Elameto v. Commonwealth
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledDecember 27, 2018
Docket2017-SCC-0026-CIV
JudgeManglona
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
REMEDIO ELAMETO AND PEDRO PUA,
Plaintiff-Appellees,
v.
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS, RAJEE IYER,
M.D., AND GARY RAMSEY, M.D.,
Defendant-Appellants.
Supreme Court No. 2017-SCC-0026-CIV
Superior Court No. 16-0110
OPINION
Cite as: 2018 MP 15
Decided December 27, 2018
Joseph E. Horey, Saipan, MP, for Plaintiff-Appellees.
Christopher M. Timmons, Assistant Attorney General, Saipan, MP, and Colin M.
Thompson, Saipan. MP, for Defendant-Appellants.
Elameto v. Commonwealth, 2018 MP 15
BEFORE: ALEXANDRO C. CASTRO, Chief Justice; JOHN A. MANGLOÑA,
Associate Justice; PERRY B. INOS, Associate Justice.
MANGLOÑA, J.:
¶1 Defendant-Appellant Dr. Gary Ramsey (“Ramsey”) appeals the trial
court’s Order Finding Provisions of the Government Liability Act, 7 CMC §§
2202(a)(1)–(2), (e), and 7 CMC § 2210(a) Unconstitutional as They Violate
Plaintiffs’ Fundamental Right to Privacy Under NMI Const. art. I, § 10. Elameto
v. Ramsey, Civ. No. 16-0110 (NMI Super. Ct. August 11, 2017) (Order Finding
Provisions of Governmental Liability Act Unconstitutional) (“Order”). Ramsey
argues the court erred in finding 7 CMC § 2210(a), the substitution provision of
the Government Liability Act (“GLA” or “the Act”), unconstitutional. 1 In
particular, he asserts the court erred in: 1) finding the right to privacy allows an
individual to seek recovery from private individuals; and 2) finding the right to
privacy is implicated in a medical malpractice action alleging negligent conduct.
For the following reasons, we VACATE the Order and REMAND for further
proceedings consistent with this opinion.
I. FACTS AND PROCEDURAL HISTORY
¶2 Around August of 2000, Remedio Elameto (“Elameto”) went to the
Commonwealth Health Center for an exploratory laparotomy to address health
concerns. Dr. Rajee Iyer (“Iyer”) and Ramsey performed the surgery while
Elameto was under general anesthesia.2 During surgery, Iyer and Ramsey closed
Elameto’s abdomen without removing a 15-centimeter long hemostatic forceps
from her abdominal cavity. Almost fourteen years later, Elameto went to a Guam
hospital to receive a related procedure. During the Guam procedure, a doctor
discovered the hemostat inside Elameto, buried under dense adhesions. Two
doctors and an additional procedure were required to remove the instrument.
¶3 Approximately two years after the Guam surgery, Elameto and her
significant other, Pedro Pua, filed a complaint alleging several causes of action
against the Commonwealth, Ramsey, and Iyer 3 Subsequently, the
Commonwealth Attorney General (“AG”) undertook an investigation as to
1
This appeal, as originally filed, named the Commonwealth of the Northern Mariana
Islands (“Commonwealth”) and Ramsey as Defendant-Appellants.
2
Although Elameto’s consent form is absent from the record, her complaint does not
include any allegations as to a lack of consent or a lack of informed consent regarding
the surgery. See Op. Br. 18 (noting Elameto “do[es] not allege that [she] did not consent
to the surgery that led to the alleged tort”).
3
Elameto’s complaint began by explaining “[t]his is a medical malpractice case,”
including claims for medical malpractice, emotional distress and loss of consortium,
common law bad faith, and bad faith under 7 CMC § 2202. See App. 1–7. She also
asked for declaratory judgment on the basis that the GLA’s limits on liability “are
unconstitutional and impermissibly, arbitrarily, and capriciously discriminate against
tort victims seriously injured by the CNMI, without any rational relation to a legitimate
state interest,” denying them equal protection of the laws. App. 7.
Elameto v. Commonwealth, 2018 MP 15
Ramsey’s role in the surgery pursuant to 7 CMC § 2210(a), the GLA’s
substitution provision (“Section 2210(a)” or “substitution provision”).4 Pursuant
to the procedure under Section 2210(a), the AG found Ramsey was acting within
the scope of his employment at the time of Elameto’s surgery and filed its
certification. App. 12 (“[B]ased on the results of [an] investigation, I certify that
[Ramsey] was acting within the scope of his employment as a physician . . . at
the time of the alleged incident . . . .”). The AG notified the court that pursuant
to the certification, the Commonwealth would substitute Ramsey by operation of
law, requesting to enter an order dismissing Ramsey as a party.
¶4 Elameto objected to Ramsey’s dismissal. Notably, she did not dispute the
AG’s finding that Ramsey was acting within the scope of his employment when
the alleged incident occurred. Rather, Elameto argued that because she requested
the court declare the GLA’s limitations on liability unconstitutional, and because
the AG cited one of the challenged statutes as the sole authority for Ramsey’s
dismissal, additional briefing was needed to determine whether his dismissal was
constitutional. The court obliged, ordering supplemental briefing on Elameto’s
constitutional claim. For the first time, she alleged the GLA infringed upon her
right to privacy under Article I, Section 10 of the NMI Constitution (“Section
10”), invoking heightened review.
¶5 Following supplemental briefing, the court issued its Order, finding the
right to privacy under Section 10 to be a fundamental right. Next, based on a one-
sentence conclusion that “[l]eaving a medical clamp in a patient is an
unconsented physical intrusion,” the court found the right to be implicated in
Elameto’s action. Order at 19. Applying strict scrutiny review, it reasoned that
because Section 2210(a) burdened her right to privacy without a compelling
interest, the provision was unconstitutional as applied to Elameto’s
circumstances. As a result, the court denied Ramsey’s dismissal from the lawsuit.
Ramsey appeals.
II. JURISDICTION
¶6 We must first determine whether we have jurisdiction over the present
appeal. See Pac. Amusement, Inc. v. Villanueva, 2005 MP 11 ¶ 7 ((“The issue of
4
7 CMC § 2210(a) provides the procedure for substitution:
Upon certification by the Attorney General that the defendant employee
was acting within the scope of his/her office or employment at the time
of the incident out of which the claim arose, any civil action or
proceeding commenced upon such claim in a court against an employee
shall be deemed an action against the Commonwealth and the
Commonwealth shall be substituted as the party defendant, if the
Commonwealth was not already a defendant in the suit. An order
dismissing the employee from the suit shall be entered.
(emphases added); see also Kabir v. CNMI Pub. Sch. Sys., 2009 MP 19 ¶ 4 (“Under
[the Act], employee immunity attaches–and automatic substitution of the
Commonwealth as defendant in the employee’s place is triggered–when the Attorney
General files with the court a certificat[ion] . . . .”).
Elameto v. Commonwealth, 2018 MP 15
appellate jurisdiction must always be resolved before the merits of an appeal are
examined or addressed.”) (quoting Williamson v. UNUM Life Ins. Co. of Am.,
160 F.3d 1247, 1250 (9th Cir. 1998))).We have jurisdiction over final judgments
and orders of the Commonwealth Superior Court. NMI CONST. art. IV, § 3.
Generally, however, only final judgments and orders are immediately appealable.
Villanueva, 2005 MP 11 ¶ 9. “A judgment or order is final if it ends the litigation
on the merits and leaves nothing for the court to do but execute the judgment.”
Nev. D.H.H.S. Div. of Welfare v. Lizama, 2017 MP 16 ¶ 8 (citation and internal
quotation marks omitted). We thus review whether the Order was a final order
permitting our review, or, whether an alternative basis for our review exists.
¶7 As to this determination, both Ramsey and Elameto concede the Order is
not a final order. They argue, however, that the collateral order doctrine allows
our review. Notwithstanding Elameto and Ramsey’s agreement that we have
jurisdiction under the collateral order doctrine, we have an independent duty to
consider jurisdictional issues. Commonwealth v. Crisostimo, 2005 MP 18 ¶ 8.
First, we agree the Order was not a final order. As relevant to this appeal, the
Order solely determined whether the Commonwealth could substitute Ramsey as
the defendant in the litigation below. Trial and discovery have yet to begin; the
merits of Elameto’s claims have yet to be determined. As such, the Order did not
end the litigation on the merits. We thus consider whether the Order falls within
the collateral order doctrine.
¶8 The collateral order doctrine “provides a narrow exception for decisions
that ‘finally determine claims . . . separable from, and collateral to, rights asserted
in the action, too important to be denied review and too independent of the cause
itself to require that appellate consideration be deferred until the whole case is
adjudicated.’” Camacho v. Demapan, 2010 MP 3 ¶ 28 (quoting Cohen v.
Beneficial Indust. Loan Corp., 337 U.S. 541, 546 (1949)). “To come within the
collateral order exception, the order sought to be appealed from must: (1) have
conclusively determined a disputed question; (2) have resolved an important
issue completely separate from the merits of the action; and (3) be effectively
unreviewable on appeal from a final judgment.” Id. ¶ 28. We review each prong
in turn.
¶9 First, the court’s denial of Ramsey’s substitution must have “conclusively
determined a disputed question.” Id. We have considered a denial of substitution
under the GLA, citing Osborn v. Haley, in part, for the proposition that a court’s
denial of an attorney general’s certification and substitution conclusively
determines whether the employee-defendant will need to be a party to the lawsuit.
See Kabir, 2009 MP 19 ¶ 5 n.2 (citing 549 U.S. 225 (2007)). Federal courts
discussing the Westfall Act have similarly found a denial of substitution to
conclusively determine a disputed question.5 See, e.g., Osborn, 549 U.S. at 238
(“[T]he [d]istrict [c]ourt’s denial of certification and substitution conclusively
5
The GLA is modeled after the Westfall Act. Kabir, 2009 MP 19 ¶ 25; see also PL 15-
22 § 2 (“[T]he Commonwealth Government Liability Act closely tracks provisions of
the Federal Tort Claims Act . . . .”).
Elameto v. Commonwealth, 2018 MP 15
decided a contested issue.”); Taboas v. Mlynczak, 149 F.3d 576, 579 (7th Cir.
1998) (“[T]he denial of the United States’ motion for substitution in this context
is effectively a denial of immunity for the defendant employee . . . and the
collateral order doctrine therefore applies with as much force in this context as it
does to other claims of qualified or absolute immunity.”). Like other courts
considering a denial of substitution, we find the Order denying the
Commonwealth’s substitution to have conclusively determined the disputed
question of whether Ramsey would be a party to the lawsuit such that Elameto
could seek recovery from him. We thus turn to the doctrine’s second prong.
¶ 10 Under the second prong, the court’s denial of Ramsey’s substitution must
have “resolved an important issue completely separate from the merits of the
action.” Demapan, 2010 MP 3 ¶ 28. The United States Supreme Court has
recognized that “a question of immunity is separate from the merits of the
underlying action . . . even though a reviewing court must consider the plaintiff’s
factual allegations in resolving the immunity issue.” Mitchell v. Forsyth, 472
U.S. 511, 528–29 (1985); see also Osborn, 549 U.S. at 238 (finding denial of
certification and substitution was “important and separate from the merits of the
action”). The Mitchell Court explained:
[I]t follows from the recognition that qualified immunity is in part
an entitlement not to be forced to litigate the consequences of
official conduct that a claim of immunity is conceptually distinct
from the merits of the plaintiff’s claim that his rights have been
violated. An appellate court reviewing the denial of the defendant’s
claim of immunity need not consider the correctness of the
plaintiff’s version of the facts, nor even determine whether the
plaintiff’s allegations actually state a claim. All it need determine is
a question of law: whether the legal norms allegedly violated by the
defendant were clearly established at the time of the challenged
actions . . . . The resolution of these legal issues will entail
consideration of the factual allegations.
472 U.S. at 527–29 (emphasis added) (citations omitted). The Court emphasized
that “the appealable issue is a purely legal one: whether the facts alleged . . .
support a claim of violation of clearly established law.” Id. at 528 n.9; cf. Johnson
v. Jones, 515 U.S. 304, 315 (1995) (interpreting Mitchell as instructing that “‘the
need to protect officials against the burdens of further pretrial proceedings and
trial’ justifies a relaxation of the separability requirement.”).
¶ 11 Here, the court’s determination that “[l]eaving a medical clamp in a patient
is an unconsented physical intrusion,” does implicate, to a certain extent, a fact-
related legal issue. Order at 19. However, for purposes of our review, we will not
consider the correctness of Elameto’s version of the facts, including the
correctness of the allegation that a surgical instrument was left inside her. Instead,
we limit our review to 1) the constitutional question of the type of conduct
required to constitute an unconsented physical intrusion, and, 2) the legal effect
of such a conclusion on the validity of Section 2210(a), should we find the right
Elameto v. Commonwealth, 2018 MP 15
to privacy to encompass the facts of Elameto’s claims. Assessed in these terms,
we find the analysis underlying the court’s denial of substitution sufficiently
separate from the case’s merits, permitting our consideration. We deem the
second prong satisfied.
¶ 12 Third and most importantly, the Order must “be effectively unreviewable
on appeal from a final judgment.” Demapan, 2010 MP 3 ¶ 28. In particular:
[A]n issue would not be reviewable as part of a final judgment . . .
where it involves an asserted right the legal and practical value of
which would be destroyed if it were not vindicated before trial. For
example, the issue of whether a government official is immune from
answering for his conduct in a civil damages action is immediately
reviewable, as the government official’s entitlement to such
immunity would be lost forever if . . . the claiming party was
required to go through a trial.
Villanueva, 2005 MP 11 ¶ 20 (emphasis added) (citations and internal quotation
marks omitted); see also Guo Qiong He v. Commonwealth, 2003 MP 3 ¶ 15–16
(finding the “denial of qualified immunity falls under the collateral order
doctrine, as immunity is not merely a defense but an actual exemption from
liability and an entitlement not to stand trial.”). Here, substitution under Section
2210(a) is not merely a defense against liability; rather, substitution provides the
employee-defendant with an exemption from liability and right not to stand trial.
Ramsey’s substitution would be effectively unreviewable on appeal from a final
judgment, as his entitlement to immunity would be lost if he was forced to stand
trial. We thus find the doctrine’s third prong met. Because we find the collateral
order doctrine to provide jurisdiction, we proceed to consider the appeal’s merits.
III. STANDARD OF REVIEW
¶ 13 This case presents a single issue: whether Section 2210(a), as applied to
the facts of Elameto’s case, infringes upon her right to privacy pursuant to
Section 10. We review constitutional issues de novo. Castro v. Castro, 2009 MP
8 ¶ 15; see also In re Estate of Tudela, 4 NMI 1, 2 (1993) (“A question of whether
the application of a statute is constitutional is reviewed de novo.”).
IV. DISCUSSION
A. Right to Privacy
¶ 14 Ramsey asserts two main arguments in support of his assertion that
Appellees’ allegations regarding Section 2210(a) do not constitute a violation of
the right to privacy pursuant to Section 10. First, he contests the trial court’s
interpretation of Section 10’s state action requirement as allowing constitutional
claims regarding a right to privacy to be brought against private individuals.
Ramsey purports that Section 10 grants no such right, and, as such, that no state
action issue is violated by his substitution under Section 2210(a). Second,
Ramsey argues constitutional rights cannot be violated negligently; rather,
intentional conduct is required to commit a constitutional violation. He further
specifies that in the context of medical care, a constitutional violation requires a
Elameto v. Commonwealth, 2018 MP 15
significant and serious infringement into one’s bodily integrity, and does not
guarantee “freedom from mistakes made by medical professionals during a
procedure to which a patient has . . . consented.” Op. Br. 7.
¶ 15 Given that Ramsey’s arguments require our interpretation of the
parameters of the NMI Constitution’s right to privacy, we turn to principles of
constitutional interpretation to guide our review. In general, “[w]hen presented
with a question of constitutional interpretation ‘[w]e are duty-bound to give
effect to the intention of the framers of the NMI Constitution.’” Dep’t of Pub.
Lands v. Commonwealth, 2010 MP 14 ¶ 17 (quoting Aldan-Pierce v. Mafnas, 2
NMI 122, 163 (1991)). Our procedure for interpreting constitutional provisions
indicates that we must begin with the provision’s text. See Kabir, 2009 MP 19 ¶
33. In reviewing the text, we apply a basic principle of construction: “that
language must be given its plain meaning.” Manibusan v. Larson, 2018 MP 7 ¶
12 (Slip Op., Aug. 30, 2018) (citation omitted). However, if the provision’s
language is ambiguous, we attempt to ascertain the framers’ intent by examining
relevant legislative history. See Dep’t of Pub. Lands, 2010 MP 14 ¶ 17. In this
examination, “we may rely upon ‘committee recommendations, constitutional
convention transcripts, and other relevant constitutional history.’” Larson, 2018
MP 7 ¶ 16 (adding that “the Analysis of the Constitution of the Commonwealth
of the Northern Mariana Islands (‘Analysis’) is extremely persuasive authority
when one is called upon to discern the intent of the framers”). “Finally, we are
hesitant to interpret constitutional language in a way that deviates from the
common law absent a clear indication of an intention to do so by the drafters of
the provision at issue.” Peter-Palican v. Commonwealth, 2012 MP 7 ¶ 6.
¶ 16 We begin with Section 10’s text: “[t]he right of individual privacy shall
not be infringed except upon a showing of compelling interest.” NMI CONST. art
I, § 10. Two deductions follow from the plain text of Section 10. First, Section
10 indicates that the right to privacy is explicitly recognized in the
Commonwealth as a constitutional guarantee, distinct from privacy interests that
may be protected by the due process or equal protection clauses of the
Commonwealth or U.S. Constitutions. 6 Second, the text’s requirement of a
6
Ramsey cites a myriad of cases discussing privacy protections under the Fourteenth
Amendment’s Due Process Clause. In particular, we find his citation to Daniels v.
Williams pertinent to our discussion. 474 U.S. 327 (1986). In Daniels, the United States
Supreme Court considered whether an inmate’s falling over a pillow negligently left on
a stairway by a correctional officer amounted to a deprivation of plaintiff’s “liberty
interest in freedom from bodily injury . . . .” Id. at 328 (internal quotation marks
omitted). Plaintiff claimed that the officer’s defense of sovereign immunity left him
without an adequate state remedy, depriving him of liberty without due process of law.
Id. The Court cautioned against supplanting traditional tort law with constitutional
claims, finding due process protections not to be triggered by a lack of due care. Id. at
332–33. However, the Court clarified that governmental negligence may nonetheless
raise significant legal concerns and create protectible legal interests. Id. at 333 (“It is
no reflection on either the breadth of the United States Constitution or the importance
Elameto v. Commonwealth, 2018 MP 15
showing of a compelling interest instructs that our Constitution’s drafters
intended for the right to privacy to be a fundamental right, requiring an
infringement of the guarantee to satisfy strict scrutiny review. Accordingly, the
infringement must be justified by a compelling interest. Although these broad
deductions are helpful to our review, the provision’s text is ambiguous on the
right’s particular parameters.
¶ 17 As such, we turn to legislative history to determine what conduct is
protected by Section 10. We first review the Analysis’ discussion of the right to
privacy, which describes the right at length. In relevant part, it states:
This section establishes the fundamental constitutional right to
individual privacy. . . . The right to individual privacy incorporates
the concept that each individual person has a zone of privacy that
should be free from government or private intrusion. Each person
has a right to be let alone. This right permits a person to refuse to
give personal information or to prohibit the collection of that
information without consent. It protects a person’s thoughts, ideas,
and beliefs from regulation or attempted coercion by the
government or other persons. It allows a person to associate with
whomever the individual chooses. It protects a person from
unconsented physical intrusions into his or her body. It guarantees
privacy in a person's home to behave in any manner as long as the
behavior does not harm others. It protects an individual’s papers and
belongings from outsiders. It protects an individual’s right to
of traditional tort law to say that they do not address the same concerns.”). The Court
nonetheless concluded that “[w]here a government official’s act causing injury to life,
liberty, or property is merely negligent, ‘no procedure for compensation is
constitutionally required’”—due process protections are “simply not implicated by a
negligent act of an official causing unintended loss of or injury to life, liberty, or
property.” Id. at 328, 333.
Had our constitution not contained a separate guarantee to privacy, the discussion in
Daniels would have all but resolved this appeal. See Castro, 2009 MP 8 ¶ 16 (“[F]ederal
due process guarantees are applicable in the Commonwealth pursuant to Section 501
of the Covenant. Because the Commonwealth and U.S. Constitutions are essentially
coextensive in regard to due process protections, we analyze the present facts as if the
two bodies of law are one.”). However, because the right to privacy is explicitly
mentioned in the NMI Constitution, we are not constrained to interpret it within the
narrow context of federal constitutional protections. See, e.g., Am. Acad. of Pediatrics
v. Lungren, 940 P.2d 797, 813 (Cal. 1997) (“After reviewing the background of the
state constitutional provision . . . the state right of privacy, unlike its federal
counterpart, is not limited to state action . . . .”); Gryczan v. State, 942 P.2d 112, 121
(Mont. 1997) (“[W]e have long held that Montana's Constitution affords citizens
broader protection of their right to privacy than does the federal constitution.”).
Therefore, although we find the reasoning in Daniels relevant, we look beyond the
federal construction of privacy to determine the particular protections provided by
Section 10.
Elameto v. Commonwealth, 2018 MP 15
physical solitude free from intrusions such as another's
eavesdropping on telephone calls, on conversations, harassing
telephone calls, constant and manifest surveillance, and any other
intrusions that a reasonable person would find offensive and
objectionable. . . . When an action is brought claiming an invasion
of the right to individual privacy established by this section, and the
individual bringing the action offers sufficient evidence to establish
the intrusion, the defendant being sued must justify the intrusion by
demonstrating a compelling government interest in the intrusion.
Analysis, supra 28–30 (emphases added).
¶ 18 The Analysis provides a few important insights as to what the drafters
intended the right to encompass. First, in limiting Section 10’s application, the
drafters specified that litigants claiming the right’s protections must, as a
preliminary matter, provide sufficient evidence to establish that an intrusion
rising to the level of a constitutional violation occurred. Second, the Analysis’
repeated references to consent indicate an intent to limit the right to serious
violations that deliberately exceed one’s zone of privacy. Finally, the protection
against “unconsented physical intrusions” into one’s body—the phrase at issue
here—indicates the right was intended, to some extent, to provide protection for
certain infringements upon bodily autonomy and integrity.
¶ 19 Briefing Paper No. 7, a report from the constitutional committee tasked
with recommending the substance of the NMI Constitution’s personal rights,
provides further guidance.7 It states:
The delegates, however, may wish to give a more expansive
meaning to the concept of privacy. Such was the choice of the
draftsmen of the Montana constitution, which provides, ‘The right
of individual privacy is essential to the well-being of a free society
and shall not be infringed without the showing of a compelling state
interest.’
This type of provision, however, demonstrates the shortcomings of
all broadly phrased constitutional language: the word ‘privacy,’ as
well as the phrase ‘compelling state interest,’ may be so vague as to
defy judicial enforcement. Yet, this language may set a tone of
governmental respect for the sanctity of the homes and personal
affairs of the Northern Marianas people.
Briefing Paper 7, supra at 64. The inclusion of the right to privacy as a separate
section of the constitution, along with the adoption of language in Section 10
7
The Briefing Papers were prepared by lawyers, political scientists and others with
relevant expert qualifications in the areas discussed to assist the drafters of the
Constitution. Briefing Papers for the Delegates to the Northern Marianas Constitutional
Convention, Briefing Paper No. 1: Constitutional Convention Background & Overview
1, 28, 32 (1976).
Elameto v. Commonwealth, 2018 MP 15
closely resembling that of Montana’s, convinces us that the framers indeed
intended to provide an expansive meaning to the concept of privacy. Moreover,
we interpret the detailed list of contexts in which privacy interests may arise
provided in the Analysis as an attempt to avoid the provision’s potential
vagueness defying judicial enforcement. To further combat this potential
vagueness, we review the interpretations of states with codified privacy rights for
guidance on when an unconsented physical intrusion may occur in the context of
a physician-patient relationship.
¶ 20 Numerous state constitutions explicitly recognize a right to privacy. See,
e.g., ALASKA CONST. art. I, § 22 (“The right of the people to privacy is
recognized and shall not be infringed.”); CAL. CONST. art. I, § 1 (“All people are
by nature free and independent and have inalienable rights. Among these are . . .
pursuing and obtaining safety, happiness, and privacy.”); MONT. CONST. art. II,
§ 10. California, in particular, has created a three-part test for evaluating
allegations of “an invasion of privacy in violation of the state constitutional right
to privacy.” Hill v. Nat’l Collegiate Athletic Ass’n, 865 P.2d 633, 657 (Cal. 1994).
In California, an allegation of a violation of the right to privacy must establish:
“(1) a legally protected privacy interest; (2) a reasonable expectation of privacy
in the circumstances; and (3) conduct by defendant constituting a serious
invasion of privacy.” Id. As to the first consideration, autonomy privacy, or the
“interest[] in making intimate personal decisions or conducting personal
activities without observation, intrusion, or interference” has been recognized as
legally protected. Id. at 654; see, e.g., Lungren, 940 P.2d at 813 (Cal. 1997)
(noting interest in autonomy privacy includes pregnant woman’s right to choose
whether to continue a pregnancy); Conejo Wellness Ctr., Inc. v. City of Agoura
Hills, 154 Cal. Rptr. 3d 850, 871 (Cal. Ct. App. 2013) (recognizing autonomy
privacy to encompass freedom of association). The second requirement is shaped
by “customs, practices, and physical settings surrounding particular activities.”
Hill, 865 P.2d at 655 (further explaining that “advance notice of an impending
action may serve to ‘limit [an] intrusion upon personal dignity and security’ that
would otherwise be regarded as serious”). Lastly, “[a]ctionable invasions of
privacy must be sufficiently serious in their nature, scope, and actual or potential
impact to constitute an egregious breach of the social norms underlying the
privacy right.” Id; see In re iPhone Application Litig., 844 F. Supp. 2d 1040,
1063 (N.D. Cal. 2012) (“Even negligent conduct that leads to theft of highly
personal information . . . does not ‘approach [the] standard’ of actionable conduct
. . . and thus does not constitute a violation of [p]laintiffs’ right to privacy.”).
Although we decline to adopt such a test verbatim, we find these considerations
relevant in evaluating an allegation of a constitutional privacy violation.
¶ 21 We are further guided by Ross v. Kansas City General Hospital & Medical
Center, where the Missouri Supreme Court was tasked with determining whether
a patient’s right to privacy was violated in a medical malpractice action. 608
S.W.2d 397 (Mo. 1980). In Ross, a doctor performed a bilateral tubal
cauterization for the purpose of sterilization; the surgery was performed
inadequately, with the patient later becoming pregnant. Id. at 399. The patient
Elameto v. Commonwealth, 2018 MP 15
questioned the constitutionality of a Missouri statute of limitations that resulted
in her claim being time-barred. Id. at 398. She argued she had a right to have the
surgery performed properly and “that the doctor’s negligent performance of the
operation, and the subsequent pregnancy and birth of the child made this right a
nullity and that the application of the bar of [the statute of limitations] mean[t]
the state [was] preventing plaintiffs from vindicating their right to privacy.” Id.
at 400. Further, the patient argued that for the right to mean anything in her
circumstances, she would need to recover money damages; because the statute
of limitations prevented her remedy, it was unconstitutional. Id. The Ross court
disagreed, failing to see how the flawed surgery and pregnancy that followed
“change[d] the situation so as to make the statute unconstitutional” as a violation
of the patient’s right to privacy. Id. at 401. It reasoned that although the patient
could sue for the “doctor’s alleged failure to perform the sterilization properly,”
her “right to sue for damages may be limited by the state by a statute of
limitations, based on the perceived desirability of having some deadline beyond
which claims cannot be maintained in a judicial proceeding.” Id.8
¶ 22 Furthermore, these considerations accord with and stem from the related
common law causes of action for invasion of privacy and medical battery. For
example, California requires “(1) intrusion into a private place, conversation[,]
or matter, (2) in a manner highly offensive to a reasonable person,” in a common
law claim for invasion of privacy. Safari Club Int’l v. Rudolph, 862 F.3d 1113,
1127 (9th Cir. 2017). Like the Hill test, the first element requires a penetration of
a “zone of physical or sensory privacy . . . in violation of the law or social norms,”
while the second element involves “a ‘policy’ determination as to whether the
alleged intrusion is ‘highly offensive’ under the particular circumstances.” Id. In
particular, a medical examination of the body constitutes an invasion of privacy
unless the patient consents. Smith v. Welch, 967 P.2d 727, 732 (Kan. 1998) (“[A]s
applied to a surgical operation, the distinction ‘between an unauthorized
operation amounting to assault and battery on the one hand, and negligence such
as would constitute malpractice on the other, is that the former is intentional
while the latter is unintentional.”).
¶ 23 Similarly, a common law claim for medical battery rests on respect for
“the individual’s right to be free from unwanted bodily intrusions no matter how
well intentioned.” In re Brown, 478 So. 2d 1033, 1040 (Miss. 1985). Following
8
We also point out Ambers-Phillips v. SSM DePaul Health Ctr, where, considering facts
strikingly similar to ours, the Missouri Supreme Court determined no constitutional
violation had occurred. 459 S.W.3d 901 (Mo. 2015). There, the patient also underwent
an exploratory laparotomy. Id. at 904. “Nearly 14 years later . . . she underwent another
exploratory laparotomy at a different . . . hospital because she was having pain in her
side. According to the petition, during the surgery her doctors found four foreign
objects that had been left inside her abdomen during the 1999 surgery.” Id. The patient
sued for medical malpractice and alleged various constitutional violations; the court
rejected her claims, finding the right to bring a medical malpractice claim not to be a
fundamental right and medical malpractice victims not to be a suspect class. Id. at 911.
Elameto v. Commonwealth, 2018 MP 15
this policy, no physician may subject a patient to medical treatment without their
consent; “[v]iolation of this rule constitutes a battery.” Id. Specifically, “[a]n
action for total lack of consent sounds in battery, while a claim for lack of
informed consent is a medical malpractice action sounding in negligence.”
Bundrick v. Stewart, 114 P.3d 1204, 1208 (Wash. Ct. App. 2005). The claims are
distinguishable as “[t]he performance of an operation without first obtaining any
consent thereto may fall within the concepts of assault and battery as an
intentional tort, but the failure to tell the patient about the perils he faces is the
breach of a duty and is appropriately considered under negligence concepts.” Id.
(explaining that a negligence claim for “informed consent protects the patient’s
right to know the risks of the decisions she makes about her care, whereas the
cause of action for common law battery protects an individual’s right to privacy
and bodily integrity”). We find no reason to deviate from such concepts, and, like
the California Supreme Court, find common law guidance to be an “invaluable
guide in constitutional privacy litigation.” See Hill, 865 P.2d at 649.
¶ 24 Based on Section 10’s text, relevant historical documents, other states’
discussions of privacy rights, and common law guidance, we interpret whether
the present factual allegations constitute an unconsented physical intrusion
implicating the protections of Section 10. Although we acknowledge that
constitutional protections are warranted for some intrusions into one’s physical
autonomy, we find the incident at issue not to rise to the level of constitutional
concern. We are persuaded by various points from the aforementioned
authorities, the most important of which we discuss. First, we are unconvinced
by the fact that because a foreign object was left in Elameto’s body during the
medical procedure, it could be characterized as done against her will such that
would evince a lack of consent. On the contrary, Elameto affirmatively sought
medical assistance to address her health concerns, consenting to the exploratory
laparotomy. Further, the injury at the crux of Elameto’s complaint, the failure to
remove the forceps from her body during the operation, does not implicate an
invasion of privacy. Rather, the alleged injury follows the consented intrusion
potentially implicating significant—but separate—legal concerns. Next, taken
from the Hill test, we believe a reasonable patient undergoing an exploratory
laparotomy, like most other medical procedures, would understand that the
surgery carries with it various risks, including the risk that the doctor performing
the procedure may err during it. Finally, we join various courts in adopting the
notion that although a lack of due care by a doctor may raise significant concerns,
such action will not, barring extremely unusual circumstances, result in an
intrusion serious enough to raise constitutional concerns. We find such was the
case here. As a result, we find the right to privacy was not implicated by the
present allegations.9
9
Although we do not find a privacy right implicated by the present facts, we can
ostensibly conceive of limited factual scenarios in the medical context that would
constitute an unconsented physical intrusion. For now, however, we express our belief
Elameto v. Commonwealth, 2018 MP 15
¶ 25 Because we find the right to privacy not to be implicated, we need not
speculate as to what, if any, compelling interests existed in the enactment of
Section 2210(a) such that would justify a privacy intrusion. Moreover, because
our discussion defining an unconsented physical intrusion is sufficient to
adjudicate the dispute before us, considerations of judicial restraint and
precaution in the resolution of complex constitutional issues warrant that we need
not resolve Ramsey’s additional argument regarding whether Section 10 includes
a state action requirement. See Air Courier Conferenc