Indalecio v. Yarofalir
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledJuly 27, 2006
Docket04-0015-GA
JudgeDemapan
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
____________________________________
CHERYL INDALECIO as Personal Representative of
CHRISTOPHER RAY INDALECIO, deceased
Appellant,
v.
FOR PUBLICATION
JOHN YAROFALIR, COMMONWEALTH OF THE
NORTERHN MARIANA ISLANDS, and the
DEPARTMENT OF PUBLIC HEALTH AND SERVICES,
Appellees.
____________________________________
Supreme Court Appeal No. 04-0015-GA
Superior Court Civil Case Action No. 03-0514
____________________________________
OPINION
Cite as: Indalecio vs. Yarofalir, et al., 2006 MP 18
Argued and submitted on November 19, 2004
Saipan, Northern Mariana Islands
Attorney for Appellant Attorney for Appellees
Michael W. Dotts, Esq. David W. Lochabay
O’Connor Berman Dotts & Banes Assistant Attorneys General
P.O. Box 501969 Office of the Attorney General
Saipan, MP 96950 Caller Box 10007
Saipan, MP 96950
BEFORE: MIGUEL S. DEMAPAN, Chief Justice; ALEXANDRO C. CASTRO, Associate
Justice; JOHN A. MANGLONA, Associate Justice
Demapan, Chief Justice:
¶1 The trial court summarily dismissed Cheryl Indalacio’s cause of action for failure
to state a claim in a wrongful death action seeking damages for both her own injuries and
those of her deceased son. While the trial court was correct that the CNMI wrongful
death statute does not permit recovery for injuries sustained by the decedent, we find that
Indalecio adequately plead a wrongful death action to recover damages for her own
injuries despite her having plead it using medical malpractice language. For the reasons
below, we AFFIRM in part, REVERSE in part, and REMAND for further proceedings.
I.
¶2 On June 24, 2002, Cheryl Indalecio brought her eighteen-year-old son,
Christopher Indalecio (“Christopher” or “decedent”), to the Commonwealth Health
Center (CHC) for treatment for a respiratory infection. Christopher suffered from
muscular dystrophy, and thus required a tracheotomy to assist his breathing. The
tracheotomy was performed and Christopher was expected to make a full recovery. He
was set to be discharged from CHC, but since the tracheotomy had proven difficult, the
medical staff decided that the tracheotomy tube should be left in place in the event that
the respiratory infection returned. Upon inspection, however, a nurse noticed that the
tracheotomy tube was protruding from Christopher’s neck more than it should. Dr. John
Yarofalir was called to adjust the tube.
¶3 The adjustment caused Christopher a lot of discomfort, and he spent that night in
the CHC being treated for pain. Early the next morning he began bleeding from the site
of the tracheotomy. Medical staff was immediately summoned, but they were unable to
stop the bleeding. Christopher died shortly thereafter in the presence of his mother and
sisters.
¶4 As a result of these events, Indalecio initiated a claim in the trial court alleging
that Dr. Yarofalir was negligent in adjusting the tracheotomy tube. She alleged that as a
direct and proximate cause of Dr. Yarofalir’s negligence, Christopher endured a great
deal of pain and discomfort and ultimately bled to death. Based on this alleged
negligence, Indalecio claimed damages for injuries incurred by both Christopher and
herself. Dr. Yarofalir moved for summary judgment on both counts. He argued that
because Indalecio’s claims were based on a medical malpractice theory, they required a
“survivorship statute” which the CNMI does not have. Dr. Yarofalir noted that the
CNMI Legislature has enacted a “wrongful death” statute, but Indalecio did not claim
damages for Christopher’s injuries or her own injuries based on that statute. He argued,
and the trial court agreed, that since Indalecio’s claims were for “malpractice” and not
“wrongful death,” the claims were extinguished when Christopher died. In the trial
court’s own words: “[b]oth of Plaintiff’s causes of action are based on negligence
theories as they relate specifically to injuries suffered by the decedent. …[S]urvival
actions are not at present available in the Commonwealth, and cannot be maintained.”
II.
¶5 We have jurisdiction to hear appeals of final judgments entered by the
Commonwealth Superior Court pursuant to Article IV, Section 3 of the N.M.I.
Constitution, and 1 CMC § 3102(a).
III.
¶6 This case presents the following issues:
1. Does the CNMI wrongful death statute1 preserve a decedent’s claims so that
the decedent’s estate may recover damages for the decedent’s injuries?
2. Is an action to recover medical malpractice expenses, burial expenses, and
other damages incurred by the deceased’s family sufficient if not specifically plead as a
wrongful death action?
3. Was decedent a “child” for purposes of 7 CMC § 2103(a) so as to make
damages for Indalecio’s mental pain and suffering recoverable?
¶7 Because each of these issues hinges on statutory interpretation, we review them
de novo. See Commonwealth v. Taisacan, 1999 MP 8 ¶ 18, 5 N.M.I. 236, 236; Triple J.
Saipan, Inc. v. Rasiang, 1999 MP 7 ¶ 2, 5 N.M.I. 232, 233; Northern Marianas Hous.
Corp. v. Marianas Pub. Land Trust, 1998 MP 1 ¶ 2, 5 N.M.I. 150, 151; Commonwealth
v. Cabrera, 1997 MP 18 ¶ 2, 5 N.M.I. 104, 105.
IV.
A. The CNMI Wrongful Death Statute Does Not Preserve a Decedent’s Claims
so that the Decedent’s Estate May Recover for the Decedent’s Injuries.
¶8 Before addressing the boundaries of recovery provided by our wrongful death
statute, it should be noted that American jurisprudence in this area has been greatly
complicated by the historical context in which wrongful death statutes arose and the often
ambiguous language in which they were couched. Every jurisdiction providing recovery
for wrongful death has been forced to grapple with these difficulties. This has led to the
1
For readability we often refer to our wrongful death statutory scheme simply as our “wrongful death
statute.” However, it should be noted that three statutory provisions, i.e., 7 CMC §§ 2101- 2103, define our
wrongful death cause of action.
current state of the law in which similarly worded statutes are interpreted in different, and
often incongruent, ways. Although we have touched on this in our previous decisions,
we feel that a more thorough historical analysis is in order to better lay the foundation for
wrongful death jurisprudence in the CNMI. For this reason we shall briefly highlight the
historical evolution of American wrongful death recovery in order to more accurately
place our statutory framework within that context.
1. Wrongful death statutes and the basis of post-mortem recovery
¶9 It is well established in American jurisprudence that there is no common law right
of recovery for wrongful death. See, e.g. Aetna Life Ins. Co. v. Moses, 287 U.S. 530, 539,
53 S.Ct. 231, 232, 77 L.Ed. 477 (1933) (“The right to recover for a wrongful death is the
creature, not of the common law, but of a statute …”); Borer v. American Airlines, Inc.,
19 Cal.3d 441, 451-52 (1977) (“By 1846, the date of the enactment of the first wrongful
death statute, the common law courts had settled that the heirs of a deceased victim could
not bring a cause of action against the tortfeasor.”) (citations omitted); Huebner v.
Deuchle, 514 P.2d 470, 471 (Ariz. 1973); Goheen v. General Motors Corp., 502 P.2d
223, 226 (Or. 1972); Bortle v. Osborne, 285 P.425, 428 (Wash. 1930). This rule was
pronounced in 1808, in the English case of Baker v. Bolton, but its pedigree reaches back
into the earliest developments of common law. See generally 1 STUART M. SPEISER ET
AL., RECOVERY FOR WRONGFUL DEATH AND INJURY §§ 1:1-1:2 (3d ed. 1992); 2 DAN B.
DOBBS, LAW OF REMEDIES § 8.3(1) (2d ed. 1993).
¶10 English common law did not permit recovery for tortious conduct unless both
tortfeasor and victim lived until a judgment was rendered. 2 DOBBS, § 8.3(1). If either
the tortfeasor or his victim died, then recovery was barred. The reason for this aversion
to recovery is unclear, but might lie in the fact that these cases were decided before ‘torts’
became a distinct area of law, and thus courts approached such cases from a criminal law
framework. Id. at n.2 (citations omitted). The courts probably required a living
tortfeasor because they were reluctant to ‘punish’ an individual’s successors for the
individual’s quasi-criminal conduct – what we would now label a tort – after that
individual died. Id. Since punishment for criminal activity is remedial, whereas tort
recovery is compensatory, such reasoning made sense in pre-tort jurisprudence. A judge
would not order a money judgment against a tortfeasor’s family instead of the tortfeasor,
just as a judge would not send a criminal’s family to jail instead of the criminal.
¶11 Similarly, the death of the tortfeasor’s victim precluded recovery. If the victim
died, then any claim she might have had against the tortfeasor merged into the greater
offense of a crime against the Crown.2 Id. at § 8.3(1). Common law did not recognize
any right of recovery for the decedent’s estate, but instead viewed wrongful death as a
loss to the Crown, which warranted a deterrent, a fine, payable to the State from the
tortfeasor’s belongings. See SPEISER, §1.2 n.6, citing LORD HALE, P.C., vol. i, p.476.
Less clear is why the decedent’s family would also be barred from recovery, especially
since in the Anglo-Saxon tradition all homicide was originally considered a type of civil
wrong that required only monetary compensation. SPEISER, §1.2. Some commentators
have noted that since a tortfeasor’s belongings were forfeited to the Crown upon the
decedent’s death, no private action would have been practical. Id. In effect, the
tortfeasor would be rendered judgment-proof because the State took first. Whatever the
reason, English common law, as it stood in the early nineteenth century, precluded the
2
Dobbs notes, “however, … some tort actions, such as those for conversion of or damage to personal
property did survive the victim’s death, even though torts to his person or real property did not.” 2 DAN B.
DOBBS, LAW OF REMEDIES § 8.3(1) n.3 (2d ed. 1993) (citation omitted).
decedent’s family from recovering damages for the wrongful taking of the decedent’s
life.
¶12 American jurisdictions originally permitted recovery for wrongful death, but in
1848 the Massachusetts Supreme Court, in Carey v. Berkshire R.R. Co., ignored this
precedent and adopted the English rule prohibiting recovery. Goheen, 502 P.2d at 226
(citations omitted). Other courts began following Massachusetts’s lead and it became
settled law in American jurisdictions that there can be no recovery for wrongful death
absent a statute. Most states, if not all, have enacted such legislation and now permit
some type of recovery for wrongful death. RESTATEMENT (SECOND) OF TORTS § 925 cmt.
a (1979).
2. Lord Campbell’s Act and the CNMI’s wrongful death statute
¶13 Lord Campbell’s Act, enacted in 1846, was “the first wrongful-death statute …
[and] became the prototype of American wrongful-death statutes, [thus] most state
statutes contained nearly identical language and have been similarly interpreted by state
courts.” Sea-Land Services, Inc. v. Gaudet, 414 U.S. 573, 579-81, 94 S.Ct. 806, 812-13,
39 L.Ed.2d 9 (1974), superseded by statute on other grounds as noted in Miles v. Apex
Marine Corp., 498 U.S. 19, 111 S.Ct. 317, 112 L.Ed.2d 275 (1990). Indeed, this is true
with the CNMI’s wrongful death statute. As we noted in Ito v. Macro Energy, Inc. 4
N.M.I. 46, 62 (1993), the CNMI’s wrongful death statute, 7 CMC § 2101, is based on
Lord Campbell’s Act.3 As such, it is important to consider our wrongful death statute in
3
The similarities are readily apparent. Lord Campbell’s Act reads in relevant part:
[W]hensoever the Death of a Person shall be caused by wrongful Act, Neglect, or
Default, and the Act, Neglect, or Default is such as would (if Death had not ensued) have
entitled the Party injured to maintain an Action and recover damages in respect thereof,
then and in ever such Case the Person who would have been liable if Death had not
ensued shall be liable to an Action for Damages, notwithstanding the Death of the Person
the historical context from which it arose, one that barred a family from recovering for
the wrongful killing of one of its members. Only by reading our wrongful death statute
against this historical background can we determine the contours of the remedy created
by our legislature.
¶14 As Professor Dobbs explains, common law’s prohibition on recovery for
wrongful death was based on three separate judge-made rules:
(1) If the tortfeasor died after committing a tort against his victim, the
victim’s claim died as well. (2) If the tort victim died, his cause of action
was at an end, “drowned,” in the larger matter of a crime against the
Crown. (3) The victim’s survivors had no independent claim of their own
against the tortfeasor for the loss of their support or for their grief and
sorrow.
2 DOBBS, supra, § 8.3(1) (emphasis in original). Thus, no recovery is permitted for
wrongful death absent a statute expressly overcoming one or more of these three common
law rules. The first of these rules, cutting off liability upon the tortfeasor’s death, has
clearly been abolished by our Legislature. 7 CMC § 2601 states, “[a] cause of action
based on tort shall not be lost or abated because of the death of the tortfeasor or other
person liable.” Rules (2) and (3), however, are not as clearly addressed.
¶15 Rules (2) and (3) of Dobbs’s list involve judge-made law that denied two distinct
types of recovery. Rule (2) denies a cause of action to the deceased’s estate for the
deceased’s injuries. Rule (3) states that no independent cause of action exists for the
injured, and although the Death shall have been caused under such Circumstances as
amount in Law to Felony
II. And be it enacted, That every such Action shall be for the Benefit of the Wife,
Husband, Parent, and Child of the Person whose Death shall have been so caused, and
shall be brought by and in the Name of the Executor or Administrator of the Person
Deceased; and in every such Action the Jury may give such Damages as they may think
proportioned to the Injury resulting from such Death to the Parties respectively for whom
and for whose Benefit the Action shall be brought …
Lord Campbell’s Act, 9 & 10 Vict., c. 93, quoted in Sea-Land Services, Inc. v. Gaudet, 414 U.S.
573, 579 n.6, 94 S.Ct. 806, 812, 39 L.Ed.2d 9 (1974).
deceased’s family for their own injuries. This distinction, coupled with the often-
ambiguous language of many wrongful death statutes, has caused courts to frame the
discussion of wrongful death statutes in terms of survivorship statutes and pure wrongful
death statutes. A survivorship statute operates to preserve the decedent’s claim for
damages; the claim “survives” the decedent and belongs to the estate. A pure wrongful
death statute, by contrast, creates a new cause of action upon the death of the decedent
which provides a remedy to the survivors for their own injuries. See e.g. Smith v.
Whitaker, 734 A.2d 243, 249 (N.J. 1999) (discussing New Jersey’s survivorship statute,
the Court notes, “[u]nlike a wrongful death action, which is a derivative action arising in
favor of beneficiaries named under that act, the Survivor’s Act preserves to the
decedent’s estate any personal cause of action that the decedent would have had if he or
she had survived.”) (citations omitted); Rowell v. Clifford, 976 P.2d 363, 364 (Colo. App.
1998); RESTATEMENT (SECOND) OF TORTS § 925 cmt. b; 2 DOBBS, § 8.3(1).
¶16 Most states provide recovery for wrongful death through an adopted or adapted
version of Lord Campbell’s Act. The ambiguity of the Act’s terms have caused state
courts to differ in their interpretation of the Act, but they have primarily categorized their
respective jurisdiction’s statute into one of three categories; pure wrongful death,
survivorship, or hybrid. See RESTATEMENT (SECOND) OF TORTS § 925 cmt. b; 2 DOBBS §
8.3(1). Drawing on the insights of those courts having previously considered the issues
before us, we shall now address the remedy created by the CNMI’s wrongful death
statute.
3. The CNMI’s wrongful death statute compensates the decedent’s family for
their own losses.
¶17 Indalecio’s complaint requested damages for both decedent’s pain and suffering
and her own expenses related to decedent’s death. Thus, Indalecio is requesting damages
which require both survivorship and wrongful death statutory authority. She argues that
both such provisions are found in 7 CMC § 2101, and she asks this court to read our
wrongful death statute in this manner. We decline to do so. Rather, we find that our
statutory scheme is tailored to permit recovery based solely on a pure wrongful death
rationale and does not preserve the decedent’s own claims beyond death.
Our wrongful death statutory scheme reads in part:
§ 2101. Liability in Action for Wrongful Death; Proceedings.
(a) When the death of a person is caused by wrongful act, neglect
or default such as would have entitled the party injured to maintain an
action and recover damages in respect thereof if death had not ensued, the
person or corporation which would have been liable if death had not
ensued, or the administrator or executor of the estate of that person, as the
administrator or executor, is liable to an action for damages
notwithstanding the death of the person injured, and although the death
was caused under circumstances which make it in law murder in the first
or second degree, or manslaughter.
(b) When the action is against the administrator or executor the
damages recovered shall be a valid claim against the estate of the deceased
person.
…
§ 2102. Action to be Brought in Name of Personal Representative;
Beneficiaries of Action.
Every action for wrongful death must be brought in the name of
the personal representative of the deceased, but shall be for the exclusive
benefit of the surviving spouse, the children and other next of kin, if any,
of the decedent as the court may direct.
It is immediately apparent that § 2101 was intended to prevent the decedent’s death from
precluding a cause of action against the tortfeasor. What is less clear is to whom that
cause of action belongs and for what injuries. The language is ambiguous as to whether
the decedent’s cause of action is preserved, or if the statute creates a new cause of action
– in favor of the decedent’s family – upon the decedent’s death.
¶18 We have addressed this issue before in Ito v. Macro Energy, Inc., 4 N.M.I. 46
(1993). However, in that case we were primarily concerned with whether our wrongful
death statute permits loss of consortium damages. As such, our discussion did not fully
address the basis upon which, and the class of plaintiffs for whom, other compensatory
damages might lie. In Ito, we began by noting the basis of § 2101:
Our wrongful death statute stems from and is substantially the
same as the Trust Territory wrongful death statute. The Trust Territory
High Court determined that this statute was fashioned after England’s
“Lord Campbell’s Act,” meaning that “damages are limited to the
pecuniary benefits which the beneficiaries might reasonably be expected
to have derived from the deceased had his life not been terminated.”
4 N.M.I. at 62. (quoting Ychitaro v. Lotius, 3 TTR 3, 17) (Trial Div. 1965) (citation
omitted). Thus, since Ito this Court has recognized that the purpose of our wrongful
death statute is to compensate the decedent’s family for the decedent’s death. Indeed, the
majority of state courts faced with similarly worded statutes have held likewise. W. PAGE
KEETON ET AL., PROSSER & KEETON ON TORTS 949 (5th ed. 1984) (“Under Lord
Campbell’s Act and the great majority of the death acts the action proceeds on the theory
of compensating the individual beneficiaries for loss of the economic benefit which they
might reasonably have expected to receive from the decedent …”); see generally Wex S.
Malone, The Genesis of Wrongful Death, 17 STAN. L. REV. 1043, 1062-76 (1965) (traces
evolution of wrongful death in American jurisprudence).
¶19 As the above quote from Prosser & Keeton implies, the method of calculating
damages derives from the same basis as the justification for awarding those damages. In
the case of pure wrongful death acts, damages are awarded to compensate the decedent’s
family for losses they have and will incur due to their loved one’s death. Thus, as we
noted in Ito:
The Trust Territory High Court followed what the majority of
states have adopted as the measure of damages applied in wrongful death
actions: the “loss to dependents” measure. These damages “are measured
by the support and amenities lost by the victim’s dependents or
beneficiaries … [c]ontributions made by the deceased from earnings or
even from pension income reflect the loss under this measure.”
Id. at 63. (citation omitted).
¶20 Following from this “loss to dependents” measure, it becomes apparent that our
wrongful death statute is a “pure” wrongful death statute. Since there is no recovery for
the decedent’s own injuries, any argument that our wrongful death statute contains a
survivorship component must fail. Thus far, Ito clearly supports Dr. Yarofalir’s
interpretation of § 2101.
¶21 An ambiguity arises, however, as Ito continues. Although our opinion there
clearly demonstrates this jurisdiction’s long adherence to a pure wrongful death reading,
when we approached the issue actually before us, our language appeared to equivocate.
In Ito we were called upon to determine whether loss of consortium damages are allowed
under our wrongful death statute. In answering that question in the negative, we stated:
The Commonwealth’s wrongful death statute grants a cause of
action vested in the decedent’s personal representative. This cause of
action creates a right to relief for damages caused to the “party [fatally]
injured.” The statute does not provide a right to relief for derivative
injuries, such as loss of consortium, to the adult decedent’s surviving
spouse or children.
Loss of consortium is a claim for damages suffered by the non-
injured spouse. Our wrongful death statute allows only for recovery to the
“party injured,” that is, the deceased – not his spouse or children.
Id. (brackets in original) (citation omitted). It is understandable that Indalecio would
read this section of Ito as support for her claim to survivorship damages. That language,
however, was intended only to highlight the prerequisite to recovery under § 2101; that
an individual wrongfully killed must have had an actionable claim prior to death before
any wrongful death recovery in favor of the family is triggered. We find that the
pecuniary damages previously alluded to in Ito are not precluded, or altered, by this
language. In addition, we find that Ito was not intended to expand the scope of allowable
damages to include recovery for injuries sustained by the decedent prior to death.
4. The CNMI has no applicable survivorship statute.
¶22 Although we conclude that 7 CMC § 2101 is a “pure” wrongful death statute –
compensating the decedent’s family for their own injuries – a decedent’s estate would
still be able to recover for the decedent’s injuries if the CNMI had a separate statute
which permitted it. It is readily apparent, however, that no such statute exists. Section
2601 of Title 1 of the Commonwealth Code, entitled “Survival of Claims After Death of
Tortfeasor or Other Person Liable,” demonstrates that the CNMI Legislature was well
aware of common law’s bar to recovery upon the death of a tortfeasor. It also evidences
their willingness to remedy this situation by enacting a statute to override that harsh rule.
Yet there is no similar statute providing that claims sustained during a tort victim’s life
survive his death. We must assume that the Legislature’s silence here was not an
oversight, but a calculated decision. As such, we hold that the CNMI has no statute
which preserves a tort victim’s claims after his death. Accordingly, Indalecio cannot
recover for decedent’s injuries, regardless whether she is acting as decedent’s personal
representative under our wrongful death statute or as administratrix of decedent’s estate
pursuant to any probate proceeding.
B. So Long as the Complaint Sets Forth the Grounds for Recovery, No Mention
of “Wrongful Death” is Required.
¶23 The trial court found that Indalecio’s two claims were based on medical
malpractice, and then dismissed both. The trial court reasoned that since the tortious
conduct at issue in a malpractice claim involves the wrong done to a patient, rather than
any wrong done directly to a patient’s family, the claims must fail due to the CNMI’s
lack of an applicable survivorship statute. Although the court was correct to dismiss
Indalecio’s claim of damages for decedent’s injuries prior to death (regardless whether
the court viewed the pleadings as based on malpractice or wrongful death), the court
erred in similarly dismissing Indalecio’s claim of damages for her own injuries simply
because she plead it in malpractice language. It is the substance of pleadings which
control, not the terminology employed.
¶24 The trial court essentially finds that a wrongful death claim must specifically
reference the CNMI wrongful death statute, regardless of whether the pleadings state
sufficient facts to justify recovery under the statute. Dr. Yarofalir asks this court to hold
similarly. He notes, “[p]laintiff might well recover medical expenses, burial expenses,
and other pecuniary loss in a wrongful death action. The problem is, Indalecio has not
brought a wrongful death action, but has elected to bring a medical malpractice action,
and seek damages within that context.” Brief for Appellee at 14. Dr. Yarofalir supports
these contentions by noting the title of Indalecio’s complaint was “Complaint for Medical
Malpractice,” and nowhere does it mention “wrongful death.” He goes on to speculate
that Indalecio brought a malpractice claim instead of a wrongful death claim “in the hope
that Plaintiff would be successful in overcoming existing law and obtaining recovery for
damages not allowed in a wrongful death action.” Id. Indalecio responds by pointing to
sections of her pleadings where she specifically claims damages for personal injuries
beyond those her son incurred.
¶25 In Castro v. Hotel Nikko Saipan, Inc., 4 N.M.I. 268, 276 (1995) we stated,
“‘pleadings shall be so construed as to do substantial justice.’ Com. R. Civ. P. 8(a)(3),
(f). However, where a plaintiff has not set forth a particular claim for relief under Com.
R. Civ. P. 8(a), (e)(2) and (b)(10), the prima facie elements of a claim must each be either
directly alleged or implied.” Thus, even if Indalecio’s complaint did not correctly specify
“wrongful death” as a basis for recovery, so long as she “directly alleged or implied”
each element of the prima facie case, her pleadings were sufficient for recovery on that
basis.
¶26 Our wrongful death statute requires the following elements to state a prima facie
case: 1) a wrongful or negligent act; 2) which would have given rise to a cause of action
on behalf of the decedent had she lived; and which 3) led to the death of the decedent.
Indalecio has met that burden. Her complaint clearly alleges that 1) Dr. Yarofalir was
negligent in treating her son; 2) that negligence caused her son substantial pain so as to be
actionable; and 3) that negligence caused her son’s death. Thus, Indalecio stated a cause
of action for wrongful death and the trial court erred in dismissing it to the extent it
requested damages for her own injuries.
C. Decedent Was a “Child” Under 7 CMC § 2103 (a) so as to Make Damages for
Indalecio’s Mental Pain and Suffering Recoverable
1. Emotional damages not generally recoverable under CNMI’s wrongful death
statute.
¶27 Before determining whether Christopher was a “child” – thereby allowing
Indalecio to recover for her own mental pain and suffering – and in light of our previous
discussion of Ito’s equivocal statements, we first reiterate the general rule that no
emotional damages are available under our wrongful death statute. In Ito we were faced
with the question of whether loss of consortium damages were permitted under our
statute. Before answering that question in the negative, we noted that many jurisdictions
faced with the issue had held otherwise.
Historically, wrongful death damages were limited to “pecuniary”
losses. … The purpose of the pecuniary loss rule was to prevent
“extravagant” jury verdicts based on “sad emotions and injured feelings”
instead of actual pecuniary loss.
Yet “[m]ost jurisdictions now recognize the ‘consortium’ recovery
for lost companionship, society, love, advice and guidance, either because
those elements are considered ‘pecuniary loss,’ or because the statute
specifically permits their recovery, or because the court has judicially
discarded the ‘pecuniary loss’ limitation.
Ito, 4 N.M.I. at 63 (citations omitted). Despite our sympathy to this modern trend, we
refuse to act as a super-legislature. We are today, like we were in Ito, “constrained by the
language of our statute.” Id.
¶28 Reading our wrongful death statutory scheme as a whole, it is obvious that our
legislature created a right to recover only pecuniary losses. The damages section, 7 CMC
§ 2103, reads:
(a) Except as provided for in 7 CMC § 2202(a) [limiting the
government’s liability], the court may award damages as it may think
proportioned to the pecuniary injury resulting from death, to the persons
for whose benefit the action was brought; provided, however, that where
the decedent was a child, and where the plaintiff in the suit brought under
this chapter is the parent of that child, or one who stands in the place of a
parent pursuant to customary law, the damages shall include mental pain
and suffering for the loss of the child, without regard to provable
pecuniary damages.
If the specific use of the word “pecuniary” in the statute was not enough,4 the last section
of the statute puts all questions to rest. By creating a single instance in which mental pain
and suffering (a type of emotional harm) is allowed – when a parent loses a child, the
legislature effectively precludes it in all other instances. As we noted to in Ito, although
there might be valid policy reasons to extend wrongful death recovery to include
emotional harm, we will not take it upon ourselves to do so. “‘[I]t is logical to assume
that the passage of a wrongful death statute, creating a right of recovery unknown to the
common law, was intended to preclude further judicial initiative.’” Ito, 4 N.M.I. at 62.
(quoting Reed v. Pacific Intermountain Express Co., 597 F.Supp. 42, 45 (D. Conn.
1984)).
2. Decedent is a “child” for purposes of 7 CMC § 2103 (a).
¶29 Although emotional injuries are generally unrecoverable under our wrongful
death statute, the legislature carved out one exception - when the deceased is the “child”
of the plaintiff. The statute reads in relevant part, “where the decedent was a child, and
where the plaintiff…is the parent…the damages shall include mental pain and suffering
4
Indalecio notes, however, that 7 CMC § 2103 (a) is susceptible to two different readings.
Specifically, the wording (“provided, however…”) and the syntax (behind a semicolon) indicate that
recovery for mental pain and suffering is an exception meant to modify the clause it follows. The
beginning of the statute reads, “the court may award damages as it may think proportioned to the pecuniary
injury resulting from the death, to the persons for whose benefit the action was brought; provided,
however…” There are at least two plausible readings here. The first would allow a court to award only
damages for “pecuniary injury.” This reading focuses on the type of damages allowable. Thus mental pain
and suffering damages are not allowed except in the single instance of a parent loosing a child. This is the
reading we believe was intended by the legislature. Specifically, that the legislature meant for a new and
different category of damages, mental pain and suffering – a type of emotional harm – to be available only
in the single instance of a parent losing a child.
Indalecio urges us to adopt a different reading. She argues that this statute limits a court to
awarding only those damages that are “proportioned” to the pecuniary loss. This reading focuses on the
amount of damages that may be awarded as opposed to the type (e.g. only an amount “proportioned” to
pecuniary losses). This would cause the second part of the statute – the part allowing recovery for mental
pain and suffering – not to be bound by the same limitation, but to be determined “without regard to
provable pecuniary damages.” This reading would preserve an award of damages for parents who normally
would not be able to prove much, if any, “pecuniary” loss not because of the unique type of injury, but
instead because children typically have no earning power.
for the loss of the child.” 7 CMC § 2103(a). It is undisputed that the decedent,
Christopher, is Indalecio’s son. The issue here arises due to Christopher’s age. He was
18. Thus, the issue is whether 7 CMC § 2103(a) permits additional recovery to parents
regardless of the age of their wrongfully killed offspring, or whether the decedent must
be a minor to be considered a “child” under the statute.
¶30 Not surprisingly, Dr. Yarofalir asks the court to read the word “child” to include
an age requirement. Indalecio, on the other hand, argues that since no age requirement is
given, none was intended by the Legislature. She points out that CNMI family law
defines “child” as “a son or daughter, whether by birth or adoption,” and “minor” as “an
individual under the age of 18 years.” Indalecio also argues, and cites various authorities
for the proposition, that due to the unusually grave injury suffered by a parent who loses
a child, an increased damage award is an understandable legislative decision regardless of
the child’s age.
¶31 We agree with Indalecio. Similar to our reasoning that the Legislature’s silence
as to any survivorship statute or any emotional damages should be interpreted as a
conscious decision on their part to exclude such provisions, we read the term “child” in 7
CMC § 2103(a) in accordance with its plain language meaning. The legislature was fully
aware of the difference between a ‘child’ and a ‘minor,’ as evidenced by their defining
the two separately in our adoption code, 8 CMC § 1401. We see no reason to conflate the
two here.
V.
¶32 Since the CNMI has no survivorship statute to preserve a tort victim’s claim after
death, we AFFIRM the trial court’s decision that Indalecio, as personal representative for
her son Christopher, may not r