Guerrero v. Tinian Dynasty Hotel & Casino
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledDecember 28, 2006
Docket03-0016-GA
JudgeManglona
StatusPublished
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Full Opinion
E-FILED
CNMI SUPREME COURT
E-filed: Dec 28 2006 3:41PM
Clerk Review: Dec 28 2006 4:01PM
Filing ID: 13292660
Case No.: CV-03-0016-GA
Kenneth Barden
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
____________________________________
PEDRO R. D.L. GUERRERO,
Plaintiff-Appellant
v.
TINIAN DYNASTY HOTEL AND CASINO
and JOHN DOES 1 through 10,
Defendants-Appellees.
FOR PUBLICATION
____________________________________
Supreme Court Appeal No. 03-0016-GA
Superior Court Civil Case No. 98-1303D
____________________________________
OPINION
Cite as: Guerrero v. Tinian Dynasty Hotel, 2006 MP 26
Argued and submitted on August 20, 2004
Tinian, Northern Mariana Islands
For Plaintiff-Appellant For Defendant-Appellee
Douglas F. Cushnie, Esq. G. Anthony Long, Esq.
P.O. Box 500949 2nd Floor Lim=s Building
Saipan, MP 96950 P.O. Box 504970
Tel. No. (670) 234-6843 Saipan, MP 96950
Tel. No. 235-4803
BEFORE: MIGUEL S. DEMAPAN, Chief Justice; JOHN A. MANGLONA, Associate
Justice; F. PHILIP CARBULLIDO, Justice Pro Tempore (dissenting).
MANGLONA, Associate Justice:
&1 Plaintiff-Appellant Pedro R. DL Guerrero (“Guerrero” or “Appellant”) appeals the
trial court’s entry of judgment after a jury verdict in favor of Tinian Dynasty Hotel and
Casino (ATinian Dynasty@ or “Appellee”) in this personal injury action. Guerrero appeals the
trial court’s decision to grant Tinian Dynasty’s motion to change the venue to Tinian and the
trial court’s denial of Guerrero’s challenge to the array of the jury panel. Guerrero further
appeals the trial court’s admission of certain exhibits into evidence. We have jurisdiction
pursuant to Article IV, Section 3 of the Commonwealth Constitution and Title 1, Section
3102(a) of the Commonwealth Code. We AFFIRM the trial court’s rulings as well as the
jury verdict.
I.
&2 On July 22, 1998, Guerrero and his friend, Candido Castro, were gambling at Tinian
Dynasty when Castro got into an altercation with the dealer at his table. After the dealer told
him that his turn had resulted in a “no play,” Castro claimed he had been cheated and used an
expletive. When the dealer called a supervisor, Castro repeated the expletive, demanded to
see the house rules, used the expletive again, and took his money to where Guerrero was
playing. Guerrero told Castro the same thing had happened to him a week prior.
&3 Two Tinian Dynasty employees then came over to talk to Guerrero. Guerrero was
asked to get down from the gaming table where he sat, but he refused. This prompted an
argument between an employee and Guerrero which quickly escalated. Guerrero was visibly
angry, pointing and shouting at the Tinian Dynasty security staff. When the security staff
moved in to physically remove Guerrero, he resisted and tripped a security guard. Frank
Perez, the Security Manager, testified that he decided to put Guerrero on the floor until he
calmed down to prevent anyone else from being injured. Guerrero was then subdued and
removed from the casino. Guerrero tried to get back into the Tinian Dynasty and was
removed again. He testified that, due to an asthma attack, he could not breathe and needed
the air conditioning. A Tinian Dynasty employee permitted Guerrero to wait inside the
lobby doorway for the arrival of the Tinian police. Guerrero left the premises with a police
officer who gave him a ride to the airport.
&4 As a result of the altercation, Guerrero filed a personal injury action against Tinian
Dynasty. There were two motions made prior to the jury trial which are being appealed.
Tinian Dynasty’s motion to change venue from Saipan to Tinian was granted over the
objection of Guerrero. Guerrero’s motion to challenge the array of the jury panel was
denied.
&5 In support of Guerrero’s motion challenging the jury array, he called Arlene H.
Pangelinan, the Deputy Clerk in Tinian, to testify about her involvement in the selection of
the jury panel known as APanel CT.@ She testified that she first received by facsimile a list of
potential jurors from Orana Santos, the Assistant Clerk in Saipan. The list of potential jurors
was derived from the Board of Elections’ list of registered voters from Tinian.1
&6 Panel CT originally contained 174 names; 24 of which were randomly selected and
removed, reducing the list to 150. This random selection and removal was accomplished by
1
Deputy Clerk of Court Jovita Castro Flores secured the voter list and notice of the jury selection process was
posted in front of the courthouse at an unspecified time. The assistant clerk in Saipan then prepared the official
panel and faxed it back to the deputy clerk in Tinian. Tinian residents composed the entire jury panel with one
exception.
scattering the 174 names on the Tinian courthouse floor and then picking 24.2 Those 24
were recorded on one list and the remaining 150 were recorded on a different list, which was
then sent back to the assistant clerk in Saipan.
&7 Guerrero contested the method of jury selection. At trial, Judge Juan T. Lizama
defended the method of jury selection by offering to testify to refute Pangelinan=s testimony.
Guerrero alleges that Judge Lizama=s offer was refused because it was Ahighly improper.@3
Ultimately, under Judge Lizama=s instructions, Guerrero recalled Pangelinan to the stand to
clarify the jury selection process. During Pangelinan=s testimony, Judge Lizama
Ainterjected@ and Atestified@ that he in fact picked the 24 names off the floor. He also stated
that he scattered the names across the floor.
&8 In addition to Panel CT, a “Panel BT” had also been called at the beginning of the
jury selection process. Pangelinan was not involved in the selection of Panel BT.
Pangelinan testified that she knew nothing of the selection process, and that it was conducted
entirely on Saipan. Judge Lizama dismissed Panel BT and ultimately determined that jury
selection was complete and that all preemptory challenges had been exercised. During the
selection process, several panel members were called and excused after it was determined
that they were either directly or indirectly tied to Tinian Dynasty. After selection was
complete, Guerrero made one final challenge to Juror Number Five due to his admitted lack
2
Jury selection in the Commonwealth is typically done by putting names face down on a desk or in a box
of some kind to maintain the dignity of the proceedings. It was not disclosed why the trial court deviated
from this practice.
3
Com. R. Evid., Rule 605, states that “[t]he judge presiding at the trial may not testify in that trial as a
witness….” Furthermore, under the Commonwealth Code of Judicial Conduct and 1 CMC 3308, a judge
may not preside over a proceeding in which his impartiality may reasonably questioned (Rule C(a);
3308(a)) or where he has personal knowledge of a disputed evidentiary fact concerning the proceeding
(Rule C(b)(1); 3308(b)(1)). Although not an issue in this case, we do not condone the trial judge’s offer to
testify to refute a witness’ testimony in a trial in which he was presiding.
of proficiency in the English language. The challenge was denied.4
&9 On March 12, 2003, the jury returned a verdict in favor of Tinian Dynasty, and the
trial court entered a judgment for Tinian Dynasty. Guerrero timely appealed.
II.
A. Venue afforded Guerrero a constitutionally fair trial
&10 Guerrero argues that the trial court’s decision to grant Tinian Dynasty’s motion to
change venue violated Guerrero’s Seventh Amendment substantive and procedural due
process rights which mandate a fair trial. The Seventh Amendment is applicable within the
CNMI. Santos v. Nansay Micronesia, Inc., 4 N.M.I. 155, 166 (1994).5 A trial court=s
decision to transfer or dismiss an action on the ground of improper venue is reviewed for an
abuse of discretion. See Kerobo v. Southwestern Clean Fuels, Corporation, 285 F.3d 531,
533 (6th Cir. 1997); Bruns v. National credit Union Administration, 122 F. 3d 1251, 1253
(9th Cir. 1997). Here, the trial court’s decision to remove the case from Saipan and to hold
the jury trial on Tinian was not such an abuse.
&11 While there is no specific statute in the CNMI which authorizes a change of venue in
a civil case, the trial court’s transfer of venue from Saipan to Tinian was rooted in its
inherent powers.
The inherent power of the court is the power to protect itself; the
power to administer justice whether any previous form of remedy had
4 Guerrero does not specifically appeal the denial of this challenge.
5
The Commonwealth does not have a specific statutory provision that determines venue in a civil action.
While Rule 12(b)(3) of the Commonwealth Rules of Civil Procedure provides for dismissal if venue is
improper, there is no definition of what is proper. Section 108 of Title 6 provides venue determination in
criminal matters. If a court which is competent to hear the case is located or regularly sits on the island where
the offense or a material element of the offense was committed, the case is heard on that island. 6 CMC §108
(a) and (b). The defendant or the Commonwealth, however, may petition the court for a change of location for
good cause shown. 6 CMC §108 (c).
been granted or not; the power to promulgate rules for its practice;
and the power to provide process where none exists.
Jacobson v. Avestruz, 81 Wis.2d 240, 245, 260 N.W.2d 267, 269 (Wis. 1977)(citing In re
Bruen, 102 Wash. 472, 172 P. 1152 (Wash. 1918)). The power to transfer a case from one
county to another existed at common law. State v. Chandler, 324 N.C. 172, 184, 376 S.E.2d
728, 735 (N.C. 1989); Wafai v. People, 750 P.2d 37, 41 -44 (Colo. 1988).6 Furthermore, in
the CNMI, the common law principles of venue cannot be applied the way they would be in
the United States because here, it is the same Judges who sit on our only Superior Court.
Whether the actual location is Saipan, Tinian or Rota, our Superior Court remains the same,
and so we cannot fully analogize a change of location from Saipan to Tinian as a change in
“county,” as United States case law does. Concepts of venue in the CNMI must take into
account our special geographical and cultural situation.
&12 We do acknowledge, however, that there should be traditional considerations of
venue applied by the Superior Court when it makes decisions relating to venue, and we look
to the federal rules and our local criminal venue statute for guidance. In the federal system, a
motion to transfer venue to a more convenient forum is governed by 28 USC 1404(a) which
provides that “[f]or the convenience of parties and witnesses, in the interest of justice, a
district court may transfer a civil action to any other district or division where it might have
been brought.” 28 USC 1404(a) echoes the same ideas inherent in our local criminal venue
statute: venue should involve the place where an action occurred, and should consider the
6
In addition, while we do not analyze the transfer on common law principles, under common law, the
action would be brought at the place where the transaction occurred, which would have been Tinian. See
Calder v. Third Judicial Dist. Court In and For Salt Lake County, 2 Utah 2d 309, 314-316, 273 P.2d 168,
171 - 172 (1954).
convenience of the parties as well as the fair administration of justice. See Van Dusen v.
Barrack, 376 U.S. 612, 622 (1964).
&13 If fairness considerations are implicated under the Seventh Amendment, the court
should, in its discretion, consider whether there is good cause to change venue upon a motion
by either party. Fairness considerations need not prompt a change in venue if it is possible to
empanel an impartial jury. See Bashor v. Risley, 730 F.2d 1228, 1238 (9th Cir. 1984);
Ignacio v. People of Territory of Guam, 413 F.2d 513, 518 (9th Cir. 1969)(allegations of
adverse publicity without an actual showing of bias are not sufficient to require a change of
venue). “The right to an impartial jury does not mean that the jury must be ignorant of the
subject matter involved.” Bashor, 730 F.2d at 1235. The fact that some of our islands have
small populations which may implicate certain community knowledge and family ties cannot
lead to a presumption against fairness and what would surely be a resulting loss of
participation in the judicial process.
&14 To show that the constitutional right to a fair trial was violated, Guerrero must show
either actual or presumed prejudice. Prejudice may be presumed if the record demonstrates
that the community where the trial was held was saturated with prejudicial and inflammatory
media publicity. Actual prejudice must be demonstrated by showing that jurors exhibited
“actual partiality or hostility that could not be laid aside.” See Gallego v. McDaniel, 124
F.3d 1065, 1070 (9th Cir.1997)(quoting United States v. Sherwood, 98 F.3d 402, 410 (9th
Cir.1996)).
&15 We find that the trial court did not abuse its discretion when it transferred venue to
Tinian. Considering the venue principles laid out by our criminal statute and the federal
rules, Tinian was a proper venue for this trial. Tinian was the island where the incident that
led to the lawsuit occurred. Tinian is the principal place of business of the defendant, Tinian
Dynasty. The lawsuit could have initially been filed on Tinian. Transferring the case to
Tinian advanced the convenient administration of justice. These factors all suggest that
Tinian was a proper place to hold the trial. Furthermore, Guerrero has not shown actual or
presumed prejudice occurred as a result of the change of venue. While the small community
of Tinian was undoubtably aware of the case, the record did not demonstrate that the
community was saturated with prejudicial and inflammatory media publicity. In addition,
there was no showing by Guerrero that the jurors exhibited actual partiality or hostility.
Guerrero argues that many in the community of Tinian had some kind of direct or indirect
economic tie to the Tinian Dynasty. Even assuming this is true, there was no showing
whatsoever that any juror called as part of the jury pool was actually partial or hostile. We
do not consider self-serving declarations to be evidence. As a result, we find that the transfer
of venue to Tinian was not an abuse of discretion.
B. Jury Array
&16 Guerrero challenges the jury array and petit jury based on concepts of a fair jury trial
found in the Sixth Amendment of the U.S. Constitution. Guerrero’s reliance on the Sixth
Amendment, however, is misplaced. The Sixth Amendment deals exclusively with criminal
prosecutions and therefore is not implicated by Guerrero’s personal injury claim. Although
his argument is technically flawed, he is correct to the extent that a fair trial is clearly
required in civil as well as criminal proceedings, and “[o]ne touchstone of a fair trial is an
impartial trier of fact . . . .” McDonough Power Equipment, Inc, v. Greenwood, 464 U.S.
548, 554, 104 S.Ct. 845, 849, 78 L.Ed.2d 663 (1984).
&17 Federal courts have found an impartial jury requirement in civil cases to be implicit
in the Fifth Amendment’s due process protections and in the Seventh Amendment’s right to
trial by jury in civil cases. See Skaggs v. Otis Elevator Company, 164 F.3d 511, 514-15
(10th Cir. 1998); McCoy v. Goldston, 652 F.2d 654, 657 (6th Cir. 1981); Kieran v. Van
Schaik, 347 F.2d 775, 778 (3rd Cir. 1965). Similar reasoning leads us to conclude that
Commonwealth law also mandates an impartial jury in civil cases. The Commonwealth
Constitution specifically provides due process protection at Article I, Section 5: “[n]o person
shall be deprived of life, liberty or property without due process of law.” Additionally,
although the Commonwealth Constitution does not provide for jury trials in civil cases,7 7
CMC §3101 grants a right to trial by jury for suits over $1,000. Clearly, without the
requirement of an impartial jury these provisions would be meaningless. Indeed, “[t]he
American tradition of trial by jury, considered in connection with either criminal or civil
proceedings, necessarily contemplates an impartial jury drawn from a cross-section of the
community.” Thiel v. Southern Pac. Co., 328 U.S. 217, 220, 66 S.Ct. 984, 985, 90 L.Ed.
1181 (1946).
&18 Guerrero argues jury bias based on an improper jury array from which the individual
jurors were selected. This being a question of law, we review it de novo. Pellegrino v.
Commonwealth, 1999 MP 10 ¶5, 5 N.M.I. 242, 243. Because we find that impartial juries
are required under Commonwealth law, we need not address the federal constitution on this
matter. In determining what comprises an impartial jury, however, we look to cases
addressing the question under federal law. And in this vein, Sixth Amendment analysis is
helpful. Skaggs, 164 F.3d at 515 n.2.
7
Article I, Section 8 reads: “The legislature may provide for trial by jury in criminal or civil cases.”
&19 The Sixth Amendment requires that a defendant be tried by a jury which represents a
fair cross-section of the community. Taylor v. Louisiana, 419 U.S. 522, 528 (1975). To
establish a prima facie violation of the right to a fair cross-section, a defendant must show:
(1) that the group alleged to be excluded is a "distinctive" group in the
community;
(2) that the representation of this group in venires from which juries are
selected is not fair and reasonable in relation to the number of such persons
in the community; and
(3) that this under representation is due to systematic exclusion of the group
in the jury-selection process.
Duren v. Missouri, 439 U.S. 357, 364 (1979). “[A] violation of the fair cross-section
requirement cannot be premised upon proof of under-representation in a single jury. While
juries must be drawn from a source fairly representative of the community, the composition
of each jury need not mirror that of the community.” U.S. v. Miller, 771 F.2d 1219, 1228 -
1229 (9th Cir. 1985). Unless there is a showing that the fair cross-section requirement of the
Sixth Amendment was violated, a mere failure to follow technical requirements of a state
law prescribing methods to be used in jury selection does not result in a constitutional
violation. See id.
&20 At the outset, the parties dispute whether the Appellant waived his challenge to the
jury array because he did not include in the excerpts of record a copy of the transcript pages
which reflect the motion challenging jury panel CT or the court’s ruling on the issue. Rule
30 (c)(1) of the Commonwealth Rules of Appellate Procedure states:
c) Additional Items Which Shall Be Included In The Excerpts Of Record In
Appropriate Circumstances.
(1) Transcript: When an appeal is based upon a challenge to the admission or
exclusion of evidence or any other ruling or order, but not otherwise, a copy
of the relevant pages of the transcript at which the evidence, offer of proof,
ruling, or order and any necessary objection are recorded should be included.
Com. R. App. P. Rule 30(c)(1).
&21 Guerrero does not provide the Court with the relevant transcript excerpts in either his
Excerpts of Record or Supplemental Excerpts of Record. Instead, he argues that under Rule
10(a) of the Commonwealth Rules of Appellate Procedure, Athe original papers and exhibits
filed in the Superior Court, the transcript of proceedings, if any, and a certified copy of the
docket entries prepared by the Clerk of the Superior Court shall constitute the available
record on appeal in all cases.@ Guerrero argues that including transcript excerpts might
subject him to penalties under Rule 30(g) of the Commonwealth Rules of Appellate
Procedure, which provides for sanctions against any attorney who increases the cost of
litigation by the inclusion of unnecessary matter in the excerpts of record.8
&22 These arguments fail. The available record on appeal is that from which counsel may
extract relevant information to bring to the Court=s attention through inclusion in the
appellate record. See In re Estate of Deleon Castro, 4 N.M.I. 102, 109, fn. 20 (1994). “An
appellant should not feel free to argue that a court’s decision is not supported by the
evidence without proffering that very evidence before this Court in its excerpts of the record.
Otherwise, the burden of furnishing the record on appeal to this Court would unduly be
placed upon the appellee and the reviewing court.” In re Estate of Deleon Castro, 4 N.M.I.
at 108.
8
Rule 30(g) states:
The Court in appropriate cases will impose sanctions against any attorney who vexatiously
and unreasonably increases the cost of litigation by inclusion of unnecessary material in the
excerpts of record. Counsel will be provided notice and have an opportunity to respond
before sanctions are imposed.
&23 Guerrero’s counsel would clearly not be subject to sanctions under Rule 30(g) by
providing the Court with information required to make its decision. Furthermore, while
there may be a complete transcript that exists as part of the Superior Court record below, it is
not permissible to cite to a transcript which is not part of the appellate record. In re Estate of
Deleon Castro, 4 N.M.I. at 109, fn. 20. A transcript does not automatically become part of
an appellate record: counsel must make it part of the record. See Abood v. Block, 752 F.2d
548 (11th Cir. 1985). Failure to include transcript testimony in an appellate record,
especially after the Appellant fails to supplement the record or explain why a transcript is not
necessary for meaningful review will lead to dismissal of an argument. See Learning Curve
Toys, Inc. v. PlayWood Toys, Inc., 342 F.3d 714 (7th Cir. 2003).
&24 Here, even after being put on notice by Tinian Dynasty’s response brief, Appellant
failed to include the relevant transcript excerpts in his Supplemental Excerpts of Record. If
an appellant fails to provide a sufficient record to review by not including the relevant
portions of the transcripts in the excerpts of record, the Court may not reach the merits of the
claim. See In re Estate of Deleon Castro, 4 N.M.I. 102 (1994); Commonwealth v. Repeki,
2003 MP 1 at & 18-21; Commonwealth v. Lucas, 6 N.M.I. 564 (2003). We therefore find
that Guerrero, by his failure to provide the necessary transcript, has waived his challenge to
the jury array.
C. Jury instructions 28, 28(A), and 29
&25 Guerrero argues that the trial court should not have allowed the jury instructions as
presented. The instructions supported Tinian Dynasty’s affirmative defense of privilege, that
“no person has a right against a casino operator,” except as provided for by law. 10 CMC
§25101. We review jury instructions either de novo or for abuse of discretion:
The standard of review on appeal for an alleged error in jury instructions
depends on the nature of the claimed error. Oglesby v. S. Pac. Transp. Co., 6
F.3d 603, 606 (9th Cir.1993). If jury instructions are challenged as a
misstatement of the law, we review the challenged instructions de novo.
Mockler v. Multnomah County, 140 F.3d 808, 812 (9th Cir.1998). Otherwise,
we afford a district court “substantial latitude in tailoring jury instructions,
[and] we review the formulation of those instructions for abuse of
discretion.” Gilbrook v. City of Westminster, 177 F.3d 839, 860 (9th
Cir.1999).
Navellier v. Sletten, 262 F.3d 923, 944 (9th Cir. 2001). See Santos v. Nansay Micronesia,
Inc., 4 N.M.I. 155 (1994)(Jury instructions are reviewed under an abuse of discretion
standard to determine if they are misleading or inadequate.) When reviewing a jury
instruction for a misstatement of law, the Court determines whether the instructions
contained all the legal elements of the statute. See U.S. v. You, 382 F.3d 958, 965 (9th Cir.
2004). Here, because Guerrero challenges the constitutional underpinnings of the law itself,
we review using the clear and convincing standard as set forth below.
&26 Before addressing the validity of the specific jury instructions, we must determine the
threshold matter of whether Guerrero has waived his challenges by failing to preserve them
for appellate review. Tinian Dynasty argues that Guerrero failed to properly object pursuant
to Com. R. Civ. P. 51 and Com. R. App. P. 30(c)(1) and has thus forfeited his right to
challenge the trial court’s ruling.
&27 Rule 51 provides in pertinent part that:
[n]o party may assign as error the giving or the failure to give an instruction
unless that party objects thereto before the jury retires to consider its verdict,
stating distinctly the matter objected to and the grounds of the objection.
A party must distinctly state its jury instruction objection or that objection is waived. Snake
River Valley Electric Association v. PacifiCorp, 357 F.2d 1042, 1053 (9th Cir. 2004). If the
jury instruction objection is not distinctly stated, it will not be preserved for appeal. B.M.
Co. v. Avery, 2002 Guam 19 at ¶27. Requirements of Rule 51 are strictly enforced. Snake
River Valley Electric Association, 357 F.2d at 1053.
&28 Examining the appellate record, we find that while Guerrero properly made his
objections concerning Jury Instructions 28 and 29 and included them as part of his
Supplemental Excerpts of Record, he failed to include any transcript excerpt which shows he
objected to Jury Instruction 28A. It is the appellant’s burden to submit the relevant
evidentiary record before this Court and identify the parts of the record which support the
appeal. In re Estate of Deleon Castro, 4 N.M.I. 102, 108-9 (1994); B.M. Co., 2002 Guam 19
at ¶28. Because Guerrero failed to provide the Court with materials in the excerpts of record
regarding his objection to Jury Instruction 28A, we do not review it. Com. R. Civ. P. Rule
51; In re Estate of Deleon Castro, 4 N.M.I. 102, 108-9 (1994).
&29 Turning to Jury Instructions 28 and 29, Jury Instruction Number 28 was taken from
the Tinian Casino Gaming Control Act of 1989 (“the Statute”), which reads in pertinent part:
(c) It is lawful for a casino operator and an employee or agent of a casino
operator employed in or acting in connection with the casino and any person
acting by the authority of the casino operator, employee or agent to use such
force as is reasonably necessary in order to prevent any person who is the
subject of a direction under 10 CMC §§25101 or 25103 from entering the
casino or in order to remove any such person who remains in the casino,
provided that he does not do serious bodily injury to such person. In this
subsection the term “serious bodily injury” has the meaning assigned to it in
6 CMC §103(o). 10 CMC §25104.
The applicable provision in this case, 10 CMC §25101, provides that a casino operator or
person in charge may prohibit a person from entering or remaining in a casino by verbal or
written direction. Jury Instruction Number 29, which defines serious bodily injury, was
taken from 6 CMC §103(o) which reads:
“Serious bodily injury” means bodily injury which creates a high probability
of death or which causes serious permanent disfigurement, or which causes a
permanent or protracted loss or impairment of the function of any bodily
member or organ, or other bodily injury of like severity.
&30 Guerrero argues that the Jury Instructions were improper because they were drawn
from the Statute, a local law which Guerrero argues conflicts with primary Commonwealth-
wide law. 10 CMC §25104. See Commonwealth v. Tinian Casino Gaming Control
Commission, 3 N.M.I. 134 (1992); Commonwealth v. Tinian Casino Gaming Control
Commission, Civ. No. 91-690 (N.M.I. Super. Ct. Aug. 18, 1993). Guerreo argues
specifically that the Statute conflicts with 6 CMC §§6104 and 6107, which are criminal
statutes governing arrest by a police officer.9 Because a casino operator does not have to
place a person under arrest before using force and a casino operator is not restricted to the
use of force necessary to compel submission, Guerrero argues that the Statute improperly
supercedes Commonwealth law.
&31 We do not find Guerrero’s argument persuasive. If two statutory provisions are
capable of co-existing, then we may regard each as effective. Estate of Faisao v. Tenorio, 4
N.M.I. 260, 265 (1995). In addition,
There is a symbiotic relationship between Commonwealth-wide laws
and the local laws of each senatorial district, including those enacted
by local initiatives. Each set of laws should be able to co-exist
harmoniously, without either doing violence to the other. The unity of
the entire Commonwealth must be a paramount consideration, but our
Constitution nevertheless allows for a certain degree of flexibility
permitting each of the Commonwealth's three senatorial districts to
9 6 CMC §6104 provides: “In all cases where the person arrested refuses to submit or attempts to escape,
such degree of force may be used as is necessary to compel submission.” 6 CMC §6107 provides:
No violation of a provision of this division shall in and of itself entitle an accused to an
acquittal, but no evidence obtained as a result of any violation may be admitted against
the accused…. The relief authorized by this section shall be in addition to, and does not
bar, all forms of relief to which the arrested person may be entitled by law.
enact local laws pertaining only to that district. Local laws and local
initiatives allow each district the ability to maintain and to retain its
own unique characteristics and promote its own special aspirations.
Commonwealth v. Tinian Casino Gaming Control Commission, 3 N.M.I. 134 (1992).
&32 We have already put forth the test that we would use to determine whether provisions
of the Statute “run afoul of the constitutional scheme pertaining to the interrelationship
between Commonwealth-wide laws and local initiatives as envisioned by the framers.” Id;
N.M.I. Const. art. IX, XXI.10 The test is as follows:
First, there is a presumption that the provisions of a local initiative
concerning gambling which is duly enacted pursuant to Articles IX
and XXI of the Commonwealth Constitution are valid unless any
provision of the local initiative conflicts with a provision of the U.S.
Constitution, the Commonwealth Constitution, or a Commonwealth-
wide law. The opponent of a local gambling initiative has the initial
burden to show by clear and convincing evidence which provisions of
the local gambling initiative are inconsistent and in conflict with
which constitutional provisions or Commonwealth-wide laws, and
why.
Second, if any provision of the local gambling initiative conflicts
with a provision of the U.S. Constitution, the Commonwealth
Constitution, or a Commonwealth-wide law, that provision must fall,
unless, with respect to a Commonwealth-wide law, the application of
the Commonwealth-wide law would frustrate the establishment of
gambling in a senatorial district.
Third, once it clearly is shown that there is a conflict between a
Commonwealth-wide law and a local gambling initiative, then the
Commonwealth-wide law prevails, unless the proponent of the
gambling initiative demonstrates by clear and convincing proof that
the application of a Commonwealth-wide law would itself violate
Article XXI of the Commonwealth Constitution. In this case, the
appellees must show that a Commonwealth-wide law, if it were to
supersede a provision of the Act, would unduly and unreasonably
10
Article IX provides that local laws may be enacted by initiative: Article XXI provides: “Gambling is
prohibited in the Northern Mariana Islands except as provided by Commonwealth law or established
through initiative in the Commonwealth or in any senatorial district.”
interfere with the second senatorial district's constitutional right to
effectively establish gambling.
&33 Guerrero fails in his initial burden to show by clear and convincing evidence that the
Statute conflicts with a provision of the U.S. Constitution, the Commonwealth Constitution,
or a Commonwealth-wide law. The purpose of the Statute, insofar as the applicable
provisions used for the jury instructions here, is to provide the casino with the ability to
remove disruptive persons from its premises to maintain order within the casino. The Statute
is consistent with the Restatement, Second, Torts §77, which provides that:
An actor is privileged to use reasonable force, not intended or likely to cause
death or serious bodily harm, to prevent or terminate another's intrusion upon
the actor's land or chattels, if
(a) the intrusion is not privileged or the other intentionally or negligently
causes the actor to believe that it is not privileged, and
(b) the actor reasonably believes that the intrusion can be prevented or
terminated only by the force used, and
(c) the actor has first requested the other to desist and the other has
disregarded the request, or the actor reasonably believes that a request will be
useless or that substantial harm will be done before it can be made.
Looking at the Statute, it provides that the casino operator can use force “as is reasonably
necessary,” provided that “he does not do serious bodily injury.” This language comports
with the Restatement. Guerrero has not shown how this provision for private business which
only applies within the casino relates to the ability of police officers to make arrests among
the public at large. Accordingly, we find that Guerrero has not shown by clear and
convincing evidence that the Statute improperly supercedes Commonwealth law.
&34 Because we find that the Statute does not conflict with Commonwealth-wide law, we
find that the jury instructions adequately reflect Tinian Casino Gaming Control Act of 1989,
and did not constitute a misstatement of the law. The trial court did not abuse its discretion
because it adequately tailored the jury instructions to reflect the existing Statute.
D. Admission of exhibits F, G, L, J, N, and P over Appellant=s hearsay
objections.
&35 Appellant argues that exhibits F, G, J, L, N, and P should not have been admitted as
business records over Appellant=s hearsay objections. This Court reviews Superior Court=s
decision to admit the exhibits under the abuse of discretion standard. Tropic Isles Cable TV
Corp. v. Mafnas, 1998 MP 11 &2. Ru