David A. Yzaguirre v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledApril 15, 2020
Docket2D19-1180
StatusPublished
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Full Opinion
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING
MOTION AND, IF FILED, DETERMINED
IN THE DISTRICT COURT OF APPEAL
OF FLORIDA
SECOND DISTRICT
DAVID A. YZAGUIRRE, )
)
Appellant, )
)
v. ) Case No. 2D19-1180
)
STATE OF FLORIDA, )
)
Appellee. )
)
Opinion filed April 15, 2020.
Appeal from the Circuit Court for Collier
County; Elizabeth V. Krier, Judge
David A. Yzaguirre, pro se.
Ashley Moody, Attorney General,
Tallahassee, and Cerese Crawford Taylor,
Assistant Attorney General, Tampa,
for Appellee.
MORRIS, Judge.
David A. Yzaguirre appeals from the order dismissing his amended motion
for Nelson1 hearing. Because the order under review is nonfinal and nonappealable,2
the claims made in this appeal would have been more appropriately raised in a petition
for writ of certiorari. Thus we hereby convert this appeal into a petition for writ of
certiorari. See Alcantaro v. State, 397 So. 2d 1236 (Fla. 2d DCA 1981). And because
we conclude that Yzaguirre has demonstrated that the dismissal was a departure from
the essential requirements of law resulting in irreparable harm for which Yzaguirre
would have no remedy on appeal, we hereby grant the petition and quash the order of
dismissal.
I. Facts
Yzaguirre was civilly committed pursuant to the Jimmy Ryce Act in 2007.
In 2018, Yzaguirre filed a motion and amended motion for Nelson hearing, wherein he
raised claims of ineffective assistance of counsel. In the interim between the filing of
the two motions, the trial court entered two orders on annual review. The orders were
both signed and filed on November 26, 2018, but they appear to be directed at the
annual review for two different years (2017 and 2018).
In his amended motion, Yzaguirre alleged that his family had attempted to
contact his appointed counsel to inquire why he had not consulted with Yzaguirre about
1Nelson v. State, 274 So. 2d 256, 259 (Fla. 4th DCA 1973) (holding in
relevant part that where a defendant asks to discharge his court appointed counsel
based on incompetence of counsel, the trial court "should make a sufficient inquiry of
the defendant and his appointed counsel to determine whether or not there is
reasonable cause to believe that the court appointed counsel is not rendering effective
assistance to the defendant").
2Nothing in Florida Rule of Appellate Procedure 9.130 permits review by
way of an appeal of an order dismissing a motion for a Nelson hearing.
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his case, informed him of the status of representation, and explained why he did not
seek relief pursuant to section 394.918, Florida Statutes (2017-2018). Yzaguirre also
alleged that on November 2, 2018, his family was informed by counsel's secretary that
counsel no longer represented Yzaguirre, and he alleged that counsel had not been in
contact with him for almost two years. Notably, the record before this court indicates
that while the State's 2017 Motion for Annual Review expressly reflects that counsel
was appointed as Yzaguirre's attorney, the State's 2018 Motion for Annual Review does
not contain the same express notation, though the certificate of service reflects that it
was served on counsel. Further, neither the trial court's 2017 order on annual review
nor the 2018 order on annual review mention whether Yzaguirre and/or his counsel
were present at the probable cause hearings pursuant to section 394.918(3) or whether
Yzaguirre presented any evidence at the hearings.
Yzaguirre additionally argued that counsel was ineffective due to lack of
diligence, failure to communicate, and lack of competence, which Yzaguirre contended
constituted a violation of several of the rules regulating the Florida Bar. Yzaguirre
explained that he was prejudiced due to counsel's deficient performance in failing to
seek relief under section 394.918 on Yzaguirre's behalf; Yzaguirre asserted that his due
process and equal protection rights had been denied, including:
The right to be present during the 2017 and 2018
probable cause hearings.
The right to be evaluated by his own forensic
psychologist in 2017 and 2018.
The right to present evidence at the probable cause
hearings in 2017 and 2018.
The right to present evidence at a bench trial in 2017
and 2018.
The right to file a petition for release in 2017 and
2018.
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Yzaguirre contended that because he was alleging that his counsel was incompetent,
the trial court was required to "make a sufficient inquiry of [Yzaguirre] and his court
appointed counsel to determine whether or not there is reasonable cause to believe that
court appointed counsel is not rendering ineffective assistance to [Yzaguirre]." He
asserted that he was entitled to the appointment of new counsel if the trial court
determined that there was reasonable cause to believe that counsel had been
ineffective.
In dismissing Yzaguirre's amended motion, the trial court concluded that
"[Yzaguirre] does not present any formal allegations of incompetence by his court-
appointed counsel." The trial court then cited various cases standing for the proposition
that Nelson hearings are not warranted if a defendant makes general complaints about
counsel's trial strategy or complaints about lack of communication, and the trial court
deemed Yzaguirre's complaints to be "general" in nature.
II. Analysis
We conclude that the trial court departed from the essential requirements
of the law in dismissing Yzaguirre's amended motion because the allegations in his
amended motion were sufficient to warrant further inquiry under Nelson. See Mansfield
v. State, 227 So. 3d 704, 708 (Fla. 2d DCA 2017) (acknowledging that where defendant
makes unequivocal request to discharge his counsel and where the reason is court
appointed counsel's incompetence, the court must further inquire of the defendant and
his counsel to determine if there is reasonable cause to believe that counsel is not
rendering effective assistance (citing Maxwell v. State, 892 So. 2d 1100, 1102 (Fla. 2d
DCA 2004))); see also Torres v. State, 42 So. 3d 910, 912 (Fla. 2d DCA 2010) (same).
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While " 'general allegations of dissatisfaction' are insufficient to trigger the need for a full
Nelson hearing, '[w]hen a defendant requests that the trial court discharge his court-
appointed attorney for ineffective assistance, the court is obligated to determine whether
adequate grounds exist for the attorney's discharge.' " Finfrock v. State, 84 So. 3d 431,
433 (Fla. 2d DCA 2012) (alteration in original) (citation omitted) (quoting Trease v. State
768 So. 2d 1050, 1053 (Fla. 2000)). Thus where a defendant alleges that he has
"irreconcilable difference[s]" with his counsel, that his counsel had violated rules of
professional conduct, or that his counsel was acting indifferent to the defendant's
wishes, this court has concluded that such allegations "were detailed enough that any
reader should have understood he was dissatisfied with [counsel's] representation" for
purposes of being entitled to a further inquiry. Id. at 433, 434; see also Torres, 42 So.
3d at 911, 913 (concluding that defendant's allegations that his counsel was ineffective
for failing to obtain transcripts or call witnesses with exculpatory evidence, failing to
obtain an expert witness to explore Torres' physical condition, and failing to adequately
communicate with Torres or file a motion to suppress as requested "were more than
generalized complaints about trial preparation or strategy or a general loss of
confidence in defense counsel"). Trial courts are not permitted to assume that a
defendant's dissatisfaction with counsel is not based on incompetence "or that a Nelson
hearing, if conducted, would dispel any notion of counsel's incompetency." Mansfield,
227 So. 3d at 709 (quoting Milkey v. State, 16 So. 3d 172, 176 (Fla. 2d DCA 2009)); see
also Torres, 42 So. 3d at 913. A trial court's failure to conduct a preliminary inquiry in
such cases is per se error. Mansfield, 227 So. 3d at 708; Finfrock, 84 So. 3d at 434.
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The order of dismissal also results in irreparable harm to Yzaguirre
because Yzaguirre was not provided with the Nelson hearing to which he was entitled in
order to determine the validity of his ineffective assistance of counsel claims. This is not
something that can be rectified on appeal from a final order because Yzaguirre is being
forced to remain represented—at least on paper—by counsel with whom he alleges he
has had no contact for an extended period of time. And based on Yzaguirre's
allegations and the record before this court, there is some question as to whether
counsel is still representing Yzaguirre.
Accordingly, because the dismissal was a departure from the essential
requirements of the law resulting in irreparable harm, we grant the petition for writ of
certiorari and quash the trial court's order.
Petition granted; order quashed.
NORTHCUTT and SLEET, JJ., Concur.
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