State of Iowa v. Joshua Kim Dockum
CourtCourt of Appeals of Iowa
Date FiledOctober 7, 2026
Docket25-2060
StatusPublished
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Full Opinion
IN THE COURT OF APPEALS OF IOWA
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No. 25-2060
Filed October 7, 2026
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State of Iowa,
Plaintiff–Appellee,
v.
Joshua Kim Dockum,
Defendant–Appellant.
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Appeal from the Iowa District Court for Delaware County,
The Honorable Monica Zrinyi Ackley, Judge.
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AFFIRMED
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Martha J. Lucey, State Appellate Defender, and Allison Linafelter, Assistant
Appellate Defender, attorneys for appellant.
Brenna Bird, Attorney General, and Louis S. Sloven, Assistant Attorney
General, attorneys for appellee.
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Considered without oral argument
by Greer, P.J., Sandy, J., and Doyle, S.J.
Opinion by Sandy, J.
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SANDY, Judge.
Joshua Dockum pleaded guilty to first-degree theft, identity theft, and
forgery after taking over $10,000 from his employer and opening a line of
credit under his employer’s name. The district court sentenced Dockum to
ten years in prison for his crimes. Dockum appeals his sentence, arguing the
court abused its discretion when it relied on unadmitted conduct in the
victim impact statement and further abused its discretion when it “only
considered the nature of the offenses” in sending him to prison rather than a
deferred judgment or probation. Because the court did not rely on unproven
conduct in the victim impact statement and considered all relevant factors
when sentencing Dockum, we affirm his sentence.
BACKGROUND FACTS AND PROCEEDINGS
Although he was originally charged with one count of first-degree
theft, six counts of forgery, and five counts of identity theft, Dockum took a
plea deal to dismiss five of the forgery counts and four of the identity-theft
counts. In exchange for the dismissal of these counts and the State’s
agreement to remain silent during sentencing, Dockum pleaded guilty to
first-degree theft, one count of identity theft, and one count of forgery.
As a factual basis for the plea, Dockum admitted that from
December 2019 to July 2023 he stole more than $10,000 from his employer
“by making, completing, executing, authenticating, issuing, or transferring a
writing to open a vendor account/line of credit with Black Clover, so that it
purported to be the act of [the company] who did not authorize that act, with
the intent to defraud another and/or with knowledge that he was facilitating
a fraud.” Additionally, Dockum permitted the court to rely on the minutes of
testimony as a further factual basis for his guilty plea.
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The case proceeded to sentencing. As agreed, the State did not make
a recommendation. But Dockum argued for a deferred sentence based on his
lack of prior criminal history, his mental-health struggles, his steady
employment after the events leading to the charges, and the support of his
family members. After making his argument, Dockum exercised his right of
allocution, simply stating, “I’m sorry for what I did. It won’t happen again.”
Then, a member of the board of directors for the company Dockum
defrauded entered the following victim impact statement:
Um, I guess I wasn’t quite sure what, what information I was going to give
today, but we would like to make sure that we don’t want to be vindictive
and say, “Put [Dockum] in jail for any of these specific crimes,” but we
would like restitution for what he’s done to us. Um, he’s lied to us. He’s
forged signatures. We still have, um, a lawsuit going on in Connecticut for,
um, credit applications in this case, they’re suing [the company] because
[Dockum] forged signatures of two directors to set up an account in his, in
[the company’s] name, when it was really for himself, and then he didn’t
pay the bill, so they’re suing [the company] for that. And we’ve had, um,
attorney fees ongoing, just trying to fight it. I’m trying to think of what else.
I just found out this morning that, um, with the secretary of state,
[Dockum] is still listed as a board of director member of [the company],
that he’s secretary and treasurer for [the company], which he has never
been, so he falsified the records with the State of Iowa. We will get that
corrected in this next week.
After hearing Dockum’s request for a deferred judgment, his
allocution, and the victim impact statement, the court gave the following
sentence and justification:
Mr. Dockum, trust is a very hard thing to earn, and you were put in
a position of great trust. You used that trust to your advantage, not once,
not twice, not even three times, you did it repeatedly. And, you know, a lot
of concepts about what we do here in this courtroom relate to statutory
things that give me direction on how to sentence somebody, and then a lot
of things have to do with the actual punishment for the criminal conduct
that you have perpetrated on innocent people trying to run a business in
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this community. And yes, it’s very different than if you had actually taken
a fist and hit one of them and caused them to break a tooth or used a knife
to cut one of them or even attempt to harm them. I understand the very
different distinctions between what most people would call white collar
crime versus a very violent offense. But in some circumstances, you’ve
done just as much extensive damage. As you heard [the victim], he has now
incurred additional cost and expenses and the frustration of time to have
to pull his business out of all of the mess that you have created. And it’s
not appropriate to give you a deferred judgment based on your repeated
violation of the business’s trust, the misrepresentation,
misrepresentations not only to the business but the trust that you had with
the community that you were given. So people coming to the business
looking for the business to do business with instead were directed at you
for your own personal gain.
So looking at what is contained within the letters of
recommendation, they all point to you having integrity, and I don’t mean
to be disrespectful, but I wonder if any of those people that wrote those
letters looked that word up. Because integrity is not defined by what you
did in the dictionary. In fact, what you did was the exact opposite of
integrity. And it’s a shame. Because it leaves people in the community to
not feel they can trust others. And I’m sure it’s put these gentlemen in a
position to question every day what they saw in you that they could not
discern was not truthful, what they saw in you that they could not discern
to be very deceitful in planning, and in the end, resulted in what you have
done. It was a great deal of money that you took, someone else’s identity
that they had worked long and hard to create, a reputation that has been
destroyed.
And I don’t think it’s appropriate to suspend the sentences, based
on all of that. This company is going to have ramifications long into the
future, because of what you did. So I’m remanding you into the custody of
the director of adult corrections for a period of ten years on count I and
two years for count IV, in the first felony matter, and for five years on the
second felony for count I. The terms will run concurrent for a total of ten
years. While you are incarcerated, you’ll have to continue on with your
mental health counseling, submit to DNA profiling. Restitution will be set,
and there will be a Zoom hearing on that for a date that I have to yet
determine. I will suspend all fines and suspend Category “B” restitution
as a result of the incarceration. I deem this to be an extremely serious event
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that warrants a very serious punishment; henceforth, the reason I’m doing
what I’m doing.
The court added in its written sentencing order that it based the
sentence on the need to protect society and rehabilitate Dockum, the
recommendations of the defendant, the presentence investigative report
(PSI), and Dockum’s prior record.
Now, Dockum appeals his sentence, arguing the court abused its
discretion when it allegedly relied on unadmitted conduct in the victim
impact statement and when it “only considered the nature of the offenses”
in sending him to prison.
STANDARD OF REVIEW
Because the prison sentence imposed by the district court was within
the statutory limits, it “is cloaked with a strong presumption in its favor.”
State v. Damme, 944 N.W.2d 98, 105–06 (Iowa 2020) (citation omitted). “We
will not reverse a sentence unless there is ‘an abuse of discretion or some
defect in the sentencing procedure.’” Id. at 103 (citation omitted). “A district
court abuses its discretion when it exercises its discretion on grounds clearly
untenable or to an extent clearly unreasonable.” State v. Duffield, 16
N.W.3d 298, 302 (Iowa 2025) (citation omitted).
DISCUSSION
I. Victim Impact Statement
Dockum claims the court improperly relied on unproven conduct in
the victim impact statement when sentencing him to prison. During
sentencing, we rely on courts to “filter out improper or irrelevant evidence”
from victim impact statements, which are by their nature “unabridged
expression[s] of the impact of the offense.” State v. Sailer, 587 N.W.2d 756,
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761, 764 (Iowa 1998). “Even if improper material is presented at sentencing,
it is reversible error only if the district court relied on it.” State v. Schooley, 13
N.W.3d 608, 619 (Iowa 2024). The defendant bears the burden to
affirmatively show that the sentencing court relied on improper factors or
clearly untenable grounds. Sailer, 587 N.W.2d at 759, 762.
According to Dockum, the following portions of the victim impact
statement were improperly considered during sentencing: “The allegation of
a second forged signature, the Connecticut lawsuit, attorney’s fees, and the
new allegation of falsifying records with the State of Iowa are unproven facts
not present in the minutes of testimony.” For proof that the court relied on
these facts, Dockum relies on the following statement by the sentencing
court: “As you heard [the victim], he has now incurred additional cost and
expenses and the frustration of time to have to pull his business out of all of
the mess that you have created.”
While this statement references the difficulties expressed in the victim
impact statement, it falls short of affirmatively showing the sentencing court
relied on an unproven ground or improper factor since the minutes of
testimony—which Dockum permitted the court to rely on as a factual basis
for his guilty plea—also mention the business’s struggles with collection calls
and letters from creditors resulting from Dockum’s conduct. At no point did
the court specifically mention the number of forged signatures, the
Connecticut lawsuit, the falsified state documents, or the attorney fees which
Dockum claims the court considered. The court merely referenced the
frustration and difficulties the company encountered from Dockum’s crimes,
all of which was contained in the minutes of testimony. Absent some
affirmative proof that the court considered the allegedly improper
statements, Dockum’s claim fails.
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II. Sentencing Factors
Next, Dockum claims the court failed to properly consider all factors
during sentencing and instead sentenced Dockum solely on the nature of his
crimes. Specifically, Dockum claims the court ignored his “mental health
struggles, his family support, his stellar employment history following the
events underlying the offenses, his spotless pre-trial performance on
probation, his lack of criminal history, or the PSI’s probation
recommendation.” But the fact that a different allocation of weight to
pertinent factors may have supported a different sentencing outcome is no
basis for reversal. See State v. Luke, 4 N.W.3d 450, 455 (Iowa 2024). Instead,
“the district court’s authority to weigh the competing factors to reach a
sentencing decision is the essence of the discretion given to a sentencing
judge.” State v. Phillips, 996 N.W.2d 419, 422 (Iowa Ct. App. 2023).
To support his position, Dockum references the court’s statement that
“I deem this to be an extremely serious event that warrants a very serious
punishment; henceforth, the reason I’m doing what I’m doing.” But this is
only one sentence of the court’s sentencing discussion. Here, as stated on the
record and in the written sentencing order, the court considered the nature
of the offenses, the need to protect society and rehabilitate Dockum, the
recommendations of the PSI, the letters of support Dockum submitted, and
Dockum’s prior record when fashioning its sentence.
Given the list of considerations, the court properly considered all the
relevant factors and found the nature of the crime to be of particular weight
during sentencing. The court’s emphasis on the nature of the offenses in its
reasoning does not invalidate the sentence. As we have repeatedly
recognized, the sentencing court “enjoys the latitude to place greater
importance on one sentencing consideration over others.” State v. Latcham,
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No. 10-1262, 2011 WL 1138569, at *3 (Iowa Ct. App. Mar. 30, 2011). And
while the court did not specifically mention Dockum’s mental-health
struggles or his pre-sentencing behavior, sentencing courts are not “required
to specifically acknowledge each claim of mitigation urged by a defendant.”
State v. Boltz, 542 N.W.2d 9, 11 (Iowa Ct. App. 1995). Dockum is simply
asking us to substitute the decision of the sentencing court with our own,
which we cannot do. See State v. McCalley, 972 N.W.2d 672, 677 (Iowa 2022).
While Dockum clearly would have weighed the factors differently, the
“test for whether a sentencing court abused its discretion is not whether we
might have weighed the various factors differently, but whether the sentence
was based on unreasonable or untenable grounds.” State v. Rasmussen, 7
N.W.3d 357, 364–65 (Iowa 2024) (cleaned up). Here, the court properly
exercised the discretion granted to all sentencing courts when it placed
greater weight on aggravating factors than mitigating factors. We cannot
consider this an abuse of discretion. Accordingly, Dockum’s challenge fails,
and we affirm the court’s sentence.
AFFIRMED.
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