Andrew M. Schluck v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledNovember 3, 2021
Docket1D19-3724
StatusPublished
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Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D19-3724
_____________________________
ANDREW M. SCHLUCK,
Appellant,
v.
STATE OF FLORIDA,
Appellee.
_____________________________
On appeal from the Circuit Court for Leon County.
Barbara K. Hobbs, Judge.
November 3, 2021
WINOKUR, J.
Andrew M. Schluck appeals his judgment and sentence for
burglary and sexual battery. He contends that the trial court erred
in four respects: (1) it improperly admitted a recording of the
victim’s statement that she thought she had been raped in her
dorm room the previous night; (2) it did not allow Schluck to
represent himself or conduct a Faretta 1 hearing after he requested
to do so; (3) it imposed conditions of sexual-offender probation that
were not related to the crime; and (4) it did not hold a competency
hearing or enter an order of competency after there were
1 Faretta v. California, 422 U.S. 806 (1975).
reasonable grounds to believe that Schluck may not have been
competent to proceed. We agree that the court improperly
admitted a recording of the victim and reverse for new trial.
I
Schluck was charged with burglary of an occupied dwelling
with assault or battery and sexual battery upon a victim physically
helpless to resist. The record contains the following evidence: The
nineteen-year-old victim and her friend had met Schluck as they
walked back to the victim’s dorm after a night of drinking.
Surveillance video showed the three entering the building at 3:28
a.m. The women went into the victim’s dorm room alone, but the
victim’s friend saw Schluck standing in the hallway when she left
a few minutes later. Surveillance video showed Schluck leaving the
building at 7:14 the next morning. At 7:44 a.m. and after speaking
to her roommate, who advised her to gather her clothing and call
the police, the victim called the university police administrative
line and reported, “I think that I was . . . raped last night.” 2 She
stated that it had happened in her dorm. The recording was played
for the jury over Schluck’s hearsay objection, and the victim did
not testify. 3 The jury found Schluck guilty of burglary of an
2 This call was a call for service to police rather than a 911
call.
The dissent recounts in detail virtually the entire case
3
against Schluck. The issue we are considering here is not whether
the State presented sufficient evidence to support Schluck’s
convictions, but whether a single piece of evidence, a recording of
the police call, was hearsay, and if so, was properly admitted under
a hearsay exception. Our analysis is limited to that question.
Although we will not address most of the facts that we do not
find relevant to the issue, to avoid any confusion, we will briefly
discuss the comments on the victim’s impairment. Surveillance
video showed the victim entering the dormitory building on her
own, and she did not appear to be stumbling. A crime laboratory
analyst extrapolated her blood-alcohol level for around 3:00 a.m.
based on a measurement from the next day and estimated that it
would have been between 0.14 and 0.26 grams per deciliter.
2
occupied dwelling with battery and of sexual battery, a lesser-
included offense of sexual battery upon a victim physically helpless
to resist.
Schluck contends that the trial court erred in admitting the
victim’s statements to university police because they were hearsay
and did not qualify as excited utterances. 4 We review for abuse of
discretion. See Alston v. State, 723 So. 2d 148, 156 (Fla. 1998).
Though he acknowledged that the victim “could have been” at the
upper end of this range, he testified that the “vast majority of the
population” would fall in the middle, around 0.16 to 0.18. He
explained that alcohol influences people differently and two people
with the same level of blood alcohol will not necessarily have the
same level of physical impairment. We also note that no drugs
were found in the victim’s blood. But most importantly, the victim’s
impairment at 3:00 a.m. does not affect the admissibility of her
police call at 7:44 a.m. A victim’s intoxication at the time of the
sexual battery—a time that has not been established in this case—
is relevant only to whether she is capable of consent, and that issue
is not before us. In making these observations, we reject the
dissent’s contention that we have “downplayed” the record facts.
We take this opportunity to emphasize that our decision is
based upon a purely legal question and not our own evaluation of
the defendant’s guilt or our sympathy for the victim. Where a jury’s
decision was affected by an incorrect application of law, we must
reverse a conviction. This is a necessary feature of our justice
system. Laws are designed to ensure fair trials, and allowing
convictions based on unfair trials to stand harms this system.
4 Schluck also argues that the statements were admitted in
violation of the Confrontation Clause. We do not address this
argument because Schluck never properly presented it below. We
agree with the dissent that Schluck’s hearsay objections did not
preserve a Confrontation Clause claim. Nor do we address whether
a Confrontation Clause violation constituted fundamental error,
because we find that the evidence was inadmissible hearsay.
3
II
A
We first address whether Schluck preserved for appeal his
argument that the recording did not constitute an excited
utterance and therefore did not fall under the hearsay exception
set forth in section 90.803(2), Florida Statutes. Prior to trial,
Schluck’s counsel objected to the State’s planned introduction of
the recording, in part on the ground that it constituted hearsay.
The prosecutor indicated that she intended to authenticate the
recording with testimony from an “IT person” with the university
police, and testimony from a friend of the victim who could
authenticate the victim’s voice, and added that the State would
also establish that the victim “was upset at the time of the call.”
The court overruled Schluck’s objection without further comment.
Before the recording was admitted at trial, Schluck’s counsel
“renew[ed the] objection on the grounds of hearsay.” Without
asking the State for a response, the court overruled the objection
without further comment. After trial, Schluck moved for new trial,
in part on the ground that the admission of the recording violated
his right to confrontation. The State disagreed and for the first
time explicitly claimed that an exception to the hearsay rule
applied, arguing that it constituted an excited utterance. Schluck
replied, denying that the hearsay statements constituted an
excited utterance. After hearing, the court denied the motion for
new trial.
Under these circumstances, the issue is preserved for appeal
even though Schluck never argued that the statement did not
constitute an excited utterance until replying to the State’s claim
in its response to the motion for new trial that the exception
applied. “A ‘hearsay’ objection need not specify the hearsay
exception the objecting party will address on appeal.” State v.
Crofoot, 97 So. 3d 866, 868 (Fla. 1st DCA 2012) (holding that the
appellant’s “hearsay objection preserved its argument on appeal
that the ‘statement against interest’ exception does not apply to
the statements at issue”); see also Neeley v. State, 883 So. 2d 861,
864 (Fla. 1st DCA 2004) (holding that a general hearsay objection
preserved the issue of whether a statement qualified as a hearsay
exception because “[w]hen a party makes a hearsay objection, a
4
trial court must consider all possible hearsay violations,
exceptions, and exclusions”). When a party objects to admission of
evidence because it is hearsay, the objection is generally sufficient
to preserve the issue, even if the proponent of the testimony claims
on appeal (or in response to a motion for new trial) that a hearsay
exception applies. 5 In this case, we find that Schluck properly
alerted the trial court to his claim that the statement constituted
hearsay and was not required also to argue that an exception did
not apply in order to preserve this argument for review.
B
The dissent contends that the recording was actually admitted
under the “public records and reports” exception to hearsay
contained in section 90.803(8), Florida Statutes, rather than the
excited-utterance exception. Because Schluck did not address this
exception, the dissent argues that Schluck has failed to present an
argument supporting reversal. We find that the State never sought
admission of the statements under the public-records exception,
and as such, Schluck’s failure to address it is immaterial.
First, we disagree that the public-records exception was ever
raised in the pretrial hearing. During that hearing, the prosecutor
indicated that she would introduce the testimony of the person who
operates the system that records calls made to the university
police. Schluck’s counsel responded that he was unaware that the
State intended to introduce a call from the victim to police, and
objected to its admission on the ground that it constituted a
discovery violation and that it was hearsay. The State indicated
that it had given a copy of the recording to Schluck when he was
pro se. The following exchange then occurred:
5 We do not dispute that preservation may have required more
if the State had clearly indicated at trial that it was relying on the
excited-utterance exception to admit the recording. Instead,
Schluck argued that the evidence was hearsay and the court
denied the objection. In this situation, the general rule applies.
5
THE COURT: Okay. Well, you have somebody
that’s going to authenticate it as a public record?
[PROSECUTOR]: Yeah. The IT person will
authenticate it as the audio recording from the system.
And then I will have a friend who will authenticate her
voice.
THE COURT: Okay.
[PROSECUTOR]: As well as the fact that she was
upset at the time of the call.
THE COURT: Okay. Overruled.
The entire exchange shows that the prosecutor and the court
were primarily discussing authentication of the recording under
section 90.901, Florida Statutes, not attempting to support
admissibility of hearsay by resort to the “public records and
reports” exception to the hearsay rule. 6 The State indicated that it
planned to introduce testimony of a person with knowledge of the
university police call system, as well as that of a person who could
authenticate the victim’s voice. See, e.g., D.D.B. v. State, 109 So.
3d 1184, 1185 (Fla. 2d DCA 2013) (holding that a 911 call recording
was not properly authenticated and noting that “identification of
D.D.B.’s voice on the recording is helpful to the State’s case, but
authentication would also require other predicate evidence,
including that the recording was of a telephone call received and
handled by the 911 system on the relevant date.”). As for hearsay,
the prosecutor indicated that she planned to introduce testimony
6 “Authentication or identification of evidence is required as a
condition precedent to its admissibility.” § 90.901, Fla. Stat. In
other words, authentication is a separate requirement from
admissibility. Both were discussed at the pretrial hearing; we
reject the dissent’s contention that “[a]rgument at the pre-trial
hearing focused exclusively on whether the State had a basis for
overcoming his hearsay objection.” Dissenting op. at 17. In fact,
very little of the pretrial argument addressed Schluck’s hearsay
objection.
6
that the victim was upset at the time of the call. This suggests that
the State planned to seek admission under the excited-utterance
exception to hearsay. 7 We further note, contrary to the claim of the
dissent, that the State never indicated that it sought admission
under the “public records and reports” exception. Only the judge
uttered the phrase “public record,” and as indicated above, was
referring to authentication, not to a basis for admission of
hearsay. 8
Second, we note that the proceedings following this hearing
indicated that the recording had been admitted under the excited-
utterance exception. No mention of the public-record exception was
made at trial. At the motion for new trial hearing, the prosecutor
argued that the evidence was admissible as an excited utterance.
And in this appeal, the State never argues that the evidence fell
under the public-record exception to the hearsay rule.
Third, our conclusion is bolstered by the fact that the public-
record exception plainly does not apply. “Records that rely on
information supplied by outside sources . . . are inadmissible under
[the public-record exception].” Lee v. Dep’t of Health & Rehab.
Servs., 698 So. 2d 1194, 1201 (Fla. 1997) (citation omitted). “In
Florida, rather than offering this type of record, a witness must be
called who has personal knowledge of the facts.” Id. See also
Reichenberg v. Davis, 846 So. 2d 1233, 1234 (Fla. 5th DCA 2003)
(holding that reports where “the authors simply related the
7 While we indicated above that in some situations a party
may not have preserved an argument that a hearsay exception
does not apply, this is not the case here given the perfunctory
nature of the proponent’s argument in support of an exception and
the court’s denial of the objection right after the argument.
8 We believe that the court asked about authentication as a
“public record” because some public records may be authenticated
under a procedure in section 90.902(4), Florida Statutes. This
procedure does not actually apply to authenticate a recording, but
it appears to us that this is why the judge mentioned the phrase.
This possibility seems far more likely than the idea that the judge
was referring to the public-record exception to the hearsay rule.
7
substance of what the witnesses had told the authors” are not
admissible under the public-records exception to the hearsay rule
“because they were not based upon the personal knowledge of an
agent of the ‘business.’”). “To be admissible under these
circumstances, the hearsay statements made to the authors must
themselves fall within an exception to the hearsay rule.” Id. (citing
§ 90.805, Fla. Stat.). We are unaware of any case where a recording
of a call to police was admitted under the public-record exception
to the hearsay rule. This fact helps to convinces us that the court
never had any intention of admitting the recording under the
public-record exception.
In conclusion, the court did not admit the recording under the
public-record exception to the hearsay rule. For this reason, we
find no fault on Schluck’s part for failing to address it.
III
A
An excited utterance for hearsay-exception purposes, set forth
in section 90.803(2), Florida Statutes, is not merely an utterance
made while excited. To qualify as an excited utterance, a statement
must satisfy the following elements: “(1) there must be an event
startling enough to cause nervous excitement; (2) the statement
must have been made before there was time to contrive or
misrepresent; and (3) the statement must be made while the
person is under the stress of excitement caused by the event.” State
v. Jano, 524 So. 2d 660, 661 (Fla. 1988). If a statement is made
“well after the startling event,” the proponent must “offer some
proof that the declarant did not engage in a reflective thought
process.” Blandenburg v. State, 890 So. 2d 267, 271 (Fla. 1st DCA
2004).
Applying these principles, the victim’s statements do not
qualify as excited utterances. The evidence does not show what
time the offense occurred, but Schluck left the victim’s dorm
building at 7:14 a.m., and the victim called campus police at 7:44
a.m. While a half an hour passed between Schluck’s departure and
the report, the victim’s statement that she had been raped “last
night” implies that the period between the offense and the call had
8
been longer; the intervening time was clearly enough to
distinguish between night and morning. Moreover, the record
indicates that the victim spoke with her roommate, who advised
her to gather her clothes and call the police, before making the
report. 9,10 This shows that rather than immediately calling, the
victim considered what she should do—in other words, she did
engage in a reflective thought process. 11 Although this by no means
9 The dissent contends that this observation is a “cornerstone”
of our analysis and that it cannot be considered because it was
contained in a police report “that was not entered in evidence and
was never presented to or relied upon by the trial judge.”
Dissenting op. at 26 (emphasis omitted). As stated above, the State
never directly invoked the excited-utterance exception until after
trial, so Schluck was given no real opportunity to support his
opposition to the exception. As for the fact that it was not relied on
by the trial judge, this observation does not change our view that
the argument was adequately preserved for review. More
importantly, even if we accepted the notion that we cannot
consider a matter in the record unless it was admitted into
evidence or explicitly considered by the trial court in ruling on
admissibility, it would not change our view. The report is not a
“cornerstone” of our conclusion. Even without evidence of a report
that the victim spoke to her roommate prior to the call, the record
does not demonstrate that the victim did not engage in reflective
thought, which the proponent of the hearsay exception was
required to prove.
10 To support its argument that we cannot consider the police
report, the dissent cites Fla. Livestock Bd. v. Hygrade Food Prod.
Corp., 141 So. 2d 6 (Fla. 1st DCA 1962). The appellant’s brief there
referred to non-record material, which had been included in an
appendix to the brief. Nothing of the sort occurred here. The
disputed report here is part of the record on appeal. We reject the
dissent’s notion that we are attempting to “retry[] a case” by
mentioning this report, Dissenting op. at 26; we are merely
addressing a discrete evidentiary ruling of the trial court.
11 We reject the dissent’s contention that “[t]he unrebutted
evidence is that the victim was emotional[ly] overwrought,
disoriented, and awakening from severe inebriation prior to and
9
shows that she did in fact contrive or misrepresent, it shows that
her statement does not satisfy the test for the excited-utterance
exception to hearsay. 12 While a sexual battery is startling enough
to cause nervous excitement and the victim was clearly upset
during the call, the only evidence related to timing shows that the
call came the morning after the crime and after the victim was able
to engage in a reflective thought process. However, we emphasize
that the law does not require affirmative proof of reflective thought
to render a statement made “well after the startling event”
inadmissible as an excited utterance. Instead, the burden is on the
proponent of the excited-utterance exception to offer proof that no
reflective thought occurred. The State has not done so here. Again,
this Court does not and cannot make its own determination of
during the call.” Dissenting op. at 27. No evidence shows that the
victim was disoriented or just awakening when she called the
police. The evidence of her inebriation is that around 3:00 a.m. her
blood-alcohol content was between 0.14 and 0.26 deciliters per
gram, most likely between 0.16 and 0.18. Even prior to the
incident, over four hours before the call, she was able to walk on
her own, and the evidence indicates that she did not consume more
alcohol after that point.
12 The dissent cites to two Fourth District Court of Appeal
decisions to show that speaking to a third party before calling the
police does not necessarily prevent statements from being excited
utterances. This is true, but those cases do not apply here. Akien
v. State does not describe the victim’s emotional state on the phone.
44 So. 3d 152 (Fla. 4th DCA 2010). Evans v. State does, and in that
case, the victim was “in shock . . . stunned and extremely concerned
that she was still in danger.” 248 So. 3d 155, 159 (Fla. 4th DCA
2018). Additionally, Evans explicitly stated that if time has passed
between the startling event and the statement, the statement
cannot be an excited utterance unless “at the time of the
statement, the declarants were either ‘hysterical,’ severely injured,
or subject to some other extreme emotional state sufficient to
prevent reflective thought.” Id. (quoting Blandenburg, 890 So. 2d
at 170). Evans supports our conclusion. This does not mean that
the victim’s statements were not credible; it means only that they
were not excited utterances.
10
whether the statement was true. We may consider only whether
the statement qualified as an excited utterance for purposes of an
exception to inadmissible hearsay.
B
Having found that admission of the recording was error, we
next determine whether that error was harmless. In making this
determination, it is not enough to say that the evidence would have
been sufficient to support the conviction without the improperly
admitted evidence, or even whether the evidence would have been
overwhelming. See State v. DiGuilio, 491 So. 2d 1129, 1139 (Fla.
1986) (noting that the test for harmless error “is not a sufficiency-
of-the-evidence, a correct result, a not clearly wrong, a substantial
evidence, a more probable than not, a clear and convincing, or even
an overwhelming evidence test”). See also Johnson v. State, 53 So.
3d 1003, 1005 n.3 (Fla. 2010) (emphasizing that harmless error is
not determined by showing “overwhelming evidence” of guilt). The
focus must be on the effect that the error had on the jury’s verdict.
The harmless error test requires the State to “prove beyond a
reasonable doubt that the error complained of did not contribute
to the verdict or, alternatively stated, that there is no reasonable
possibility that the error contributed to the conviction.” DiGuilio,
491 So. 2d at 1138. Put another way, “[t]o say that an error did not
contribute to the verdict is . . . to find that error unimportant in
relation to everything else the jury considered on the issue in
question, as revealed in the record.” United States v. Pon, 963 F.3d
1207, 1227 (11th Cir. 2020) (citing Yates v. Evatt, 500 U.S. 391, 403
(1991)).
In short, an appellate court cannot find an error harmless
simply by noting that the jury could have found the defendant
guilty without the erroneously admitted evidence. The court must
consider whether the erroneously admitted evidence was an
important part of the State’s case. Here, the recording was the only
direct evidence of the victim’s lack of consent and the only evidence
where the jury heard directly from the victim, who was distressed
in the recording and reported that she had been raped. 13 In spite
13 The dissent notes that the forensic examiner testified that
the victim “reported that she had been sexually assaulted.”
11
of other evidence that supported the State’s contention that the
victim did not consent, it cannot show that there is no reasonable
possibility that the recording contributed to the verdict. For these
reasons, we reverse and remand for a new trial. While Schluck may
have identified other errors below, in view of our reversal we do
not address the additional issues he asserts.
OSTERHAUS, J., concurs; MAKAR, J., dissents with opinion.
_____________________________
Not final until disposition of any timely and
authorized motion under Fla. R. App. P. 9.330 or
9.331.
_____________________________
MAKAR, J., dissenting.
A jury convicted Andrew M. Schluck, age forty, of illegally
entering the dormitory of a nineteen-year-old college freshman and
raping her during the early morning hours of Thursday, August
31, 2017. A part of the evidence against Schluck was a one-minute
audio recording of the victim’s call to the university police upon
awakening that morning and discovering that she had been
sexually assaulted. The trial judge allowed the jury to hear the
call, which was both legally permissible and an appropriate
exercise of the broad discretion that trial judges have in such
circumstances. Because the majority concludes to the contrary,
and reverses Schluck’s convictions for burglary and sexual assault,
I dissent.
I.
This case presents an all too familiar scene: a young co-ed is
targeted for sexual predation while vulnerable from a night of
Dissenting op. at 30. This evidence was admitted explicitly as a
statement for the purposes of medical diagnosis or treatment
under section 90.803(4), Florida Statutes, and therefore does not
constitute direct evidence of the victim’s lack of consent.
12
social drinking. The victim’s early morning call to university police
after she awoke must be understood in this context because the
victim was sexually assaulted while severely intoxicated and made
the call to university police soon after regaining awareness.
The victim had just begun her fall semester at Florida State
University and was in a sorority. Both she and her high school
friend, also a sorority sister, had started in the summer session.
They decided to go out with a group of their sorority sisters to
socialize on a Wednesday evening, leaving campus about 10pm and
walking to a nearby dance club (“Tenn”) where they stayed until
1am. They then walked to a friend’s home adjacent to the campus,
returning to the university grounds around 3am, where they lived
in different dormitories. (“Everything is walking distance at FSU.
So we walked from our dorm to the bar. We walked from the bar
to our friend’s. And then we walked from our friend’s back home.”).
As undergraduates tend to do, regrettably, both the victim
and her friend had consumed lots of alcohol despite Florida’s
drinking age of twenty-one, so much so that both were “definitely”
drunk according to the friend, who had seen the victim both sober
and tipsy in the past. The victim’s degree of intoxication was so
severe that she “was barely able to walk” and “farther gone” than
the friend had ever seen her. Both drank heavily before leaving
campus and also while at the dance club (where bartenders poured
them drinks without requesting identification), but they did not
drink thereafter.
As they returned to the FSU campus and walked to the
victim’s dormitory at around 3:30am, Schluck—whom neither had
previously met—was lingering outside and approached them at
the student entrance. He attempted to chat them up, commenting
on the victim’s drunken state and asking how much alcohol she
had consumed. At no point was Schluck invited to assist or enter
the dorm, yet he did so anyway, ostensibly to be helpful, but the
friend was suspicious and took a picture of him (because he “wasn’t
like a friend . . . [who’d] come in just for a second” to assist). Video
evidence shows Schluck following closely behind both women (with
his cellphone in hand trying to get their social media accounts) as
they scurried into the dormitory. The reason why the friend did not
13
order Schluck to leave the dormitory was because it didn’t “cross
[her] mind that [Schluck] wouldn’t have been a college student.”
As it turns out, Schluck was not a student and he was illegally
on campus. University police had issued a trespass notice against
him in 2015 precluding him from entering or being anywhere on
the FSU campus at any time. Nonetheless, he was loitering outside
the victim’s dormitory in the wee hours of a weekday morning,
entering the campus and then the dormitory in direct violation of
the no trespass order.
The victim, who had difficulty getting her access card from her
purse and opening the door, went into her room with her friend,
again with Schluck closely following them. At this point, the friend
“told him, no, you can’t come in here, get out. And [she] shut the
door kind of forcefully, [and] locked it.”
Once in the dorm room, the friend locked the door with the
inside deadbolt. She spoke briefly to the victim, who was “still very
drunk” and “her speech was definitely slurred.” The friend, who
instructed the victim to lock the deadbolt from inside upon the
friend’s departure (because the friend had no way to lock the room
from the outside without an access card), left when the victim went
to bed. (“My plan was to get her back to her dorm and then I would
walk back to mine.”).
As she departed the dormitory, the friend noticed Schluck
loitering in the hallway, again seeking her name and social media
information at which “point [she] was pretty freaked out” and
“swiftly walked” away. Because she believed the victim would
safely lock herself in her own dorm room, she departed at 3:35am,
believing that Schluck had done the same.
Surveillance video showed, however, that Schluck left the
dormitory at 7:14am after engaging in sex with the victim in her
dorm room despite her extreme degree of intoxication and the prior
admonitions for him to stay away and leave. The victim, who had
difficulty recalling the assault due to her intoxication, awoke and
made a call to university police at 7:44am, stating in the one-
minute recorded call that “I think I was, like, raped last night” and
that she did not know who the perpetrator was; her voice was
14
stressed, frail, and overwrought. An officer was immediately
dispatched.
The victim was interviewed by police officials and soon
thereafter was taken by an FSU investigator to a local hospital to
undergo examination with a so-called “rape kit” that entails
completely disrobing and submitting to a full body evaluation,
surrendering clothing items for evaluation and evidence, and
having vaginal and oral secretions collected. Kathy Walker, the
forensic examiner, testified that the victim “reported a vague
recollection of the assault” in her dorm room where she was in “a
kind of transient state between sleep and awake.” The victim said
that she may have been “drugged” based on “how she felt,” so a
toxicology report—which required that the victim provide a blood
sample—was prepared because “it was a short time between what
happened to her and when she reported” the incident. When asked
on cross-examination why she considered it a “short time,” Walker
testified that “[m]ost people—actually studies have told us that—
people don’t report [sexual assault] for a few days. And [the victim]
reported within a few hours.”
Results of the rape kit plus a court-ordered penile swab later
obtained from Schluck established conclusively that Schluck’s
DNA was present in victim’s cervix; the odds being “greater than
700-billion times more likely” that the male profile was from
Schluck.
Intoxication of the victim was substantial, even many hours
after the sexual assault. At 10:45am on the day of the incident, her
blood sample had an alcohol content of 0.063, which is a bit under
Florida’s threshold for driving under the influence (DUI) (0.08),
but still very high given she had not consumed alcohol in at least
eight hours. This degree of late-morning intoxication means that
her blood alcohol level eight hours earlier at around 3am would
have been between 0.14 and 0.26 based on a widely accepted
retrograde extrapolation that uses scientific principles and a
mathematical formula, one that is often used to prove that a driver
was intoxicated at an earlier time when an accident occurred. See,
e.g., Vitiello v. State, 281 So. 3d 554, 558 (Fla. 5th DCA 2019).
Females and younger persons tend to eliminate alcohol from their
blood faster than males and older persons, so the estimated blood
15
alcohol level of the victim at 3am would tend to be toward the
higher estimate of 0.26.
In explaining the victim’s likely degree of impairment at the
time of the sexual assault and when she made the call to university
police, crime laboratory analyst Tyler Scott testified that alcohol
depresses the central nervous system, resulting in a range of
effects on brain functions including drowsiness, decreased
wakefulness, and reduced mental cognition, body control, and
muscle coordination. At the upper range of the intoxication
estimate for the victim at 3am (0.26), a person would likely be in a
“stupor” and “very close to unconsciousness” including inability to
pay attention, lack of alertness, and “muscle incoordination” to the
point of inability to control movement. (“They can’t walk. They
can’t talk. They can’t perform movement. They’re going to be very
confused, disoriented at the .26.”). At the lower range (0.14), the
individual would be in a confused state where muscular
coordination is impaired. (“It should be evident at the .14 that
you’re not able to control your body as well as you should be.”). In
addition, slurred speech, impaired judgment, inattentiveness,
lethargy, and depressed wakefulness would be evident. Whether
at the upper or lower range, it would be apparent that the person
was under the influence of alcohol or a drug that impaired mental
and physical abilities. (“If you were around that individual it
should be apparent that they had consumed alcohol or some type
of drug that would cause this impairment.”).
Based on the testimony of the victim’s friend, the victim’s
father, the police officers involved in the investigation and
collection of evidence, and the toxicologists, as well as the video
and documentary evidence (including the one-minute call to
university police), the jury found Schluck guilty of (a) burglary of
16
an occupied dwelling during which a battery of the victim
occurred; 1 and (b) sexual battery. 2
II.
On appeal, Schluck argues, in part, that admission of the call
to university police (a) “was a fundamental error that violated [his]
right to be confronted with the witnesses against him,” including
the victim who did not testify, and (b) was error because it was not
“an excited utterance.” A preliminary matter is whether Schluck
preserved either of these two related claims.
Pre-trial, Schluck raised a generic hearsay objection to the
call’s admission. Argument at the pre-trial hearing focused
exclusively on whether the State had a basis for overcoming his
hearsay objection. After Schluck’s counsel objected on hearsay
grounds, the following discussion occurred in response:
THE COURT: Okay. Well, you have somebody that’s
going to authenticate it as a public record?
1 The jury determined no assault occurred, which is consistent
with the evidence that the victim may not have been mentally
aware of a threat made to her; plus, an assault is not necessary to
prove that a battery occurred. Goswick v. State, 143 So. 2d 817, 820
(Fla. 1962) (“A battery necessarily includes some actual physical
contact with the victim, such as by striking him with the weapon
which is employed. By contrast an assault does not require
physical contact.”); Kirby v. State, 68 So. 3d 932, 933 (Fla. 5th DCA
2011) (“Assault and battery are separate and distinct offenses
because they proscribe different acts.”).
2 The jury did not find that the victim was “physically
helpless,” which would have escalated the sentencing range;
instead, it concluded that the sexual encounter was non-
consensual, meaning that “intelligent, knowing, and voluntary
consent” was lacking. The jury was entitled to conclude that the
victim was unable to consent due to a high level of intoxication
affecting her mental state, but that her physical helplessness was
not established beyond a reasonable doubt.
17
[THE STATE]: Yeah. The IT person will
authenticate it as the audio recording from the system.
And then . . . a friend [of the victim] will authenticate her
voice.
THE COURT: Okay.
[THE STATE]: As well as the fact that she was upset
at the time of the call.
THE COURT: Okay. Overruled.
(Emphasis added.) The trial court plainly understood that the
State was seeking admission of the call as a “public record,” i.e.,
one authenticated from the university police’s audio recording
system, which is an exception to the hearsay rule. 3 That the judge
spoke the words “public record” (to which the State affirmatively
agreed (“Yeah”)) in direct and immediate response to Schluck’s
hearsay objection, is most reasonably understood as relating to the
public records hearsay exception; why else would the trial judge
have then denied the objection in his next breath? 4 The trial court
later overruled Schluck’s renewed hearsay objection during the
3 See § 90.803(8), Fla. Stat. (2021) (public records and reports);
see also Charles W. Ehrhardt, 1 Fla. Prac., Evidence, § 401.4
(Audio tape recordings) (2021 ed.) (“There is no list of requirements
that must be met to authenticate. This authentication may be
supplied by the technician who operated the device or by any other
person with knowledge. The identity of the speaker may be
established by the testimony of a person who can identify the voice,
by circumstantial evidence, or by a voiceprint.”). Subsection (8)
excludes from criminal cases “matters observed by a police officer
or other law enforcement personnel,” but the exclusion was not
invoked below and does not appear to be applicable here.
4 It is incorrect to say that the State didn’t “explicitly” raise
any hearsay exception until it responded to Schluck’s untimely
post-trial confrontation clause objection and that “Schluck argued
that the evidence was hearsay and the court immediately denied
the objection.”
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trial when the call was formally authenticated as a public record
and a friend of the victim identified her voice.
On appeal, however, Schluck has not challenged the trial
court’s ruling in favor of the State on the basis upon which
admission was actually permitted, i.e., that the call was an official
public record. He has thereby waived his ability to contest the call’s
admissibility on this basis, i.e., that it is admissible hearsay under
the official public records exception. 5 See generally Philip J.
Padovano, Fla. App. Prac. § 8.10 (Waiver) 177 (2018 ed.) (“A point
that was raised before the trial court but not addressed in the brief
or petition filed in the appellate court cannot be used as a ground
for reversal. Failure to pursue the argument on appeal or review
is a waiver of the point.”). While the State appeared to abandon
the public record exception in the post-trial proceedings, that does
not foreclose this Court from affirming under the tipsy coachman
doctrine. 6 See Blount v. State, 152 So. 3d 29, 30 (Fla. 1st DCA 2014)
(affirming criminal conviction under tipsy coachman doctrine);
Taylor v. State, 146 So. 3d 1