Commonwealth v. Jian Hua Zhang
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledJune 19, 2009
DocketCR-07-0016-GA
JudgeDemapan, Castro, Manglona
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff-Appellee,
v.
JIAN HUA ZHANG,
Defendant-Appellant.
SUPREME COURT NO. CR-07-0016-GA
SUPERIOR COURT NO. 05-0254A
Cite as: 2009 MP 6
Decided June 19, 2009
Joseph L.G. Taijeron, Jr., Assistant Attorney General, Commonwealth Attorney General’s Office,
for Plaintiff-Appellee
Joey P. San Nicolas, Esq., Saipan, Northern Mariana Islands, for Defendant-Appellant
BEFORE: MIGUEL S. DEMAPAN, Chief Justice; ALEXANDRO C. CASTRO, Associate Justice; JOHN
A. MANGLONA, Associate Justice
MANGLONA, J.:
¶1 Defendant Jian Hua Zhang appeals her conviction for assault and battery arguing there is
insufficient evidence to sustain her conviction, and the trial judge improperly interjected personal
knowledge as evidence. We hold that the prosecution presented sufficient evidence for a
reasonable trier of fact to find Zhang guilty of assault and battery beyond a reasonable doubt. We
further hold that the trial judge did not improperly interject personal knowledge as evidence, but
properly conducted an assessment of a witness’s credibility. Accordingly, Zhang’s assault and
battery conviction is AFFIRMED.
I
¶2 Early in the morning on May 7, 2005, an unidentified man contacted Officer Michael
Camacho (“the officer”) claiming that a woman was assaulted earlier that morning at her
apartment complex. The man led the officer to Li Rong Jiang, who was sitting in a nearby
vehicle. The officer observed that Jiang appeared “shaken,” had a bloody lower lip, and blood on
her blouse. Appellant’s Excerpts of Record (“ER”) at 12. The officer tried to calm Jiang down
and communicate with her, but discovered she did not speak English. The officer arranged for a
Chinese-speaking police officer to transport Jiang to the Department of Public Safety (“DPS”) to
take photographs and gather information about her injuries. Subsequently, Jiang stated that her
employer, Jian Hua Zhang, assaulted her. Thereafter, Zhang was charged with assault and battery
in violation of 6 CMC § 1202(a).1
¶3 At the bench trial, Jiang testified that she babysat Zhang’s son on May 7, 2005 at Zhang’s
apartment. She further testified that when Zhang arrived home between four and five in the
morning, Zhang smelled like alcohol and was upset with her. Zhang allegedly slammed her
against the wall seven to eight times, before slapping and punching her in the face. Zhang then
grabbed Jiang’s neck, threw her to the floor, and repeatedly kicked her. Jiang also testified that
while Zhang kicked her, Zhang threatened to kill her and throw her “body into the sea.” ER at
43. Zhang then sat on Jiang and hit her with a water bottle approximately ten times before
pouring the water on her head.
¶4 Zhang denied assaulting Jiang, but admitted that there was tension between the two of
them prior to the alleged assault. Zhang testified that Jiang was not a good babysitter and that
1
After arranging Jiang’s transportation to DPS, the officer interviewed Zhang. The record does not
indicate what Zhang told the officer. On direct examination, the officer stated that he asked Zhang “if she
was aware that [Jiang] was assaulted.” ER at 18. In response, the officer testified that Zhang “didn’t say
‘yes’ or ‘no.’ She made a comment.” On cross examination, however, the officer stated that he didn’t
interview Zhang because “[s]he doesn’t speak English.” ER at 33. It is also unclear whether any other
police officer interviewed Zhang.
Zhang’s son “usually [got] hurt” when Jiang babysat. ER at 51. She stated that Jiang injured her
son several times over the previous two years while babysitting.2 On the day in question, Zhang
testified that she arrived at her apartment at approximately 12:30 a.m. after finishing her shift
working at a night club. She testified that she spoke briefly with Jiang after arriving home from
work, but then went to bed. After falling asleep, Zhang claimed that neighbors woke her up and
told her that Jiang physically abused her son while babysitting that night. Zhang testified that she
confronted Jiang about the allegations, but did not assault her. Rather, Zhang stated that she went
back to bed and was asleep at the time of Jiang’s alleged assault.
¶5 The trial court found Zhang guilty of assault and battery. In rendering his decision from
the bench, the trial judge stated that Jiang’s testimony was more credible than Zhang’s. The trial
judge stated that Zhang’s testimony “didn’t add up” and sounded both “scripted” and “suspect,”
whereas Jiang’s testimony “appeared sincere.” ER at 89. The trial judge also questioned whether
Zhang arrived at her apartment at 12:30 a.m., as she claimed, because night clubs “are normally
closed at 2 a.m. . . . .” ER at 89. The trial court sentenced Zhang to one year in prison, all
suspended except for six days, and two years of supervised probation.3
II
Sufficiency of the Evidence
¶6 On appeal, Zhang contends there is insufficient evidence to sustain her conviction for
assault and battery. Whether there is sufficient evidence to support Zhang’s assault and battery
conviction is reviewed de novo. Commonwealth v. Yan, 4 NMI 334, 336 (1996). Although our
review encompasses all the evidence from trial, a litigant claiming insufficiency of the evidence
“faces a nearly insurmountable hurdle.” Commonwealth v. Yi Xiou Zhen, 2002 MP 4 ¶ 33. In
reviewing a challenge to the sufficiency of the evidence, we do not re-weigh the evidence,
Commonwealth v. Camacho, 2009 MP 1 ¶12, nor do we disregard the determinations of the trier
of fact and substitute our judgment for that of the trial court. Commonwealth v. Taitano, 2005
MP 20 ¶ 12; see also Jackson v. Virginia, 443 U.S. 307, 319 (1979). Rather, we consider the
evidence in the light most favorable to the government and determine whether any reasonable
trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See,
e.g., Commonwealth v. Yao, 2007 MP 12 ¶ 5. All reasonable inferences are drawn in favor of the
government, and any conflicts in the evidence are resolved in favor of the verdict. Camacho,
2002 MP 6 ¶ 108; see also United States v. Alvarez-Valenzuela, 231 F.3d 1198, 1201-02 (9th Cir.
2
Other than her own testimony, Zhang offered no evidence that Jiang abused her child.
3
On August 2, 2007, the trial court placed Zhang on unsupervised probation for the remainder of
her probation.
2000). “When reviewing a non-jury criminal conviction, where the evidence consists largely of
oral testimony contradictory in nature, due regard is given by this Court to the opportunity of the
trial court to judge the credibility of the witnesses.” Commonwealth v. Kaipat, 2 NMI 322, 329
(1991). We “will not reverse the finding unless, after reviewing all the evidence, we are left with
a firm and definite conviction that a mistake has been made.” Commonwealth v. Wu, 2007 MP 29
¶ 6 (quoting Tropic Isles Cable TV Corp. v. Mafnas, 1998 MP 11 ¶ 3).
¶7 In the Commonwealth, a person commits assault and battery if he or she “unlawfully
strikes, beats, wounds, or otherwise does bodily harm to another, or has sexual contact with
another without the other person’s consent.” 6 CMC § 1202(a). Zhang denies making any
unlawful contact with Jiang. Furthermore, she asserts that the prosecution failed to present
adequate evidence to sustain her assault and battery conviction. She therefore claims that a
reasonable trier of fact could not have found that she committed the crime beyond a reasonable
doubt.
¶8 We find that the prosecution presented sufficient evidence to sustain Zhang’s conviction.
Zhang admits that there was tension between her and Jiang in the days and even years leading up
to the alleged assault. Zhang also admits that she confronted Jiang early in the morning on May
7, 2005. During that confrontation, Jiang testified that Zhang slammed her against the wall seven
or eight times before slapping and punching her in the face. Zhang then grabbed her neck, threw
her to the floor, and repeatedly kicked her. Jiang further testified that while Zhang kicked her,
she also threatened to kill her. After kicking her, Jiang testified that Zhang hit her with a water
bottle approximately ten times before pouring the water on her head. Clearly, Zhang’s conduct
falls within the purview of the Commonwealth’s assault and battery statute. See 6 CMC §
1202(a).
¶9 Zhang does not dispute the fact that the Commonwealth presented evidence at trial
indicating that she unlawfully struck, beat, wounded, or otherwise did bodily harm to Jiang.
Rather, she argues that the Commonwealth did not provide enough evidence to sustain her
conviction. Specifically, Zhang argues that there were three witnesses in Zhang’s apartment at
the time of the alleged assault, but none of them were called to testify to corroborate Jiang’s
allegations. Furthermore, Zhang argues that there were inconsistencies in Jiang’s testimony at
trial. As proof of Jiang’s inconsistent testimony, Zhang notes that the trial judge, in rendering his
decision, stated that “[t]here’s some inconsistency about [Jiang’s] testimony, the beating.” ER at
89. Zhang therefore claims that the uncorroborated testimony of a single witness is insufficient to
sustain an assault and battery conviction.
¶ 10 As a preliminary matter, Jiang’s testimony is not entirely uncorroborated. In addition to
Jiang’s testimony, the Commonwealth presented circumstantial evidence supporting her
allegations. In the hours immediately following the assault, the officer observed that Jiang
appeared “shaken.” ER at 12. The officer testified that Jiang had a bloody lower lip and a
bruised face. He further observed blood on Jiang’s blouse. The prosecution supported the
officer’s observations by producing photographs of Jiang’s facial injuries, which were taken on
the day of the assault. Although this evidence does not corroborate all of Jiang’s allegations, it
does support that the fact that she was assaulted on the day in question.
¶ 11 Nonetheless, even without corroboration, the testimony of a single witness can be
sufficient to sustain an assault and battery conviction. In Commonwealth v. Camacho, we held
that a twelve-year-old girl’s allegedly uncorroborated testimony of sexual penetration was
sufficient to sustain a defendant’s conviction of sexual abuse of a minor. 2009 MP 1 ¶ 25. We
stated that because the witness’s testimony was not “inherently implausible,” we would defer to
the trier of fact. Id. Because the trier of fact found the witness’s testimony to be credible, and the
defendant presented no facts indicating that the witness’s allegations were implausible, we upheld
the conviction. Id. ¶ 25, 42.
¶ 12 Similarly, in Commonwealth v. Camacho a defendant argued that uncorroborated
accomplice testimony was insufficient to sustain his murder conviction. 2002 MP 6 ¶¶ 108-09.
In affirming his conviction, we held that “[i]f believed by the trier of fact, uncorroborated
accomplice testimony alone may support a conviction.” Id. ¶ 110. In so holding, we determined
that the trier of fact has wide latitude in deciding which witnesses to believe and disbelieve. Id. ¶
109. We cannot disregard a witness’s statement unless the testimony is “incredible or
unsubstantial on its face.” Id. (quoting United States v. Terry, 760 F.2d 939, 942 (9th Cir. 1985));
see also United States v. Yossunthorn, 167 F.3d 1267, 1270 (9th Cir. 1999). Thus, “[e]ven if
there are inconsistencies in the testimony, so long as the testimony is not inherently implausible,
the conviction must stand.” Id. ¶ 110.
¶ 13 Furthermore, in Taitano, we affirmed a defendant’s conviction for assault and battery that
was based primarily on the testimony of a single witness in a jury trial. 2005 MP 20 ¶¶ 1, 15, 40.
The defendant claimed the conviction should be overturned because the credibility of the
Commonwealth’s sole witness had been called into question. Id. ¶ 15. In rejecting the
defendant’s claim, this Court stated that “[w]e resolve issues of witness credibility in favor of the
prosecution.” Id. (citing Camacho, 2002 MP 6 ¶ 108). We continued by stating that it is a “well
settled notion” that it is the “exclusive function” of the trier of fact to determine the credibility of
witnesses, to resolve evidentiary conflicts, and to draw reasonable inference from proven facts.
Id. (quoting United States v. Alarcon-Simi, 300 F.3d 1172, 1176 (9th Cir. 1977)).
¶ 14 Additionally, testimonial inconsistencies do not undermine the sufficiency of the
evidence. In Commonwealth v. Seman, we affirmed two defendants’ convictions of assault and
battery despite inconsistencies in witness testimony at trial. 2001 MP 20 ¶ 13. “While there may
be inconsistencies in the evidence . . . those inconsistencies affect the witness’ credibility rather
than the legal sufficiency of the evidence.” Id. ¶ 12. We further stated that “[c]hallenges to the
credibility of a witness are not . . . challenges to the sufficiency of the evidence . . . .” Id.
(quoting United States v. Latouf, 132 F.3d 320, 330 (6th Cir. 1997)). Accordingly, we
determined that issues of witness credibility are left to the trier of fact. Id.
¶ 15 Notably, Commonwealth case law is supported by federal court precedent. Many of the
United States Courts of Appeal also hold that the uncorroborated testimony of a single witness
can, under the appropriate circumstances, be sufficient to sustain a conviction. See, e.g., United
States v. Wilson, 115 F.3d 1185 (4th Cir. 1997) (upholding a drug trafficking and firearm
conviction, the court stated that “[j]ust as the uncorroborated testimony of one witness or of an
accomplice may be sufficient to sustain a conviction, the uncorroborated testimony of an
informant may also be sufficient”); United States v. LeQuire, 943 F.2d 1554 (11th Cir. 1991)
(upholding a racketeering conviction, the court stated that “uncorroborated testimony of an
accomplice is sufficient to support a conviction in the Federal Courts if it is not on its face
incredible or otherwise insubstantial”); Brown v. Davis, 752 F.2d 1142 (6th Cir. 1985) (upholding
a rape conviction, the court stated that “the testimony of a single, uncorroborated prosecuting
witness or other eyewitness is generally sufficient to support a conviction”); United States v.
Danzey, 594 F.2d 905 (2d Cir. 1979) (upholding an armed robbery conviction, the court stated
that “[t]he testimony of a single, uncorroborated eyewitness is generally sufficient to support a
conviction”); United States v. Smith, 563 F.2d 1361 (9th Cir. 1977) (upholding an armed robbery
conviction, the court stated that “the testimony of one witness, if solidly believed, is sufficient to
prove the identity of a perpetrator of a crime”).
¶ 16 Just as we found that uncorroborated testimony is sufficient to sustain a conviction for
sexual abuse of a minor, Camacho, 2009 MP 1 ¶ 25, murder, Camacho, 2002 MP 6 ¶ 110, and
assault and battery, Taitano, 2005 MP 20 ¶¶ 1, 15, 40, we likewise find that Jiang’s testimony is
sufficient to sustain Zhang’s assault and battery conviction. Nothing in the record provides any
indication that Jiang’s testimony is “inherently implausible,” see Camacho, 2009 MP 1 ¶ 25, or
“unsubstantial on its face,” see Camacho, 2002 MP 6 ¶ 109. In fact, the plausibility of Jiang’s
testimony was supported by photographs, which document her facial injuries, and the testimony
of the officer, who stated that Jiang looked shaken and was wearing a blood-stained blouse in the
hours immediately following the alleged assault. Thus, in reviewing the facts in a light most
favorable to the prosecution, we find that a reasonable trier of fact could have found Zhang guilty
of assault and battery beyond a reasonable doubt.
¶ 17 We also find Zhang’s attack on Jiang’s credibility unpersuasive. Although there may
have been inconsistencies in Jiang’s testimony, we reiterate that evidentiary inconsistencies
undermine a witness’s credibility, and not the sufficiency of the evidence. See Seman, 2001 MP
20 ¶ 12. In assessing the credibility of both Jiang and Zhang, we note that the trial judge’s
determinations are given “due regard.” See Kaipat, 2 NMI at 329. The trial judge was in a much
better position to assess Jiang’s credibility than this Court, as the evidence at trial consisted
largely of oral testimony that was contradictory in nature. Consequently, we will not “disturb
factual findings which hinge on the trial court’s assessment of a witness’s credibility.”
Commonwealth v. Cabrera, 4 NMI 240, 246 (1995). Notably, the trial judge found Jiang’s
testimony to be credible and Zhang’s testimony to be incredible. In rendering its decision, the
trial court stated that Jiang’s testimony “appeared sincere,” whereas, Zhang’s testimony “didn’t
add up” and sounded both “scripted” and “suspect.” ER at 89. We will not disregard these
determinations and substitute our judgment for that of the trial court. Therefore, we hold that
there is sufficient evidence to sustain Zhang’s conviction for assault and battery.
Statements of the Trial Judge
¶ 18 Zhang argues that the trial judge improperly interjected personal knowledge as evidence.
The admission of evidence is within the sound discretion of the trial court, and is subject to
review for abuse of discretion. Camacho, 2002 MP 6 ¶ 6. An abuse of discretion exists if the
“[trial] court based its ruling on an erroneous view of the law or on a clearly erroneous
assessment of the evidence.” Commonwealth v. Campbell, 4 NMI 11, 16 (1993). Under this
standard, “we look to determine whether there has been manifest or gross abuse of discretion.”
Ito v. Macro Energy, Inc., 4 NMI 46, 65 (1993).
¶ 19 On direct examination, Jiang testified that she was assaulted at approximately 4 a.m. on
May 7, 2005. Zhang, on the other hand, testified that she came home from work at 12:30 a.m.
and spoke with Jiang shortly thereafter. In rendering its decision, the trial court stated:
[Zhang] works at Echo, a club and she came home at 12:30. Well, the clubs are
normally closed at 2 a.m. in the morning. So that in itself is a little bit suspect to
this court. And these are the things that the court considered . . . to determine
who to believe.
ER at 89. Zhang argues that there was no evidence that her place of employment closed at 2 a.m.,
and, more specifically, that no evidence was admitted indicating what time her place of
employment closed on the night of the assault. Therefore, Zhang argues the trial court
improperly admitted personal knowledge as evidence.
¶ 20 In support of her argument, Zhang relies solely on United States v. Mariscal, 285 F.3d
1127 (9th Cir. 2002). In Mariscal, a defendant was indicted for being an undocumented alien in
possession of a firearm. Id. at 1129. The defendant was a passenger in a vehicle, which was
pulled over by police officers when the driver failed to use his turn signal. Id. While conducting
a search of the vehicle, the police officers found a handgun in the backseat where the defendant
was sitting. Id. The defendant later confessed that he owned the handgun, and that he was in the
country illegally. Id. Subsequently, the defendant moved to suppress all evidence and statements
arising out of the stop, arguing that the police did not have reasonable suspicion to stop the
vehicle. Id. The motion was denied, and, following a bench trial, the district court found the
defendant guilty. Id.
¶ 21 On appeal, the United States Court of Appeals for the Ninth Circuit overturned the
defendant’s conviction. Id. at 1133. The court noted that Arizona law did not require a turn
signal unless there was a possibility that traffic would be affected, but the prosecution did not
present evidence that any other car was affected by the vehicle’s right turn. Id. at 1131. The
Ninth Circuit determined that the district court erred in finding that “McDowell Road is a heavily
traveled east-west street in the City of Phoenix.” Id. The court noted that the district court
seemingly “injected some sort of personal driving experience into the case.” Id. As a result, the
court stated that “nobody can tell if the [district] judge’s experience was at the location in
question in autumn in the late hours of the night . . . .” Id. The Ninth Circuit therefore reversed
the district court’s decision.
¶ 22 Zhang’s reliance on Mariscal is misguided. In Mariscal, the relevant law did not require
a turn signal unless there was a possibility that traffic would be affected. Thus, the court stated
that in order for the police to have a reasonable suspicion to stop the driver, evidence must be
presented that there was traffic in the driver’s vicinity. Id. This was essential to establish a
violation of the relevant law. See id. Unlike Mariscal, a determination of when Zhang’s place of
employment closed is not an essential element for the crime of assault of battery. Whether
Zhang’s place of employment closed at 2:00 a.m. or at any other time does not implicate any of
the required elements of assault and battery as set forth in 6 CMC § 1202(a). While evidence of
traffic was essential to the district court’s finding of guilt in Mariscal, the trial court’s
determination of guilt in the present case did not hinge on the time Zhang’s place of employment
closed on the night in question.
¶ 23 Although Zhang’s work schedule does not implicate the elements of assault and battery,
it does implicate her credibility. A trial judge in a bench trial serves as the trier of fact. In such
circumstances, the trial judge is charged with assessing the credibility of witnesses. As the trier
of fact, the trial judge has wide latitude in deciding which witnesses to believe and disbelieve.
Camacho, 2002 MP 6 ¶ 109. In making credibility determinations, the trial judge may make
reasonable inferences based on the testimony, demeanor, appearance, and conduct of the various
witnesses.
¶ 24 In the present case, the trial judge explicitly stated that Jiang “appeared sincere and her
delivery was sincere,” while portions of Zhang’s testimony were either suspicious or implausible.
ER at 87-90. He stated that Zhang’s testimony “sounded . . . scripted.” ER at 88. He further
stated that Zhang’s allegation that Jiang abused her son “didn’t add up.” ER at 89. In the context
of this discussion, the trial judge tacitly alluded to the fact that Jiang, on direct examination,
testified that she was assaulted at 4 a.m. Zhang, on the other hand, testified that she arrived home
at 12:30 a.m. and went to bed. The testimony was irreconcilable and the trial judge, therefore,
had to make a credibility determination. The trial judge stated that Zhang’s testimony regarding
the time she arrived home on the night of the assault was “suspect.” ER at 89. In making this
statement, we find that the trial judge was not making a factual finding as to what time Zhang
actually arrived home. Rather, he was making a credibility determination. That credibility
determination was primarily based on the fact that the trial judge did not find Zhang to be a
believable witness. Although a variety of factors apparently colored that determination, we find
that the trial judge did not abuse his discretion in disbelieving Zhang’s testimony. Thus, we will
not substitute our own credibility determinations for those of the trial court.
III
¶ 25 In reviewing the evidence in a light most favorable to the prosecution, we hold that there
is sufficient evidence for a reasonable trier of fact to find Zhang guilty of assault and battery. We
further hold that the trial judge did not improperly interject personal knowledge as evidence, but
properly conducted an assessment of Zhang’s credibility as a witness. Accordingly, Zhang’s
conviction of assault and battery is AFFIRMED.
Concurring:
Demapan, C.J., Castro, J.