and that “there [was]
overwhelming evidence to uphold the finding of negligence in this case.”
This appeal followed. Additional facts from the trial proceedings and
testimony will be discussed as necessary.
3
Kentucky Rule of Civil Procedure.
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II. ANALYSIS
On appeal, Freedom Waste alleges the following counts of error: (1)
the circuit court erroneously permitted evidence of a subsequent remedial measure
under the impeachment exception of KRE4 407; (2) Freedom Waste was
prejudiced by improper comments and arguments made by Appellees’ trial
counsel; (3) Freedom Waste was prejudiced by other improper evidence presented
to the jury; (4) the cumulative effects of these purported errors prohibited a fair
consideration of the claim; and (5) the jury awarded grossly excessive pain and
suffering damages. We address each argument below.
A. Admission of KRE 407 Subsequent Remedial Measures
Freedom Waste first argues that the circuit court erred by permitting
Appellees to introduce evidence of a subsequent remedial measure under KRE 407
during trial. This evidence consisted of a photograph (“Plaintiffs’ Exhibit No. 13”
or “PX13”) of the latching mechanism Freedom Waste installed on the container
the day after the accident. PX13 first came into play during the 2024 deposition of
Watts. At his deposition, Watts reviewed the photo and drew a circle around a part
of the container’s latching mechanism, which he contended was on the container
when he left Oak Grove. Later in the deposition, however, counsel confronted
Watts with the fact that the circled part was added the day after the accident.
4
Kentucky Rule of Evidence.
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During trial, the court allowed the admission and use of the exhibit for
impeachment of Watts.
Questions regarding evidentiary matters are reviewed on appeal for an
abuse of discretion. Davis v. Fischer Single Fam. Homes, Ltd., 231 S.W.3d 767,
777 (Ky. App. 2007) (citing Goodyear Tire & Rubber Co. v. Thompson, 11 S.W.3d
575, 577 (Ky. 2000)). “The test for abuse of discretion is whether the trial judge’s
decision was arbitrary, unreasonable, unfair, or unsupported by sound legal
principles.” Goodyear, 11 S.W.3d at 581 (citing Commonwealth v. English, 993
S.W.2d 941, 945 (Ky. 1999)).5
The admission of subsequent remedial measures is governed by KRE
407, which states the following:
When, after an event, measures are taken which, if taken
previously, would have made an injury or harm allegedly
caused by the event less likely to occur, evidence of the
subsequent measures is not admissible to prove
negligence, culpable conduct, a defect in a product, a
defect in a product’s design, or a need for a warning or
instruction. This rule does not require the exclusion of
evidence of subsequent measures when offered for another
purpose, such as proving ownership, control, or feasibility
of precautionary measures, if controverted, or
impeachment.
5
See Robertson v. Commonwealth, 677 S.W.3d 309, 319-20 (Ky. 2023) (“The parties disagree as
to whether this alleged error was properly preserved. However, we need not determine whether it
was in fact properly preserved, as the trial court did not err in admitting [the] testimony.”).
-7-
By its plain language, KRE 407 prohibits evidence of remedial
measures offered to prove culpability. The reasoning for this exclusion stems from
public policy concerns: “The rationale behind Rule 407 is that people in general
would be less likely to take subsequent remedial measures if these repairs or
improvements would be used against them in a lawsuit arising out of a prior
accident. By excluding this evidence defendants are encouraged to make such
improvements.” KRE 407, Editors’ Notes (quoting Werner v. Upjohn Co., Inc.,
628 F.2d 848, 857 (4th Cir. 1980)).
However, KRE 407 allows for the admission of such evidence if
offered for a secondary purpose, such as impeachment. That said, this Court has
cautioned that “the general rule against the use of [subsequent remedial measures]
will be swallowed if plaintiffs are permitted to use [the impeachment] exception as
a mere pretext for using the evidence to establish culpability.” Curtis v. Price
Holdings, Inc., 610 S.W.3d 339, 346 (Ky. App. 2020) (alterations in original)
(quoting Robert G. Lawson, The Kentucky Evidence Law Handbook § 2.50[3][d]
(2019 ed.)). Accordingly, the impeachment exception must be applied with care,
requiring a trial court to ensure that the proposed evidence qualifies as proper
impeachment and is admissible under the balancing considerations of KRE 403.
On the second day of trial, Appellees called Watts as an adverse
witness. As mentioned, Watts was the only witness with personal knowledge of
-8-
what the container looked like prior to departing Oak Grove on May 31, 2022, and
further, his testimony was the only evidence that a pin and safety chain were
welded to the container at that time. Not only did Watts acknowledge that he was
unable to remember other loads he hauled from Oak Grove, but he conceded that
he did not recall the specifics of the loads he hauled earlier during his shift on
May 31, 2022. Nevertheless, when asked if he had “absolute certain recall” of the
container on that day, Watts answered, “Yes.”
At trial, Watts testified that there was a pin attached to the container
and that the pin was inserted through the latching mechanism and secured on the
other side. Appellees’ counsel asked Watts if that recollection aligned with the
version he provided at his deposition, and Watts replied, “I believe so.” Counsel
then read the portion of Watts’s deposition testimony where he had explained that
once the pin was in the latching mechanism, there was “nothing” to prevent the pin
from coming out.
Watts attempted to clarify his prior statement by explaining that
method was used on some containers. When refocused to the container at issue,
Watts doubled down that the container had a pin, the pin was attached to a chain,
and the chain was attached to the container. He also contended that the container
had another safety chain with one end welded to its door and the other end welded
to the side.
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Appellees’ counsel then questioned Watts about his deposition
testimony wherein he stated that the safety chain passed through the block, which
he had circled on PX13. Watts did not recall that part of his deposition, and when
Appellees’ counsel went to introduce PX13, Freedom Waste’s counsel asked to
approach the bench where the following exchange occurred:
Defense Counsel: Renewing my objection because it’s a
subsequent remedial measure after [Freedom Waste’s
mechanic] repaired the box.
Appellees’ Counsel: This is where we had [Watts] circle
what he contended was on the box when he left Oak
Grove. He contended that the chain went through this box
area with the circle right there. The reality is when we
revealed in our questioning that this thing was not on there
until the day after, and so his recollection, this is obviously
relevant to his purported recollection about what the
container looked like prior to leaving Oak Grove.
Court: I think it does come in for the purposes of
impeachment of the witness under KRE 407, so I’m going
to overrule the objection.
Defense Counsel: Okay.
Following the bench conference, Appellees’ counsel showed the photo of the
repaired container to Watts.
Appellees’ Counsel: Showing you what’s been marked as
Plaintiffs’ Exhibit 13, see this black circle that you
drew. . . . Do you see this black circle that you drew here
on this photo on Plaintiffs’ Exhibit No. 13?
Watts: Yes sir.
-10-
Appellees’ Counsel: At your deposition, you contended
that is what the side of the container looked like and that
area right here that you had drawn the circle around was
what the loose side of the chain went through?
Watts: Yes sir.
Appellees’ Counsel: But you realized shortly thereafter
that that testimony couldn’t be accurate because that piece
wasn’t even on the container on May 31, 2022, correct?
Watts: Correct, and honestly I don’t remember circling
this because that dumpster had a hook on that corner. That
was fixed by our mechanic like that. Those aren’t the
pictures that were even showed [sic] to me at the
deposition. These ones here.
Appellees’ Counsel: Given that, your honor, we’d like to
play a portion of the deposition testimony showing the
witness actually circling it.
Appellees’ counsel then played the portion of Watts’s videotaped
deposition, which showed him reviewing the same photograph, i.e., Plaintiffs’
Exhibit No. 13, and stating that the block with the circle was on the container when
he left Oak Grove and still attached when he examined the container on the
roadside of Interstate 24 after the spill. The recording then showed Watts
complying with counsel’s request to draw a circle around the pertinent mechanism
and holding up the marked photograph to the deposition camera, revealing that the
exhibit was in fact Plaintiffs’ Exhibit No. 13. At the end of this impeachment clip,
Appellees’ counsel resumed the examination.
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Appellees’ Counsel: Sir, were you able to hear your own
voice indicating that you did in fact circle Exhibit 13?
Watts: Yes sir.
Appellees’ Counsel: Your memory was off with respect
to that too, right?
Watts: Yes sir.
Appellees’ Counsel: In fact, we know from this
photograph taken at the scene of the latching mechanism
that the thing that you circled as the purported chain going
through was not actually on the container prior to the spill
on May 31, 2022?
Watts: Yes sir.
Appellees’ Counsel: That was something that was added
the next day, wasn’t it sir?
Watts: I couldn’t tell you on that.
At the conclusion of Watts’s direct testimony, Freedom Waste opted
not to conduct a cross-examination and reserved the right to recall Watts as part of
the defense’s case-in-chief. Outside the presence of the jury, Freedom Waste
renewed its objection to Plaintiffs’ Exhibit No. 13 as a subsequent remedial
measure. The circuit court again overruled the objection, stating that the evidence
was admissible for impeachment. Freedom Waste did not request an admonition
under KRE 105.
On appeal, Freedom Waste relies on our Supreme Court’s opinion in
Thomas v. University Medical Center, Inc., 620 S.W.3d 576 (Ky. 2020), to argue
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that Watts’s trial testimony did not directly contradict his deposition testimony,
and, therefore, failed to trigger the impeachment exception of KRE 407. See id. at
590 (citing Commonwealth v. Jackson, 281 S.W.2d 891, 895-96 (Ky. 1955),
overruled on other grounds by Jett v. Commonwealth, 436 S.W.2d 788 (Ky. 1969))
(“[T]he proffered impeachment evidence must actually contradict the witness’s
statements.”). In Thomas, the Court found no error in the trial court’s ruling that
the plaintiff could not use a root cause analysis for impeachment. Id.6 The post-
incident report concluded that additional training might benefit the nursing staff,
but did not determine that additional training was needed. Id. At trial, the nursing
director testified to the effect that the nurses were adequately trained at the time of
the incident. The trial court properly excluded the report for purposes of
impeachment given that a recommendation of additional training did not equate to
a finding of inadequate training. Id. “Simply put, . . . the [report did] not directly
contradict [the witness’s] opinions as stated.” Id.
Freedom Waste likewise contends that Watts’s trial testimony “did
not directly or clearly contradict prior testimony by stating that the additional
‘block’ safety mechanism was or was not on the container on the day of the
6
Of note, our Supreme Court determined that the root cause analysis in Thomas did not amount to
a subsequent remedial measure under KRE 407 given the particular facts of that case, and the trial
court erred in excluding it as such. 620 S.W.3d at 588. However, the Court found this error
harmless as the report had limited probative value when weighed against the risk for undue
prejudice, and therefore, its admission was barred under KRE 403. Id. at 588-89.
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accident or that he did not connect the ‘safety chain’ to it.” (Appellants Br. p. 18.)
In propounding the “actually contradict” tenet upon which Freedom Waste heavily
relies, the Court in Thomas supported its reasoning with established evidentiary
precedent regarding witness impeachment. Id. (citing Jackson, 281 S.W.2d at 895-
96). That precedent addressed the issue of whether a statement’s inconsistency
warranted its admission to impeach a witness’s credibility:
With respect to contradiction . . . “there must of course be
a real inconsistency between the two assertions of the
witness. The purpose is to induce the tribunal to discard
the one statement because the witness has also made
another statement which cannot at the same time be true.
Thus, it is not a mere difference of statement that suffices;
nor yet is an absolute oppositeness essential; it is an
inconsistency that is required.
Such is the possible variety of statement that it is often
difficult to determine whether this inconsistency exists.
But it must appear ‘prima facie’ before the impeaching
declaration can be introduced. As a general principle, it is
to be understood that this inconsistency is to be
determined, not by individual words or phrases alone, but
by the whole impression or effect of what has been said or
done.”
Jackson, 281 S.W.2d at 895-96 (quoting 3 JOHN HENRY WIGMORE, EVIDENCE IN
TRIALS AT COMMON LAW § 1040 (3d ed. 1940)).
Under this approach, Watts’s trial testimony created a prima facie
inconsistency when measured against his deposition testimony and a literal, word-
for-word contradiction regarding the presence of the block mechanism. At trial,
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Watts agreed to having an “absolute certain recall” of the container’s pre-accident
appearance, yet claimed to not recall his own deposition statements when he
confidently identified and circled a block mechanism that was undisputedly added
the following day. Accordingly, the “whole impression or effect” of this testimony
created a situation where both assertions could not simultaneously be true.
In this case, the subsequent remedial measure falls within the
traditional scope of impeachment evidence and was introduced for the purpose of
casting doubt on the credibility of Watts’s testimony and not as a pretext for
establishing culpability. Put another way, the Appellees did not use the
photograph to argue culpability, such as telling the jury that the subsequent repair
proved that the container was previously unsafe. Rather, the photograph was used
strictly as evidence of Watts’s (in)ability to accurately recall the specifics of the
container’s latching mechanism.
Having determined that PX13 constituted permissible impeachment
under KRE 407, we next evaluate whether the evidence satisfies the balancing
requirements of KRE 403. Under KRE 403, relevant evidence may be excluded if
its probative value is substantially outweighed by the danger of undue prejudice,
confusion of the issues, or misleading the jury. Freedom Waste contends that
PX13 carried an inherently high risk of unfair prejudice because a jury might
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improperly consider the post-accident modification as an indication that the
container was unsafe on May 31, 2022.
The admissibility of subsequent remedial measures must be
considered in the context of the evidence and arguments Freedom Waste chose to
present at trial. Although such evidence raises concerns about undue prejudice,
those concerns must be weighed against the need to permit meaningful
impeachment when a party’s own trial strategy places the credibility, accuracy, and
adequacy of its conduct squarely before the jury. Here, Freedom Waste opened the
door to such evidence and attempted to use KRE 407 as both a sword and a shield
by promoting its own version of events yet foreclosing Appellees’ opportunity to
challenge it.
At the outset of trial, Freedom Waste advised the jury during opening
statements that no one could explain why the latching mechanism failed 30 miles
into Watts’s return to the Mayfield landfill. The record quickly established that the
only witness with any personal knowledge of the container prior to its departure
from Oak Grove was Watts himself. Appellees called Harrison, Watts’s manager,
as their first trial witness. Harrison testified that a spill should not occur if the load
is properly secured, and it is the driver’s responsibility to check the container prior
to transport. When Harrison arrived at the accident scene on May 31, he
photographed and examined the container, noting that it lacked a pin, the chain
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connected to the pin, and the additional safety chain. Moreover, when asked about
the presence of any physical evidence at the scene indicating that either chain had
been welded or connected to the container, Harrison testified, “[o]ther than [Watts]
telling me it was attached, there’s no way of us knowing.”
On cross-examination, Freedom Waste elicited testimony from
Harrison identifying Watts as “one of his best drivers” and a “model employee.”
Freedom Waste pursued a line of questioning where Harrison reiterated that the
company relied upon its drivers in the field to report container problems, like a
missing pin or safety chain. Based on his experience, Harrison testified that the
drivers do report such issues and are instructed not to haul the container until the
required maintenance has been performed. Freedom Waste then concluded its
cross-examination with the following question: “Do you have any doubt in your
mind that Mr. Watts properly secured this load prior to getting on the road?”
Harrison responded, “No sir, no doubt.” These statements were followed by
Watts’s own trial testimony asserting an “absolute certain recall” of the container’s
condition before leaving Oak Grove.
Finally, the record demonstrates that Freedom Waste failed to utilize
available procedural safeguards to restrict or limit the presentation of this evidence
before it reached the jury. Freedom Waste did not object to the photograph’s
inclusion in the Appellees’ pretrial exhibit list, nor did it file a motion in limine to
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preclude any portion of Watts’s deposition testimony or otherwise prohibit the use
of the subsequent remedial measure prior to trial. When the circuit court
ultimately admitted the evidence for the proper purpose of impeachment under
KRE 407, Freedom Waste did not request a limiting admonition under KRE 105 to
restrict the jury’s consideration of the photograph to the credibility of Watts’s
testimony. Although Freedom Waste states that Watts was confused during his
deposition and his statements were taken out of context, it did not cross-examine
Watts at trial nor recall him in the defense case-in-chief to correct or further
explain.
In short, Freedom Waste framed the incident as an inexplicable
mechanical mystery in opening statement, eliciting improper lay opinion testimony
regarding Watts’s competence and diligence, and hinging its defense on Watts’s
ability to accurately recall certain facts. Given these circumstances, the probative
value of the impeachment evidence was not outweighed by any prejudice and was
in direct response to the defense Freedom Waste presented to the jury. Moreover,
any potential for undue prejudice was mitigated by the manner of Watts’s
impeachment, which focused the jury’s attention on Watts’s ability to recall, rather
than the necessity of the repair. Accordingly, the circuit court did not abuse its
discretion by admitting evidence of a subsequent remedial measure.
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B. Admission of Improper Comments, Arguments, and Evidence
Freedom Waste raises six grounds upon which it argues a new trial
should be granted. The first half centers on alleged improper comments or
arguments made by Appellees’ counsel (i.e., inflammatory comments and send-a-
message and golden rule arguments) and the latter half revolves around the
presentation of inadmissible evidence (i.e., the KSP7 citation and testimony
regarding the lack of post-accident drug and alcohol testing and preventative
measures). These allegations of error were not preserved with a contemporaneous
objection; therefore, Freedom Waste requests review for palpable error. Our
review for palpable error is governed by CR 61.02:
A palpable error which affects the substantial rights of a
party may be considered by the court on motion for a new
trial or by an appellate court on appeal, even though
insufficiently raised or preserved for review, and
appropriate relief may be granted upon a determination
that manifest injustice has resulted from the error.
“To qualify as ‘palpable error’ . . . an error ‘must be easily perceptible, plain,
obvious and readily noticeable.’” Nami Res. Co., LLC. v. Asher Land & Min., Ltd.,
554 S.W.3d 323, 338 (Ky. 2018) (quoting Brewer v. Commonwealth, 206 S.W.3d
343, 349 (Ky. 2006)). “Implicit in the concept of palpable error correction is that
the error is so obvious that the trial court was remiss in failing to act upon it sua
7
Kentucky State Police.
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sponte.” Id. (quoting Lamb v. Commonwealth, 510 S.W.3d 316, 325 (Ky. 2017)).
However, a palpable error warrants relief only if it results in a manifest injustice;
“in other words, the error so seriously affected the fairness, integrity, or public
reputation of the proceeding as to be ‘shocking or jurisprudentially intolerable.’”
Commonwealth v. Jones, 283 S.W.3d 665, 668 (Ky. 2009) (quoting Martin v.
Commonwealth, 207 S.W.3d 1, 4 (Ky. 2006)).
i. Organized Crime & Corporate Bias
Freedom Waste argues that Appellees’ counsel made improper
remarks designed to inflame corporate bias and associate the waste industry with
organized crime. As to corporate bias, Freedom Waste contends that Appellees
improperly invited the jury to consider the out-of-state location of its corporate
management and the large scale of its operations, which employed approximately
17,000 employees across multiple facilities and locations. According to Freedom
Waste, these comments were “irrelevant” and prejudicial because they portrayed
Freedom Waste as a large, distant corporation unconcerned by this accident that
occurred in Kentucky. In support, Freedom Waste points to opposing counsel’s
statement during closing argument: “The folks who are responsible are sitting in
Arizona and New Jersey, who still haven’t done anything to change.”
Freedom Waste’s other complaint in this regard concerns a comment
by Appellees’ counsel: “Waste management in New Jersey. I’m not going to say
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anything about it. I want both my legs.” Counsel made the remark during Settles’s
deposition, which was later played for the jury, and made a similar comment
during Harrison’s trial testimony. Freedom Waste describes this commentary as
“outrageous” and contends that they were “unfairly prejudic[ial].”
“Appeals to bias against out-of-state residents and corporations have
historically been condemned by the courts of this Commonwealth.” Rockwell Int’l
Corp. v. Wilhite, 143 S.W.3d 604, 629 (Ky. App. 2003). Our Supreme Court
summarized earlier case law in which “express characterizations of foreign
corporations as wolves preying upon humble Kentuckians” were held
impermissible:
In [Clement Brothers Co. v. Everett], plaintiff’s counsel
characterized the corporate defendant in a negligence case
involving blasting damages as a “rich, grasping, foreign
corporation running ruthlessly roughshod over the poor,
honest, long-suffering citizens of Barren County; its
attorney as a rich man who would be upset if it were his
‘mansion’ that suffered the blasting damage” and the
whole scenario as akin to “a wolf devouring a lamb.” [414
S.W.2d 576, 577 (Ky. 1967)]. In Rockwell, plaintiff’s
counsel referred repeatedly to the corporation’s California
base “where everybody has got a tan and a $60 haircut and
life is good.” Counsel also implored the jury to consider
the difference between men (which God made with a soul)
and corporations (which men made to make money), and
the champagne corks that would pop in Seal Beach,
California if the jury did not impose punitive damages.
143 S.W.3d at 627-28.
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Baston v. Cnty. of Kenton ex rel. Kenton Cnty. Airport Bd., 319 S.W.3d 401, 412
n.2 (Ky. 2010).
Even assuming counsel’s arguments and comments crossed the line of
impropriety, they were not sufficiently egregious to rise to the level of the conduct
described in these cases, and “we do not see manifest injustice arising from the
trial court’s failure to intervene when [Freedom Waste]’s trial counsel failed to
complain.” Nami, 554 S.W.3d at 339. Likewise, counsel’s comments making
light of “waste management in New Jersey” do not provide grounds for relief
within our review for palpable error. As Appellees point out in their response,
Freedom Waste did not object to this portion of Settles’s deposition when it was
designated for trial, nor did it object when the deposition was played for the jury.
Freedom Waste did not object when counsel made a similar comment during
Harrison’s trial testimony nor raise the issue in their post-trial motion. Having
failed to bring the matter to the circuit court’s attention at any of these junctures,
Freedom Waste cannot fault the court for failing to address an objection it did not
make. See id. at 339-40 (discussing alleged attempt to appeal to racial and
nationalistic prejudices by referring to the party by his first name rather than his
nickname or Mr. Nami).
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ii. “Send a Message”
Freedom Waste next argues that Appellees’ counsel improperly
encouraged the jury to send a message with its verdict. During closing argument,
Appellees’ counsel addressed the jury as follows:
The point, ladies and gentlemen, is that – I told y’all in
opening – we can’t make them admit liability. We can’t
make them accept responsibility. All we can do is bring
that case to you. That’s what we’ve done. This is what
happens, though. This is what happens when you don’t do
preventative maintenance. That’s what happens when you
don’t do periodic inspections. That’s what happens when
you got no idea how old the containers are out there on the
roadway. People get hurt. They can potentially die.
Today is the day that I want it to stop, and I ask y’all to
help in that regard.
Generally, it is improper to argue that the jury should “send a message
to the community” through its verdict. McMahan v. Commonwealth, 242 S.W.3d
348, 350 (Ky. App. 2007). Such arguments are highly disfavored because they
encourage the jury to base its decision on considerations other than the evidence
presented at trial; “[t]he practical effect of such a statement is to incite jurors to
assume the responsibility of curing the community’s problems[.]” Gaines v.
Commonwealth, 283 S.W.3d 243, 246 (Ky. App. 2008). An argument aimed
instead at deterring a particular defendant from future misconduct, however, is not
necessarily improper. See Cantrell v. Commonwealth, 288 S.W.3d 291, 299 (Ky.
2009); Fields v. Commonwealth, 219 S.W.3d 742, 751 (Ky. 2007). The argument
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made by Appellees’ counsel falls more in the latter category. See Hall v.
Commonwealth, 337 S.W.3d 595, 612 (Ky. 2011) (“From our review of the record,
it appears that the prosecutor asked the jury to send a message to Hall – not to the
community – about what a local jury would tolerate in the community. To the
extent that the prosecutor made an improper ‘send a message’ argument, it did not
appear to be an egregious one. And because the prosecutor did not clearly
insinuate that the jurors would be subjected to scorn from their community if they
did not convict Hall or urge the jury to convict Hall for reasons other than the
evidence and reasonable inferences from the evidence, Hall is not entitled to
relief.”). While counsel’s statements were impassioned, they do not warrant a new
trial under review for palpable error.
iii. Golden Rule Argument
Next, Freedom Waste argues that Appellees’ counsel improperly
solicited testimony throughout trial that no preventative maintenance or inspection
protocols were implemented following the accident and made arguments aimed to
instill fear in the jurors that a similar accident could happen again to them or their
loved ones. Freedom Waste claims that counsel continued this trend in closing
argument by presenting a “want ad” hypothetical for the jurors to consider in
awarding damages. In particular, Appellees’ counsel asked jurors to go back to the
morning of May 31, 2022, and imagine Appellees having breakfast before their
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trip, reading the newspaper, and coming across a “want ad” seeking motorcyclists
to ride into the spill and crash in exchange for financial compensation.
Referencing the amounts of damages suggested by Freedom Waste’s counsel in
opening statement, Appellees’ counsel stated the following: “Who in the world
thinks they would answer that want ad for $15,000 or $25,000 or $150,000?
Nobody. I promise you if given the opportunity, every single one of those
gentlemen would have wadded that newspaper up and thrown it in the trash if it
offered every one of them $1 million dollars. They would have said let’s get
started on our trip to Colorado. If you believe that, that that’s what they went
through, that’s what this experience was worth to them, that will be within your
discretion about what you award in your pain and suffering portion of the award.”
A party is expressly prohibited from making golden rule arguments,
whereby jurors are asked to imagine themselves or a loved in the position of the
plaintiff. Caudill v. Commonwealth, 120 S.W.3d 635, 675 (Ky. 2003) (citing
Golden Rule, BLACK’S LAW DICTIONARY (7th ed. 1999)); May v. Francis, 433
S.W.2d 363,